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TWO

TWO HARBORS INVESTMENT CORP.

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9518
SEC CIK
0001465740
Parsed reports
307

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202605
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2026 Filed Aug 25, 2026 21:01 UTC
Campbell James DEVP Servicing Ops RoundPoint
Disposition to issuerCommon stock, par value $0.01 per share 56,049 $12.00 $672,588.00
Disclosure

SEC source: 0001104659-26-100877 · tm2621869-10_4seq1.xml · nonDerivative · entry 2

Campbell James D · CIK 0002038877 · EVP Servicing Ops RoundPoint

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").

F4 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock and (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period.

F2 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:01 UTC
Campbell James DEVP Servicing Ops RoundPoint
GrantCommon stock, par value $0.01 per share 18,993 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-100877 · tm2621869-10_4seq1.xml · nonDerivative · entry 1

Campbell James D · CIK 0002038877 · EVP Servicing Ops RoundPoint

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,049

F1 · shares: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan.

F3 · balance_after: Includes TWO restricted stock units ("TWO RSUs") described in footnote 4 below.

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August 25, 2026 Filed Aug 25, 2026 20:55 UTC
Halm JillianChief Accounting Officer
Disposition to issuerCommon stock, par value $0.01 per share 18,833 $12.00 $225,996.00
Disclosure

SEC source: 0001104659-26-100864 · tm2621869-8_4seq1.xml · nonDerivative · entry 1

Halm Jillian · CIK 0002035881 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").

F2 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, each TWO restricted stock unit that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock.

F1 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:06 UTC
HANSON ALECIAChief Administrative Officer
Disposition to issuerCommon stock, par value $0.01 per share 143,171 $12.00 $1,718,052.00
Disclosure

SEC source: 0001104659-26-100893 · tm2621869-15_4seq1.xml · nonDerivative · entry 2

HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").

F4 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock and (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period.

F2 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").

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August 25, 2026 Filed Aug 25, 2026 21:06 UTC
HANSON ALECIAChief Administrative Officer
GrantCommon stock, par value $0.01 per share 65,204 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-100893 · tm2621869-15_4seq1.xml · nonDerivative · entry 1

HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,171

F1 · shares: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan.

F3 · balance_after: Includes TWO restricted stock units ("TWO RSUs") described in footnote 4 below.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:07 UTC
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
Disposition to issuerCommon stock, par value $0.01 per share 3,025 $12.00 $36,300.00
Disclosure

SEC source: 0001104659-26-100896 · tm2621869-16_4seq1.xml · nonDerivative · entry 3

GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 0

F6 · shares: Includes 3,025 shares held by the reporting person's spouse prior to the Effective Time, which the reporting person retained a pecuniary interest in, but did not have dispositive or voting power with respect thereto.

F2 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").

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August 25, 2026 Filed Aug 25, 2026 21:07 UTC
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
Disposition to issuerCommon stock, par value $0.01 per share 1,213,933 $12.00 $14,567,196.00
Disclosure

SEC source: 0001104659-26-100896 · tm2621869-16_4seq1.xml · nonDerivative · entry 2

GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").

F4 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock,

F5 · shares: (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period, and (iii) each TWO RSA that was outstanding as of immediately prior to the Effective Time, automatically fully vested and was converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock.

F2 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:07 UTC
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
GrantCommon stock, par value $0.01 per share 667,827 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-100896 · tm2621869-16_4seq1.xml · nonDerivative · entry 1

GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,213,933

F1 · shares: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan.

F3 · balance_after: Includes TWO restricted stock units ("TWO RSUs") and TWO restricted stock awards ("TWO RSAs") described in footnotes 4 and 5 below.

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August 25, 2026 Filed Aug 25, 2026 21:05 UTC
Sandberg Rebecca BChief Legal Officer
Disposition to issuerCommon stock, par value $0.01 per share 406,688 $12.00 $4,880,256.00
Disclosure

SEC source: 0001104659-26-100890 · tm2621869-14_4seq1.xml · nonDerivative · entry 2

Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").

F4 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock and (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period.

F2 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").

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August 25, 2026 Filed Aug 25, 2026 21:05 UTC
Sandberg Rebecca BChief Legal Officer
GrantCommon stock, par value $0.01 per share 168,271 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-100890 · tm2621869-14_4seq1.xml · nonDerivative · entry 1

Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,688

F1 · shares: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan.

F3 · balance_after: Includes TWO restricted stock units ("TWO RSUs") described in footnote 4 below.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:04 UTC
RUSH ROBERTChief Risk Officer
Disposition to issuerCommon stock, par value $0.01 per share 242,470 $12.00 $2,909,640.00
Disclosure

SEC source: 0001104659-26-100886 · tm2621869-13_4seq1.xml · nonDerivative · entry 2

RUSH ROBERT · CIK 0001918741 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").

F4 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock and (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period.

F2 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:04 UTC
RUSH ROBERTChief Risk Officer
GrantCommon stock, par value $0.01 per share 99,912 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-100886 · tm2621869-13_4seq1.xml · nonDerivative · entry 1

RUSH ROBERT · CIK 0001918741 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,470

F1 · shares: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan.

F3 · balance_after: Includes TWO restricted stock units ("TWO RSUs") described in footnote 4 below.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:03 UTC
LETICA NICHOLASChief Investment Officer
Disposition to issuerCommon stock, par value $0.01 per share 615,339 $12.00 $7,384,068.00
Disclosure

SEC source: 0001104659-26-100883 · tm2621869-12_4seq1.xml · nonDerivative · entry 2

LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").

F4 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock and (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period.

F2 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:03 UTC
LETICA NICHOLASChief Investment Officer
GrantCommon stock, par value $0.01 per share 297,105 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-100883 · tm2621869-12_4seq1.xml · nonDerivative · entry 1

LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615,339

F1 · shares: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan.

F3 · balance_after: Includes TWO restricted stock units ("TWO RSUs") described in footnote 4 below.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:02 UTC
BOUCHER NATHANEVP General Counsel RoundPoint
Disposition to issuerCommon stock, par value $0.01 per share 48,142 $12.00 $577,704.00
Disclosure

SEC source: 0001104659-26-100881 · tm2621869-11_4seq1.xml · nonDerivative · entry 2

BOUCHER NATHAN · CIK 0001996647 · EVP General Counsel RoundPoint

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").

F4 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock and (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period.

F2 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:02 UTC
BOUCHER NATHANEVP General Counsel RoundPoint
GrantCommon stock, par value $0.01 per share 20,893 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-100881 · tm2621869-11_4seq1.xml · nonDerivative · entry 1

BOUCHER NATHAN · CIK 0001996647 · EVP General Counsel RoundPoint

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,142

F1 · shares: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan.

F3 · balance_after: Includes TWO restricted stock units ("TWO RSUs") described in footnote 4 below.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 20:59 UTC
Dellal WilliamChief Financial Officer
Disposition to issuerCommon stock, par value $0.01 per share 83,388 $12.00 $1,000,656.00
Disclosure

SEC source: 0001104659-26-100875 · tm2621869-9_4seq1.xml · nonDerivative · entry 1

Dellal William · CIK 0001829071 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").

F2 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, each TWO restricted stock unit that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock.

F1 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").

Read SEC document
August 25, 2026 Filed Aug 25, 2026 20:52 UTC Disposition to issuerCommon stock, par value $0.01 per share 64,843 $12.00 $778,116.00
Disclosure

SEC source: 0001104659-26-100859 · tm2621869-6_4seq1.xml · nonDerivative · entry 1

STERN JAMES A · CIK 0001193798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 20:53 UTC Disposition to issuerCommon stock, par value $0.01 per share 56,444 $12.00 $677,328.00
Disclosure

SEC source: 0001104659-26-100861 · tm2621869-7_4seq1.xml · nonDerivative · entry 1

Woodhouse Hope B · CIK 0001529759 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 20:51 UTC Disposition to issuerCommon stock, par value $0.01 per share 95,993 $12.00 $1,151,916.00
Disclosure

SEC source: 0001104659-26-100857 · tm2621869-5_4seq1.xml · nonDerivative · entry 1

KASNET STEPHEN G · CIK 0001232379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 20:51 UTC Disposition to issuerCommon stock, par value $0.01 per share 59,097 $12.00 $709,164.00
Disclosure

SEC source: 0001104659-26-100856 · tm2621869-4_4seq1.xml · nonDerivative · entry 1

Hammond Karen · CIK 0001621626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 20:49 UTC
DAS SANJIVDirector
Disposition to issuerCommon stock, par value $0.01 per share 20,410 $12.00 $244,920.00
Disclosure

SEC source: 0001104659-26-100855 · tm2621869-3_4seq1.xml · nonDerivative · entry 1

DAS SANJIV · CIK 0001654849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 20:48 UTC Disposition to issuerCommon stock, par value $0.01 per share 47,166 $12.00 $565,992.00
Disclosure

SEC source: 0001104659-26-100853 · tm2621869-2_4seq1.xml · nonDerivative · entry 1

BENDER JAMES J · CIK 0001218336 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 20:47 UTC Disposition to issuerCommon stock, par value $0.01 per share 35,039 $12.00 $420,468.00
Disclosure

SEC source: 0001104659-26-100851 · tm2621869-1_4seq1.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash.

Read SEC document
May 15, 2026 Filed May 15, 2026 20:15 UTC SaleCommon stock, par value $0.01 per share 7,034 $12.57 $88,417.38
Disclosure

SEC source: 0001628280-26-035577 · wk-form4_1778876103.xml · nonDerivative · entry 1

KASNET STEPHEN G · CIK 0001232379 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,993

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
May 15, 2026 Filed May 15, 2026 20:14 UTC SaleCommon stock, par value $0.01 per share 4,522 $12.58 $56,864.15
Disclosure

SEC source: 0001628280-26-035575 · wk-form4_1778876070.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,039

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 10, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
January 15, 2026 Filed Jan 15, 2026 21:12 UTC
Halm JillianChief Accounting Officer
SaleCommon stock, par value $0.01 per share 379 $13.18 $4,995.22
Disclosure

SEC source: 0001628280-26-002181 · wk-form4_1768511569.xml · nonDerivative · entry 1

Halm Jillian · CIK 0002035881 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,833

F1 · kind: The reporting person sold all shares incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
January 12, 2026 Filed Jan 12, 2026 21:16 UTC
Campbell James DEVP Servicing Ops RoundPoint
SaleCommon stock, par value $0.01 per share 1,692 $12.39 $20,963.88
Disclosure

SEC source: 0001628280-26-001831 · wk-form4_1768252602.xml · nonDerivative · entry 1

Campbell James D · CIK 0002038877 · EVP Servicing Ops RoundPoint

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,056

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 29, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
January 12, 2026 Filed Jan 12, 2026 21:18 UTC
Halm JillianChief Accounting Officer
SaleCommon stock, par value $0.01 per share 1,744 $12.25 $21,364.00
Disclosure

SEC source: 0001628280-26-001833 · wk-form4_1768252677.xml · nonDerivative · entry 2

Halm Jillian · CIK 0002035881 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,212

F2 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units and performance share units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price paid. These shares were purchased in multiple transactions at prices ranging from $12.23 to $12.30, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
January 12, 2026 Filed Jan 12, 2026 21:18 UTC
Halm JillianChief Accounting Officer
GrantCommon stock, par value $0.01 per share 1,847 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-001833 · wk-form4_1768252677.xml · nonDerivative · entry 1

Halm Jillian · CIK 0002035881 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,956

F1 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units previously granted to the reporting person under the Plan.

Read SEC document
January 12, 2026 Filed Jan 12, 2026 21:15 UTC
BOUCHER NATHANEVP General Counsel RoundPoint
SaleCommon stock, par value $0.01 per share 666 $12.25 $8,158.50
Disclosure

SEC source: 0001628280-26-001827 · wk-form4_1768252549.xml · nonDerivative · entry 2

BOUCHER NATHAN · CIK 0001996647 · EVP General Counsel RoundPoint

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,249

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 7, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
January 09, 2026 Filed Jan 12, 2026 21:15 UTC
BOUCHER NATHANEVP General Counsel RoundPoint
SaleCommon stock, par value $0.01 per share 601 $12.37 $7,434.37
Disclosure

SEC source: 0001628280-26-001827 · wk-form4_1768252549.xml · nonDerivative · entry 1

BOUCHER NATHAN · CIK 0001996647 · EVP General Counsel RoundPoint

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,915

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 7, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 21:16 UTC
Campbell James DEVP Servicing Ops RoundPoint
GrantCommon stock, par value $0.01 per share 24,089 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-001599 · wk-form4_1767993408.xml · nonDerivative · entry 1

Campbell James D · CIK 0002038877 · EVP Servicing Ops RoundPoint

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,748

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain exceptions, in equal installments on January 7, 2027, 2028 and 2029.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 21:20 UTC
Halm JillianChief Accounting Officer
GrantCommon stock, par value $0.01 per share 9,337 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-001607 · wk-form4_1767993630.xml · nonDerivative · entry 1

Halm Jillian · CIK 0002035881 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,109

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain exceptions, in equal installments on January 7, 2027, 2028 and 2029.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 21:22 UTC
HANSON ALECIAChief Administrative Officer
GrantCommon stock, par value $0.01 per share 32,679 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-001610 · wk-form4_1767993771.xml · nonDerivative · entry 1

HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,967

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain exceptions, in equal installments on January 7, 2027, 2028 and 2029.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 21:30 UTC
Sandberg Rebecca BChief Legal Officer
GrantCommon stock, par value $0.01 per share 81,699 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-001620 · wk-form4_1767994221.xml · nonDerivative · entry 1

Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,417

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain exceptions, in equal installments on January 7, 2027, 2028 and 2029.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 21:29 UTC
RUSH ROBERTChief Risk Officer
GrantCommon stock, par value $0.01 per share 44,351 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-001616 · wk-form4_1767994148.xml · nonDerivative · entry 1

RUSH ROBERT · CIK 0001918741 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,558

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain exceptions, in equal installments on January 7, 2027, 2028 and 2029.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 21:27 UTC
LETICA NICHOLASChief Investment Officer
GrantCommon stock, par value $0.01 per share 151,727 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-001613 · wk-form4_1767994020.xml · nonDerivative · entry 1

LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,234

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain exceptions, in equal installments on January 7, 2027, 2028 and 2029.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 21:18 UTC
Dellal WilliamChief Financial Officer
GrantCommon stock, par value $0.01 per share 46,685 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-001604 · wk-form4_1767993529.xml · nonDerivative · entry 1

Dellal William · CIK 0001829071 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,388

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain exceptions, in equal installments on January 7, 2027, 2028 and 2029.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 21:15 UTC
BOUCHER NATHANEVP General Counsel RoundPoint
GrantCommon stock, par value $0.01 per share 14,705 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-001593 · wk-form4_1767993320.xml · nonDerivative · entry 1

BOUCHER NATHAN · CIK 0001996647 · EVP General Counsel RoundPoint

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,516

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain exceptions, in equal installments on January 7, 2027, 2028 and 2029.

Read SEC document
December 30, 2025 Filed Dec 31, 2025 22:02 UTC
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
Tax withholdingCommon stock, par value $0.01 per share 154,593 $11.32 $1,749,992.76
Disclosure

SEC source: 0001628280-25-059242 · wk-form4_1767218536.xml · nonDerivative · entry 1

GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 546,106

F1 · kind: Represents the number of common shares surrendered to pay applicable taxes in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code with respect to the grant of restricted common stock on December 18, 2025.

F2 · price: The reported price is equal to the closing price of the Issuer's common stock on the date of grant of the restricted common stock, December 18, 2025.

Read SEC document
December 22, 2025 Filed Dec 22, 2025 21:15 UTC
Dellal WilliamChief Financial Officer
SaleCommon stock, par value $0.01 per share 7,087 $11.44 $81,099.38
Disclosure

SEC source: 0001628280-25-058530 · wk-form4_1766438106.xml · nonDerivative · entry 1

Dellal William · CIK 0001829071 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,703

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.44 to $11.45, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 19, 2025 Filed Dec 19, 2025 22:26 UTC
HANSON ALECIAChief Administrative Officer
SaleCommon stock, par value $0.01 per share 10,768 $11.41 $122,913.49
Disclosure

SEC source: 0001628280-25-058354 · wk-form4_1766183199.xml · nonDerivative · entry 2

HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,288

F2 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the accelerated vesting of restricted stock units and performance share units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 13, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.41 to $11.42, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 19, 2025 Filed Dec 19, 2025 22:28 UTC
Sandberg Rebecca BChief Legal Officer
SaleCommon stock, par value $0.01 per share 27,370 $11.43 $312,787.10
Disclosure

SEC source: 0001628280-25-058360 · wk-form4_1766183304.xml · nonDerivative · entry 2

Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 156,718

F2 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the accelerated vesting of restricted stock units and performance share units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.42 to $11.43, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 19, 2025 Filed Dec 19, 2025 22:27 UTC
RUSH ROBERTChief Risk Officer
SaleCommon stock, par value $0.01 per share 23,594 $11.43 $269,561.45
Disclosure

SEC source: 0001628280-25-058358 · wk-form4_1766183272.xml · nonDerivative · entry 2

RUSH ROBERT · CIK 0001918741 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,207

F2 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the accelerated vesting of restricted stock units and performance share units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 25, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.42 to $11.44, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 19, 2025 Filed Dec 19, 2025 22:27 UTC
LETICA NICHOLASChief Investment Officer
SaleCommon stock, par value $0.01 per share 55,488 $11.42 $633,722.90
Disclosure

SEC source: 0001628280-25-058356 · wk-form4_1766183237.xml · nonDerivative · entry 2

LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 166,507

F2 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the accelerated vesting of restricted stock units and performance share units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 18, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.42 to $11.43, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 19, 2025 Filed Dec 19, 2025 22:26 UTC
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
SaleCommon stock, par value $0.01 per share 103,893 $11.42 $1,186,458.06
Disclosure

SEC source: 0001628280-25-058352 · wk-form4_1766183157.xml · nonDerivative · entry 3

GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 700,699

F3 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the accelerated vesting of the restricted stock units and performance share units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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December 18, 2025 Filed Dec 19, 2025 22:26 UTC
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
GrantCommon stock, par value $0.01 per share 309,187 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-058352 · wk-form4_1766183157.xml · nonDerivative · entry 2

GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 804,592

F2 · shares: Represents a restricted stock award granted to the reporting person under the Plan. The restricted stock award was received as a grant for no consideration. The restricted stock award will vest in three installments on each of the first, second and third anniversaries of the grant date.

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December 17, 2025 Filed Dec 19, 2025 22:26 UTC
HANSON ALECIAChief Administrative Officer
GrantCommon stock, par value $0.01 per share 12,342 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-058354 · wk-form4_1766183199.xml · nonDerivative · entry 1

HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,056

F1 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan.

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December 17, 2025 Filed Dec 19, 2025 22:28 UTC
Sandberg Rebecca BChief Legal Officer
GrantCommon stock, par value $0.01 per share 37,285 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-058360 · wk-form4_1766183304.xml · nonDerivative · entry 1

Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 184,088

F1 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.