Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UMB FINANCIAL CORPUMBF · Entity 2021 | EVP/Chief Credit Officer | February 12, 2018 | February 13, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UMB FINANCIAL CORP
Report date February 12, 2018 · Filed February 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,355.6767 |
Ending reported balance
After 2018-02-12 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-02-12 · Tax withholding · Disposed 33 · Balance 9,526.6767 Row 2 · 2018-02-12 · Tax withholding · Disposed 130 · Balance 9,396.6767 Row 3 · 2018-02-12 · Tax withholding · Disposed 41 · Balance 9,355.6767 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 901.5439 |
Reported balance
Holding disclosure · report date 2018-02-12 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 901.5439 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2018 Filed Feb 13, 2018 21:06 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 41 | $73.98 | $3,033.18 |
DisclosureSEC source: 0001127602-18-005489 · form4.xml · nonDerivative · entry 3 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,355.6767 Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 21:06 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 130 | $74.13 | $9,636.90 |
DisclosureSEC source: 0001127602-18-005489 · form4.xml · nonDerivative · entry 2 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,396.6767 Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 21:06 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 33 | $74.13 | $2,446.29 |
DisclosureSEC source: 0001127602-18-005489 · form4.xml · nonDerivative · entry 1 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,526.6767 Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 23:11 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | GrantCommon Stock | 802 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005006 · form4.xml · nonDerivative · entry 1 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,559.6767 Read SEC document |
| February 06, 2018 Filed Feb 7, 2018 22:34 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,400 | $0.00 Strike: $40.93 | $0.00 |
DisclosureSEC source: 0001127602-18-004471 · form4.xml · derivative · entry 3 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,400 shares Expires 2018-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2018 Filed Feb 7, 2018 22:34 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Exercise / conversionCommon Stock | 1,400 | $40.93 | $57,302.00 |
DisclosureSEC source: 0001127602-18-004471 · form4.xml · nonDerivative · entry 1 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,757.6767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 00:32 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 135 | $73.13 | $9,872.55 |
DisclosureSEC source: 0001127602-18-004414 · form4.xml · nonDerivative · entry 1 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,357.6767 Read SEC document |
| January 22, 2018 Filed Jan 29, 2018 20:36 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 360 | $74.75 | $26,910.00 |
DisclosureSEC source: 0001127602-18-002767 · form4.xml · nonDerivative · entry 1 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,492.6767 F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock. Read SEC document |
| December 13, 2017 Filed Dec 13, 2017 23:24 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 634 | $73.40 | $46,535.60 |
DisclosureSEC source: 0001127602-17-034580 · form4.xml · nonDerivative · entry 3 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,830.2973 Read SEC document |
| December 13, 2017 Filed Dec 13, 2017 23:24 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 15 | $73.50 | $1,102.50 |
DisclosureSEC source: 0001127602-17-034580 · form4.xml · nonDerivative · entry 2 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,464.2973 Read SEC document |
| December 13, 2017 Filed Dec 13, 2017 23:24 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 1,213 | $73.55 | $89,216.15 |
DisclosureSEC source: 0001127602-17-034580 · form4.xml · nonDerivative · entry 1 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,479.2973 F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock. Read SEC document |
| May 16, 2017 Filed May 17, 2017 16:48 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,400 | $0.00 Strike: $38.54 | $0.00 |
DisclosureSEC source: 0001127602-17-018432 · form4.xml · derivative · entry 3 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,400 shares Expires 2017-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 17, 2017 16:48 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Exercise / conversionCommon Stock | 1,400 | $38.54 | $53,956.00 |
DisclosureSEC source: 0001127602-17-018432 · form4.xml · nonDerivative · entry 1 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,652.6183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock. Read SEC document |
| February 12, 2017 Filed Feb 14, 2017 16:22 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 52 | $76.87 | $3,997.24 |
DisclosureSEC source: 0001127602-17-005761 · form4.xml · nonDerivative · entry 3 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,232.6667 Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 16:22 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 83 | $76.87 | $6,380.21 |
DisclosureSEC source: 0001127602-17-005761 · form4.xml · nonDerivative · entry 2 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,284.6667 Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 16:22 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 50 | $76.87 | $3,843.50 |
DisclosureSEC source: 0001127602-17-005761 · form4.xml · nonDerivative · entry 1 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,367.6667 Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 20:14 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | GrantStock Option (Right to Buy) · Derivative | 1,978 | $0.00 Strike: $75.25 | $0.00 |
DisclosureSEC source: 0001127602-17-004049 · form4.xml · derivative · entry 3 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,978 Underlying: Common Stock · 1,978 shares Expires 2027-02-02 F2 · derivative.exercise_date: Options vest 50% on 2/2/19, 75% on 2/2/20, and 100% on 2/2/21. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 20:14 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | GrantCommon Stock | 1,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004049 · form4.xml · nonDerivative · entry 1 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,417.6667 Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 23:31 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 170 | $73.36 | $12,471.20 |
DisclosureSEC source: 0001127602-17-002379 · form4.xml · nonDerivative · entry 2 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,007.6667 F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 23:31 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Disposition to issuerCommon Stock | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-002379 · form4.xml · nonDerivative · entry 1 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,177.6667 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 15:13 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,400 | $0.00 Strike: $36.36 | $0.00 |
DisclosureSEC source: 0001127602-16-069962 · form4.xml · derivative · entry 3 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,400 shares Expires 2016-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 15:13 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Exercise / conversionCommon Stock | 1,400 | $36.36 | $50,904.00 |
DisclosureSEC source: 0001127602-16-069962 · form4.xml · nonDerivative · entry 1 Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,219.0165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.