Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2017 Filed May 18, 2017 17:18 UTC |
SANDERS WILLIAM REIDDirector
|
GrantCommon stock, par value $0.01 per share | 11,099 | $9.91 | $109,991.09 |
DisclosureSEC source: 0001465740-17-000066 · wf-form4_149514227002156.xml · nonDerivative · entry 1 SANDERS WILLIAM REID · CIK 0001052783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,216 F1 · shares: Represents a common stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:19 UTC |
POLLINA LISA ADirector
|
Tax withholdingCommon Stock | 3,330 | $9.91 | $33,000.30 |
DisclosureSEC source: 0001465740-17-000068 · wf-form4_149514233501379.xml · nonDerivative · entry 2 POLLINA LISA A · CIK 0001658268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,680 F2 · shares: The reporting person elected to forfeit shares to satisfy income tax liabilities incurred in connection with the May 17, 2017 common stock award, as approved by the Board of Directors of Two Harbors Investment Corp. Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:19 UTC |
POLLINA LISA ADirector
|
GrantCommon Stock | 11,099 | $9.91 | $109,991.09 |
DisclosureSEC source: 0001465740-17-000068 · wf-form4_149514233501379.xml · nonDerivative · entry 1 POLLINA LISA A · CIK 0001658268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,010 F1 · shares: Represents a common stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:15 UTC |
Woodhouse Hope BDirector
|
GrantCommon stock, par value $0.01 per share | 11,099 | $9.91 | $109,991.09 |
DisclosureSEC source: 0001465740-17-000062 · wf-form4_149514208591429.xml · nonDerivative · entry 1 Woodhouse Hope B · CIK 0001529759 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,604 F1 · shares: Represents a common stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:16 UTC |
KASNET STEPHEN GDirector
|
GrantCommon Stock | 13,622 | $9.91 | $134,994.02 |
DisclosureSEC source: 0001465740-17-000064 · wf-form4_149514216005960.xml · nonDerivative · entry 1 KASNET STEPHEN G · CIK 0001232379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,898 F1 · shares: Represents a common stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:08 UTC |
BENDER JAMES JDirector
|
Tax withholdingCommon stock, par value $0.01 per share | 4,440 | $9.91 | $44,000.40 |
DisclosureSEC source: 0001465740-17-000059 · wf-form4_149514169070393.xml · nonDerivative · entry 2 BENDER JAMES J · CIK 0001218336 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,526 F2 · shares: The reporting person elected to forfeit shares to satisfy income tax liabilities incurred in connection with the May 17, 2017 common stock award, as approved by the Board of Directors of Two Harbors Investment Corp. Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:08 UTC |
BENDER JAMES JDirector
|
GrantCommon stock, par value $0.01 per share | 11,099 | $9.91 | $109,991.09 |
DisclosureSEC source: 0001465740-17-000059 · wf-form4_149514169070393.xml · nonDerivative · entry 1 BENDER JAMES J · CIK 0001218336 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,966 F1 · shares: Represents a common stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:06 UTC |
Abraham SpencerDirector
|
Tax withholdingCommon stock, par value $0.01 per share | 3,330 | $9.91 | $33,000.30 |
DisclosureSEC source: 0001465740-17-000057 · wf-form4_149514159429363.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,465 F2 · shares: The reporting person elected to forfeit shares to satisfy income tax liabilities incurred in connection with the May 17, 2017 common stock award, as approved by the Board of Directors of Two Harbors Investment Corp. Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:06 UTC |
Abraham SpencerDirector
|
GrantCommon stock, par value $0.01 per share | 11,099 | $9.91 | $109,991.09 |
DisclosureSEC source: 0001465740-17-000057 · wf-form4_149514159429363.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,795 F1 · shares: Represents a common stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:58 UTC |
Sandberg Rebecca BGeneral Counsel and Secretary
|
SaleCommon stock, par value $0.01 per share | 5,566 | $9.85 | $54,825.66 |
DisclosureSEC source: 0001465740-17-000053 · wf-form4_149496830889438.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,466 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 9, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on May 14, 2017 of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.8501 to $9.8553, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:53 UTC |
Farrell BradCFO and Treasurer
|
SaleCommon stock, par value $0.01 per share | 19,663 | $9.86 | $193,900.78 |
DisclosureSEC source: 0001465740-17-000051 · wf-form4_149496800451257.xml · nonDerivative · entry 1 Farrell Brad · CIK 0001537872 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,727 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 9, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on May 14, 2017 of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.86 to $9.865, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:13 UTC |
KASNET STEPHEN GDirector
|
PurchaseSeries A Preferred Stock, par value $0.01 per share | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0001465740-17-000037 · wf-form4_148909399959183.xml · nonDerivative · entry 2 KASNET STEPHEN G · CIK 0001232379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:36 UTC |
RISKEY MARY KATHRYNChief Accounting Officer
|
SaleCommon stock, par value $0.01 per share | 1,284 | $8.96 | $11,506.69 |
DisclosureSEC source: 0001465740-17-000033 · wf-form4_148719455123923.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,428 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on February 12, 2017 of a restricted stock award previously granted to the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 17:13 UTC |
SIERING THOMASDirector · CEO & President
|
PurchaseCommon stock, par value $0.01 per share | 4,000 | $8.94 | $35,760.00 |
DisclosureSEC source: 0001465740-17-000029 · wf-form4_148702397635600.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,144,152 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:22 UTC |
RISKEY MARY KATHRYNChief Accounting Officer
|
SaleCommon stock, par value $0.01 per share | 1,517 | $8.81 | $13,367.20 |
DisclosureSEC source: 0001465740-17-000022 · wf-form4_148650254834996.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,712 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on February 5, 2017 of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.8116 to $8.8153, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:28 UTC |
Farrell BradCFO and Treasurer
|
SaleCommon stock, par value $0.01 per share | 15,937 | $8.81 | $140,411.34 |
DisclosureSEC source: 0001465740-17-000026 · wf-form4_148650289121849.xml · nonDerivative · entry 1 Farrell Brad · CIK 0001537872 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,390 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 9, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on February 5, 2017 of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.8102 to $8.815, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:24 UTC |
Sandberg Rebecca BGeneral Counsel and Secretary
|
SaleCommon stock, par value $0.01 per share | 6,015 | $8.81 | $52,995.76 |
DisclosureSEC source: 0001465740-17-000024 · wf-form4_148650266747412.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,032 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 18, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on February 5, 2017 of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.8104 to $8.8149, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 22:38 UTC |
RISKEY MARY KATHRYNChief Accounting Officer
|
SaleCommon stock, par value $0.01 per share | 3,190 | $8.61 | $27,449.95 |
DisclosureSEC source: 0001465740-17-000017 · wf-form4_148590228063308.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,229 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 27, 2017 of a restricted stock award previously granted to the reporting person. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 22:36 UTC |
Farrell BradCFO and Treasurer
|
SaleCommon stock, par value $0.01 per share | 28,901 | $8.58 | $248,039.94 |
DisclosureSEC source: 0001465740-17-000015 · wf-form4_148590219192069.xml · nonDerivative · entry 1 Farrell Brad · CIK 0001537872 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,327 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 9, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 27, 2017 of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.58 to $8.595, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 22:35 UTC |
Sandberg Rebecca BGeneral Counsel and Secretary
|
SaleCommon stock, par value $0.01 per share | 10,136 | $8.60 | $87,185.82 |
DisclosureSEC source: 0001465740-17-000013 · wf-form4_148590209403192.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,047 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 18, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 27, 2017 of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.601 to $8.605, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 16:50 UTC |
SIERING THOMASDirector · CEO & President
|
GrantCommon stock, par value $0.01 per share | 274,599 | $8.74 | $2,399,995.26 |
DisclosureSEC source: 0001465740-17-000010 · wf-form4_148581299500703.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,140,152 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 16:37 UTC |
ROTH WILLIAMDirector · Chief Investment Officer
|
GrantCommon stock, par value $0.01 per share | 274,599 | $8.74 | $2,399,995.26 |
DisclosureSEC source: 0001465740-17-000003 · wf-form4_148581226676301.xml · nonDerivative · entry 1 ROTH WILLIAM · CIK 0001474958 · Director · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,359,674 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. F2 · balance_after: This figure excludes 600 shares of common stock owned by an immediate family member of the reporting person that were included in the reporting person's stock ownership total in his most recent Form 4 filing dated January 28, 2016. The reporting person no longer has a beneficial interest in these shares. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:54 UTC |
Farrell BradCFO and Treasurer
|
GrantCommon stock, par value $0.01 per share | 114,416 | $8.74 | $999,995.84 |
DisclosureSEC source: 0001465740-17-000011 · wf-form4_148581325034261.xml · nonDerivative · entry 1 Farrell Brad · CIK 0001537872 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,228 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:42 UTC |
RISKEY MARY KATHRYNChief Accounting Officer
|
GrantCommon stock, par value $0.01 per share | 18,306 | $8.74 | $159,994.44 |
DisclosureSEC source: 0001465740-17-000005 · wf-form4_148581251875972.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,419 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:44 UTC |
Sandberg Rebecca BGeneral Counsel and Secretary
|
GrantCommon stock, par value $0.01 per share | 57,208 | $8.74 | $499,997.92 |
DisclosureSEC source: 0001465740-17-000007 · wf-form4_148581267240770.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,183 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 17:28 UTC |
SIERING THOMASDirector · CEO & President
|
PurchaseCommon stock, par value $0.01 per share | 3,500 | $8.48 | $29,676.15 |
DisclosureSEC source: 0001465740-16-000198 · wf-form4_147873046987892.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,553 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.475 to $8.479, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.