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Nasdaq · USD

UCTT

Ultra Clean Holdings, Inc.

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Tapewire entity
1193
SEC CIK
0001275014
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 86 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 2026012
Jun 2026069
Jul 202603
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2017 Filed Mar 24, 2017 21:24 UTC
Sterling JoanSVP, Human Resources
SaleCommon Stock 13,279 $13.87 $184,114.66
Disclosure

SEC source: 0000950103-17-002768 · dp74157_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,829

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $13.80 to $13.90. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 23:26 UTC
Savage SheriCFO, SVP Finance and Secretary
SaleCommon Stock 6,492 $13.92 $90,351.11
Disclosure

SEC source: 0000950103-17-002178 · dp73732_4-brumm.xml · nonDerivative · entry 1

Brumm Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,552

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $13.85 to $14.03. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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March 01, 2017 Filed Mar 3, 2017 18:28 UTC
HAYWARD DEBORAH ESVP, Global Acct Mgmt
SaleCommon Stock 17,778 $13.93 $247,704.43
Disclosure

SEC source: 0000950103-17-002179 · dp73733_4-hayward.xml · nonDerivative · entry 1

HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,831

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $13.84 to $14.09. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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March 01, 2017 Filed Mar 24, 2017 21:26 UTC
WILLIAMS WILLIAM JOESVP, Customer Business Mgmt
SaleCommon Stock 12,500 $13.93 $174,137.50
Disclosure

SEC source: 0000950103-17-002769 · dp74166_4-williams.xml · nonDerivative · entry 2

WILLIAMS WILLIAM JOE · CIK 0001698624 · SVP, Customer Business Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,455

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $13.84 to $14.04. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
March 01, 2017 Filed Apr 19, 2017 21:43 UTC
Speirs DavidSVP, North America
PurchaseCommon Stock 4,204 $14.29 $60,075.16
Disclosure

SEC source: 0000950103-17-003659 · dp75198_4-speirs.xml · nonDerivative · entry 1

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,920

F1 · kind: This Form is being filed late to report transactions that were inadvertently omitted from prior reports. The reporting person's sale of UCTT common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 4,204 shares, with the reporting person's purchase of 4,204 shares of UCTT common stock at a price of $14.29 per share on March 1, 2017. The reporting person has paid UCTT $4,666.44, representing the full amount of the profit (using a per share sale price of $15.40, which was the highest sale price for any individual sale transaction during the relevant time period) in connection with the short-swing transaction, and the reporting person has further agreed to pay UCTT any further profits that result from future sales.

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February 28, 2017 Filed Mar 1, 2017 19:24 UTC
LEV LAVISVP, Asia
Tax withholdingCommon Stock 1,367 $13.85 $18,932.95
Disclosure

SEC source: 0000950103-17-002019 · dp73547_4-lev.xml · nonDerivative · entry 5

LEV LAVI · CIK 0001103963 · SVP, Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,198

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 19:24 UTC
LEV LAVISVP, Asia
Tax withholdingCommon Stock 1,299 $13.85 $17,991.15
Disclosure

SEC source: 0000950103-17-002019 · dp73547_4-lev.xml · nonDerivative · entry 4

LEV LAVI · CIK 0001103963 · SVP, Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,565

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 19:24 UTC
LEV LAVISVP, Asia
Tax withholdingCommon Stock 394 $13.85 $5,456.90
Disclosure

SEC source: 0000950103-17-002019 · dp73547_4-lev.xml · nonDerivative · entry 3

LEV LAVI · CIK 0001103963 · SVP, Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,864

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 00:17 UTC
Savage SheriCFO, SVP Finance and Secretary
SaleCommon Stock 13,563 $14.19 $192,427.78
Disclosure

SEC source: 0000950103-17-002014 · dp73544_4-brumm.xml · nonDerivative · entry 5

Brumm Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,044

F2 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $14.1867 to $14.1880. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 00:17 UTC
Savage SheriCFO, SVP Finance and Secretary
Tax withholdingCommon Stock 1,268 $13.85 $17,561.80
Disclosure

SEC source: 0000950103-17-002014 · dp73544_4-brumm.xml · nonDerivative · entry 4

Brumm Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,607

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 00:17 UTC
Savage SheriCFO, SVP Finance and Secretary
Tax withholdingCommon Stock 384 $13.85 $5,318.40
Disclosure

SEC source: 0000950103-17-002014 · dp73544_4-brumm.xml · nonDerivative · entry 3

Brumm Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,875

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 19:19 UTC
HAYWARD DEBORAH ESVP, Global Acct Mgmt
Tax withholdingCommon Stock 957 $13.85 $13,254.45
Disclosure

SEC source: 0000950103-17-002015 · dp73546_4-hayward.xml · nonDerivative · entry 4

HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,609

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 19:19 UTC
HAYWARD DEBORAH ESVP, Global Acct Mgmt
Tax withholdingCommon Stock 290 $13.85 $4,016.50
Disclosure

SEC source: 0000950103-17-002015 · dp73546_4-hayward.xml · nonDerivative · entry 3

HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,566

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 00:22 UTC
Sterling JoanSVP, Human Resources
Tax withholdingCommon Stock 1,879 $13.85 $26,024.15
Disclosure

SEC source: 0000950103-17-002018 · dp73549_4-sterling.xml · nonDerivative · entry 3

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,108

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 00:21 UTC
Speirs DavidSVP, North America
Tax withholdingCommon Stock 1,503 $13.85 $20,816.55
Disclosure

SEC source: 0000950103-17-002017 · dp73548_4-speirs.xml · nonDerivative · entry 4

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,716

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 00:21 UTC
Speirs DavidSVP, North America
Tax withholdingCommon Stock 455 $13.85 $6,301.75
Disclosure

SEC source: 0000950103-17-002017 · dp73548_4-speirs.xml · nonDerivative · entry 3

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,219

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 00:09 UTC
Bingaman MarkPlease see Remarks
Tax withholdingCommon Stock 1,025 $13.85 $14,196.25
Disclosure

SEC source: 0000950103-17-002012 · dp73542_4-bingaman.xml · nonDerivative · entry 4

Bingaman Mark · CIK 0001548353 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,264

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 00:09 UTC
Bingaman MarkPlease see Remarks
Tax withholdingCommon Stock 310 $13.85 $4,293.50
Disclosure

SEC source: 0000950103-17-002012 · dp73542_4-bingaman.xml · nonDerivative · entry 3

Bingaman Mark · CIK 0001548353 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,289

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 28, 2017 Filed Mar 24, 2017 21:26 UTC
WILLIAMS WILLIAM JOESVP, Customer Business Mgmt
SaleCommon Stock 662 $14.44 $9,561.93
Disclosure

SEC source: 0000950103-17-002769 · dp74166_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · SVP, Customer Business Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,955

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $14.40 to $14.48. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 19:24 UTC
LEV LAVISVP, Asia
Tax withholdingCommon Stock 1,911 $14.57 $27,843.27
Disclosure

SEC source: 0000950103-17-002019 · dp73547_4-lev.xml · nonDerivative · entry 2

LEV LAVI · CIK 0001103963 · SVP, Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,258

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 19:24 UTC
LEV LAVISVP, Asia
Tax withholdingCommon Stock 382 $14.57 $5,565.74
Disclosure

SEC source: 0000950103-17-002019 · dp73547_4-lev.xml · nonDerivative · entry 1

LEV LAVI · CIK 0001103963 · SVP, Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,169

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 27, 2017 Filed Mar 2, 2017 00:17 UTC
Savage SheriCFO, SVP Finance and Secretary
Tax withholdingCommon Stock 1,879 $14.57 $27,377.03
Disclosure

SEC source: 0000950103-17-002014 · dp73544_4-brumm.xml · nonDerivative · entry 2

Brumm Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,259

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 27, 2017 Filed Mar 2, 2017 00:17 UTC
Savage SheriCFO, SVP Finance and Secretary
Tax withholdingCommon Stock 375 $14.57 $5,463.75
Disclosure

SEC source: 0000950103-17-002014 · dp73544_4-brumm.xml · nonDerivative · entry 1

Brumm Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,138

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 19:19 UTC
HAYWARD DEBORAH ESVP, Global Acct Mgmt
Tax withholdingCommon Stock 1,094 $14.57 $15,939.58
Disclosure

SEC source: 0000950103-17-002015 · dp73546_4-hayward.xml · nonDerivative · entry 2

HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,856

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 19:19 UTC
HAYWARD DEBORAH ESVP, Global Acct Mgmt
Tax withholdingCommon Stock 218 $14.57 $3,176.26
Disclosure

SEC source: 0000950103-17-002015 · dp73546_4-hayward.xml · nonDerivative · entry 1

HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,950

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 27, 2017 Filed Mar 2, 2017 00:22 UTC
Sterling JoanSVP, Human Resources
Tax withholdingCommon Stock 1,597 $14.57 $23,268.29
Disclosure

SEC source: 0000950103-17-002018 · dp73549_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,987

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 27, 2017 Filed Mar 2, 2017 00:22 UTC
Sterling JoanSVP, Human Resources
Tax withholdingCommon Stock 319 $14.57 $4,647.83
Disclosure

SEC source: 0000950103-17-002018 · dp73549_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,584

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 27, 2017 Filed Mar 2, 2017 00:26 UTC
WILLIAMS WILLIAM JOESVP, Customer Business Mgmt
Tax withholdingCommon Stock 1,879 $14.57 $27,377.03
Disclosure

SEC source: 0000950103-17-002020 · dp73550_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · SVP, Customer Business Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,617

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 27, 2017 Filed Mar 2, 2017 00:21 UTC
Speirs DavidSVP, North America
Tax withholdingCommon Stock 1,879 $14.57 $27,377.03
Disclosure

SEC source: 0000950103-17-002017 · dp73548_4-speirs.xml · nonDerivative · entry 2

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,674

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 27, 2017 Filed Mar 2, 2017 00:21 UTC
Speirs DavidSVP, North America
Tax withholdingCommon Stock 375 $14.57 $5,463.75
Disclosure

SEC source: 0000950103-17-002017 · dp73548_4-speirs.xml · nonDerivative · entry 1

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,553

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 27, 2017 Filed Mar 2, 2017 00:09 UTC
Bingaman MarkPlease see Remarks
Tax withholdingCommon Stock 1,367 $14.57 $19,917.19
Disclosure

SEC source: 0000950103-17-002012 · dp73542_4-bingaman.xml · nonDerivative · entry 2

Bingaman Mark · CIK 0001548353 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,599

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 27, 2017 Filed Mar 2, 2017 00:09 UTC
Bingaman MarkPlease see Remarks
Tax withholdingCommon Stock 273 $14.57 $3,977.61
Disclosure

SEC source: 0000950103-17-002012 · dp73542_4-bingaman.xml · nonDerivative · entry 1

Bingaman Mark · CIK 0001548353 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,966

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 26, 2017 Filed Feb 28, 2017 19:15 UTC
LEV LAVISVP, Asia
Tax withholdingCommon Stock 3,182 $14.67 $46,679.94
Disclosure

SEC source: 0000950103-17-001921 · dp73450_4-lev.xml · nonDerivative · entry 2

LEV LAVI · CIK 0001103963 · SVP, Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,551

F2 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on March 1, 2016.

Read SEC document
February 26, 2017 Filed Feb 28, 2017 19:15 UTC
LEV LAVISVP, Asia
Tax withholdingCommon Stock 881 $14.67 $12,924.27
Disclosure

SEC source: 0000950103-17-001921 · dp73450_4-lev.xml · nonDerivative · entry 1

LEV LAVI · CIK 0001103963 · SVP, Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,733

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a performance restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on February 17, 2017.

Read SEC document
February 26, 2017 Filed Feb 28, 2017 19:14 UTC
Scholhamer James PDirector · CEO
Tax withholdingCommon Stock 11,735 $14.67 $172,152.45
Disclosure

SEC source: 0000950103-17-001920 · dp73779_4-scholhamer.xml · nonDerivative · entry 2

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,977

F2 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on May 31, 2016.

Read SEC document
February 26, 2017 Filed Feb 28, 2017 19:14 UTC
Scholhamer James PDirector · CEO
Tax withholdingCommon Stock 13,045 $14.67 $191,370.15
Disclosure

SEC source: 0000950103-17-001920 · dp73779_4-scholhamer.xml · nonDerivative · entry 1

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,712

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a performance restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on February 17, 2017.

Read SEC document
February 26, 2017 Filed Mar 1, 2017 00:12 UTC
Savage SheriCFO, SVP Finance and Secretary
Tax withholdingCommon Stock 4,697 $14.67 $68,904.99
Disclosure

SEC source: 0000950103-17-001918 · dp73434_4-brumm.xml · nonDerivative · entry 3

Brumm Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,513

F2 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on March 1, 2016.

Read SEC document
February 26, 2017 Filed Mar 1, 2017 00:12 UTC
Savage SheriCFO, SVP Finance and Secretary
Tax withholdingCommon Stock 1,841 $14.67 $27,007.47
Disclosure

SEC source: 0000950103-17-001918 · dp73434_4-brumm.xml · nonDerivative · entry 2

Brumm Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,210

F2 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on March 1, 2016.

Read SEC document
February 26, 2017 Filed Mar 1, 2017 00:12 UTC
Savage SheriCFO, SVP Finance and Secretary
Tax withholdingCommon Stock 1,565 $14.67 $22,958.55
Disclosure

SEC source: 0000950103-17-001918 · dp73434_4-brumm.xml · nonDerivative · entry 1

Brumm Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,051

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a performance restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on February 17, 2017.

Read SEC document
February 26, 2017 Filed Feb 28, 2017 19:13 UTC
HAYWARD DEBORAH ESVP, Global Acct Mgmt
Tax withholdingCommon Stock 2,168 $14.67 $31,804.56
Disclosure

SEC source: 0000950103-17-001919 · dp73437_4-hayward.xml · nonDerivative · entry 2

HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,168

F2 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on March 1, 2016.

Read SEC document
February 26, 2017 Filed Feb 28, 2017 19:13 UTC
HAYWARD DEBORAH ESVP, Global Acct Mgmt
Tax withholdingCommon Stock 680 $14.67 $9,975.60
Disclosure

SEC source: 0000950103-17-001919 · dp73437_4-hayward.xml · nonDerivative · entry 1

HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,336

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a performance restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on February 17, 2017.

Read SEC document
February 26, 2017 Filed Mar 1, 2017 00:19 UTC
WILLIAMS WILLIAM JOESVP, Customer Business Mgmt
Tax withholdingCommon Stock 6,283 $14.67 $92,171.61
Disclosure

SEC source: 0000950103-17-001925 · dp73454_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · SVP, Customer Business Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,496

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

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February 26, 2017 Filed Mar 1, 2017 00:18 UTC
Sterling JoanSVP, Human Resources
Tax withholdingCommon Stock 5,199 $14.67 $76,269.33
Disclosure

SEC source: 0000950103-17-001924 · dp73453_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,903

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

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February 26, 2017 Filed Mar 1, 2017 00:17 UTC
D'Ercole RonaldSVP, Global Quality
Tax withholdingCommon Stock 5,180 $14.67 $75,990.60
Disclosure

SEC source: 0000950103-17-001923 · dp73452_4-dercole.xml · nonDerivative · entry 1

D'Ercole Ronald · CIK 0001698622 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,942

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

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February 26, 2017 Filed Mar 1, 2017 00:16 UTC
Speirs DavidSVP, North America
Tax withholdingCommon Stock 6,366 $14.67 $93,389.22
Disclosure

SEC source: 0000950103-17-001922 · dp73451_4-speirs.xml · nonDerivative · entry 1

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,928

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

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February 26, 2017 Filed Mar 1, 2017 00:12 UTC
Bingaman MarkPlease see Remarks
Tax withholdingCommon Stock 2,149 $14.67 $31,525.83
Disclosure

SEC source: 0000950103-17-001917 · dp73431_4-bingaman.xml · nonDerivative · entry 2

Bingaman Mark · CIK 0001548353 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,239

F2 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on March 1, 2016.

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February 26, 2017 Filed Mar 1, 2017 00:12 UTC
Bingaman MarkPlease see Remarks
Tax withholdingCommon Stock 683 $14.67 $10,019.61
Disclosure

SEC source: 0000950103-17-001917 · dp73431_4-bingaman.xml · nonDerivative · entry 1

Bingaman Mark · CIK 0001548353 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,388

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a performance restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on February 17, 2017.

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February 23, 2017 Filed Feb 27, 2017 21:45 UTC SaleCommon Stock 47,960 $14.00 $671,440.00
Disclosure

SEC source: 0000950103-17-001805 · dp73404_4-granger.xml · nonDerivative · entry 1

GRANGER CLARENCE L · CIK 0001283710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,208

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

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February 23, 2017 Filed Jun 8, 2018 20:09 UTC SaleCommon Stock 2,040 $14.00 $28,560.00
Disclosure

SEC source: 0000950103-18-007265 · dp91233_4-granger.xml · nonDerivative · entry 5

GRANGER CLARENCE L · CIK 0001283710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,098

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

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February 22, 2017 Filed Feb 25, 2017 00:17 UTC
Sterling JoanSVP, Human Resources
Tax withholdingCommon Stock 2,096 $12.58 $26,367.68
Disclosure

SEC source: 0000950103-17-001720 · dp73216_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,102

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award that vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.