Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRI-CONTINENTAL CorpTY · Entity 4547 | Portfolio Manager of Issuer | May 27, 2026 | May 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRI-CONTINENTAL Corp
Report date May 27, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 12,919 |
Reported balance
After 2026-05-27 transaction · row 1
1 source rowRow 1 · 2026-05-27 · Sale · Disposed 2,500 · Balance 12,919 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2026 Filed May 28, 2026 18:06 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | SaleTri-Continental Corporation Common Stock | 2,500 | $34.87 | $87,175.00 |
DisclosureSEC source: 0001140361-26-023104 · form4.xml · nonDerivative · entry 1 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,919 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:50 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 136 | $23.46 | $3,190.56 |
DisclosureSEC source: 0001567619-19-000019 · doc1.xml · nonDerivative · entry 8 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,827 F1 · balance_after: This statement is filed pursuant to Section 16(a) of the Act and shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities indirectly owned as disclosed in previous Form 4 filings. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:50 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 434 | $23.45 | $10,177.30 |
DisclosureSEC source: 0001567619-19-000019 · doc1.xml · nonDerivative · entry 7 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,691 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:50 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 386 | $23.44 | $9,047.84 |
DisclosureSEC source: 0001567619-19-000019 · doc1.xml · nonDerivative · entry 6 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,257 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:50 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 84 | $23.43 | $1,968.12 |
DisclosureSEC source: 0001567619-19-000019 · doc1.xml · nonDerivative · entry 5 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,871 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:50 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 300 | $23.41 | $7,023.00 |
DisclosureSEC source: 0001567619-19-000019 · doc1.xml · nonDerivative · entry 4 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,787 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:50 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 700 | $23.40 | $16,380.00 |
DisclosureSEC source: 0001567619-19-000019 · doc1.xml · nonDerivative · entry 3 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,487 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:50 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 2,860 | $23.38 | $66,866.80 |
DisclosureSEC source: 0001567619-19-000019 · doc1.xml · nonDerivative · entry 2 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,787 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:50 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 100 | $23.37 | $2,337.00 |
DisclosureSEC source: 0001567619-19-000019 · doc1.xml · nonDerivative · entry 1 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,927 Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 18:13 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 2,000 | $23.22 | $46,440.00 |
DisclosureSEC source: 0001140361-17-011880 · doc1.xml · nonDerivative · entry 1 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Indirect · Held in spouse's IRA Disclosed balance after: 7,500 F1 · shares: This statement is filed pursuant to Section 16(a) of the Act and shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of these securities. F1 · ownership.nature: This statement is filed pursuant to Section 16(a) of the Act and shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of these securities. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 17:30 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 1,000 | $22.63 | $22,625.00 |
DisclosureSEC source: 0001140361-17-004746 · doc1.xml · nonDerivative · entry 1 Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.