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person · Reporting owner

KING DAVID L

Disclosed activity across 1 company

Tapewire entity
151158
SEC CIK
0001198287

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TRI-CONTINENTAL CorpTY · Entity 4547Portfolio Manager of IssuerMarch 02, 2020March 03, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRI-CONTINENTAL Corp

Report date March 02, 2020 · Filed March 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect145,700 Reported balance After 2020-03-02 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2020-03-02 · Purchase · Acquired 63 · Balance 145,700

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect146,262 Reported balance After 2020-03-02 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2020-03-02 · Purchase · Acquired 562 · Balance 146,262

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect146,403 Reported balance After 2020-03-02 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2020-03-02 · Purchase · Acquired 141 · Balance 146,403

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect146,503 Reported balance After 2020-03-02 transaction · row 4 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 4 · 2020-03-02 · Purchase · Acquired 100 · Balance 146,503

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect146,691 Reported balance After 2020-03-02 transaction · row 5 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 5 · 2020-03-02 · Purchase · Acquired 188 · Balance 146,691

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect146,791 Reported balance After 2020-03-02 transaction · row 6 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 6 · 2020-03-02 · Purchase · Acquired 100 · Balance 146,791

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect147,083 Reported balance After 2020-03-02 transaction · row 7 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 7 · 2020-03-02 · Purchase · Acquired 292 · Balance 147,083

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect147,269 Reported balance After 2020-03-02 transaction · row 8 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 8 · 2020-03-02 · Purchase · Acquired 186 · Balance 147,269

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect147,457 Reported balance After 2020-03-02 transaction · row 9 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 9 · 2020-03-02 · Purchase · Acquired 188 · Balance 147,457

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect147,557 Reported balance After 2020-03-02 transaction · row 10 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 10 · 2020-03-02 · Purchase · Acquired 100 · Balance 147,557

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect147,645 Reported balance After 2020-03-02 transaction · row 11 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 11 · 2020-03-02 · Purchase · Acquired 88 · Balance 147,645

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect147,745 Reported balance After 2020-03-02 transaction · row 12 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 12 · 2020-03-02 · Purchase · Acquired 100 · Balance 147,745

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect148,005 Reported balance After 2020-03-02 transaction · row 13 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 13 · 2020-03-02 · Purchase · Acquired 260 · Balance 148,005

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect148,153 Reported balance After 2020-03-02 transaction · row 14 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 14 · 2020-03-02 · Purchase · Acquired 148 · Balance 148,153

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect148,303 Reported balance After 2020-03-02 transaction · row 15 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 15 · 2020-03-02 · Purchase · Acquired 150 · Balance 148,303

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect148,391 Reported balance After 2020-03-01 transaction · row 16 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 16 · 2020-03-01 · Purchase · Acquired 88 · Balance 148,391

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect148,445 Reported balance After 2020-03-02 transaction · row 17 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 17 · 2020-03-02 · Purchase · Acquired 54 · Balance 148,445

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect148,496 Reported balance After 2020-03-02 transaction · row 18 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 18 · 2020-03-02 · Purchase · Acquired 51 · Balance 148,496

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect149,318 Reported balance After 2020-03-02 transaction · row 19 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 19 · 2020-03-02 · Purchase · Acquired 822 · Balance 149,318

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect149,565 Reported balance After 2020-03-02 transaction · row 20 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 20 · 2020-03-02 · Purchase · Acquired 247 · Balance 149,565

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect149,575 Reported balance After 2020-03-02 transaction · row 21 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 21 · 2020-03-02 · Purchase · Acquired 10 · Balance 149,575

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect149,607 Reported balance After 2020-03-02 transaction · row 22 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 22 · 2020-03-02 · Purchase · Acquired 32 · Balance 149,607

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect149,854 Reported balance After 2020-03-02 transaction · row 23 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 23 · 2020-03-02 · Purchase · Acquired 247 · Balance 149,854

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect149,891 Reported balance After 2020-03-02 transaction · row 24 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 24 · 2020-03-02 · Purchase · Acquired 37 · Balance 149,891

Tri-Continental Corporation Common StockSEC Table I · non-derivativeDirect150,000 Reported balance After 2020-03-02 transaction · row 25 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 25 · 2020-03-02 · Purchase · Acquired 109 · Balance 150,000

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 109 $26.43 $2,880.87
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 25

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 37 $26.44 $978.28
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 24

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,891

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 247 $26.45 $6,533.15
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 23

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,854

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 32 $26.46 $846.72
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 22

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,607

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 10 $26.40 $263.95
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 21

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,575

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 247 $26.28 $6,491.16
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 20

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,565

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 822 $26.29 $21,610.38
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 19

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,318

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 51 $26.50 $1,351.50
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 18

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,496

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 54 $26.60 $1,436.40
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 17

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,445

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 150 $26.36 $3,954.00
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 15

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,303

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 148 $26.38 $3,904.24
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 14

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,153

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 260 $26.37 $6,856.20
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 13

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,005

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 100 $26.36 $2,635.50
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 12

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,745

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 88 $26.40 $2,323.20
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 11

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,645

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 100 $26.39 $2,639.00
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 10

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,557

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 188 $26.12 $4,909.62
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 9

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,457

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 186 $26.12 $4,858.32
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 8

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,269

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 292 $26.18 $7,644.56
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 7

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,083

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 100 $26.18 $2,617.50
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 6

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,791

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 188 $26.11 $4,908.68
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 5

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,691

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 100 $26.13 $2,613.00
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 4

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,503

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 141 $26.09 $3,678.69
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 3

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,403

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 562 $26.19 $14,718.78
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 2

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,262

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:14 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 63 $26.24 $1,653.12
Disclosure

SEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 1

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,700

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 233 $26.25 $6,116.25
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 30

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,637

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 98 $26.35 $2,582.30
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 29

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,404

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 278 $26.33 $7,319.74
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 28

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,306

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 188 $26.34 $4,951.92
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 27

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,028

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 847 $26.30 $22,276.10
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 26

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,840

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 88 $26.27 $2,311.76
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 25

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,993

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 100 $26.27 $2,626.50
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 24

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,905

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 167 $26.16 $4,368.72
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 23

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,805

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 109 $26.20 $2,855.80
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 22

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,638

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 240 $26.21 $6,290.40
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 21

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,529

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 200 $26.30 $5,259.00
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 20

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,289

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 6 $26.22 $157.32
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 19

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,089

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 51 $25.99 $1,325.49
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 18

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,083

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 338 $26.00 $8,788.00
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 17

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,032

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 191 $26.02 $4,969.82
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 16

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,694

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 58 $26.14 $1,516.12
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 15

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,503

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 88 $25.90 $2,279.20
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 14

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,445

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 100 $25.91 $2,591.00
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 13

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,357

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 178 $25.72 $4,578.16
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 12

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,257

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 251 $25.70 $6,450.70
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 11

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,079

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 78 $25.71 $2,005.38
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 10

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,828

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 376 $25.79 $9,697.04
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 9

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,750

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 51 $25.74 $1,312.74
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 8

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,374

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March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 48 $25.62 $1,229.76
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 7

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,323

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 141 $25.44 $3,587.04
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 6

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,275

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:10 UTC TRI-CONTINENTAL Corp TY · Entity 4547 PurchaseTri-Continental Corporation Common Stock 158 $25.45 $4,021.10
Disclosure

SEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 5

KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,134

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.