Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 51 | $25.99 | $1,325.49 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 18 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,083 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 338 | $26.00 | $8,788.00 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 17 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,032 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 191 | $26.02 | $4,969.82 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 16 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,694 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 58 | $26.14 | $1,516.12 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 15 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,503 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 88 | $25.90 | $2,279.20 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 14 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,445 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 100 | $25.91 | $2,591.00 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 13 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,357 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 178 | $25.72 | $4,578.16 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 12 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,257 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 251 | $25.70 | $6,450.70 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 11 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,079 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 78 | $25.71 | $2,005.38 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 10 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,828 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 376 | $25.79 | $9,697.04 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 9 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,750 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 51 | $25.74 | $1,312.74 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 8 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,374 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 48 | $25.62 | $1,229.76 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 7 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,323 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 141 | $25.44 | $3,587.04 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 6 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,275 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 158 | $25.45 | $4,021.10 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 5 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,134 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 680 | $25.46 | $17,312.80 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 4 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,976 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 200 | $25.49 | $5,098.00 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 3 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,296 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 49 | $25.51 | $1,249.99 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 2 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,096 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 47 | $25.54 | $1,200.38 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 1 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,047 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 20:14 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 88 | $26.62 | $2,342.56 |
DisclosureSEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 16 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,391 Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 17:30 UTC |
Carlton Pamela GDirector
|
SaleTri-Continental Corporation Common Stock (TY) | 300 | $28.34 | $8,502.27 |
DisclosureSEC source: 0001567619-20-002016 · doc1.xml · nonDerivative · entry 2 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,263 Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 17:30 UTC |
Carlton Pamela GDirector
|
SaleTri-Continental Corporation Common Stock (TY) | 700 | $28.36 | $19,852.00 |
DisclosureSEC source: 0001567619-20-002016 · doc1.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,563 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:50 UTC |
Jin YanPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 136 | $23.46 | $3,190.56 |
DisclosureSEC source: 0001567619-19-000019 · doc1.xml · nonDerivative · entry 8 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,827 F1 · balance_after: This statement is filed pursuant to Section 16(a) of the Act and shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities indirectly owned as disclosed in previous Form 4 filings. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:50 UTC |
Jin YanPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 434 | $23.45 | $10,177.30 |
DisclosureSEC source: 0001567619-19-000019 · doc1.xml · nonDerivative · entry 7 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,691 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:50 UTC |
Jin YanPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 386 | $23.44 | $9,047.84 |
DisclosureSEC source: 0001567619-19-000019 · doc1.xml · nonDerivative · entry 6 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,257 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:50 UTC |
Jin YanPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 84 | $23.43 | $1,968.12 |
DisclosureSEC source: 0001567619-19-000019 · doc1.xml · nonDerivative · entry 5 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,871 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:50 UTC |
Jin YanPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 300 | $23.41 | $7,023.00 |
DisclosureSEC source: 0001567619-19-000019 · doc1.xml · nonDerivative · entry 4 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,787 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:50 UTC |
Jin YanPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 700 | $23.40 | $16,380.00 |
DisclosureSEC source: 0001567619-19-000019 · doc1.xml · nonDerivative · entry 3 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,487 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:50 UTC |
Jin YanPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 2,860 | $23.38 | $66,866.80 |
DisclosureSEC source: 0001567619-19-000019 · doc1.xml · nonDerivative · entry 2 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,787 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:50 UTC |
Jin YanPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 100 | $23.37 | $2,337.00 |
DisclosureSEC source: 0001567619-19-000019 · doc1.xml · nonDerivative · entry 1 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,927 Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 19:20 UTC |
Albanese PeterPortfolio Manager of Issuer
|
SaleTri-Continental Corporation Common Stock | 2,000 | $27.49 | $54,986.00 |
DisclosureSEC source: 0001140361-18-028387 · doc1.xml · nonDerivative · entry 7 Albanese Peter · CIK 0001616745 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,067.593 Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 19:20 UTC |
Albanese PeterPortfolio Manager of Issuer
|
SaleTri-Continental Corporation Common Stock | 400 | $27.50 | $10,999.60 |
DisclosureSEC source: 0001140361-18-028387 · doc1.xml · nonDerivative · entry 6 Albanese Peter · CIK 0001616745 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,067.593 Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 19:20 UTC |
Albanese PeterPortfolio Manager of Issuer
|
SaleTri-Continental Corporation Common Stock | 600 | $27.50 | $16,500.00 |
DisclosureSEC source: 0001140361-18-028387 · doc1.xml · nonDerivative · entry 5 Albanese Peter · CIK 0001616745 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,467.593 Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 19:20 UTC |
Albanese PeterPortfolio Manager of Issuer
|
SaleTri-Continental Corporation Common Stock | 400 | $27.51 | $11,004.00 |
DisclosureSEC source: 0001140361-18-028387 · doc1.xml · nonDerivative · entry 4 Albanese Peter · CIK 0001616745 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,067.593 Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 19:20 UTC |
Albanese PeterPortfolio Manager of Issuer
|
SaleTri-Continental Corporation Common Stock | 200 | $27.51 | $5,502.60 |
DisclosureSEC source: 0001140361-18-028387 · doc1.xml · nonDerivative · entry 3 Albanese Peter · CIK 0001616745 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,467.593 Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 19:20 UTC |
Albanese PeterPortfolio Manager of Issuer
|
SaleTri-Continental Corporation Common Stock | 600 | $27.53 | $16,515.00 |
DisclosureSEC source: 0001140361-18-028387 · doc1.xml · nonDerivative · entry 2 Albanese Peter · CIK 0001616745 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,667.593 Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 19:20 UTC |
Albanese PeterPortfolio Manager of Issuer
|
SaleTri-Continental Corporation Common Stock | 1,300 | $27.51 | $35,764.30 |
DisclosureSEC source: 0001140361-18-028387 · doc1.xml · nonDerivative · entry 1 Albanese Peter · CIK 0001616745 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,267.593 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 1,134 | $22.89 | $25,957.26 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 13 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 1,175 | $22.90 | $26,907.50 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 12 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,866 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 1,672 | $22.88 | $38,255.36 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 11 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,691 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 882 | $22.87 | $20,171.34 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 10 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,019 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 1,733 | $22.84 | $39,581.72 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 9 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,137 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 1,398 | $22.85 | $31,944.30 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 8 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,404 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 606 | $22.86 | $13,853.16 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 7 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,006 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 100 | $22.87 | $2,286.50 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 6 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,400 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 200 | $22.85 | $4,569.00 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 5 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,300 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 500 | $22.83 | $11,415.00 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 4 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,100 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 400 | $22.82 | $9,128.00 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 3 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,600 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 100 | $22.79 | $2,279.00 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 2 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,200 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC |
KING DAVID LPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 100 | $22.80 | $2,280.00 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 1 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,100 Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 18:13 UTC |
Jin YanPortfolio Manager of Issuer
|
PurchaseTri-Continental Corporation Common Stock | 2,000 | $23.22 | $46,440.00 |
DisclosureSEC source: 0001140361-17-011880 · doc1.xml · nonDerivative · entry 1 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · Held in spouse's IRA Disclosed balance after: 7,500 F1 · shares: This statement is filed pursuant to Section 16(a) of the Act and shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of these securities. F1 · ownership.nature: This statement is filed pursuant to Section 16(a) of the Act and shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of these securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.