Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 17, 2025 Filed Dec 19, 2025 22:27 UTC |
RUSH ROBERTChief Risk Officer
|
GrantCommon stock, par value $0.01 per share | 34,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-058358 · wk-form4_1766183272.xml · nonDerivative · entry 1 RUSH ROBERT · CIK 0001918741 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 121,801 F1 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. Read SEC document |
| December 17, 2025 Filed Dec 19, 2025 22:27 UTC |
LETICA NICHOLASChief Investment Officer
|
GrantCommon stock, par value $0.01 per share | 61,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-058356 · wk-form4_1766183237.xml · nonDerivative · entry 1 LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 221,995 F1 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. Read SEC document |
| December 17, 2025 Filed Dec 19, 2025 22:26 UTC |
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
|
GrantCommon stock, par value $0.01 per share | 103,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-058352 · wk-form4_1766183157.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 495,405 F1 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan (the "Plan"). Read SEC document |
| August 18, 2025 Filed Aug 18, 2025 21:17 UTC |
LETICA NICHOLASChief Investment Officer
|
SaleCommon stock, par value $0.01 per share | 8,654 | $10.02 | $86,713.08 |
DisclosureSEC source: 0001465740-25-000145 · wk-form4_1755551870.xml · nonDerivative · entry 1 LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 160,281 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 18, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| May 16, 2025 Filed May 16, 2025 20:18 UTC |
KASNET STEPHEN GDirector
|
SaleCommon stock, par value $0.01 per share | 12,129 | $11.97 | $145,184.13 |
DisclosureSEC source: 0001465740-25-000123 · wk-form4_1747426726.xml · nonDerivative · entry 2 KASNET STEPHEN G · CIK 0001232379 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 103,027 F2 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| May 16, 2025 Filed May 16, 2025 20:14 UTC |
Abraham SpencerDirector
|
SaleCommon stock, par value $0.01 per share | 3,641 | $11.98 | $43,619.18 |
DisclosureSEC source: 0001465740-25-000115 · wk-form4_1747426450.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,561 F2 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 10, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:20 UTC |
Woodhouse Hope BDirector
|
GrantCommon stock, par value $0.01 per share | 11,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000127 · wk-form4_1747426838.xml · nonDerivative · entry 1 Woodhouse Hope B · CIK 0001529759 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,444 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2026 annual meeting of the stockholders of Two Harbors Investment Corp. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:19 UTC |
STERN JAMES ADirector
|
GrantCommon stock, par value $0.01 per share | 11,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000125 · wk-form4_1747426776.xml · nonDerivative · entry 1 STERN JAMES A · CIK 0001193798 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,843 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2026 annual meeting of the stockholders of Two Harbors Investment Corp. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:18 UTC |
KASNET STEPHEN GDirector
|
GrantCommon stock, par value $0.01 per share | 17,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000123 · wk-form4_1747426726.xml · nonDerivative · entry 1 KASNET STEPHEN G · CIK 0001232379 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 115,156 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2026 annual meeting of the stockholders of Two Harbors Investment Corp. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:17 UTC |
Hammond KarenDirector
|
GrantCommon stock, par value $0.01 per share | 11,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000121 · wk-form4_1747426662.xml · nonDerivative · entry 1 Hammond Karen · CIK 0001621626 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,097 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2026 annual meeting of the stockholders of Two Harbors Investment Corp. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:16 UTC |
DAS SANJIVDirector
|
GrantCommon stock, par value $0.01 per share | 11,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000119 · wk-form4_1747426603.xml · nonDerivative · entry 1 DAS SANJIV · CIK 0001654849 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,410 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2026 annual meeting of the stockholders of Two Harbors Investment Corp. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:15 UTC |
BENDER JAMES JDirector
|
GrantCommon stock, par value $0.01 per share | 11,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000117 · wk-form4_1747426530.xml · nonDerivative · entry 1 BENDER JAMES J · CIK 0001218336 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,166 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2026 annual meeting of the stockholders of Two Harbors Investment Corp. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:14 UTC |
Abraham SpencerDirector
|
GrantCommon stock, par value $0.01 per share | 11,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000115 · wk-form4_1747426450.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 43,202 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2026 annual meeting of the stockholders of Two Harbors Investment Corp. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 21:16 UTC |
Halm JillianChief Accounting Officer
|
SaleCommon stock, par value $0.01 per share | 821 | $12.98 | $10,656.58 |
DisclosureSEC source: 0001465740-25-000075 · wk-form4_1739308592.xml · nonDerivative · entry 1 Halm Jillian · CIK 0002035881 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,772 F1 · kind: The reporting person sold all shares acquired as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 21:18 UTC |
HANSON ALECIAChief Administrative Officer
|
SaleCommon stock, par value $0.01 per share | 910 | $12.95 | $11,784.50 |
DisclosureSEC source: 0001465740-25-000077 · wk-form4_1739308683.xml · nonDerivative · entry 1 HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 43,714 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 13, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 21:20 UTC |
Sandberg Rebecca BChief Legal Officer
|
SaleCommon stock, par value $0.01 per share | 2,561 | $12.96 | $33,190.56 |
DisclosureSEC source: 0001465740-25-000081 · wk-form4_1739308810.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 146,803 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 21:19 UTC |
RUSH ROBERTChief Risk Officer
|
SaleCommon stock, par value $0.01 per share | 2,392 | $12.96 | $31,000.32 |
DisclosureSEC source: 0001465740-25-000079 · wk-form4_1739308754.xml · nonDerivative · entry 1 RUSH ROBERT · CIK 0001918741 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 87,087 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 25, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 21:15 UTC |
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
|
SaleCommon stock, par value $0.01 per share | 7,945 | $12.95 | $102,887.75 |
DisclosureSEC source: 0001465740-25-000073 · wk-form4_1739308508.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 391,457 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 14, 2025 Filed Jan 15, 2025 21:38 UTC |
Halm JillianChief Accounting Officer
|
SaleCommon stock, par value $0.01 per share | 1,030 | $11.23 | $11,566.90 |
DisclosureSEC source: 0001465740-25-000050 · wk-form4_1736977118.xml · nonDerivative · entry 1 Halm Jillian · CIK 0002035881 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,593 F1 · kind: The reporting person sold all shares incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 14, 2025 Filed Jan 15, 2025 21:39 UTC |
HANSON ALECIAChief Administrative Officer
|
SaleCommon stock, par value $0.01 per share | 1,095 | $11.28 | $12,351.60 |
DisclosureSEC source: 0001465740-25-000052 · wk-form4_1736977169.xml · nonDerivative · entry 1 HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,624 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 13, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 14, 2025 Filed Jan 15, 2025 21:41 UTC |
Sandberg Rebecca BChief Legal Officer
|
SaleCommon stock, par value $0.01 per share | 3,014 | $11.24 | $33,869.83 |
DisclosureSEC source: 0001465740-25-000058 · wk-form4_1736977293.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 149,364 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.24 to $11.25, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 14, 2025 Filed Jan 15, 2025 21:41 UTC |
RUSH ROBERTChief Risk Officer
|
SaleCommon stock, par value $0.01 per share | 2,868 | $11.25 | $32,265.00 |
DisclosureSEC source: 0001465740-25-000056 · wk-form4_1736977256.xml · nonDerivative · entry 1 RUSH ROBERT · CIK 0001918741 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 89,479 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 25, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 14, 2025 Filed Jan 15, 2025 21:40 UTC |
LETICA NICHOLASChief Investment Officer
|
SaleCommon stock, par value $0.01 per share | 5,737 | $11.28 | $64,720.24 |
DisclosureSEC source: 0001465740-25-000054 · wk-form4_1736977214.xml · nonDerivative · entry 1 LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 168,935 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 18, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.28 to $11.29, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 14, 2025 Filed Jan 15, 2025 21:37 UTC |
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
|
SaleCommon stock, par value $0.01 per share | 9,663 | $11.27 | $108,902.01 |
DisclosureSEC source: 0001465740-25-000048 · wk-form4_1736977065.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 399,402 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 10, 2025 Filed Jan 10, 2025 21:22 UTC |
HANSON ALECIAChief Administrative Officer
|
SaleCommon stock, par value $0.01 per share | 1,520 | $11.14 | $16,932.80 |
DisclosureSEC source: 0001465740-25-000028 · wk-form4_1736544141.xml · nonDerivative · entry 4 HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 45,719 F4 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 13, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 10, 2025 Filed Jan 10, 2025 21:24 UTC |
RUSH ROBERTChief Risk Officer
|
SaleCommon stock, par value $0.01 per share | 2,268 | $11.13 | $25,242.84 |
DisclosureSEC source: 0001465740-25-000032 · wk-form4_1736544239.xml · nonDerivative · entry 4 RUSH ROBERT · CIK 0001918741 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 92,347 F4 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 25, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 10, 2025 Filed Jan 10, 2025 21:24 UTC |
Sandberg Rebecca BChief Legal Officer
|
SaleCommon stock, par value $0.01 per share | 3,785 | $11.14 | $42,164.90 |
DisclosureSEC source: 0001465740-25-000034 · wk-form4_1736544287.xml · nonDerivative · entry 4 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 152,378 F4 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 10, 2025 Filed Jan 10, 2025 21:23 UTC |
LETICA NICHOLASChief Investment Officer
|
SaleCommon stock, par value $0.01 per share | 6,040 | $11.13 | $67,225.20 |
DisclosureSEC source: 0001465740-25-000030 · wk-form4_1736544194.xml · nonDerivative · entry 4 LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 174,672 F4 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 18, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 10, 2025 Filed Jan 10, 2025 21:20 UTC |
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
|
SaleCommon stock, par value $0.01 per share | 13,855 | $11.13 | $154,229.70 |
DisclosureSEC source: 0001465740-25-000024 · wk-form4_1736544019.xml · nonDerivative · entry 4 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 409,065 F5 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.15, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 10, 2025 Filed Jan 10, 2025 21:16 UTC |
BOUCHER NATHANEVP General Counsel RoundPoint
|
SaleCommon stock, par value $0.01 per share | 686 | $11.14 | $7,642.04 |
DisclosureSEC source: 0001465740-25-000019 · wk-form4_1736543790.xml · nonDerivative · entry 2 BOUCHER NATHAN · CIK 0001996647 · EVP General Counsel RoundPoint 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,811 F2 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 7, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:21 UTC |
Halm JillianChief Accounting Officer
|
SaleCommon stock, par value $0.01 per share | 481 | $11.31 | $5,440.01 |
DisclosureSEC source: 0001465740-25-000026 · wk-form4_1736544092.xml · nonDerivative · entry 3 Halm Jillian · CIK 0002035881 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,623 F3 · kind: The reporting person sold all shares incurred as a result of the vesting of the PSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.3003 to $11.3217 inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:22 UTC |
HANSON ALECIAChief Administrative Officer
|
SaleCommon stock, par value $0.01 per share | 1,663 | $11.21 | $18,642.23 |
DisclosureSEC source: 0001465740-25-000028 · wk-form4_1736544141.xml · nonDerivative · entry 3 HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,239 F3 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 13, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:24 UTC |
RUSH ROBERTChief Risk Officer
|
SaleCommon stock, par value $0.01 per share | 4,679 | $11.22 | $52,498.38 |
DisclosureSEC source: 0001465740-25-000032 · wk-form4_1736544239.xml · nonDerivative · entry 3 RUSH ROBERT · CIK 0001918741 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 94,615 F3 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 25, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:24 UTC |
Sandberg Rebecca BChief Legal Officer
|
SaleCommon stock, par value $0.01 per share | 5,025 | $11.21 | $56,330.25 |
DisclosureSEC source: 0001465740-25-000034 · wk-form4_1736544287.xml · nonDerivative · entry 3 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 156,163 F3 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:23 UTC |
LETICA NICHOLASChief Investment Officer
|
SaleCommon stock, par value $0.01 per share | 3,956 | $11.21 | $44,346.76 |
DisclosureSEC source: 0001465740-25-000030 · wk-form4_1736544194.xml · nonDerivative · entry 3 LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 180,712 F3 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 18, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:20 UTC |
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
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SaleCommon stock, par value $0.01 per share | 14,039 | $11.21 | $157,382.81 |
DisclosureSEC source: 0001465740-25-000024 · wk-form4_1736544019.xml · nonDerivative · entry 3 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 422,920 F3 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.21 to $11.22, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:17 UTC |
Campbell James DEVP Servicing Ops RoundPoint
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GrantCommon stock, par value $0.01 per share | 14,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000020 · wk-form4_1736543848.xml · nonDerivative · entry 1 Campbell James D · CIK 0002038877 · EVP Servicing Ops RoundPoint 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,659 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:21 UTC |
Halm JillianChief Accounting Officer
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GrantCommon stock, par value $0.01 per share | 481 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000026 · wk-form4_1736544092.xml · nonDerivative · entry 2 Halm Jillian · CIK 0002035881 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,104 F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:21 UTC |
Halm JillianChief Accounting Officer
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GrantCommon stock, par value $0.01 per share | 8,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000026 · wk-form4_1736544092.xml · nonDerivative · entry 1 Halm Jillian · CIK 0002035881 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,623 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:22 UTC |
HANSON ALECIAChief Administrative Officer
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GrantCommon stock, par value $0.01 per share | 3,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000028 · wk-form4_1736544141.xml · nonDerivative · entry 2 HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,902 F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:22 UTC |
HANSON ALECIAChief Administrative Officer
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GrantCommon stock, par value $0.01 per share | 15,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000028 · wk-form4_1736544141.xml · nonDerivative · entry 1 HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 45,576 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:24 UTC |
RUSH ROBERTChief Risk Officer
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GrantCommon stock, par value $0.01 per share | 9,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000032 · wk-form4_1736544239.xml · nonDerivative · entry 2 RUSH ROBERT · CIK 0001918741 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 99,294 F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:24 UTC |
RUSH ROBERTChief Risk Officer
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GrantCommon stock, par value $0.01 per share | 20,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000032 · wk-form4_1736544239.xml · nonDerivative · entry 1 RUSH ROBERT · CIK 0001918741 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 89,936 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:24 UTC |
Sandberg Rebecca BChief Legal Officer
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GrantCommon stock, par value $0.01 per share | 10,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000034 · wk-form4_1736544287.xml · nonDerivative · entry 2 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 161,188 F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:24 UTC |
Sandberg Rebecca BChief Legal Officer
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GrantCommon stock, par value $0.01 per share | 38,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000034 · wk-form4_1736544287.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 151,137 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:23 UTC |
LETICA NICHOLASChief Investment Officer
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GrantCommon stock, par value $0.01 per share | 8,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000030 · wk-form4_1736544194.xml · nonDerivative · entry 2 LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 184,668 F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:23 UTC |
LETICA NICHOLASChief Investment Officer
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GrantCommon stock, par value $0.01 per share | 71,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000030 · wk-form4_1736544194.xml · nonDerivative · entry 1 LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 176,666 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:20 UTC |
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
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GrantCommon stock, par value $0.01 per share | 28,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000024 · wk-form4_1736544019.xml · nonDerivative · entry 2 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 436,959 F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:20 UTC |
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
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GrantCommon stock, par value $0.01 per share | 152,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000024 · wk-form4_1736544019.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 408,881 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan (the "Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:19 UTC |
Dellal WilliamInterim CFO
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GrantCommon stock, par value $0.01 per share | 43,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000022 · wk-form4_1736543955.xml · nonDerivative · entry 1 Dellal William · CIK 0001829071 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,790 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.