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Nasdaq · USD

UEIC

UNIVERSAL ELECTRONICS INC

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Tapewire entity
366
SEC CIK
0000101984
Parsed reports
709

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202604
Mar 202601
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202604
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 11, 2023 Filed Nov 13, 2023 20:00 UTC Exercise / conversionRestricted Stock Units · Derivative 421 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054961 · doc4.xml · derivative · entry 6

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,185

Underlying: Common Stock · 421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 11, 2023 Filed Nov 13, 2023 20:00 UTC Tax withholdingCommon Stock 225 $8.40 $1,888.88
Disclosure

SEC source: 0001209191-23-054961 · doc4.xml · nonDerivative · entry 4

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,772

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
November 11, 2023 Filed Nov 13, 2023 20:00 UTC Exercise / conversionCommon Stock 421 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-054961 · doc4.xml · nonDerivative · entry 3

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
November 11, 2023 Filed Nov 13, 2023 19:59 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 1,472 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054960 · doc4.xml · derivative · entry 8

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,679

Underlying: Common Stock · 1,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 11, 2023 Filed Nov 13, 2023 19:59 UTC
ARLING PAUL DDirector · CEO
Tax withholdingCommon Stock 616 $8.40 $5,171.32
Disclosure

SEC source: 0001209191-23-054960 · doc4.xml · nonDerivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust (See Footnote #2)

Disclosed balance after: 258,944

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares.

Read SEC document
November 11, 2023 Filed Nov 13, 2023 19:59 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionCommon Stock 1,472 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-054960 · doc4.xml · nonDerivative · entry 3

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust (See Footnote #2)

Disclosed balance after: 259,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares.

Read SEC document
November 11, 2023 Filed Nov 13, 2023 19:58 UTC
Ammari RamziSr.VP Corp Planning & Strategy
Exercise / conversionRestricted Stock Units · Derivative 385 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054959 · doc4.xml · derivative · entry 6

Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,835

Underlying: Common Stock · 385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 11, 2023 Filed Nov 13, 2023 19:58 UTC
Ammari RamziSr.VP Corp Planning & Strategy
Tax withholdingCommon Stock 161 $8.40 $1,351.60
Disclosure

SEC source: 0001209191-23-054959 · doc4.xml · nonDerivative · entry 4

Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,372

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
November 11, 2023 Filed Nov 13, 2023 19:58 UTC
Ammari RamziSr.VP Corp Planning & Strategy
Exercise / conversionCommon Stock 385 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-054959 · doc4.xml · nonDerivative · entry 3

Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 20:00 UTC Exercise / conversionRestricted Stock Units · Derivative 724 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054961 · doc4.xml · derivative · entry 5

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,606

Underlying: Common Stock · 724 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 20:00 UTC Tax withholdingCommon Stock 387 $8.40 $3,248.87
Disclosure

SEC source: 0001209191-23-054961 · doc4.xml · nonDerivative · entry 2

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,576

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 20:00 UTC Exercise / conversionCommon Stock 724 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-054961 · doc4.xml · nonDerivative · entry 1

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 19:59 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 2,532 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054960 · doc4.xml · derivative · entry 7

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,151

Underlying: Common Stock · 2,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 19:59 UTC
ARLING PAUL DDirector · CEO
Tax withholdingCommon Stock 1,059 $8.40 $8,890.31
Disclosure

SEC source: 0001209191-23-054960 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust (See Footnote #2)

Disclosed balance after: 258,088

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 19:59 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionCommon Stock 2,532 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-054960 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust (See Footnote #2)

Disclosed balance after: 259,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 19:58 UTC
Ammari RamziSr.VP Corp Planning & Strategy
Exercise / conversionRestricted Stock Units · Derivative 664 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054959 · doc4.xml · derivative · entry 5

Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,220

Underlying: Common Stock · 664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 19:58 UTC
Ammari RamziSr.VP Corp Planning & Strategy
Tax withholdingCommon Stock 277 $8.40 $2,325.42
Disclosure

SEC source: 0001209191-23-054959 · doc4.xml · nonDerivative · entry 2

Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,148

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 19:58 UTC
Ammari RamziSr.VP Corp Planning & Strategy
Exercise / conversionCommon Stock 664 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-054959 · doc4.xml · nonDerivative · entry 1

Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
November 07, 2023 Filed Nov 7, 2023 22:57 UTC
Singer Eric10% owner
PurchaseCommon Stock 48,962 $8.09 $395,882.25
Disclosure

SEC source: 0000921895-23-002501 · form413446008_11072023.xml · nonDerivative · entry 2

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,412,709

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.9650 to $8.1000. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Read SEC document
November 03, 2023 Filed Nov 7, 2023 22:57 UTC
Singer Eric10% owner
PurchaseCommon Stock 25,000 $8.16 $203,887.50
Disclosure

SEC source: 0000921895-23-002501 · form413446008_11072023.xml · nonDerivative · entry 1

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,363,747

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Read SEC document
October 30, 2023 Filed Oct 31, 2023 16:03 UTC
Singer Eric10% owner
PurchaseCommon Stock 2,505 $7.42 $18,598.62
Disclosure

SEC source: 0000921895-23-002432 · form413446008_10312023.xml · nonDerivative · entry 2

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,338,747

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.4050 to $7.4400. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Read SEC document
October 27, 2023 Filed Oct 31, 2023 16:03 UTC
Singer Eric10% owner
PurchaseCommon Stock 20,480 $7.32 $149,919.74
Disclosure

SEC source: 0000921895-23-002432 · form413446008_10312023.xml · nonDerivative · entry 1

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,336,242

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.1750 to $7.5000. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 22:51 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051205 · doc4.xml · derivative · entry 2

ZINSER EDWARD K · CIK 0001287012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F2 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 22:51 UTC Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-051205 · doc4.xml · nonDerivative · entry 1

ZINSER EDWARD K · CIK 0001287012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 22:50 UTC
VOGEL CARL EDirector
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051204 · doc4.xml · derivative · entry 3

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 22:50 UTC
VOGEL CARL EDirector
Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-051204 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 22:50 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051203 · doc4.xml · derivative · entry 2

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F2 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 22:50 UTC Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-051203 · doc4.xml · nonDerivative · entry 1

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 22:49 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051202 · doc4.xml · derivative · entry 3

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

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October 01, 2023 Filed Oct 2, 2023 22:49 UTC Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-051202 · doc4.xml · nonDerivative · entry 1

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Please refer to footnote #2

Disclosed balance after: 43,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust.

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October 01, 2023 Filed Oct 2, 2023 22:48 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051200 · doc4.xml · derivative · entry 2

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

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October 01, 2023 Filed Oct 2, 2023 22:48 UTC Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-051200 · doc4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote #2

Disclosed balance after: 19,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.

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October 01, 2023 Filed Oct 2, 2023 22:47 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051198 · doc4.xml · derivative · entry 2

CHAHIL SATJIV S · CIK 0001216546 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

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October 01, 2023 Filed Oct 2, 2023 22:47 UTC Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-051198 · doc4.xml · nonDerivative · entry 1

CHAHIL SATJIV S · CIK 0001216546 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote #2

Disclosed balance after: 127,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held in the Satjiv Chahil Trust Account. Mr. Chahil disclaims ownership of the shares held by the Trust.

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September 13, 2023 Filed Sep 13, 2023 22:26 UTC PurchaseCommon Stock 5,100 $8.42 $42,957.81
Disclosure

SEC source: 0001209191-23-049344 · doc4.xml · nonDerivative · entry 1

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,239

F1 · price: This is the weighted average of the price traded. The high was $8.4598 and the low was $8.3676.

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August 21, 2023 Filed Aug 22, 2023 21:54 UTC PurchaseCommon Stock 5,000 $9.18 $45,922.50
Disclosure

SEC source: 0001209191-23-046940 · doc4.xml · nonDerivative · entry 1

ZINSER EDWARD K · CIK 0001287012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,312

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August 14, 2023 Filed Aug 14, 2023 22:22 UTC
Chong David Cheung HyenExecutive Vice President -Asia
PurchaseCommon Stock 1,000 $9.79 $9,792.50
Disclosure

SEC source: 0001209191-23-045703 · doc4.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,634

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August 11, 2023 Filed Aug 11, 2023 23:01 UTC
ARLING PAUL DDirector · CEO
PurchaseCommon Stock 2,547 $9.85 $25,075.98
Disclosure

SEC source: 0001209191-23-045492 · doc4.xml · nonDerivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,800

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August 11, 2023 Filed Aug 14, 2023 22:23 UTC Exercise / conversionRestricted Stock Units · Derivative 421 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045704 · doc4.xml · derivative · entry 6

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,330

Underlying: Common Stock · 421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

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August 11, 2023 Filed Aug 14, 2023 22:23 UTC Tax withholdingCommon Stock 225 $9.59 $2,157.75
Disclosure

SEC source: 0001209191-23-045704 · doc4.xml · nonDerivative · entry 4

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,139

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

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August 11, 2023 Filed Aug 14, 2023 22:23 UTC Exercise / conversionCommon Stock 421 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045704 · doc4.xml · nonDerivative · entry 3

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 22:22 UTC
Chong David Cheung HyenExecutive Vice President -Asia
PurchaseCommon Stock 1,000 $9.37 $9,371.90
Disclosure

SEC source: 0001209191-23-045703 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,634

Read SEC document
August 11, 2023 Filed Aug 14, 2023 22:20 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 1,472 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045701 · doc4.xml · derivative · entry 5

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,683

Underlying: Common Stock · 1,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 22:20 UTC
ARLING PAUL DDirector · CEO
Tax withholdingCommon Stock 616 $9.59 $5,907.44
Disclosure

SEC source: 0001209191-23-045701 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust (See Footnote #2)

Disclosed balance after: 256,615

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares.

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August 11, 2023 Filed Aug 14, 2023 22:20 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionCommon Stock 1,472 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045701 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust (See Footnote #2)

Disclosed balance after: 257,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 22:21 UTC
Ammari RamziSr.VP Corp Planning & Strategy
Exercise / conversionRestricted Stock Units · Derivative 385 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045702 · doc4.xml · derivative · entry 6

Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,884

Underlying: Common Stock · 385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 22:21 UTC
Ammari RamziSr.VP Corp Planning & Strategy
Tax withholdingCommon Stock 161 $9.59 $1,543.99
Disclosure

SEC source: 0001209191-23-045702 · doc4.xml · nonDerivative · entry 4

Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,761

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

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August 11, 2023 Filed Aug 14, 2023 22:21 UTC
Ammari RamziSr.VP Corp Planning & Strategy
Exercise / conversionCommon Stock 385 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045702 · doc4.xml · nonDerivative · entry 3

Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
August 11, 2023 Filed Dec 5, 2024 16:46 UTC Amendment
ARLING PAUL DDirector · CEO
PurchaseCommon Stock 2,547 $9.85 $25,075.98
Disclosure

SEC source: 0000101984-24-000184 · wk-form4a_1733417193.xml · nonDerivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,347

Read SEC document
August 10, 2023 Filed Aug 11, 2023 23:01 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 2,532 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045492 · doc4.xml · derivative · entry 6

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,155

Underlying: Common Stock · 2,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.