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TORO CO

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Tapewire entity
2699
SEC CIK
0000737758
Parsed reports
596

Last 12 months

Inside the activity.

1 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202600
Jun 202619
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2020 Filed Sep 10, 2020 21:14 UTC
Redetzke Darren LVP, International Business
Exercise / conversionCommon Stock 11,600 $31.38 $363,950.00
Disclosure

SEC source: 0001127602-20-024924 · form4.xml · nonDerivative · entry 6

Redetzke Darren L · CIK 0001382375 · VP, International Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 21:14 UTC
Redetzke Darren LVP, International Business
SaleCommon Stock 12,000 $81.45 $977,400.00
Disclosure

SEC source: 0001127602-20-024924 · form4.xml · nonDerivative · entry 5

Redetzke Darren L · CIK 0001382375 · VP, International Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,460

Read SEC document
September 09, 2020 Filed Sep 10, 2020 21:14 UTC
Redetzke Darren LVP, International Business
Exercise / conversionCommon Stock 12,000 $29.75 $357,000.00
Disclosure

SEC source: 0001127602-20-024924 · form4.xml · nonDerivative · entry 4

Redetzke Darren L · CIK 0001382375 · VP, International Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:24 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 10,048 $0.00 Strike: $13.24 $0.00
Disclosure

SEC source: 0001127602-20-024932 · form4.xml · derivative · entry 6

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,048 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2011.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:24 UTC SaleCommon Stock 8,383 $80.38 $673,808.77
Disclosure

SEC source: 0001127602-20-024932 · form4.xml · nonDerivative · entry 3

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,160

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $79.840 to $80.790, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:24 UTC Tax withholdingCommon Stock 1,665 $80.30 $133,699.50
Disclosure

SEC source: 0001127602-20-024932 · form4.xml · nonDerivative · entry 2

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,543

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:24 UTC Exercise / conversionCommon Stock 10,048 $13.24 $133,035.52
Disclosure

SEC source: 0001127602-20-024932 · form4.xml · nonDerivative · entry 1

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:19 UTC
MOELLER PETER DVP, Sitework Systems
Exercise / conversionNon-Qualified Stock Option · Derivative 1,940 $0.00 Strike: $31.38 $0.00
Disclosure

SEC source: 0001127602-20-024928 · form4.xml · derivative · entry 7

MOELLER PETER D · CIK 0001796513 · VP, Sitework Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,940 shares

Expires 2024-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in full on the third anniversary of the date of grant, which was December 5, 2014.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:19 UTC
MOELLER PETER DVP, Sitework Systems
Exercise / conversionNon-Qualified Stock Option · Derivative 1,940 $0.00 Strike: $31.38 $0.00
Disclosure

SEC source: 0001127602-20-024928 · form4.xml · derivative · entry 6

MOELLER PETER D · CIK 0001796513 · VP, Sitework Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,940 shares

Expires 2024-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 5, 2014.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:19 UTC
MOELLER PETER DVP, Sitework Systems
SaleCommon Stock 1,940 $80.25 $155,685.00
Disclosure

SEC source: 0001127602-20-024928 · form4.xml · nonDerivative · entry 4

MOELLER PETER D · CIK 0001796513 · VP, Sitework Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,344.638

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $80.22 to $80.276, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 16.602 shares acquired by the reporting person since the date of his last report under a dividend reinvestment feature of the account in which the shares are held.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:19 UTC
MOELLER PETER DVP, Sitework Systems
Exercise / conversionCommon Stock 1,940 $31.38 $60,867.50
Disclosure

SEC source: 0001127602-20-024928 · form4.xml · nonDerivative · entry 3

MOELLER PETER D · CIK 0001796513 · VP, Sitework Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,284.638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:19 UTC
MOELLER PETER DVP, Sitework Systems
SaleCommon Stock 1,940 $80.13 $155,458.02
Disclosure

SEC source: 0001127602-20-024928 · form4.xml · nonDerivative · entry 2

MOELLER PETER D · CIK 0001796513 · VP, Sitework Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,344.638

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:19 UTC
MOELLER PETER DVP, Sitework Systems
Exercise / conversionCommon Stock 1,940 $31.38 $60,867.50
Disclosure

SEC source: 0001127602-20-024928 · form4.xml · nonDerivative · entry 1

MOELLER PETER D · CIK 0001796513 · VP, Sitework Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,284.638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:17 UTC
HAMILTON BRADLEY AGroup VP, Comm, Intl & Irrig
Exercise / conversionNon-Qualified Stock Option · Derivative 3,480 $0.00 Strike: $14.11 $0.00
Disclosure

SEC source: 0001127602-20-024926 · form4.xml · derivative · entry 5

HAMILTON BRADLEY A · CIK 0001687576 · Group VP, Comm, Intl & Irrig

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,480 shares

Expires 2021-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 7, 2011.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:17 UTC
HAMILTON BRADLEY AGroup VP, Comm, Intl & Irrig
SaleCommon Stock 3,480 $80.48 $280,066.92
Disclosure

SEC source: 0001127602-20-024926 · form4.xml · nonDerivative · entry 2

HAMILTON BRADLEY A · CIK 0001687576 · Group VP, Comm, Intl & Irrig

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850.72

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $80.47 to 80.49, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:17 UTC
HAMILTON BRADLEY AGroup VP, Comm, Intl & Irrig
Exercise / conversionCommon Stock 3,480 $14.11 $49,109.76
Disclosure

SEC source: 0001127602-20-024926 · form4.xml · nonDerivative · entry 1

HAMILTON BRADLEY A · CIK 0001687576 · Group VP, Comm, Intl & Irrig

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,330.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:14 UTC
Redetzke Darren LVP, International Business
Exercise / conversionNon-Qualified Stock Option · Derivative 5,800 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0001127602-20-024924 · form4.xml · derivative · entry 12

Redetzke Darren L · CIK 0001382375 · VP, International Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,800 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 11, 2012.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:14 UTC
Redetzke Darren LVP, International Business
SaleCommon Stock 5,800 $80.80 $468,640.00
Disclosure

SEC source: 0001127602-20-024924 · form4.xml · nonDerivative · entry 3

Redetzke Darren L · CIK 0001382375 · VP, International Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,460

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:14 UTC
Redetzke Darren LVP, International Business
Exercise / conversionCommon Stock 5,800 $21.03 $121,974.00
Disclosure

SEC source: 0001127602-20-024924 · form4.xml · nonDerivative · entry 2

Redetzke Darren L · CIK 0001382375 · VP, International Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:14 UTC
Redetzke Darren LVP, International Business
SaleCommon Stock 4,957 $80.60 $399,534.20
Disclosure

SEC source: 0001127602-20-024924 · form4.xml · nonDerivative · entry 1

Redetzke Darren L · CIK 0001382375 · VP, International Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,460

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:12 UTC
Grams Blake MVP, Global Operations
SaleCommon Stock 1,659 $80.41 $133,398.53
Disclosure

SEC source: 0001127602-20-024921 · form4.xml · nonDerivative · entry 1

Grams Blake M · CIK 0001350880 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $80.400 to $80.411, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:09 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 10,048 $0.00 Strike: $13.24 $0.00
Disclosure

SEC source: 0001127602-20-024917 · form4.xml · derivative · entry 4

HARLESS KATHERINE J · CIK 0001167151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,048 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2011.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:09 UTC Tax withholdingCommon Stock 1,674 $79.88 $133,719.12
Disclosure

SEC source: 0001127602-20-024917 · form4.xml · nonDerivative · entry 2

HARLESS KATHERINE J · CIK 0001167151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,485.895

F1 · balance_after: Includes 6.429 shares of common stock acquired by the reporting person since the date of her last report under the dividend reinvestment feature of The Toro Company Direct Stock Purchase Plan.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:09 UTC Exercise / conversionCommon Stock 10,048 $13.24 $133,035.52
Disclosure

SEC source: 0001127602-20-024917 · form4.xml · nonDerivative · entry 1

HARLESS KATHERINE J · CIK 0001167151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,159.895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 17:00 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 4,622 $0.00 Strike: $14.12 $0.00
Disclosure

SEC source: 0001127602-20-020447 · form4.xml · derivative · entry 8

HARLESS KATHERINE J · CIK 0001167151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,622 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2010.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 17:00 UTC Tax withholdingCommon Stock 1,015 $64.64 $65,609.60
Disclosure

SEC source: 0001127602-20-020447 · form4.xml · nonDerivative · entry 5

HARLESS KATHERINE J · CIK 0001167151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,105.466

F1 · balance_after: Includes 13.346 shares of common stock acquired by the reporting person since the date of her last report under the dividend reinvestment feature of The Toro Company Direct Stock Purchase Plan.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 17:00 UTC Exercise / conversionCommon Stock 4,622 $14.12 $65,262.64
Disclosure

SEC source: 0001127602-20-020447 · form4.xml · nonDerivative · entry 4

HARLESS KATHERINE J · CIK 0001167151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,120.466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 17:00 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 4,622 $0.00 Strike: $14.12 $0.00
Disclosure

SEC source: 0001127602-20-020447 · form4.xml · derivative · entry 7

HARLESS KATHERINE J · CIK 0001167151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,622

Underlying: Common Stock · 4,622 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2010.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 17:00 UTC Tax withholdingCommon Stock 1,015 $64.67 $65,640.05
Disclosure

SEC source: 0001127602-20-020447 · form4.xml · nonDerivative · entry 3

HARLESS KATHERINE J · CIK 0001167151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,498.466

Read SEC document
June 24, 2020 Filed Jun 26, 2020 17:00 UTC Exercise / conversionCommon Stock 4,622 $14.12 $65,262.64
Disclosure

SEC source: 0001127602-20-020447 · form4.xml · nonDerivative · entry 2

HARLESS KATHERINE J · CIK 0001167151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,513.466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2020 Filed Jun 26, 2020 17:00 UTC GiftCommon Stock 1,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020447 · form4.xml · nonDerivative · entry 1

HARLESS KATHERINE J · CIK 0001167151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,891.466

Read SEC document
June 12, 2020 Filed Jun 15, 2020 21:33 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 9,244 $0.00 Strike: $14.12 $0.00
Disclosure

SEC source: 0001127602-20-019594 · form4.xml · derivative · entry 4

Ellis Gary Lee · CIK 0001290170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,244 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2010.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 21:33 UTC SaleCommon Stock 9,244 $68.04 $628,999.66
Disclosure

SEC source: 0001127602-20-019594 · form4.xml · nonDerivative · entry 2

Ellis Gary Lee · CIK 0001290170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,645

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $68.0200 to $68.1340, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 21:33 UTC Exercise / conversionCommon Stock 9,244 $14.12 $130,525.28
Disclosure

SEC source: 0001127602-20-019594 · form4.xml · nonDerivative · entry 1

Ellis Gary Lee · CIK 0001290170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 21:13 UTC
Rodier Richard WGroup VP, Construction & RLC
GiftCommon Stock 2,380 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-019366 · form4.xml · nonDerivative · entry 5

Rodier Richard W · CIK 0001310825 · Group VP, Construction & RLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,185

Read SEC document
June 09, 2020 Filed Jun 11, 2020 20:36 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 9,244 $0.00 Strike: $14.12 $0.00
Disclosure

SEC source: 0001127602-20-019427 · form4.xml · derivative · entry 3

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,244 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2010.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 20:36 UTC SaleCommon Stock 1,796 $72.83 $130,810.58
Disclosure

SEC source: 0001127602-20-019427 · form4.xml · nonDerivative · entry 2

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,887

F1 · price: Shares were sold to cover the exercise price and tax withholding for the exercised options. The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $72.81 to $72.845, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 20:36 UTC Exercise / conversionCommon Stock 9,244 $14.12 $130,525.28
Disclosure

SEC source: 0001127602-20-019427 · form4.xml · nonDerivative · entry 1

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 20:32 UTC
Olson Richard MDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option · Derivative 13,200 $0.00 Strike: $15.88 $0.00
Disclosure

SEC source: 0001127602-20-019426 · form4.xml · derivative · entry 5

Olson Richard M · CIK 0001545408 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,200 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 20:32 UTC
Olson Richard MDirector · Chairman & CEO
SaleCommon Stock 6,057 $72.44 $438,756.97
Disclosure

SEC source: 0001127602-20-019426 · form4.xml · nonDerivative · entry 2

Olson Richard M · CIK 0001545408 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,049.461

F1 · shares: Shares were sold to cover the exercise price and tax withholding of the exercised options.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 20:32 UTC
Olson Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock 13,200 $15.88 $209,616.00
Disclosure

SEC source: 0001127602-20-019426 · form4.xml · nonDerivative · entry 1

Olson Richard M · CIK 0001545408 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,106.461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:16 UTC
DAHL AMY EVP, HR, Dist. Devel. & GC
Exercise / conversionNon-Qualified Stock Option · Derivative 3,480 $0.00 Strike: $14.11 $0.00
Disclosure

SEC source: 0001127602-20-019367 · form4.xml · derivative · entry 8

DAHL AMY E · CIK 0001638979 · VP, HR, Dist. Devel. & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,480 shares

Expires 2021-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 7, 2011.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:16 UTC
DAHL AMY EVP, HR, Dist. Devel. & GC
Exercise / conversionNon-Qualified Stock Option · Derivative 2,900 $0.00 Strike: $15.88 $0.00
Disclosure

SEC source: 0001127602-20-019367 · form4.xml · derivative · entry 7

DAHL AMY E · CIK 0001638979 · VP, HR, Dist. Devel. & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,900 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in full on the third anniversary of the date of grant, which was December 8, 2010.

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June 08, 2020 Filed Jun 10, 2020 21:16 UTC
DAHL AMY EVP, HR, Dist. Devel. & GC
Tax withholdingCommon Stock 1,529 $74.08 $113,268.32
Disclosure

SEC source: 0001127602-20-019367 · form4.xml · nonDerivative · entry 4

DAHL AMY E · CIK 0001638979 · VP, HR, Dist. Devel. & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,409.261

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June 08, 2020 Filed Jun 10, 2020 21:16 UTC
DAHL AMY EVP, HR, Dist. Devel. & GC
Exercise / conversionCommon Stock 3,480 $14.11 $49,111.50
Disclosure

SEC source: 0001127602-20-019367 · form4.xml · nonDerivative · entry 3

DAHL AMY E · CIK 0001638979 · VP, HR, Dist. Devel. & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,938.261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 08, 2020 Filed Jun 10, 2020 21:16 UTC
DAHL AMY EVP, HR, Dist. Devel. & GC
Tax withholdingCommon Stock 1,321 $74.04 $97,806.84
Disclosure

SEC source: 0001127602-20-019367 · form4.xml · nonDerivative · entry 2

DAHL AMY E · CIK 0001638979 · VP, HR, Dist. Devel. & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,458.261

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June 08, 2020 Filed Jun 10, 2020 21:16 UTC
DAHL AMY EVP, HR, Dist. Devel. & GC
Exercise / conversionCommon Stock 2,900 $15.88 $46,052.00
Disclosure

SEC source: 0001127602-20-019367 · form4.xml · nonDerivative · entry 1

DAHL AMY E · CIK 0001638979 · VP, HR, Dist. Devel. & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,779.261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 08, 2020 Filed Jun 10, 2020 21:13 UTC
Rodier Richard WGroup VP, Construction & RLC
Exercise / conversionNon-Qualified Stock Option · Derivative 1,600 $0.00 Strike: $14.11 $0.00
Disclosure

SEC source: 0001127602-20-019366 · form4.xml · derivative · entry 9

Rodier Richard W · CIK 0001310825 · Group VP, Construction & RLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

Underlying: Common Stock · 1,600 shares

Expires 2021-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 7, 2011.

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June 08, 2020 Filed Jun 10, 2020 21:13 UTC
Rodier Richard WGroup VP, Construction & RLC
Exercise / conversionNon-Qualified Stock Option · Derivative 3,400 $0.00 Strike: $15.88 $0.00
Disclosure

SEC source: 0001127602-20-019366 · form4.xml · derivative · entry 8

Rodier Richard W · CIK 0001310825 · Group VP, Construction & RLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,400 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010.

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June 08, 2020 Filed Jun 10, 2020 21:13 UTC
Rodier Richard WGroup VP, Construction & RLC
SaleCommon Stock 1,600 $72.76 $116,411.20
Disclosure

SEC source: 0001127602-20-019366 · form4.xml · nonDerivative · entry 4

Rodier Richard W · CIK 0001310825 · Group VP, Construction & RLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,565

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $72.73 to $72.761, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.