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TWO

TWO HARBORS INVESTMENT CORP.

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9518
SEC CIK
0001465740
Parsed reports
307

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202605
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 17, 2025 Filed Dec 19, 2025 22:27 UTC
RUSH ROBERTChief Risk Officer
GrantCommon stock, par value $0.01 per share 34,714 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-058358 · wk-form4_1766183272.xml · nonDerivative · entry 1

RUSH ROBERT · CIK 0001918741 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 121,801

F1 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan.

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December 17, 2025 Filed Dec 19, 2025 22:27 UTC
LETICA NICHOLASChief Investment Officer
GrantCommon stock, par value $0.01 per share 61,714 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-058356 · wk-form4_1766183237.xml · nonDerivative · entry 1

LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 221,995

F1 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan.

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December 17, 2025 Filed Dec 19, 2025 22:26 UTC
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
GrantCommon stock, par value $0.01 per share 103,948 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-058352 · wk-form4_1766183157.xml · nonDerivative · entry 1

GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 495,405

F1 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan (the "Plan").

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August 18, 2025 Filed Aug 18, 2025 21:17 UTC
LETICA NICHOLASChief Investment Officer
SaleCommon stock, par value $0.01 per share 8,654 $10.02 $86,713.08
Disclosure

SEC source: 0001465740-25-000145 · wk-form4_1755551870.xml · nonDerivative · entry 1

LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 160,281

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 18, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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May 16, 2025 Filed May 16, 2025 20:18 UTC SaleCommon stock, par value $0.01 per share 12,129 $11.97 $145,184.13
Disclosure

SEC source: 0001465740-25-000123 · wk-form4_1747426726.xml · nonDerivative · entry 2

KASNET STEPHEN G · CIK 0001232379 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,027

F2 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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May 16, 2025 Filed May 16, 2025 20:14 UTC SaleCommon stock, par value $0.01 per share 3,641 $11.98 $43,619.18
Disclosure

SEC source: 0001465740-25-000115 · wk-form4_1747426450.xml · nonDerivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,561

F2 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 10, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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May 14, 2025 Filed May 16, 2025 20:20 UTC GrantCommon stock, par value $0.01 per share 11,306 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000127 · wk-form4_1747426838.xml · nonDerivative · entry 1

Woodhouse Hope B · CIK 0001529759 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,444

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2026 annual meeting of the stockholders of Two Harbors Investment Corp.

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May 14, 2025 Filed May 16, 2025 20:19 UTC GrantCommon stock, par value $0.01 per share 11,306 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000125 · wk-form4_1747426776.xml · nonDerivative · entry 1

STERN JAMES A · CIK 0001193798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,843

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2026 annual meeting of the stockholders of Two Harbors Investment Corp.

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May 14, 2025 Filed May 16, 2025 20:18 UTC GrantCommon stock, par value $0.01 per share 17,587 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000123 · wk-form4_1747426726.xml · nonDerivative · entry 1

KASNET STEPHEN G · CIK 0001232379 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,156

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2026 annual meeting of the stockholders of Two Harbors Investment Corp.

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May 14, 2025 Filed May 16, 2025 20:17 UTC GrantCommon stock, par value $0.01 per share 11,306 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000121 · wk-form4_1747426662.xml · nonDerivative · entry 1

Hammond Karen · CIK 0001621626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,097

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2026 annual meeting of the stockholders of Two Harbors Investment Corp.

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May 14, 2025 Filed May 16, 2025 20:16 UTC
DAS SANJIVDirector
GrantCommon stock, par value $0.01 per share 11,306 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000119 · wk-form4_1747426603.xml · nonDerivative · entry 1

DAS SANJIV · CIK 0001654849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,410

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2026 annual meeting of the stockholders of Two Harbors Investment Corp.

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May 14, 2025 Filed May 16, 2025 20:15 UTC GrantCommon stock, par value $0.01 per share 11,306 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000117 · wk-form4_1747426530.xml · nonDerivative · entry 1

BENDER JAMES J · CIK 0001218336 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,166

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2026 annual meeting of the stockholders of Two Harbors Investment Corp.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:14 UTC GrantCommon stock, par value $0.01 per share 11,306 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000115 · wk-form4_1747426450.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,202

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2026 annual meeting of the stockholders of Two Harbors Investment Corp.

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February 10, 2025 Filed Feb 11, 2025 21:16 UTC
Halm JillianChief Accounting Officer
SaleCommon stock, par value $0.01 per share 821 $12.98 $10,656.58
Disclosure

SEC source: 0001465740-25-000075 · wk-form4_1739308592.xml · nonDerivative · entry 1

Halm Jillian · CIK 0002035881 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,772

F1 · kind: The reporting person sold all shares acquired as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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February 10, 2025 Filed Feb 11, 2025 21:18 UTC
HANSON ALECIAChief Administrative Officer
SaleCommon stock, par value $0.01 per share 910 $12.95 $11,784.50
Disclosure

SEC source: 0001465740-25-000077 · wk-form4_1739308683.xml · nonDerivative · entry 1

HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,714

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 13, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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February 10, 2025 Filed Feb 11, 2025 21:20 UTC
Sandberg Rebecca BChief Legal Officer
SaleCommon stock, par value $0.01 per share 2,561 $12.96 $33,190.56
Disclosure

SEC source: 0001465740-25-000081 · wk-form4_1739308810.xml · nonDerivative · entry 1

Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 146,803

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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February 10, 2025 Filed Feb 11, 2025 21:19 UTC
RUSH ROBERTChief Risk Officer
SaleCommon stock, par value $0.01 per share 2,392 $12.96 $31,000.32
Disclosure

SEC source: 0001465740-25-000079 · wk-form4_1739308754.xml · nonDerivative · entry 1

RUSH ROBERT · CIK 0001918741 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,087

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 25, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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February 10, 2025 Filed Feb 11, 2025 21:15 UTC
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
SaleCommon stock, par value $0.01 per share 7,945 $12.95 $102,887.75
Disclosure

SEC source: 0001465740-25-000073 · wk-form4_1739308508.xml · nonDerivative · entry 1

GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 391,457

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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January 14, 2025 Filed Jan 15, 2025 21:38 UTC
Halm JillianChief Accounting Officer
SaleCommon stock, par value $0.01 per share 1,030 $11.23 $11,566.90
Disclosure

SEC source: 0001465740-25-000050 · wk-form4_1736977118.xml · nonDerivative · entry 1

Halm Jillian · CIK 0002035881 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,593

F1 · kind: The reporting person sold all shares incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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January 14, 2025 Filed Jan 15, 2025 21:39 UTC
HANSON ALECIAChief Administrative Officer
SaleCommon stock, par value $0.01 per share 1,095 $11.28 $12,351.60
Disclosure

SEC source: 0001465740-25-000052 · wk-form4_1736977169.xml · nonDerivative · entry 1

HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,624

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 13, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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January 14, 2025 Filed Jan 15, 2025 21:41 UTC
Sandberg Rebecca BChief Legal Officer
SaleCommon stock, par value $0.01 per share 3,014 $11.24 $33,869.83
Disclosure

SEC source: 0001465740-25-000058 · wk-form4_1736977293.xml · nonDerivative · entry 1

Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 149,364

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.24 to $11.25, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 14, 2025 Filed Jan 15, 2025 21:41 UTC
RUSH ROBERTChief Risk Officer
SaleCommon stock, par value $0.01 per share 2,868 $11.25 $32,265.00
Disclosure

SEC source: 0001465740-25-000056 · wk-form4_1736977256.xml · nonDerivative · entry 1

RUSH ROBERT · CIK 0001918741 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,479

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 25, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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January 14, 2025 Filed Jan 15, 2025 21:40 UTC
LETICA NICHOLASChief Investment Officer
SaleCommon stock, par value $0.01 per share 5,737 $11.28 $64,720.24
Disclosure

SEC source: 0001465740-25-000054 · wk-form4_1736977214.xml · nonDerivative · entry 1

LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 168,935

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 18, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.28 to $11.29, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 14, 2025 Filed Jan 15, 2025 21:37 UTC
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
SaleCommon stock, par value $0.01 per share 9,663 $11.27 $108,902.01
Disclosure

SEC source: 0001465740-25-000048 · wk-form4_1736977065.xml · nonDerivative · entry 1

GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 399,402

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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January 10, 2025 Filed Jan 10, 2025 21:22 UTC
HANSON ALECIAChief Administrative Officer
SaleCommon stock, par value $0.01 per share 1,520 $11.14 $16,932.80
Disclosure

SEC source: 0001465740-25-000028 · wk-form4_1736544141.xml · nonDerivative · entry 4

HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,719

F4 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 13, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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January 10, 2025 Filed Jan 10, 2025 21:24 UTC
RUSH ROBERTChief Risk Officer
SaleCommon stock, par value $0.01 per share 2,268 $11.13 $25,242.84
Disclosure

SEC source: 0001465740-25-000032 · wk-form4_1736544239.xml · nonDerivative · entry 4

RUSH ROBERT · CIK 0001918741 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,347

F4 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 25, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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January 10, 2025 Filed Jan 10, 2025 21:24 UTC
Sandberg Rebecca BChief Legal Officer
SaleCommon stock, par value $0.01 per share 3,785 $11.14 $42,164.90
Disclosure

SEC source: 0001465740-25-000034 · wk-form4_1736544287.xml · nonDerivative · entry 4

Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 152,378

F4 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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January 10, 2025 Filed Jan 10, 2025 21:23 UTC
LETICA NICHOLASChief Investment Officer
SaleCommon stock, par value $0.01 per share 6,040 $11.13 $67,225.20
Disclosure

SEC source: 0001465740-25-000030 · wk-form4_1736544194.xml · nonDerivative · entry 4

LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 174,672

F4 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 18, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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January 10, 2025 Filed Jan 10, 2025 21:20 UTC
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
SaleCommon stock, par value $0.01 per share 13,855 $11.13 $154,229.70
Disclosure

SEC source: 0001465740-25-000024 · wk-form4_1736544019.xml · nonDerivative · entry 4

GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 409,065

F5 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.15, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 10, 2025 Filed Jan 10, 2025 21:16 UTC
BOUCHER NATHANEVP General Counsel RoundPoint
SaleCommon stock, par value $0.01 per share 686 $11.14 $7,642.04
Disclosure

SEC source: 0001465740-25-000019 · wk-form4_1736543790.xml · nonDerivative · entry 2

BOUCHER NATHAN · CIK 0001996647 · EVP General Counsel RoundPoint

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,811

F2 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 7, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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January 08, 2025 Filed Jan 10, 2025 21:21 UTC
Halm JillianChief Accounting Officer
SaleCommon stock, par value $0.01 per share 481 $11.31 $5,440.01
Disclosure

SEC source: 0001465740-25-000026 · wk-form4_1736544092.xml · nonDerivative · entry 3

Halm Jillian · CIK 0002035881 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,623

F3 · kind: The reporting person sold all shares incurred as a result of the vesting of the PSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.3003 to $11.3217 inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 08, 2025 Filed Jan 10, 2025 21:22 UTC
HANSON ALECIAChief Administrative Officer
SaleCommon stock, par value $0.01 per share 1,663 $11.21 $18,642.23
Disclosure

SEC source: 0001465740-25-000028 · wk-form4_1736544141.xml · nonDerivative · entry 3

HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,239

F3 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 13, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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January 08, 2025 Filed Jan 10, 2025 21:24 UTC
RUSH ROBERTChief Risk Officer
SaleCommon stock, par value $0.01 per share 4,679 $11.22 $52,498.38
Disclosure

SEC source: 0001465740-25-000032 · wk-form4_1736544239.xml · nonDerivative · entry 3

RUSH ROBERT · CIK 0001918741 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,615

F3 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 25, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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January 08, 2025 Filed Jan 10, 2025 21:24 UTC
Sandberg Rebecca BChief Legal Officer
SaleCommon stock, par value $0.01 per share 5,025 $11.21 $56,330.25
Disclosure

SEC source: 0001465740-25-000034 · wk-form4_1736544287.xml · nonDerivative · entry 3

Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 156,163

F3 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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January 08, 2025 Filed Jan 10, 2025 21:23 UTC
LETICA NICHOLASChief Investment Officer
SaleCommon stock, par value $0.01 per share 3,956 $11.21 $44,346.76
Disclosure

SEC source: 0001465740-25-000030 · wk-form4_1736544194.xml · nonDerivative · entry 3

LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 180,712

F3 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 18, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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January 08, 2025 Filed Jan 10, 2025 21:20 UTC
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
SaleCommon stock, par value $0.01 per share 14,039 $11.21 $157,382.81
Disclosure

SEC source: 0001465740-25-000024 · wk-form4_1736544019.xml · nonDerivative · entry 3

GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 422,920

F3 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.21 to $11.22, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 07, 2025 Filed Jan 10, 2025 21:17 UTC
Campbell James DEVP Servicing Ops RoundPoint
GrantCommon stock, par value $0.01 per share 14,659 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000020 · wk-form4_1736543848.xml · nonDerivative · entry 1

Campbell James D · CIK 0002038877 · EVP Servicing Ops RoundPoint

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,659

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028.

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January 07, 2025 Filed Jan 10, 2025 21:21 UTC
Halm JillianChief Accounting Officer
GrantCommon stock, par value $0.01 per share 481 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000026 · wk-form4_1736544092.xml · nonDerivative · entry 2

Halm Jillian · CIK 0002035881 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,104

F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.

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January 07, 2025 Filed Jan 10, 2025 21:21 UTC
Halm JillianChief Accounting Officer
GrantCommon stock, par value $0.01 per share 8,741 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000026 · wk-form4_1736544092.xml · nonDerivative · entry 1

Halm Jillian · CIK 0002035881 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,623

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028.

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January 07, 2025 Filed Jan 10, 2025 21:22 UTC
HANSON ALECIAChief Administrative Officer
GrantCommon stock, par value $0.01 per share 3,326 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000028 · wk-form4_1736544141.xml · nonDerivative · entry 2

HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,902

F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.

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January 07, 2025 Filed Jan 10, 2025 21:22 UTC
HANSON ALECIAChief Administrative Officer
GrantCommon stock, par value $0.01 per share 15,297 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000028 · wk-form4_1736544141.xml · nonDerivative · entry 1

HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,576

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028.

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January 07, 2025 Filed Jan 10, 2025 21:24 UTC
RUSH ROBERTChief Risk Officer
GrantCommon stock, par value $0.01 per share 9,358 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000032 · wk-form4_1736544239.xml · nonDerivative · entry 2

RUSH ROBERT · CIK 0001918741 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,294

F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.

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January 07, 2025 Filed Jan 10, 2025 21:24 UTC
RUSH ROBERTChief Risk Officer
GrantCommon stock, par value $0.01 per share 20,760 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000032 · wk-form4_1736544239.xml · nonDerivative · entry 1

RUSH ROBERT · CIK 0001918741 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,936

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028.

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January 07, 2025 Filed Jan 10, 2025 21:24 UTC
Sandberg Rebecca BChief Legal Officer
GrantCommon stock, par value $0.01 per share 10,051 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000034 · wk-form4_1736544287.xml · nonDerivative · entry 2

Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,188

F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.

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January 07, 2025 Filed Jan 10, 2025 21:24 UTC
Sandberg Rebecca BChief Legal Officer
GrantCommon stock, par value $0.01 per share 38,243 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000034 · wk-form4_1736544287.xml · nonDerivative · entry 1

Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,137

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028.

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January 07, 2025 Filed Jan 10, 2025 21:23 UTC
LETICA NICHOLASChief Investment Officer
GrantCommon stock, par value $0.01 per share 8,002 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000030 · wk-form4_1736544194.xml · nonDerivative · entry 2

LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 184,668

F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.

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January 07, 2025 Filed Jan 10, 2025 21:23 UTC
LETICA NICHOLASChief Investment Officer
GrantCommon stock, par value $0.01 per share 71,022 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000030 · wk-form4_1736544194.xml · nonDerivative · entry 1

LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,666

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028.

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January 07, 2025 Filed Jan 10, 2025 21:20 UTC
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
GrantCommon stock, par value $0.01 per share 28,078 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000024 · wk-form4_1736544019.xml · nonDerivative · entry 2

GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 436,959

F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.

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January 07, 2025 Filed Jan 10, 2025 21:20 UTC
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
GrantCommon stock, par value $0.01 per share 152,972 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000024 · wk-form4_1736544019.xml · nonDerivative · entry 1

GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 408,881

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan (the "Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028.

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January 07, 2025 Filed Jan 10, 2025 21:19 UTC
Dellal WilliamInterim CFO
GrantCommon stock, par value $0.01 per share 43,706 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000022 · wk-form4_1736543955.xml · nonDerivative · entry 1

Dellal William · CIK 0001829071 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,790

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.