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TY

TRI-CONTINENTAL Corp

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4547
SEC CIK
0000099614
Parsed reports
52

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2026 Filed May 28, 2026 18:06 UTC
Jin YanPortfolio Manager of Issuer
SaleTri-Continental Corporation Common Stock 2,500 $34.87 $87,175.00
Disclosure

SEC source: 0001140361-26-023104 · form4.xml · nonDerivative · entry 1

Jin Yan · CIK 0001544261 · Portfolio Manager of Issuer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,919

Read SEC document
September 04, 2025 Filed Sep 8, 2025 18:12 UTC
Petersen Christopher O.SVP & Asst Secretary
SaleTri-Continental Corporation Common Stock 151.282 $33.56 $5,077.02
Disclosure

SEC source: 0001140361-25-034266 · form4.xml · nonDerivative · entry 1

Petersen Christopher O. · CIK 0001518807 · SVP & Asst Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 20, 2025 Filed Aug 21, 2025 12:46 UTC PurchaseTri-Continental Corporation Common Stock 100 $33.04 $3,304.00
Disclosure

SEC source: 0001140361-25-032148 · form4.xml · nonDerivative · entry 1

Larrenaga Ryan Collins · CIK 0001629825 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100

Read SEC document
March 07, 2025 Filed Mar 11, 2025 12:25 UTC SaleTri-Continental Corp. Common Stock 1,483 $31.22 $46,303.26
Disclosure

SEC source: 0001140361-25-008000 · form4.xml · nonDerivative · entry 2

Carlton Pamela G · CIK 0001449984 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100.8615

Read SEC document
March 07, 2025 Filed Mar 11, 2025 12:25 UTC SaleTri-Continental Corp. Common Stock 332 $31.25 $10,375.00
Disclosure

SEC source: 0001140361-25-008000 · form4.xml · nonDerivative · entry 1

Carlton Pamela G · CIK 0001449984 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,583.8615

Read SEC document
November 18, 2024 Filed Nov 19, 2024 20:02 UTC
TRUSCOTT WILLIAM FSenior Vice President
PurchaseCommon Stock 4,000 $33.60 $134,400.00
Disclosure

SEC source: 0001140361-24-047275 · form4.xml · nonDerivative · entry 1

TRUSCOTT WILLIAM F · CIK 0001282835 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 4,000

Read SEC document
November 08, 2024 Filed Nov 13, 2024 20:55 UTC
TRUSCOTT WILLIAM FSenior Vice President
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-046428 · form4.xml · nonDerivative · entry 1

TRUSCOTT WILLIAM F · CIK 0001282835 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 0

F1 · shares: The reporting person made an in-kind charitable gift of shares of Tri-Continental Corporation.

Read SEC document
August 29, 2023 Filed Jan 18, 2024 14:49 UTC
Carrig JanetDirector
SaleTri-Continental Corporation Common Stock 27 $27.71 $748.14
Disclosure

SEC source: 0000950170-24-005213 · ownership.xml · nonDerivative · entry 1

Carrig Janet · CIK 0001071333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73

Read SEC document
July 06, 2023 Filed Jul 7, 2023 13:09 UTC
Sivaraman RaghavendranPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 415 $27.10 $11,246.50
Disclosure

SEC source: 0000950170-23-032166 · ownership.xml · nonDerivative · entry 3

Sivaraman Raghavendran · CIK 0001808964 · Portfolio Manager of Issuer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
July 06, 2023 Filed Jul 7, 2023 13:09 UTC
Sivaraman RaghavendranPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 712 $27.08 $19,280.96
Disclosure

SEC source: 0000950170-23-032166 · ownership.xml · nonDerivative · entry 2

Sivaraman Raghavendran · CIK 0001808964 · Portfolio Manager of Issuer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,585

Read SEC document
July 06, 2023 Filed Jul 7, 2023 13:09 UTC
Sivaraman RaghavendranPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 1,873 $27.06 $50,683.38
Disclosure

SEC source: 0000950170-23-032166 · ownership.xml · nonDerivative · entry 1

Sivaraman Raghavendran · CIK 0001808964 · Portfolio Manager of Issuer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,873

Read SEC document
March 14, 2022 Filed Mar 14, 2022 21:41 UTC
Lee GracePortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 2,000 $29.15 $58,300.00
Disclosure

SEC source: 0001567619-22-006910 · doc1.xml · nonDerivative · entry 1

Lee Grace · CIK 0001827052 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
May 06, 2021 Filed May 14, 2021 17:07 UTC
Beckman DanielSenior Vice President
PurchaseTri-Continental Corporation Common Stock 325 $34.00 $11,050.00
Disclosure

SEC source: 0001567619-21-010047 · doc1.xml · nonDerivative · entry 1

Beckman Daniel · CIK 0001798714 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325

Read SEC document
November 17, 2020 Filed Nov 19, 2020 22:01 UTC
Petersen Christopher O.President & Prin Exec Off
PurchaseTri-Continental Corporation Common Stock (TY) 100 $28.40 $2,840.43
Disclosure

SEC source: 0001567619-20-020113 · doc1.xml · nonDerivative · entry 1

Petersen Christopher O. · CIK 0001518807 · President & Prin Exec Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 109 $26.43 $2,880.87
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 25

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 37 $26.44 $978.28
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 24

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,891

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 247 $26.45 $6,533.15
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 23

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,854

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 32 $26.46 $846.72
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 22

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,607

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 10 $26.40 $263.95
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 21

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,575

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 247 $26.28 $6,491.16
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 20

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,565

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 822 $26.29 $21,610.38
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 19

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,318

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 51 $26.50 $1,351.50
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 18

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,496

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 54 $26.60 $1,436.40
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 17

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,445

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 150 $26.36 $3,954.00
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 15

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,303

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 148 $26.38 $3,904.24
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 14

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,153

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 260 $26.37 $6,856.20
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 13

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,005

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 100 $26.36 $2,635.50
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 12

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,745

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 88 $26.40 $2,323.20
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 11

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,645

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 100 $26.39 $2,639.00
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 10

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,557

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 188 $26.12 $4,909.62
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 9

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,457

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 186 $26.12 $4,858.32
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 8

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,269

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 292 $26.18 $7,644.56
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 7

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,083

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 100 $26.18 $2,617.50
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 6

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,791

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 188 $26.11 $4,908.68
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 5

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,691

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 100 $26.13 $2,613.00
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 4

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,503

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 141 $26.09 $3,678.69
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 3

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,403

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 562 $26.19 $14,718.78
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 2

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,262

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 63 $26.24 $1,653.12
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 1

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,700

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 233 $26.25 $6,116.25
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 30

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,637

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 98 $26.35 $2,582.30
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 29

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,404

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 278 $26.33 $7,319.74
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 28

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,306

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 188 $26.34 $4,951.92
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 27

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,028

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 847 $26.30 $22,276.10
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 26

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,840

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 88 $26.27 $2,311.76
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 25

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,993

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 100 $26.27 $2,626.50
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 24

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,905

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 167 $26.16 $4,368.72
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 23

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,805

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 109 $26.20 $2,855.80
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 22

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,638

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 240 $26.21 $6,290.40
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 21

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,529

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 200 $26.30 $5,259.00
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 20

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,289

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC
KING DAVID LPortfolio Manager of Issuer
PurchaseTri-Continental Corporation Common Stock 6 $26.22 $157.32
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 19

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,089

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.