Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apollo Commercial Real Estate Finance, Inc.ARI · Entity 5047 | Director | April 01, 2026 | April 03, 2026 |
| Columbia Credit Income Opportunities FundNONE · Entity 54747 | Trustee | April 16, 2025 | April 23, 2025 |
| Columbia Seligman Premium Technology Growth Fund, Inc.STK · Entity 8974 | Director | December 15, 2025 | December 16, 2025 |
| Evercore Inc.EVR · Entity 3486 | Director | June 10, 2026 | June 12, 2026 |
| TRI-CONTINENTAL CorpTY · Entity 4547 | Director | March 07, 2025 | March 11, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apollo Commercial Real Estate Finance, Inc.
Report date April 01, 2026 · Filed April 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,274 |
Reported balance
After 2026-04-01 transaction · row 1
1 source rowRow 1 · 2026-04-01 · Grant · Acquired 9,587 · Balance 49,274 F1: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2024 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2024 Equity Incentive Plan.
Columbia Credit Income Opportunities Fund
Report date April 16, 2025 · Filed April 23, 2025
This filing explicitly reported no securities owned.
Columbia Seligman Premium Technology Growth Fund, Inc.
Report date December 15, 2025 · Filed December 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Columbia Seligman Premium Technology Growth Fund, IncSEC Table I · non-derivative | Direct | 100 |
Reported balance
After 2025-12-15 transaction · row 1
1 source rowRow 1 · 2025-12-15 · Purchase · Acquired 100 · Balance 100 |
Evercore Inc.
Report date June 10, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Class A common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 3,845 |
Reported balance
After 2026-06-10 transaction · row 1
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 364 · Balance 3,845 F1: These restricted stock units will be delivered on June 10, 2027, subject to accelerated vesting in certain circumstances. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units will be delivered on June 10, 2027, subject to accelerated vesting in certain circumstances.
TRI-CONTINENTAL Corp
Report date March 07, 2025 · Filed March 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Tri-Continental Corp. Common StockSEC Table I · non-derivative | Direct | 100.8615 |
Ending reported balance
After 2025-03-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-03-07 · Sale · Disposed 332 · Balance 1,583.8615 Row 2 · 2025-03-07 · Sale · Disposed 1,483 · Balance 100.8615 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2026 Filed Jun 12, 2026 17:00 UTC | Evercore Inc. EVR · Entity 3486 | GrantShares of Class A common stock, par value $0.01 per share | 364 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-269649 · ownership.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,845 F1 · kind: These restricted stock units will be delivered on June 10, 2027, subject to accelerated vesting in certain circumstances. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:33 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 9,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-142255 · ownership.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,274 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2024 Equity Incentive Plan. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 12:56 UTC | Columbia Seligman Premium Technology Growth Fund, Inc. STK · Entity 8974 | PurchaseColumbia Seligman Premium Technology Growth Fund, Inc | 100 | $36.00 | $3,600.00 |
DisclosureSEC source: 0001140361-25-045598 · form4.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100 Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 16:55 UTC | Evercore Inc. EVR · Entity 3486 | SaleShares of Class A common stock, par value $0.01 per share | 192 | $343.11 | $65,877.12 |
DisclosureSEC source: 0001193125-25-316142 · ownership.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,481 Read SEC document |
| June 11, 2025 Filed Jun 12, 2025 16:58 UTC | Evercore Inc. EVR · Entity 3486 | GrantShares of Class A common stock, par value $0.01 per share | 527 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-085530 · ownership.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,673 F1 · kind: These restricted stock units will be delivered on June 11, 2026, subject to accelerated vesting in certain circumstances. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 21:49 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 10,162 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-050679 · ownership.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,687 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2024 Equity Incentive Plan. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 12:25 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | SaleTri-Continental Corp. Common Stock | 1,483 | $31.22 | $46,303.26 |
DisclosureSEC source: 0001140361-25-008000 · form4.xml · nonDerivative · entry 2 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100.8615 Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 12:25 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | SaleTri-Continental Corp. Common Stock | 332 | $31.25 | $10,375.00 |
DisclosureSEC source: 0001140361-25-008000 · form4.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,583.8615 Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 12:18 UTC | Columbia Seligman Premium Technology Growth Fund, Inc. STK · Entity 8974 | SaleColumbia Seligman Premium Technology Growth Fund, Inc. | 1,182 | $28.93 | $34,195.38 |
DisclosureSEC source: 0001140361-25-007998 · form4.xml · nonDerivative · entry 7 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 12:18 UTC | Columbia Seligman Premium Technology Growth Fund, Inc. STK · Entity 8974 | SaleColumbia Seligman Premium Technology Growth Fund, Inc. | 1 | $29.01 | $29.01 |
DisclosureSEC source: 0001140361-25-007998 · form4.xml · nonDerivative · entry 6 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,182 Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 12:18 UTC | Columbia Seligman Premium Technology Growth Fund, Inc. STK · Entity 8974 | SaleColumbia Seligman Premium Technology Growth Fund, Inc. | 10 | $29.02 | $290.20 |
DisclosureSEC source: 0001140361-25-007998 · form4.xml · nonDerivative · entry 5 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,183 Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 12:18 UTC | Columbia Seligman Premium Technology Growth Fund, Inc. STK · Entity 8974 | SaleColumbia Seligman Premium Technology Growth Fund, Inc. | 1 | $29.03 | $29.03 |
DisclosureSEC source: 0001140361-25-007998 · form4.xml · nonDerivative · entry 4 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,193 Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 12:18 UTC | Columbia Seligman Premium Technology Growth Fund, Inc. STK · Entity 8974 | SaleColumbia Seligman Premium Technology Growth Fund, Inc. | 1,028 | $29.04 | $29,853.12 |
DisclosureSEC source: 0001140361-25-007998 · form4.xml · nonDerivative · entry 3 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,194 Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 12:18 UTC | Columbia Seligman Premium Technology Growth Fund, Inc. STK · Entity 8974 | SaleColumbia Seligman Premium Technology Growth Fund, Inc. | 28 | $29.05 | $813.40 |
DisclosureSEC source: 0001140361-25-007998 · form4.xml · nonDerivative · entry 2 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,222 Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 12:18 UTC | Columbia Seligman Premium Technology Growth Fund, Inc. STK · Entity 8974 | SaleColumbia Seligman Premium Technology Growth Fund, Inc. | 6 | $29.06 | $174.36 |
DisclosureSEC source: 0001140361-25-007998 · form4.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,250 Read SEC document |
| September 06, 2024 Filed Sep 10, 2024 20:58 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | SaleCommon Stock | 833 | $10.32 | $8,596.56 |
DisclosureSEC source: 0000950170-24-105207 · ownership.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,525 Read SEC document |
| July 29, 2024 Filed Jul 31, 2024 16:41 UTC | Evercore Inc. EVR · Entity 3486 | SaleShares of Class A common stock, par value $0.01 per share | 534 | $247.07 | $131,935.38 |
DisclosureSEC source: 0000950170-24-088655 · ownership.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,146 Read SEC document |
| June 18, 2024 Filed Jun 20, 2024 16:19 UTC | Evercore Inc. EVR · Entity 3486 | GrantShares of Class A common stock, par value $0.01 per share | 639 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-075597 · ownership.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,680 F1 · kind: These restricted stock units will be delivered on June 18, 2025, subject to accelerated vesting in certain circumstances Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:19 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 9,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001467760-24-000018 · wk-form4_1712179144.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,358 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan. Read SEC document |
| August 17, 2023 Filed Aug 18, 2023 20:33 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | SaleCommon Stock | 833 | $10.41 | $8,671.53 |
DisclosureSEC source: 0001209191-23-046556 · doc4.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,218 Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 16:41 UTC | Evercore Inc. EVR · Entity 3486 | SaleShares of Class A common stock, par value $0.01 per share | 592 | $136.69 | $80,920.48 |
DisclosureSEC source: 0001209191-23-046035 · doc4.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,041 Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 16:22 UTC | Evercore Inc. EVR · Entity 3486 | GrantShares of Class A common stock, par value $0.01 per share | 1,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037849 · doc4.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,633 F1 · kind: These restricted stock units will be delivered on June 15, 2024, subject to accelerated vesting in certain circumstances. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:41 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 10,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-023348 · doc4.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,051 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 21:42 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | SaleCommon Stock | 833 | $12.78 | $10,646.57 |
DisclosureSEC source: 0001209191-22-046901 · doc4.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,229 Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 16:59 UTC | Evercore Inc. EVR · Entity 3486 | SaleShares of Class A common stock, par value $0.01 per share | 322 | $96.25 | $30,992.50 |
DisclosureSEC source: 0001209191-22-043545 · doc4.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,564 Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 17:09 UTC | Evercore Inc. EVR · Entity 3486 | GrantShares of Class A common stock, par value $0.01 per share | 1,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038471 · doc4.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,886 F1 · kind: These restricted stock units will be delivered on June 16, 2023, subject to accelerated delivery in certain circumstances. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 21:14 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 7,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023153 · doc4.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,062 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:59 UTC | Evercore Inc. EVR · Entity 3486 | SaleShares of Class A common stock, par value $0.01 per share | 327 | $125.15 | $40,924.05 |
DisclosureSEC source: 0001209191-22-015578 · doc4.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,702 Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 16:44 UTC | Evercore Inc. EVR · Entity 3486 | SaleShares of Class A common stock, par value $0.01 per share | 732 | $133.44 | $97,677.06 |
DisclosureSEC source: 0001209191-21-048813 · doc4.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,029 Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 20:17 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-048177 · doc4.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 17:21 UTC | Evercore Inc. EVR · Entity 3486 | GrantShares of Class A common stock, par value $0.01 per share | 644 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042150 · doc4.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,761 F1 · kind: These restricted stock units will vest on June 17, 2022, subject to accelerated vesting in certain circumstances. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 17:12 UTC | Evercore Inc. EVR · Entity 3486 | GrantShares of Class A common stock, par value $0.01 per share | 1,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037662 · doc4.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,117 F1 · kind: These restricted stock units will vest on June 16, 2021, subject to accelerated vesting in certain circumstances. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 17:30 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | SaleTri-Continental Corporation Common Stock (TY) | 300 | $28.34 | $8,502.27 |
DisclosureSEC source: 0001567619-20-002016 · doc1.xml · nonDerivative · entry 2 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,263 Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 17:30 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | SaleTri-Continental Corporation Common Stock (TY) | 700 | $28.36 | $19,852.00 |
DisclosureSEC source: 0001567619-20-002016 · doc1.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,563 Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 16:16 UTC | Evercore Inc. EVR · Entity 3486 | GrantShares of Class A common stock, par value $0.01 per share | 653 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-054239 · doc4.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653 F1 · kind: These restricted stock units, which were granted pursuant to the Amended and Restated 2016 Evercore Inc. Stock Incentive Plan, vest two years after the date of grant, subject to accelerated vesting in certain circumstances. Read SEC document |
| June 25, 2019 Filed Aug 19, 2019 17:42 UTC | Columbia Seligman Premium Technology Growth Fund, Inc. STK · Entity 8974 | PurchaseColumbia Seligman Premium Technology Growth Fund, Inc. (STK) | 1,300 | $20.02 | $26,031.46 |
DisclosureSEC source: 0001567619-19-017245 · doc1.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,406 Read SEC document |
| April 10, 2012 Filed Mar 9, 2018 14:48 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 800 | $15.56 | $12,448.00 |
DisclosureSEC source: 0001140361-18-012729 · doc1.xml · nonDerivative · entry 3 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100 Read SEC document |
| April 10, 2012 Filed Mar 9, 2018 14:48 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 1,300 | $15.55 | $20,215.00 |
DisclosureSEC source: 0001140361-18-012729 · doc1.xml · nonDerivative · entry 2 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 Read SEC document |
| April 04, 2012 Filed Mar 9, 2018 14:48 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | SaleTri-Continental Corporation Common Stock | 100 | $15.90 | $1,589.89 |
DisclosureSEC source: 0001140361-18-012729 · doc1.xml · nonDerivative · entry 1 Carlton Pamela G · CIK 0001449984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.