Last 12 months
Inside the activity.
2 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2020 Filed Aug 26, 2020 20:25 UTC |
SERRANO ELIJIO VSr. Vice President & CFO
|
Tax withholdingCommon Stock | 8,299 | $0.62 | $5,105.54 |
DisclosureSEC source: 0001562180-20-005665 · primarydocument.xml · nonDerivative · entry 2 SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,654 F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019. Read SEC document |
| August 25, 2020 Filed Aug 26, 2020 20:25 UTC |
SERRANO ELIJIO VSr. Vice President & CFO
|
Exercise / conversionCommon Stock | 34,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005665 · primarydocument.xml · nonDerivative · entry 1 SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 25, 2020 Filed Aug 26, 2020 20:24 UTC |
Murphy Brady MPresident & CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 53,810 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005663 · primarydocument.xml · derivative · entry 3 Murphy Brady M · CIK 0001730264 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,430 Underlying: Common Stock · 53,810 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. Read SEC document |
| August 25, 2020 Filed Aug 26, 2020 20:24 UTC |
Murphy Brady MPresident & CEO
|
Tax withholdingCommon Stock | 13,103 | $0.62 | $8,060.97 |
DisclosureSEC source: 0001562180-20-005663 · primarydocument.xml · nonDerivative · entry 2 Murphy Brady M · CIK 0001730264 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,374 F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019. Read SEC document |
| August 25, 2020 Filed Aug 26, 2020 20:24 UTC |
Murphy Brady MPresident & CEO
|
Exercise / conversionCommon Stock | 53,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005663 · primarydocument.xml · nonDerivative · entry 1 Murphy Brady M · CIK 0001730264 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 25, 2020 Filed Sep 3, 2020 22:07 UTC Amendment |
SANDERSON MATTHEWSenior Vice President
|
Exercise / conversionCommon Stock | 73 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005866 · primarydocument.xml · nonDerivative · entry 1 SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This amendment is being filed to correct a calculation error in the number of shares issued on the Reporting Person's RSU vest from August 25, 2020. F1 · price: This amendment is being filed to correct a calculation error in the number of shares issued on the Reporting Person's RSU vest from August 25, 2020. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 21:26 UTC |
LUNA GINADirector
|
PurchaseCommon Stock | 175,000 | $0.57 | $99,750.00 |
DisclosureSEC source: 0001562180-20-004733 · primarydocument.xml · nonDerivative · entry 1 LUNA GINA · CIK 0001746807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,818 Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 21:23 UTC |
O'Brien Richard DVP-Finance & Global Controller
|
PurchaseCommon Stock | 79,500 | $0.58 | $45,998.70 |
DisclosureSEC source: 0001562180-20-004732 · primarydocument.xml · nonDerivative · entry 1 O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,859 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.55 to $0.6102, inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 26, 2020 Filed Jun 26, 2020 20:18 UTC |
SULLIVAN WILLIAM DDirector
|
PurchaseCommon Stock | 111,000 | $0.50 | $55,189.20 |
DisclosureSEC source: 0001562180-20-004703 · primarydocument.xml · nonDerivative · entry 2 SULLIVAN WILLIAM D · CIK 0001221980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,624 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.49 to $0.4995, inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 25, 2020 Filed Jun 25, 2020 20:46 UTC |
BATES THOMAS R JRDirector
|
PurchaseCommon Stock | 150,000 | $0.44 | $65,445.00 |
DisclosureSEC source: 0001562180-20-004694 · primarydocument.xml · nonDerivative · entry 1 BATES THOMAS R JR · CIK 0001230117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,044 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.429 to $0.4526, inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 25, 2020 Filed Jun 25, 2020 20:45 UTC |
WALLACE BASS C JRSr VP & General Counsel
|
PurchaseCommon Stock | 100,000 | $0.45 | $44,820.00 |
DisclosureSEC source: 0001562180-20-004690 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,545 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4453 to $0.450, inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 20:18 UTC |
SULLIVAN WILLIAM DDirector
|
PurchaseCommon Stock | 100,000 | $0.45 | $44,640.00 |
DisclosureSEC source: 0001562180-20-004703 · primarydocument.xml · nonDerivative · entry 1 SULLIVAN WILLIAM D · CIK 0001221980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,624 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4416 to $0.45, inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 23, 2020 Filed Jun 23, 2020 20:15 UTC |
BALDWIN MARK EDirector
|
PurchaseCommon Stock | 117,068 | $0.43 | $50,011.45 |
DisclosureSEC source: 0001562180-20-004645 · primarydocument.xml · nonDerivative · entry 1 BALDWIN MARK E · CIK 0001230129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,590 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4173 to $0.431, inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 20:15 UTC |
GLICK JOHN FDirector
|
PurchaseCommon Stock | 250,000 | $0.43 | $107,450.00 |
DisclosureSEC source: 0001562180-20-004644 · primarydocument.xml · nonDerivative · entry 1 GLICK JOHN F · CIK 0001185404 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,622 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4062 to $0.4519, inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 20:57 UTC |
O'Brien Richard DVP-Finance & Global Controller
|
Exercise / conversionCommon Stock · Derivative | 61,741 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002731 · primarydocument.xml · derivative · entry 6 O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,161 Underlying: Common Stock · 61,741 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis. F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest on March 26, 2021. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F4 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest on March 26, 2021. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 20:57 UTC |
O'Brien Richard DVP-Finance & Global Controller
|
Exercise / conversionCommon Stock · Derivative | 22,638 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002731 · primarydocument.xml · derivative · entry 5 O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,278 Underlying: Common Stock · 22,638 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis. F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on March 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on March 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 20:57 UTC |
O'Brien Richard DVP-Finance & Global Controller
|
Tax withholdingCommon Stock | 14,711 | $0.40 | $5,884.40 |
DisclosureSEC source: 0001562180-20-002731 · primarydocument.xml · nonDerivative · entry 4 O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,359 F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on March 26, 2019. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 20:57 UTC |
O'Brien Richard DVP-Finance & Global Controller
|
Tax withholdingCommon Stock | 5,309 | $0.40 | $2,123.60 |
DisclosureSEC source: 0001562180-20-002731 · primarydocument.xml · nonDerivative · entry 3 O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,070 F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on March 26, 2019. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 20:57 UTC |
O'Brien Richard DVP-Finance & Global Controller
|
Exercise / conversionCommon Stock | 22,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002731 · primarydocument.xml · nonDerivative · entry 2 O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 20:57 UTC |
O'Brien Richard DVP-Finance & Global Controller
|
Exercise / conversionCommon Stock | 61,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002731 · primarydocument.xml · nonDerivative · entry 1 O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 29, 2020 Filed Mar 2, 2020 22:00 UTC |
Evans Elisabeth KVP - Human Resources
|
Tax withholdingCommon Stock | 1,220 | $1.26 | $1,537.20 |
DisclosureSEC source: 0001562180-20-001884 · primarydocument.xml · nonDerivative · entry 1 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,076 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2018. Read SEC document |
| February 29, 2020 Filed Mar 2, 2020 22:00 UTC | Tax withholdingCommon Stock | 1,816 | $1.26 | $2,288.16 |
DisclosureSEC source: 0001562180-20-001883 · primarydocument.xml · nonDerivative · entry 1 FUNKE JAMES H · CIK 0001706451 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,283 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2018. Read SEC document |
|
| February 29, 2020 Filed Mar 2, 2020 22:00 UTC |
WALLACE BASS C JRSr VP & General Counsel
|
Tax withholdingCommon Stock | 2,361 | $1.26 | $2,974.86 |
DisclosureSEC source: 0001562180-20-001882 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,545 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2018. Read SEC document |
| February 29, 2020 Filed Mar 2, 2020 21:59 UTC |
SANDERSON MATTHEWSenior Vice President
|
Tax withholdingCommon Stock | 2,088 | $1.26 | $2,630.88 |
DisclosureSEC source: 0001562180-20-001881 · primarydocument.xml · nonDerivative · entry 1 SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,086 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2018. Read SEC document |
| February 29, 2020 Filed Mar 2, 2020 21:59 UTC |
SERRANO ELIJIO VSr. Vice President & CFO
|
Tax withholdingCommon Stock | 4,119 | $1.26 | $5,189.94 |
DisclosureSEC source: 0001562180-20-001880 · primarydocument.xml · nonDerivative · entry 1 SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,874 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2018. Read SEC document |
| February 22, 2020 Filed Feb 26, 2020 01:17 UTC |
Evans Elisabeth KVP - Human Resources
|
Tax withholdingCommon Stock | 727 | $1.41 | $1,025.07 |
DisclosureSEC source: 0001562180-20-001730 · primarydocument.xml · nonDerivative · entry 3 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,296 F3 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2017. Read SEC document |
| February 22, 2020 Filed Feb 26, 2020 01:17 UTC |
SANDERSON MATTHEWSenior Vice President
|
Tax withholdingCommon Stock | 1,480 | $1.41 | $2,086.80 |
DisclosureSEC source: 0001562180-20-001729 · primarydocument.xml · nonDerivative · entry 3 SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,174 F3 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2017. Read SEC document |
| February 22, 2020 Filed Feb 26, 2020 01:17 UTC |
SERRANO ELIJIO VSr. Vice President & CFO
|
Tax withholdingCommon Stock | 2,470 | $1.41 | $3,482.70 |
DisclosureSEC source: 0001562180-20-001728 · primarydocument.xml · nonDerivative · entry 3 SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,993 F3 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on February 22, 2017. Read SEC document |
| February 22, 2020 Filed Feb 26, 2020 01:17 UTC |
WALLACE BASS C JRSr VP & General Counsel
|
Tax withholdingCommon Stock | 1,524 | $1.41 | $2,148.84 |
DisclosureSEC source: 0001562180-20-001727 · primarydocument.xml · nonDerivative · entry 3 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,906 F3 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2017. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC |
Mucha Jacek MVP Finance, Treasurer
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001726 · primarydocument.xml · derivative · entry 3 Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,610 Underlying: Common Stock · 4,305 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F2 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F2 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC |
Mucha Jacek MVP Finance, Treasurer
|
Exercise / conversionCommon Stock | 4,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001726 · primarydocument.xml · nonDerivative · entry 2 Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F2 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC |
Mucha Jacek MVP Finance, Treasurer
|
Tax withholdingCommon Stock | 1,277 | $1.41 | $1,800.57 |
DisclosureSEC source: 0001562180-20-001726 · primarydocument.xml · nonDerivative · entry 1 Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,033 F1 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC |
Moeller Timothy CVP & Chief Procurement Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,968 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001724 · primarydocument.xml · derivative · entry 2 Moeller Timothy C · CIK 0001774290 · VP & Chief Procurement Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,937 Underlying: Common Stock · 8,968 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F2 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC |
Moeller Timothy CVP & Chief Procurement Officer
|
Exercise / conversionCommon Stock | 8,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001724 · primarydocument.xml · nonDerivative · entry 1 Moeller Timothy C · CIK 0001774290 · VP & Chief Procurement Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC |
Murphy Brady MPresident & CEO
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Exercise / conversionRestricted Stock Unit · Derivative | 107,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001731 · primarydocument.xml · derivative · entry 3 Murphy Brady M · CIK 0001730264 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,240 Underlying: Common Stock · 107,619 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC |
Murphy Brady MPresident & CEO
|
Tax withholdingCommon Stock | 26,206 | $1.41 | $36,950.46 |
DisclosureSEC source: 0001562180-20-001731 · primarydocument.xml · nonDerivative · entry 2 Murphy Brady M · CIK 0001730264 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,667 F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC |
Evans Elisabeth KVP - Human Resources
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Exercise / conversionRestricted Stock Unit · Derivative | 16,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001730 · primarydocument.xml · derivative · entry 4 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,902 Underlying: Common Stock · 16,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F2 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F2 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F4 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC |
Evans Elisabeth KVP - Human Resources
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Exercise / conversionCommon Stock | 16,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001730 · primarydocument.xml · nonDerivative · entry 2 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F2 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC |
Evans Elisabeth KVP - Human Resources
|
Tax withholdingCommon Stock | 4,999 | $1.41 | $7,048.59 |
DisclosureSEC source: 0001562180-20-001730 · primarydocument.xml · nonDerivative · entry 1 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,343 F1 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC |
SANDERSON MATTHEWSenior Vice President
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Exercise / conversionRestricted Stock Unit · Derivative | 35,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001729 · primarydocument.xml · derivative · entry 4 SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,747 Underlying: Common Stock · 35,873 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2019. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2019. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F4 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2019. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC |
SANDERSON MATTHEWSenior Vice President
|
Tax withholdingCommon Stock | 10,637 | $1.41 | $14,998.17 |
DisclosureSEC source: 0001562180-20-001729 · primarydocument.xml · nonDerivative · entry 2 SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,654 F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC |
SANDERSON MATTHEWSenior Vice President
|
Exercise / conversionCommon Stock | 35,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001729 · primarydocument.xml · nonDerivative · entry 1 SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC |
SERRANO ELIJIO VSr. Vice President & CFO
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Exercise / conversionRestricted Stock Unit · Derivative | 68,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001728 · primarydocument.xml · derivative · entry 4 SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,318 Underlying: Common Stock · 68,159 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2019. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F2 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F2 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2019. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F4 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2019. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC |
SERRANO ELIJIO VSr. Vice President & CFO
|
Exercise / conversionCommon Stock | 68,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001728 · primarydocument.xml · nonDerivative · entry 2 SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F2 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC |
SERRANO ELIJIO VSr. Vice President & CFO
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Tax withholdingCommon Stock | 18,965 | $1.41 | $26,740.65 |
DisclosureSEC source: 0001562180-20-001728 · primarydocument.xml · nonDerivative · entry 1 SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,304 F1 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC |
WALLACE BASS C JRSr VP & General Counsel
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Exercise / conversionRestricted Stock Unit · Derivative | 35,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001727 · primarydocument.xml · derivative · entry 5 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,747 Underlying: Common Stock · 35,873 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F2 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F2 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F5 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC |
WALLACE BASS C JRSr VP & General Counsel
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Exercise / conversionCommon Stock | 35,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001727 · primarydocument.xml · nonDerivative · entry 2 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F2 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC |
WALLACE BASS C JRSr VP & General Counsel
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Tax withholdingCommon Stock | 10,637 | $1.41 | $14,998.17 |
DisclosureSEC source: 0001562180-20-001727 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,557 F1 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC | Exercise / conversionRestricted Stock Unit · Derivative | 23,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001725 · primarydocument.xml · derivative · entry 4 FUNKE JAMES H · CIK 0001706451 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,636 Underlying: Common Stock · 23,317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F4 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. Read SEC document |
|
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC | Exercise / conversionCommon Stock | 23,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001725 · primarydocument.xml · nonDerivative · entry 1 FUNKE JAMES H · CIK 0001706451 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.