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Nasdaq · USD

UMBF

UMB FINANCIAL CORP

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Tapewire entity
2021
SEC CIK
0000101382
Parsed reports
1,215

Last 12 months

Inside the activity.

6 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202522
Dec 202502
Jan 202600
Feb 202624
Mar 202600
Apr 202600
May 202600
Jun 202604
Jul 202602
Aug 2026011
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2017 Filed Jan 31, 2017 00:39 UTC GrantCommon Stock 593 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002987 · form4.xml · nonDerivative · entry 1

BEERY ROBIN C · CIK 0001217483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,445

Read SEC document
January 27, 2017 Filed Jan 31, 2017 16:45 UTC GrantCommon Stock 593 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003020 · form4.xml · nonDerivative · entry 1

Gallagher Kevin Charles · CIK 0001417351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,988.925

F1 · ownership.direct: Includes shares acquired through the reinvestment of dividends since the reporting person's last ownership report

Read SEC document
January 27, 2017 Filed Jan 31, 2017 16:47 UTC GrantCommon Stock 593 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003021 · form4.xml · nonDerivative · entry 2

SOSLAND L JOSHUA · CIK 0001229042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Read SEC document
January 27, 2017 Filed Jan 31, 2017 16:42 UTC GrantCommon Stock 593 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003018 · form4.xml · nonDerivative · entry 2

DUNN TERRENCE P · CIK 0001201328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,394.529

F1 · balance_after: Includes shares acquired from dividend reinvestment

Read SEC document
January 27, 2017 Filed Jan 31, 2017 16:44 UTC GrantCommon Stock 593 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003019 · form4.xml · nonDerivative · entry 1

GRAVES GREG M · CIK 0001267879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,943.148

F1 · balance_after: Includes shares acquired through participation in the UMB Financial Corporation dividend reinvestment plan.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 15:29 UTC GrantCommon Stock 593 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003010 · form4.xml · nonDerivative · entry 1

UHLMANN PAUL III · CIK 0001229045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,928

Read SEC document
January 27, 2017 Filed Jan 31, 2017 15:14 UTC GrantCommon Stock 593 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003007 · form4.xml · nonDerivative · entry 1

Williams Leroy James Jr · CIK 0001397981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657

Read SEC document
January 27, 2017 Filed Feb 15, 2017 22:59 UTC Amendment GrantCommon Stock 580 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006392 · form4a.xml · nonDerivative · entry 1

Williams Leroy James Jr · CIK 0001397981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644

F1 · shares: The number of shares granted was previously overstated.

Read SEC document
January 27, 2017 Filed Feb 15, 2017 22:59 UTC Amendment GrantCommon Stock 580 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006391 · form4a.xml · nonDerivative · entry 1

UHLMANN PAUL III · CIK 0001229045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,915

F1 · shares: The number of shares granted was previously overstated.

Read SEC document
January 27, 2017 Filed Feb 15, 2017 22:54 UTC Amendment GrantCommon Stock 580 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006386 · form4a.xml · nonDerivative · entry 1

KEMPER ALEXANDER C · CIK 0001229108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,210

F1 · shares: The number of shares granted was previously overstated.

Read SEC document
January 27, 2017 Filed Feb 15, 2017 22:56 UTC Amendment GrantCommon Stock 580 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006389 · form4a.xml · nonDerivative · entry 1

SOSLAND L JOSHUA · CIK 0001229042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,654

F1 · shares: The number of shares granted was previously overstated.

Read SEC document
January 27, 2017 Filed Feb 15, 2017 22:55 UTC Amendment GrantCommon Stock 580 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006388 · form4a.xml · nonDerivative · entry 1

ROBBINS KRIS A · CIK 0001229039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,660

F1 · shares: The number of shares granted was previously overstated.

Read SEC document
January 27, 2017 Filed Feb 15, 2017 22:50 UTC Amendment GrantCommon Stock 580 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006382 · form4a.xml · nonDerivative · entry 1

Gallagher Kevin Charles · CIK 0001417351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,975.925

F1 · shares: The number of shares granted was previously overstated.

Read SEC document
January 27, 2017 Filed Feb 15, 2017 22:51 UTC Amendment GrantCommon Stock 580 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006384 · form4a.xml · nonDerivative · entry 1

GRAVES GREG M · CIK 0001267879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,930.148

F1 · shares: The number of shares granted was previously overstated.

Read SEC document
January 27, 2017 Filed Feb 15, 2017 22:45 UTC Amendment GrantCommon Stock 290 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006375 · form4a.xml · nonDerivative · entry 1

Murphy Timothy R. · CIK 0001680004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549

F1 · shares: The number of shares granted was previously overstated.

Read SEC document
January 27, 2017 Filed Feb 15, 2017 22:48 UTC Amendment GrantCommon Stock 580 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006379 · form4a.xml · nonDerivative · entry 1

DUNN TERRENCE P · CIK 0001201328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,381.529

F1 · shares: The number of shares granted was previously overstated.

Read SEC document
January 27, 2017 Filed Feb 15, 2017 22:47 UTC Amendment
Buese NancyDirector
GrantCommon Stock 580 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006377 · form4a.xml · nonDerivative · entry 1

Buese Nancy · CIK 0001344601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,885

F1 · shares: The number of shares granted was previously overstated.

Read SEC document
January 27, 2017 Filed Feb 15, 2017 22:46 UTC Amendment GrantCommon Stock 580 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006376 · form4a.xml · nonDerivative · entry 1

BEERY ROBIN C · CIK 0001217483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,432

F1 · shares: The number of shares granted was previously overstated.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 23:49 UTC
Terry Thomas SChief Lending Officer
Tax withholdingCommon Stock 149 $73.36 $10,930.64
Disclosure

SEC source: 0001127602-17-002396 · form4.xml · nonDerivative · entry 2

Terry Thomas S · CIK 0001659887 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,860.1556

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock

Read SEC document
January 23, 2017 Filed Jan 25, 2017 23:49 UTC
Terry Thomas SChief Lending Officer
Disposition to issuerCommon Stock 52 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002396 · form4.xml · nonDerivative · entry 1

Terry Thomas S · CIK 0001659887 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,009.1556

Read SEC document
January 23, 2017 Filed Jan 25, 2017 23:42 UTC
Hagedorn Michael DPresident of Subsidiary
Tax withholdingCommon Stock 1,047 $73.36 $76,807.92
Disclosure

SEC source: 0001127602-17-002392 · form4.xml · nonDerivative · entry 2

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,144.9349

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock

Read SEC document
January 23, 2017 Filed Jan 25, 2017 23:42 UTC
Hagedorn Michael DPresident of Subsidiary
Disposition to issuerCommon Stock 413 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002392 · form4.xml · nonDerivative · entry 1

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,191.9349

Read SEC document
January 23, 2017 Filed Jan 25, 2017 23:31 UTC
Swett Christian REVP/Chief Credit Officer
Tax withholdingCommon Stock 170 $73.36 $12,471.20
Disclosure

SEC source: 0001127602-17-002379 · form4.xml · nonDerivative · entry 2

Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,007.6667

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock

Read SEC document
January 23, 2017 Filed Jan 25, 2017 23:31 UTC
Swett Christian REVP/Chief Credit Officer
Disposition to issuerCommon Stock 59 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002379 · form4.xml · nonDerivative · entry 1

Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,177.6667

Read SEC document
January 23, 2017 Filed Jan 25, 2017 23:24 UTC
KEMPER J MARINERDirector · Chairman and CEO
Tax withholdingCommon Stock 2,556 $73.36 $187,508.16
Disclosure

SEC source: 0001127602-17-002370 · form4.xml · nonDerivative · entry 2

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,908.5432

Read SEC document
January 23, 2017 Filed Jan 25, 2017 23:24 UTC
KEMPER J MARINERDirector · Chairman and CEO
Disposition to issuerCommon Stock 1,103 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002370 · form4.xml · nonDerivative · entry 1

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,464.5432

F1 · ownership.direct: Reflects shares acquired through the reinvestment of dividends on restricted stock

F2 · ownership.direct: Reflects the transfer of common stock from the TUW R Crosby Kemper Trust for John.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 21:10 UTC
Iseman Andrew JCEO of Subsidiary
Tax withholdingCommon Stock 1,539 $77.12 $118,687.68
Disclosure

SEC source: 0001127602-17-000592 · form4.xml · nonDerivative · entry 1

Iseman Andrew J · CIK 0001392243 · CEO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,108.0301

Read SEC document
January 01, 2017 Filed Jun 12, 2017 22:17 UTC Amendment
Iseman Andrew JCEO of Subsidiary
Tax withholdingCommon Stock 1,542 $77.12 $118,919.04
Disclosure

SEC source: 0001127602-17-021215 · form4a.xml · nonDerivative · entry 1

Iseman Andrew J · CIK 0001392243 · CEO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,105.0301

F1 · shares: The number of shares previously reported was incorrect.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:34 UTC
Payne Jennifer MSr. Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 700 $0.00 Strike: $38.54 $0.00
Disclosure

SEC source: 0001127602-16-070078 · form4.xml · derivative · entry 8

Payne Jennifer M · CIK 0001659975 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:34 UTC
Payne Jennifer MSr. Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $36.36 $0.00
Disclosure

SEC source: 0001127602-16-070078 · form4.xml · derivative · entry 7

Payne Jennifer M · CIK 0001659975 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2016-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:34 UTC
Payne Jennifer MSr. Vice President
Tax withholdingCommon Stock 341 $79.35 $27,056.65
Disclosure

SEC source: 0001127602-16-070078 · form4.xml · nonDerivative · entry 4

Payne Jennifer M · CIK 0001659975 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,207.0782

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:34 UTC
Payne Jennifer MSr. Vice President
Exercise / conversionCommon Stock 700 $38.54 $26,978.00
Disclosure

SEC source: 0001127602-16-070078 · form4.xml · nonDerivative · entry 3

Payne Jennifer M · CIK 0001659975 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,548.0782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:34 UTC
Payne Jennifer MSr. Vice President
Tax withholdingCommon Stock 230 $79.35 $18,249.35
Disclosure

SEC source: 0001127602-16-070078 · form4.xml · nonDerivative · entry 2

Payne Jennifer M · CIK 0001659975 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,848.0782

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:34 UTC
Payne Jennifer MSr. Vice President
Exercise / conversionCommon Stock 500 $36.36 $18,180.00
Disclosure

SEC source: 0001127602-16-070078 · form4.xml · nonDerivative · entry 1

Payne Jennifer M · CIK 0001659975 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,078.0782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock

Read SEC document
December 12, 2016 Filed Dec 14, 2016 15:13 UTC
Swett Christian REVP/Chief Credit Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,400 $0.00 Strike: $36.36 $0.00
Disclosure

SEC source: 0001127602-16-069962 · form4.xml · derivative · entry 3

Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,400 shares

Expires 2016-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 15:13 UTC
Swett Christian REVP/Chief Credit Officer
Exercise / conversionCommon Stock 1,400 $36.36 $50,904.00
Disclosure

SEC source: 0001127602-16-069962 · form4.xml · nonDerivative · entry 1

Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,219.0165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock

Read SEC document
December 06, 2016 Filed Jan 31, 2017 16:42 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003018 · form4.xml · nonDerivative · entry 1

DUNN TERRENCE P · CIK 0001201328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,744.689

Read SEC document
December 02, 2016 Filed Dec 5, 2016 20:51 UTC
Terry Thomas SChief Lending Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $36.36 $0.00
Disclosure

SEC source: 0001127602-16-069114 · form4.xml · derivative · entry 4

Terry Thomas S · CIK 0001659887 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2016-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2016 Filed Dec 5, 2016 20:51 UTC
Terry Thomas SChief Lending Officer
Tax withholdingCommon Stock 945 $77.00 $72,765.00
Disclosure

SEC source: 0001127602-16-069114 · form4.xml · nonDerivative · entry 2

Terry Thomas S · CIK 0001659887 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,969.9583

Read SEC document
December 02, 2016 Filed Dec 5, 2016 20:51 UTC
Terry Thomas SChief Lending Officer
Exercise / conversionCommon Stock 2,000 $36.36 $72,720.00
Disclosure

SEC source: 0001127602-16-069114 · form4.xml · nonDerivative · entry 1

Terry Thomas S · CIK 0001659887 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,914.9583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Jan 31, 2017 16:47 UTC GiftCommon Stock 555 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003021 · form4.xml · nonDerivative · entry 1

SOSLAND L JOSHUA · CIK 0001229042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,074

Read SEC document
November 10, 2016 Filed Nov 14, 2016 14:59 UTC
Macke Kevin MExecutive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 918 $0.00 Strike: $37.84 $0.00
Disclosure

SEC source: 0001127602-16-066812 · form4.xml · derivative · entry 8

Macke Kevin M · CIK 0001659944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 918 shares

Expires 2020-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 14:59 UTC
Macke Kevin MExecutive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 863 $0.00 Strike: $41.37 $0.00
Disclosure

SEC source: 0001127602-16-066812 · form4.xml · derivative · entry 7

Macke Kevin M · CIK 0001659944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 863 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 14:59 UTC
Macke Kevin MExecutive Vice President
SaleCommon Stock 644 $69.75 $44,921.00
Disclosure

SEC source: 0001127602-16-066812 · form4.xml · nonDerivative · entry 4

Macke Kevin M · CIK 0001659944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,586.4817

Read SEC document
November 10, 2016 Filed Nov 14, 2016 14:59 UTC
Macke Kevin MExecutive Vice President
SaleCommon Stock 634 $69.78 $44,240.52
Disclosure

SEC source: 0001127602-16-066812 · form4.xml · nonDerivative · entry 3

Macke Kevin M · CIK 0001659944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,230.4817

Read SEC document
November 10, 2016 Filed Nov 14, 2016 14:59 UTC
Macke Kevin MExecutive Vice President
Exercise / conversionCommon Stock 918 $37.84 $34,737.12
Disclosure

SEC source: 0001127602-16-066812 · form4.xml · nonDerivative · entry 2

Macke Kevin M · CIK 0001659944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,864.4817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 14:59 UTC
Macke Kevin MExecutive Vice President
Exercise / conversionCommon Stock 863 $41.37 $35,702.31
Disclosure

SEC source: 0001127602-16-066812 · form4.xml · nonDerivative · entry 1

Macke Kevin M · CIK 0001659944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,946.4817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 14:48 UTC
KEMPER J MARINERDirector · Chairman and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,467 $0.00 Strike: $38.84 $0.00
Disclosure

SEC source: 0001127602-16-066802 · form4.xml · derivative · entry 9

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,467 shares

Expires 2017-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options will vest 50% on the third 1/1/2010; 75% on the 1/1/2011; and 100% on 1/1/2012.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 14:48 UTC
KEMPER J MARINERDirector · Chairman and CEO
Tax withholdingCommon Stock 15,702 $69.66 $1,093,801.32
Disclosure

SEC source: 0001127602-16-066802 · form4.xml · nonDerivative · entry 2

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,064.8455

F1 · balance_after: Includes shares acquired through dividend reinvestment of restricted stock shares

Read SEC document
November 10, 2016 Filed Nov 14, 2016 14:48 UTC
KEMPER J MARINERDirector · Chairman and CEO
Exercise / conversionCommon Stock 20,467 $38.84 $794,938.28
Disclosure

SEC source: 0001127602-16-066802 · form4.xml · nonDerivative · entry 1

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,766.8455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.