Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2026 Filed Aug 25, 2026 21:01 UTC |
Campbell James DEVP Servicing Ops RoundPoint
|
Disposition to issuerCommon stock, par value $0.01 per share | 56,049 | $12.00 | $672,588.00 |
DisclosureSEC source: 0001104659-26-100877 · tm2621869-10_4seq1.xml · nonDerivative · entry 2 Campbell James D · CIK 0002038877 · EVP Servicing Ops RoundPoint 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). F4 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock and (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period. F2 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 21:01 UTC |
Campbell James DEVP Servicing Ops RoundPoint
|
GrantCommon stock, par value $0.01 per share | 18,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-100877 · tm2621869-10_4seq1.xml · nonDerivative · entry 1 Campbell James D · CIK 0002038877 · EVP Servicing Ops RoundPoint 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,049 F1 · shares: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. F3 · balance_after: Includes TWO restricted stock units ("TWO RSUs") described in footnote 4 below. Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 20:55 UTC |
Halm JillianChief Accounting Officer
|
Disposition to issuerCommon stock, par value $0.01 per share | 18,833 | $12.00 | $225,996.00 |
DisclosureSEC source: 0001104659-26-100864 · tm2621869-8_4seq1.xml · nonDerivative · entry 1 Halm Jillian · CIK 0002035881 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). F2 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, each TWO restricted stock unit that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock. F1 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 21:06 UTC |
HANSON ALECIAChief Administrative Officer
|
Disposition to issuerCommon stock, par value $0.01 per share | 143,171 | $12.00 | $1,718,052.00 |
DisclosureSEC source: 0001104659-26-100893 · tm2621869-15_4seq1.xml · nonDerivative · entry 2 HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). F4 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock and (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period. F2 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 21:06 UTC |
HANSON ALECIAChief Administrative Officer
|
GrantCommon stock, par value $0.01 per share | 65,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-100893 · tm2621869-15_4seq1.xml · nonDerivative · entry 1 HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,171 F1 · shares: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. F3 · balance_after: Includes TWO restricted stock units ("TWO RSUs") described in footnote 4 below. Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 21:07 UTC |
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
|
Disposition to issuerCommon stock, par value $0.01 per share | 3,025 | $12.00 | $36,300.00 |
DisclosureSEC source: 0001104659-26-100896 · tm2621869-16_4seq1.xml · nonDerivative · entry 3 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 0 F6 · shares: Includes 3,025 shares held by the reporting person's spouse prior to the Effective Time, which the reporting person retained a pecuniary interest in, but did not have dispositive or voting power with respect thereto. F2 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 21:07 UTC |
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
|
Disposition to issuerCommon stock, par value $0.01 per share | 1,213,933 | $12.00 | $14,567,196.00 |
DisclosureSEC source: 0001104659-26-100896 · tm2621869-16_4seq1.xml · nonDerivative · entry 2 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). F4 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock, F5 · shares: (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period, and (iii) each TWO RSA that was outstanding as of immediately prior to the Effective Time, automatically fully vested and was converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock. F2 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 21:07 UTC |
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
|
GrantCommon stock, par value $0.01 per share | 667,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-100896 · tm2621869-16_4seq1.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,213,933 F1 · shares: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. F3 · balance_after: Includes TWO restricted stock units ("TWO RSUs") and TWO restricted stock awards ("TWO RSAs") described in footnotes 4 and 5 below. Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 21:05 UTC |
Sandberg Rebecca BChief Legal Officer
|
Disposition to issuerCommon stock, par value $0.01 per share | 406,688 | $12.00 | $4,880,256.00 |
DisclosureSEC source: 0001104659-26-100890 · tm2621869-14_4seq1.xml · nonDerivative · entry 2 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). F4 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock and (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period. F2 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 21:05 UTC |
Sandberg Rebecca BChief Legal Officer
|
GrantCommon stock, par value $0.01 per share | 168,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-100890 · tm2621869-14_4seq1.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 406,688 F1 · shares: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. F3 · balance_after: Includes TWO restricted stock units ("TWO RSUs") described in footnote 4 below. Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 21:04 UTC |
RUSH ROBERTChief Risk Officer
|
Disposition to issuerCommon stock, par value $0.01 per share | 242,470 | $12.00 | $2,909,640.00 |
DisclosureSEC source: 0001104659-26-100886 · tm2621869-13_4seq1.xml · nonDerivative · entry 2 RUSH ROBERT · CIK 0001918741 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). F4 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock and (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period. F2 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 21:04 UTC |
RUSH ROBERTChief Risk Officer
|
GrantCommon stock, par value $0.01 per share | 99,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-100886 · tm2621869-13_4seq1.xml · nonDerivative · entry 1 RUSH ROBERT · CIK 0001918741 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,470 F1 · shares: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. F3 · balance_after: Includes TWO restricted stock units ("TWO RSUs") described in footnote 4 below. Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 21:03 UTC |
LETICA NICHOLASChief Investment Officer
|
Disposition to issuerCommon stock, par value $0.01 per share | 615,339 | $12.00 | $7,384,068.00 |
DisclosureSEC source: 0001104659-26-100883 · tm2621869-12_4seq1.xml · nonDerivative · entry 2 LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). F4 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock and (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period. F2 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 21:03 UTC |
LETICA NICHOLASChief Investment Officer
|
GrantCommon stock, par value $0.01 per share | 297,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-100883 · tm2621869-12_4seq1.xml · nonDerivative · entry 1 LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 615,339 F1 · shares: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. F3 · balance_after: Includes TWO restricted stock units ("TWO RSUs") described in footnote 4 below. Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 21:02 UTC |
BOUCHER NATHANEVP General Counsel RoundPoint
|
Disposition to issuerCommon stock, par value $0.01 per share | 48,142 | $12.00 | $577,704.00 |
DisclosureSEC source: 0001104659-26-100881 · tm2621869-11_4seq1.xml · nonDerivative · entry 2 BOUCHER NATHAN · CIK 0001996647 · EVP General Counsel RoundPoint 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). F4 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock and (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period. F2 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 21:02 UTC |
BOUCHER NATHANEVP General Counsel RoundPoint
|
GrantCommon stock, par value $0.01 per share | 20,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-100881 · tm2621869-11_4seq1.xml · nonDerivative · entry 1 BOUCHER NATHAN · CIK 0001996647 · EVP General Counsel RoundPoint 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,142 F1 · shares: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. F3 · balance_after: Includes TWO restricted stock units ("TWO RSUs") described in footnote 4 below. Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 20:59 UTC |
Dellal WilliamChief Financial Officer
|
Disposition to issuerCommon stock, par value $0.01 per share | 83,388 | $12.00 | $1,000,656.00 |
DisclosureSEC source: 0001104659-26-100875 · tm2621869-9_4seq1.xml · nonDerivative · entry 1 Dellal William · CIK 0001829071 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). F2 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, each TWO restricted stock unit that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock. F1 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 20:52 UTC |
STERN JAMES ADirector
|
Disposition to issuerCommon stock, par value $0.01 per share | 64,843 | $12.00 | $778,116.00 |
DisclosureSEC source: 0001104659-26-100859 · tm2621869-6_4seq1.xml · nonDerivative · entry 1 STERN JAMES A · CIK 0001193798 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash. Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 20:53 UTC |
Woodhouse Hope BDirector
|
Disposition to issuerCommon stock, par value $0.01 per share | 56,444 | $12.00 | $677,328.00 |
DisclosureSEC source: 0001104659-26-100861 · tm2621869-7_4seq1.xml · nonDerivative · entry 1 Woodhouse Hope B · CIK 0001529759 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash. Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 20:51 UTC |
KASNET STEPHEN GDirector
|
Disposition to issuerCommon stock, par value $0.01 per share | 95,993 | $12.00 | $1,151,916.00 |
DisclosureSEC source: 0001104659-26-100857 · tm2621869-5_4seq1.xml · nonDerivative · entry 1 KASNET STEPHEN G · CIK 0001232379 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash. Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 20:51 UTC |
Hammond KarenDirector
|
Disposition to issuerCommon stock, par value $0.01 per share | 59,097 | $12.00 | $709,164.00 |
DisclosureSEC source: 0001104659-26-100856 · tm2621869-4_4seq1.xml · nonDerivative · entry 1 Hammond Karen · CIK 0001621626 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash. Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 20:49 UTC |
DAS SANJIVDirector
|
Disposition to issuerCommon stock, par value $0.01 per share | 20,410 | $12.00 | $244,920.00 |
DisclosureSEC source: 0001104659-26-100855 · tm2621869-3_4seq1.xml · nonDerivative · entry 1 DAS SANJIV · CIK 0001654849 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash. Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 20:48 UTC |
BENDER JAMES JDirector
|
Disposition to issuerCommon stock, par value $0.01 per share | 47,166 | $12.00 | $565,992.00 |
DisclosureSEC source: 0001104659-26-100853 · tm2621869-2_4seq1.xml · nonDerivative · entry 1 BENDER JAMES J · CIK 0001218336 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash. Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 20:47 UTC |
Abraham SpencerDirector
|
Disposition to issuerCommon stock, par value $0.01 per share | 35,039 | $12.00 | $420,468.00 |
DisclosureSEC source: 0001104659-26-100851 · tm2621869-1_4seq1.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash. Read SEC document |
| May 15, 2026 Filed May 15, 2026 20:15 UTC |
KASNET STEPHEN GDirector
|
SaleCommon stock, par value $0.01 per share | 7,034 | $12.57 | $88,417.38 |
DisclosureSEC source: 0001628280-26-035577 · wk-form4_1778876103.xml · nonDerivative · entry 1 KASNET STEPHEN G · CIK 0001232379 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 95,993 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| May 15, 2026 Filed May 15, 2026 20:14 UTC |
Abraham SpencerDirector
|
SaleCommon stock, par value $0.01 per share | 4,522 | $12.58 | $56,864.15 |
DisclosureSEC source: 0001628280-26-035575 · wk-form4_1778876070.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,039 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 10, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 15, 2026 Filed Jan 15, 2026 21:12 UTC |
Halm JillianChief Accounting Officer
|
SaleCommon stock, par value $0.01 per share | 379 | $13.18 | $4,995.22 |
DisclosureSEC source: 0001628280-26-002181 · wk-form4_1768511569.xml · nonDerivative · entry 1 Halm Jillian · CIK 0002035881 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,833 F1 · kind: The reporting person sold all shares incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 12, 2026 Filed Jan 12, 2026 21:16 UTC |
Campbell James DEVP Servicing Ops RoundPoint
|
SaleCommon stock, par value $0.01 per share | 1,692 | $12.39 | $20,963.88 |
DisclosureSEC source: 0001628280-26-001831 · wk-form4_1768252602.xml · nonDerivative · entry 1 Campbell James D · CIK 0002038877 · EVP Servicing Ops RoundPoint 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 37,056 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 29, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 12, 2026 Filed Jan 12, 2026 21:18 UTC |
Halm JillianChief Accounting Officer
|
SaleCommon stock, par value $0.01 per share | 1,744 | $12.25 | $21,364.00 |
DisclosureSEC source: 0001628280-26-001833 · wk-form4_1768252677.xml · nonDerivative · entry 2 Halm Jillian · CIK 0002035881 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,212 F2 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units and performance share units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F3 · price: The price reported in Column 4 is a weighted average price paid. These shares were purchased in multiple transactions at prices ranging from $12.23 to $12.30, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 12, 2026 Filed Jan 12, 2026 21:18 UTC |
Halm JillianChief Accounting Officer
|
GrantCommon stock, par value $0.01 per share | 1,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-001833 · wk-form4_1768252677.xml · nonDerivative · entry 1 Halm Jillian · CIK 0002035881 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,956 F1 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units previously granted to the reporting person under the Plan. Read SEC document |
| January 12, 2026 Filed Jan 12, 2026 21:15 UTC |
BOUCHER NATHANEVP General Counsel RoundPoint
|
SaleCommon stock, par value $0.01 per share | 666 | $12.25 | $8,158.50 |
DisclosureSEC source: 0001628280-26-001827 · wk-form4_1768252549.xml · nonDerivative · entry 2 BOUCHER NATHAN · CIK 0001996647 · EVP General Counsel RoundPoint 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,249 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 7, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 09, 2026 Filed Jan 12, 2026 21:15 UTC |
BOUCHER NATHANEVP General Counsel RoundPoint
|
SaleCommon stock, par value $0.01 per share | 601 | $12.37 | $7,434.37 |
DisclosureSEC source: 0001628280-26-001827 · wk-form4_1768252549.xml · nonDerivative · entry 1 BOUCHER NATHAN · CIK 0001996647 · EVP General Counsel RoundPoint 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,915 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 7, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 07, 2026 Filed Jan 9, 2026 21:16 UTC |
Campbell James DEVP Servicing Ops RoundPoint
|
GrantCommon stock, par value $0.01 per share | 24,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-001599 · wk-form4_1767993408.xml · nonDerivative · entry 1 Campbell James D · CIK 0002038877 · EVP Servicing Ops RoundPoint 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,748 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain exceptions, in equal installments on January 7, 2027, 2028 and 2029. Read SEC document |
| January 07, 2026 Filed Jan 9, 2026 21:20 UTC |
Halm JillianChief Accounting Officer
|
GrantCommon stock, par value $0.01 per share | 9,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-001607 · wk-form4_1767993630.xml · nonDerivative · entry 1 Halm Jillian · CIK 0002035881 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,109 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain exceptions, in equal installments on January 7, 2027, 2028 and 2029. Read SEC document |
| January 07, 2026 Filed Jan 9, 2026 21:22 UTC |
HANSON ALECIAChief Administrative Officer
|
GrantCommon stock, par value $0.01 per share | 32,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-001610 · wk-form4_1767993771.xml · nonDerivative · entry 1 HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,967 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain exceptions, in equal installments on January 7, 2027, 2028 and 2029. Read SEC document |
| January 07, 2026 Filed Jan 9, 2026 21:30 UTC |
Sandberg Rebecca BChief Legal Officer
|
GrantCommon stock, par value $0.01 per share | 81,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-001620 · wk-form4_1767994221.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 238,417 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain exceptions, in equal installments on January 7, 2027, 2028 and 2029. Read SEC document |
| January 07, 2026 Filed Jan 9, 2026 21:29 UTC |
RUSH ROBERTChief Risk Officer
|
GrantCommon stock, par value $0.01 per share | 44,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-001616 · wk-form4_1767994148.xml · nonDerivative · entry 1 RUSH ROBERT · CIK 0001918741 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,558 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain exceptions, in equal installments on January 7, 2027, 2028 and 2029. Read SEC document |
| January 07, 2026 Filed Jan 9, 2026 21:27 UTC |
LETICA NICHOLASChief Investment Officer
|
GrantCommon stock, par value $0.01 per share | 151,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-001613 · wk-form4_1767994020.xml · nonDerivative · entry 1 LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318,234 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain exceptions, in equal installments on January 7, 2027, 2028 and 2029. Read SEC document |
| January 07, 2026 Filed Jan 9, 2026 21:18 UTC |
Dellal WilliamChief Financial Officer
|
GrantCommon stock, par value $0.01 per share | 46,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-001604 · wk-form4_1767993529.xml · nonDerivative · entry 1 Dellal William · CIK 0001829071 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,388 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain exceptions, in equal installments on January 7, 2027, 2028 and 2029. Read SEC document |
| January 07, 2026 Filed Jan 9, 2026 21:15 UTC |
BOUCHER NATHANEVP General Counsel RoundPoint
|
GrantCommon stock, par value $0.01 per share | 14,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-001593 · wk-form4_1767993320.xml · nonDerivative · entry 1 BOUCHER NATHAN · CIK 0001996647 · EVP General Counsel RoundPoint 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,516 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain exceptions, in equal installments on January 7, 2027, 2028 and 2029. Read SEC document |
| December 30, 2025 Filed Dec 31, 2025 22:02 UTC |
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
|
Tax withholdingCommon stock, par value $0.01 per share | 154,593 | $11.32 | $1,749,992.76 |
DisclosureSEC source: 0001628280-25-059242 · wk-form4_1767218536.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 546,106 F1 · kind: Represents the number of common shares surrendered to pay applicable taxes in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code with respect to the grant of restricted common stock on December 18, 2025. F2 · price: The reported price is equal to the closing price of the Issuer's common stock on the date of grant of the restricted common stock, December 18, 2025. Read SEC document |
| December 22, 2025 Filed Dec 22, 2025 21:15 UTC |
Dellal WilliamChief Financial Officer
|
SaleCommon stock, par value $0.01 per share | 7,087 | $11.44 | $81,099.38 |
DisclosureSEC source: 0001628280-25-058530 · wk-form4_1766438106.xml · nonDerivative · entry 1 Dellal William · CIK 0001829071 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,703 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.44 to $11.45, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 19, 2025 Filed Dec 19, 2025 22:26 UTC |
HANSON ALECIAChief Administrative Officer
|
SaleCommon stock, par value $0.01 per share | 10,768 | $11.41 | $122,913.49 |
DisclosureSEC source: 0001628280-25-058354 · wk-form4_1766183199.xml · nonDerivative · entry 2 HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 45,288 F2 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the accelerated vesting of restricted stock units and performance share units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 13, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.41 to $11.42, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 19, 2025 Filed Dec 19, 2025 22:28 UTC |
Sandberg Rebecca BChief Legal Officer
|
SaleCommon stock, par value $0.01 per share | 27,370 | $11.43 | $312,787.10 |
DisclosureSEC source: 0001628280-25-058360 · wk-form4_1766183304.xml · nonDerivative · entry 2 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 156,718 F2 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the accelerated vesting of restricted stock units and performance share units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.42 to $11.43, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 19, 2025 Filed Dec 19, 2025 22:27 UTC |
RUSH ROBERTChief Risk Officer
|
SaleCommon stock, par value $0.01 per share | 23,594 | $11.43 | $269,561.45 |
DisclosureSEC source: 0001628280-25-058358 · wk-form4_1766183272.xml · nonDerivative · entry 2 RUSH ROBERT · CIK 0001918741 · Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,207 F2 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the accelerated vesting of restricted stock units and performance share units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 25, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.42 to $11.44, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 19, 2025 Filed Dec 19, 2025 22:27 UTC |
LETICA NICHOLASChief Investment Officer
|
SaleCommon stock, par value $0.01 per share | 55,488 | $11.42 | $633,722.90 |
DisclosureSEC source: 0001628280-25-058356 · wk-form4_1766183237.xml · nonDerivative · entry 2 LETICA NICHOLAS · CIK 0001942633 · Chief Investment Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 166,507 F2 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the accelerated vesting of restricted stock units and performance share units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 18, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.42 to $11.43, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 19, 2025 Filed Dec 19, 2025 22:26 UTC |
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
|
SaleCommon stock, par value $0.01 per share | 103,893 | $11.42 | $1,186,458.06 |
DisclosureSEC source: 0001628280-25-058352 · wk-form4_1766183157.xml · nonDerivative · entry 3 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 700,699 F3 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the accelerated vesting of the restricted stock units and performance share units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| December 18, 2025 Filed Dec 19, 2025 22:26 UTC |
GREENBERG WILLIAM ROSSDirector · Chief Executive Officer
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GrantCommon stock, par value $0.01 per share | 309,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-058352 · wk-form4_1766183157.xml · nonDerivative · entry 2 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 804,592 F2 · shares: Represents a restricted stock award granted to the reporting person under the Plan. The restricted stock award was received as a grant for no consideration. The restricted stock award will vest in three installments on each of the first, second and third anniversaries of the grant date. Read SEC document |
| December 17, 2025 Filed Dec 19, 2025 22:26 UTC |
HANSON ALECIAChief Administrative Officer
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GrantCommon stock, par value $0.01 per share | 12,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-058354 · wk-form4_1766183199.xml · nonDerivative · entry 1 HANSON ALECIA · CIK 0001915078 · Chief Administrative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 56,056 F1 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. Read SEC document |
| December 17, 2025 Filed Dec 19, 2025 22:28 UTC |
Sandberg Rebecca BChief Legal Officer
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GrantCommon stock, par value $0.01 per share | 37,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-058360 · wk-form4_1766183304.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 184,088 F1 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.