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TRTN-PA

Triton International Ltd

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2730
SEC CIK
0001660734
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274

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2023 Filed Oct 2, 2023 09:26 UTC Disposition to issuerCommon Shares 5,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000109 · wk-form4_1696253181.xml · nonDerivative · entry 1

Rosner Robert L. · CIK 0001601003 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.

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September 28, 2023 Filed Oct 2, 2023 09:15 UTC Disposition to issuerCommon Shares 2,348 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000105 · wk-form4_1696252518.xml · nonDerivative · entry 2

GERMAIN CLAUDE · CIK 0001459261 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wife

Disclosed balance after: 0

F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.

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September 28, 2023 Filed Oct 2, 2023 09:15 UTC Disposition to issuerCommon Shares 47,473 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000105 · wk-form4_1696252518.xml · nonDerivative · entry 1

GERMAIN CLAUDE · CIK 0001459261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.

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September 28, 2023 Filed Oct 2, 2023 09:12 UTC Disposition to issuerCommon Shares 55,643 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000103 · wk-form4_1696252365.xml · nonDerivative · entry 1

Baker Malcolm · CIK 0001375540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.

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September 28, 2023 Filed Oct 2, 2023 09:38 UTC
Sondey BrianDirector · Chairman, CEO
Disposition to issuerCommon Shares 513,569 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000111 · wk-form4_1696253915.xml · nonDerivative · entry 2

Sondey Brian · CIK 0001341065 · Director · Chairman, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes (a) 236,394 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4, and (b) 85,000 Common Shares held in a family trust.

F2 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes (a) 236,394 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4, and (b) 85,000 Common Shares held in a family trust.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.

F4 · price: Each award of restricted Common Shares that was outstanding immediately prior to the Effective Time was automatically and without any required action on the part of the shareholder, converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of restricted Common Shares subject to such award (with respect to any performance-based vesting requirements, assuming attainment of the maximum level of performance under the applicable award agreement) immediately prior to the Effective Time, by (b) $83.16, plus any unpaid cash in respect of dividends accrued prior to the Effective Time with respect to such restricted Common Shares (after giving effect to the maximum level of performance), less applicable taxes required to be withheld. (Continued on footnote 5 of this Form 4)

F5 · price: (Continued from footnote 4 to this Form 4) Subject to the applicable holder's continued service with Parent and its affiliates (including the Issuer and its subsidiaries), such contingent right to receive cash shall vest and become payable upon the earlier to occur of: (a) the satisfaction of the vesting conditions (including any vesting acceleration provisions) that applied to the corresponding portion of the applicable unvested restricted Common Shares immediately prior to the Effective Time, or (b) the twelve month anniversary of the Effective Time.

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September 28, 2023 Filed Oct 2, 2023 09:38 UTC
Sondey BrianDirector · Chairman, CEO
OtherCommon Shares 155,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000111 · wk-form4_1696253915.xml · nonDerivative · entry 1

Sondey Brian · CIK 0001341065 · Director · Chairman, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 513,569

F1 · kind: On September 28, 2023, the reporting person entered into a Rollover and Sale Agreement and related documents with Thanos Sidecar III L.P. (the "Partnership"), a limited partnership formed in connection with the Merger (as defined below) (the "Rollover Agreement"). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on September 28, 2023, the reporting person contributed 155,000 of his Common Shares to the Partnership in exchange for limited partnership interests in the Partnership in order to retain an indirect equity investment in the Issuer following the Merger.

F1 · shares: On September 28, 2023, the reporting person entered into a Rollover and Sale Agreement and related documents with Thanos Sidecar III L.P. (the "Partnership"), a limited partnership formed in connection with the Merger (as defined below) (the "Rollover Agreement"). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on September 28, 2023, the reporting person contributed 155,000 of his Common Shares to the Partnership in exchange for limited partnership interests in the Partnership in order to retain an indirect equity investment in the Issuer following the Merger.

F1 · price: On September 28, 2023, the reporting person entered into a Rollover and Sale Agreement and related documents with Thanos Sidecar III L.P. (the "Partnership"), a limited partnership formed in connection with the Merger (as defined below) (the "Rollover Agreement"). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on September 28, 2023, the reporting person contributed 155,000 of his Common Shares to the Partnership in exchange for limited partnership interests in the Partnership in order to retain an indirect equity investment in the Issuer following the Merger.

F2 · balance_after: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes (a) 236,394 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4, and (b) 85,000 Common Shares held in a family trust.

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September 28, 2023 Filed Oct 2, 2023 09:11 UTC Disposition to issuerCommon Shares 17,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000102 · wk-form4_1696252273.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.

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September 28, 2023 Filed Oct 2, 2023 09:17 UTC Disposition to issuerCommon Shares 44,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000106 · wk-form4_1696252641.xml · nonDerivative · entry 1

HANAU KENNETH · CIK 0001472451 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.

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September 28, 2023 Filed Oct 2, 2023 09:59 UTC
VALENTINE KEVINSVP, Triton Container Sales
Disposition to issuerCommon Shares 62,521 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000116 · wk-form4_1696255138.xml · nonDerivative · entry 1

VALENTINE KEVIN · CIK 0001516314 · SVP, Triton Container Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 40,490 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 3 and 4 to this Form 4.

F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 40,490 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 3 and 4 to this Form 4.

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.

F3 · price: Each award of restricted Common Shares that was outstanding immediately prior to the Effective Time was automatically and without any required action on the part of the shareholder, converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of restricted Common Shares subject to such award (with respect to any performance-based vesting requirements, assuming attainment of the maximum level of performance under the applicable award agreement) immediately prior to the Effective Time, by (b) $83.16, plus any unpaid cash in respect of dividends accrued prior to the Effective Time with respect to such restricted Common Shares (after giving effect to the maximum level of performance), less applicable taxes required to be withheld. (Continued on footnote 4 of this Form 4)

F4 · price: (Continued from footnote 3 to this Form 4) Subject to the applicable holder's continued service with Parent and its affiliates (including the Issuer and its subsidiaries), such contingent right to receive cash shall vest and become payable upon the earlier to occur of: (a) the satisfaction of the vesting conditions (including any vesting acceleration provisions) that applied to the corresponding portion of the applicable unvested restricted Common Shares immediately prior to the Effective Time, or (b) the twelve month anniversary of the Effective Time.

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September 28, 2023 Filed Oct 2, 2023 13:14 UTC Disposition to issuerCommon Shares 9,159.314 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000104 · wk-form4_1696252434.xml · nonDerivative · entry 1

BEXIGA ANNABELLE G · CIK 0001547042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.

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September 28, 2023 Filed Oct 2, 2023 09:41 UTC
Gallagher MichelleSVP, Chief Accounting Officer
Disposition to issuerCommon Shares 11,985 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000112 · wk-form4_1696254052.xml · nonDerivative · entry 1

Gallagher Michelle · CIK 0001636043 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 8,236 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 3 and 4 to this Form 4.

F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 8,236 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 3 and 4 to this Form 4.

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.

F3 · price: Each award of restricted Common Shares that was outstanding immediately prior to the Effective Time was automatically and without any required action on the part of the shareholder, converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of restricted Common Shares subject to such award (with respect to any performance-based vesting requirements, assuming attainment of the maximum level of performance under the applicable award agreement) immediately prior to the Effective Time, by (b) $83.16, plus any unpaid cash in respect of dividends accrued prior to the Effective Time with respect to such restricted Common Shares (after giving effect to the maximum level of performance), less applicable taxes required to be withheld. (Continued on footnote 4 of this Form 4)

F4 · price: (Continued from footnote 3 to this Form 4) Subject to the applicable holder's continued service with Parent and its affiliates (including the Issuer and its subsidiaries), such contingent right to receive cash shall vest and become payable upon the earlier to occur of: (a) the satisfaction of the vesting conditions (including any vesting acceleration provisions) that applied to the corresponding portion of the applicable unvested restricted Common Shares immediately prior to the Effective Time, or (b) the twelve month anniversary of the Effective Time.

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September 28, 2023 Filed Oct 2, 2023 13:57 UTC
O'Callaghan John F.Executive Vice President
Disposition to issuerCommon Shares 125,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000115 · wk-form4_1696255068.xml · nonDerivative · entry 1

O'Callaghan John F. · CIK 0001676873 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F2 · shares: Includes 38,465 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4. Corrects the balances in the reporting person's previously filed Form 3 and Forms 4 to include 4,634 Common Shares that, due to administrative error, were not reported in connection with the merger of TAL International Group, Inc. and Triton Container International Limited in 2016.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.

F4 · price: Each award of restricted Common Shares that was outstanding immediately prior to the Effective Time was automatically and without any required action on the part of the shareholder, converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of restricted Common Shares subject to such award (with respect to any performance-based vesting requirements, assuming attainment of the maximum level of performance under the applicable award agreement) immediately prior to the Effective Time, by (b) $83.16, plus any unpaid cash in respect of dividends accrued prior to the Effective Time with respect to such restricted Common Shares (after giving effect to the maximum level of performance), less applicable taxes required to be withheld. (Continued on footnote 5 of this Form 4)

F5 · price: (Continued from footnote 4 to this Form 4) Subject to the applicable holder's continued service with Parent and its affiliates (including the Issuer and its subsidiaries), such contingent right to receive cash shall vest and become payable upon the earlier to occur of: (a) the satisfaction of the vesting conditions (including any vesting acceleration provisions) that applied to the corresponding portion of the applicable unvested restricted Common Shares immediately prior to the Effective Time, or (b) the twelve month anniversary of the Effective Time.

Read SEC document
September 28, 2023 Filed Oct 2, 2023 13:56 UTC
Pearl Michael SSVP and CFO
Disposition to issuerCommon Shares 18,716 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000114 · wk-form4_1696254978.xml · nonDerivative · entry 2

Pearl Michael S · CIK 0001960790 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 18,477 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4.

F2 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 18,477 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.

F4 · price: Each award of restricted Common Shares that was outstanding immediately prior to the Effective Time was automatically and without any required action on the part of the shareholder, converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of restricted Common Shares subject to such award (with respect to any performance-based vesting requirements, assuming attainment of the maximum level of performance under the applicable award agreement) immediately prior to the Effective Time, by (b) $83.16, plus any unpaid cash in respect of dividends accrued prior to the Effective Time with respect to such restricted Common Shares (after giving effect to the maximum level of performance), less applicable taxes required to be withheld. (Continued on footnote 5 of this Form 4)

F5 · price: (Continued from footnote 4 to this Form 4) Subject to the applicable holder's continued service with Parent and its affiliates (including the Issuer and its subsidiaries), such contingent right to receive cash shall vest and become payable upon the earlier to occur of: (a) the satisfaction of the vesting conditions (including any vesting acceleration provisions) that applied to the corresponding portion of the applicable unvested restricted Common Shares immediately prior to the Effective Time, or (b) the twelve month anniversary of the Effective Time.

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September 28, 2023 Filed Oct 2, 2023 13:56 UTC
Pearl Michael SSVP and CFO
OtherCommon Shares 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000114 · wk-form4_1696254978.xml · nonDerivative · entry 1

Pearl Michael S · CIK 0001960790 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,716

F1 · kind: On September 28, 2023, the reporting person entered into a Rollover and Sale Agreement and related documents with Thanos Sidecar III L.P. (the "Partnership"), a limited partnership formed in connection with the Merger (as defined below) (the "Rollover Agreement"). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on September 28, 2023, the reporting person contributed 2,250 of his Common Shares to the Partnership in exchange for limited partnership interests in the Partnership in order to retain an indirect equity investment in the Issuer following the Merger.

F1 · shares: On September 28, 2023, the reporting person entered into a Rollover and Sale Agreement and related documents with Thanos Sidecar III L.P. (the "Partnership"), a limited partnership formed in connection with the Merger (as defined below) (the "Rollover Agreement"). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on September 28, 2023, the reporting person contributed 2,250 of his Common Shares to the Partnership in exchange for limited partnership interests in the Partnership in order to retain an indirect equity investment in the Issuer following the Merger.

F1 · price: On September 28, 2023, the reporting person entered into a Rollover and Sale Agreement and related documents with Thanos Sidecar III L.P. (the "Partnership"), a limited partnership formed in connection with the Merger (as defined below) (the "Rollover Agreement"). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on September 28, 2023, the reporting person contributed 2,250 of his Common Shares to the Partnership in exchange for limited partnership interests in the Partnership in order to retain an indirect equity investment in the Issuer following the Merger.

F2 · balance_after: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 18,477 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4.

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September 28, 2023 Filed Oct 2, 2023 13:42 UTC
Heiss Carla L.SVP, General Counsel
Disposition to issuerCommon Shares 41,068 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000113 · wk-form4_1696254150.xml · nonDerivative · entry 2

Heiss Carla L. · CIK 0001795539 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 36,390 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4.

F2 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 36,390 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.

F4 · price: Each award of restricted Common Shares that was outstanding immediately prior to the Effective Time was automatically and without any required action on the part of the shareholder, converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of restricted Common Shares subject to such award (with respect to any performance-based vesting requirements, assuming attainment of the maximum level of performance under the applicable award agreement) immediately prior to the Effective Time, by (b) $83.16, plus any unpaid cash in respect of dividends accrued prior to the Effective Time with respect to such restricted Common Shares (after giving effect to the maximum level of performance), less applicable taxes required to be withheld. (Continued on footnote 5 of this Form 4)

F5 · price: (Continued from footnote 4 to this Form 4) Subject to the applicable holder's continued service with Parent and its affiliates (including the Issuer and its subsidiaries), such contingent right to receive cash shall vest and become payable upon the earlier to occur of: (a) the satisfaction of the vesting conditions (including any vesting acceleration provisions) that applied to the corresponding portion of the applicable unvested restricted Common Shares immediately prior to the Effective Time, or (b) the twelve month anniversary of the Effective Time.

Read SEC document
September 28, 2023 Filed Oct 2, 2023 13:42 UTC
Heiss Carla L.SVP, General Counsel
OtherCommon Shares 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000113 · wk-form4_1696254150.xml · nonDerivative · entry 1

Heiss Carla L. · CIK 0001795539 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,068

F1 · kind: On September 28, 2023, the reporting person entered into a Rollover and Sale Agreement and related documents with Thanos Sidecar III L.P. (the "Partnership"), a limited partnership formed in connection with the Merger (as defined below) (the "Rollover Agreement"). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on September 28, 2023, the reporting person contributed 2,000 of her Common Shares to the Partnership in exchange for limited partnership interests in the Partnership in order to retain an indirect equity investment in the Issuer following the Merger.

F1 · shares: On September 28, 2023, the reporting person entered into a Rollover and Sale Agreement and related documents with Thanos Sidecar III L.P. (the "Partnership"), a limited partnership formed in connection with the Merger (as defined below) (the "Rollover Agreement"). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on September 28, 2023, the reporting person contributed 2,000 of her Common Shares to the Partnership in exchange for limited partnership interests in the Partnership in order to retain an indirect equity investment in the Issuer following the Merger.

F1 · price: On September 28, 2023, the reporting person entered into a Rollover and Sale Agreement and related documents with Thanos Sidecar III L.P. (the "Partnership"), a limited partnership formed in connection with the Merger (as defined below) (the "Rollover Agreement"). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on September 28, 2023, the reporting person contributed 2,000 of her Common Shares to the Partnership in exchange for limited partnership interests in the Partnership in order to retain an indirect equity investment in the Issuer following the Merger.

F2 · balance_after: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 36,390 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4.

Read SEC document
September 28, 2023 Filed Oct 2, 2023 13:22 UTC Disposition to issuerCommon Shares 3,947 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000108 · wk-form4_1696252941.xml · nonDerivative · entry 1

Ramdev Niharika · CIK 0001835143 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.

Read SEC document
September 28, 2023 Filed Oct 2, 2023 13:29 UTC Disposition to issuerCommon Shares 141,410 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000110 · wk-form4_1696253339.xml · nonDerivative · entry 1

Vernon Simon R · CIK 0001676857 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Corrects the balances in the reporting person's previously filed Form 3 and Forms 4 to include 8,689 Common Shares that, due to administrative error, were not reported in connection with the merger of TAL International Group, Inc. and Triton Container International Limited in 2016.

F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Corrects the balances in the reporting person's previously filed Form 3 and Forms 4 to include 8,689 Common Shares that, due to administrative error, were not reported in connection with the merger of TAL International Group, Inc. and Triton Container International Limited in 2016.

F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Corrects the balances in the reporting person's previously filed Form 3 and Forms 4 to include 8,689 Common Shares that, due to administrative error, were not reported in connection with the merger of TAL International Group, Inc. and Triton Container International Limited in 2016.

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.

Read SEC document
September 28, 2023 Filed Oct 2, 2023 13:21 UTC Disposition to issuerCommon Shares 31,643 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000107 · wk-form4_1696252852.xml · nonDerivative · entry 1

Hextall John S. · CIK 0001676881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.

Read SEC document
August 21, 2023 Filed Aug 21, 2023 17:17 UTC
VALENTINE KEVINSVP, Triton Container Sales
GiftCommon Shares 1,000 $0.00 $0.00
Disclosure

SEC source: 0001660734-23-000079 · wk-form4_1692652666.xml · nonDerivative · entry 1

VALENTINE KEVIN · CIK 0001516314 · SVP, Triton Container Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,900

F1 · shares: Gift to charitable donor advised fund.

Read SEC document
August 17, 2023 Filed Aug 17, 2023 17:22 UTC GiftCommon Shares 4,800 $0.00 $0.00
Disclosure

SEC source: 0001660734-23-000077 · wk-form4_1692307355.xml · nonDerivative · entry 2

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,143

F2 · shares: Gift to charitable donor advised fund.

Read SEC document
August 17, 2023 Filed Aug 17, 2023 17:22 UTC GiftCommon Shares 6,962 $0.00 $0.00
Disclosure

SEC source: 0001660734-23-000077 · wk-form4_1692307355.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,943

F1 · shares: Gift by reporting person to his adult children not living in his household.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 16:26 UTC GiftCommon Shares 6,000 $0.00 $0.00
Disclosure

SEC source: 0001660734-23-000074 · wk-form4_1691526363.xml · nonDerivative · entry 1

Baker Malcolm · CIK 0001375540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,643

F1 · shares: Gift of common shares to a charitable donor advised fund.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 16:43 UTC
Sondey BrianDirector · Chairman, CEO
GrantCommon Shares 35,557 $0.00 $0.00
Disclosure

SEC source: 0001660734-23-000026 · wf-form4_167597897702516.xml · nonDerivative · entry 1

Sondey Brian · CIK 0001341065 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,799

F1 · shares: The reporting person was granted 35,557 restricted shares that fully vest on January 10, 2026.

F2 · balance_after: Includes 85,000 common shares held in a family trust.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 16:47 UTC
VALENTINE KEVINSVP, Triton Container Sales
GrantCommon Shares 5,824 $0.00 $0.00
Disclosure

SEC source: 0001660734-23-000027 · wf-form4_167597923369962.xml · nonDerivative · entry 1

VALENTINE KEVIN · CIK 0001516314 · SVP, Triton Container Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,900

F1 · shares: The reporting person was granted 5,824 restricted shares that fully vest on January 10, 2026.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 16:35 UTC
Gallagher MichelleVice President, Controller
GrantCommon Shares 1,479 $0.00 $0.00
Disclosure

SEC source: 0001660734-23-000022 · wf-form4_167597851411372.xml · nonDerivative · entry 1

Gallagher Michelle · CIK 0001636043 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,691

F1 · shares: The reporting person was granted 1,479 restricted shares that fully vest on January 10, 2026.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 21:39 UTC
O'Callaghan John F.Executive Vice President
GrantCommon Shares 5,518 $0.00 $0.00
Disclosure

SEC source: 0001660734-23-000024 · wf-form4_167597875128072.xml · nonDerivative · entry 1

O'Callaghan John F. · CIK 0001676873 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,632

F1 · shares: The reporting person was granted 5,518 restricted shares that fully vest on January 10, 2026.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 21:41 UTC
Pearl Michael SSVP and CFO
GrantCommon Shares 4,240 $0.00 $0.00
Disclosure

SEC source: 0001660734-23-000025 · wf-form4_167597885431797.xml · nonDerivative · entry 1

Pearl Michael S · CIK 0001960790 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

F1 · shares: The reporting person was granted 4,240 restricted shares that fully vest on January 10, 2026.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 21:37 UTC
Heiss Carla L.SVP, General Counsel
GrantCommon Shares 5,364 $0.00 $0.00
Disclosure

SEC source: 0001660734-23-000023 · wf-form4_167597863577623.xml · nonDerivative · entry 1

Heiss Carla L. · CIK 0001795539 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,494

F1 · shares: The reporting person was granted 5,364 restricted shares that fully vest on January 10, 2026.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 16:39 UTC
Sondey BrianDirector · Chairman, CEO
Tax withholdingCommon Shares 32,643 $70.99 $2,317,326.57
Disclosure

SEC source: 0001660734-23-000014 · wf-form4_167355958329357.xml · nonDerivative · entry 2

Sondey Brian · CIK 0001341065 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,242

F3 · shares: Withholding of common shares for the purposes of the payment of tax liability incident to the vesting and settlement of performance-based and time-based share awards.

F2 · balance_after: Includes 85,000 common shares held in a family trust.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 16:39 UTC
Sondey BrianDirector · Chairman, CEO
GrantCommon Shares 15,673 $0.00 $0.00
Disclosure

SEC source: 0001660734-23-000014 · wf-form4_167355958329357.xml · nonDerivative · entry 1

Sondey Brian · CIK 0001341065 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,885

F1 · shares: Represents common shares that vested on January 10, 2023, pursuant to performance-based share award granted on February 11, 2020.

F2 · balance_after: Includes 85,000 common shares held in a family trust.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 16:41 UTC
VALENTINE KEVINSVP, Triton Container Sales
Tax withholdingCommon Shares 4,250 $70.99 $301,707.50
Disclosure

SEC source: 0001660734-23-000015 · wf-form4_167355968920323.xml · nonDerivative · entry 2

VALENTINE KEVIN · CIK 0001516314 · SVP, Triton Container Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,076

F2 · shares: Withholding of common shares for the purposes of the payment of tax liability incident to the vesting and settlement of performance-based and time-based share awards.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 16:41 UTC
VALENTINE KEVINSVP, Triton Container Sales
GrantCommon Shares 2,876 $0.00 $0.00
Disclosure

SEC source: 0001660734-23-000015 · wf-form4_167355968920323.xml · nonDerivative · entry 1

VALENTINE KEVIN · CIK 0001516314 · SVP, Triton Container Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,326

F1 · shares: Represents common shares that vested on January 10, 2023, pursuant to performance-based share award granted on February 11, 2020.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 16:33 UTC
Gallagher MichelleVice President, Controller
Tax withholdingCommon Shares 1,177 $70.99 $83,555.23
Disclosure

SEC source: 0001660734-23-000011 · wf-form4_167355920768272.xml · nonDerivative · entry 2

Gallagher Michelle · CIK 0001636043 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,212

F2 · shares: Withholding of common shares for the purposes of the payment of tax liability incident to the vesting and settlement of performance-based and time-based share awards.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 16:33 UTC
Gallagher MichelleVice President, Controller
GrantCommon Shares 743 $0.00 $0.00
Disclosure

SEC source: 0001660734-23-000011 · wf-form4_167355920768272.xml · nonDerivative · entry 1

Gallagher Michelle · CIK 0001636043 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,389

F1 · shares: Represents common shares that vested on January 10, 2023, pursuant to performance-based share award granted on February 11, 2020.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:38 UTC
Pearl Michael SSVP and CFO
Tax withholdingCommon Shares 1,550 $70.99 $110,034.50
Disclosure

SEC source: 0001660734-23-000013 · wf-form4_167355947265695.xml · nonDerivative · entry 2

Pearl Michael S · CIK 0001960790 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,760

F2 · shares: Withholding of common shares for the purposes of the payment of tax liability incident to the vesting and settlement of performance-based and time-based share awards.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:38 UTC
Pearl Michael SSVP and CFO
GrantCommon Shares 1,001 $0.00 $0.00
Disclosure

SEC source: 0001660734-23-000013 · wf-form4_167355947265695.xml · nonDerivative · entry 1

Pearl Michael S · CIK 0001960790 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,310

F1 · shares: Represents common shares that vested on January 10, 2023, pursuant to performance-based share award granted on February 11, 2020.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:35 UTC
O'Callaghan John F.Executive Vice President
Tax withholdingCommon Shares 5,528 $70.99 $392,432.72
Disclosure

SEC source: 0001660734-23-000012 · wf-form4_167355931299828.xml · nonDerivative · entry 2

O'Callaghan John F. · CIK 0001676873 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,114

F2 · shares: Withholding of common shares for the purposes of the payment of tax liability incident to the vesting and settlement of performance-based and time-based share awards.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:35 UTC
O'Callaghan John F.Executive Vice President
GrantCommon Shares 2,940 $0.00 $0.00
Disclosure

SEC source: 0001660734-23-000012 · wf-form4_167355931299828.xml · nonDerivative · entry 1

O'Callaghan John F. · CIK 0001676873 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,642

F1 · shares: Represents common shares that vested on January 10, 2023, pursuant to performance-based share award granted on February 11, 2020.

Read SEC document
December 03, 2022 Filed Dec 6, 2022 22:41 UTC
Heiss Carla L.SVP, General Counsel
Tax withholdingCommon Shares 4,622 $67.54 $312,169.88
Disclosure

SEC source: 0001660734-22-000098 · wf-form4_167036644712248.xml · nonDerivative · entry 2

Heiss Carla L. · CIK 0001795539 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,130

F2 · shares: Withholding of common shares for the purposes of the payment of tax liability incident to the vesting and settlement of performance-based and time-based share awards.

Read SEC document
December 03, 2022 Filed Dec 6, 2022 22:41 UTC
Heiss Carla L.SVP, General Counsel
GrantCommon Shares 2,825 $0.00 $0.00
Disclosure

SEC source: 0001660734-22-000098 · wf-form4_167036644712248.xml · nonDerivative · entry 1

Heiss Carla L. · CIK 0001795539 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,752

F1 · shares: Represents common shares that vested on December 3, 2022, pursuant to performance-based share award granted on December 4, 2019.

Read SEC document
November 28, 2022 Filed Jan 12, 2023 16:31 UTC GiftCommon Shares 750 $0.00 $0.00
Disclosure

SEC source: 0001660734-23-000010 · wf-form5_167355909609504.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,905

F1 · kind: Gift by reporting person to his adult children not living in his household.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 16:51 UTC GrantCommon Shares 2,490 $0.00 $0.00
Disclosure

SEC source: 0001660734-22-000071 · wf-form4_165117898318997.xml · nonDerivative · entry 1

Rosner Robert L. · CIK 0001601003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,186

F1 · shares: Represents annual grant of restricted shares under the Issuer's non-employee director compensation program, with immediate vesting.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 16:37 UTC GrantCommon Shares 2,490 $0.00 $0.00
Disclosure

SEC source: 0001660734-22-000067 · wf-form4_165117817172834.xml · nonDerivative · entry 1

GERMAIN CLAUDE · CIK 0001459261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,473

F1 · shares: Represents annual grant of restricted shares under the Issuer's non-employee director compensation program, with immediate vesting.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 16:28 UTC GrantCommon Shares 2,490 $0.00 $0.00
Disclosure

SEC source: 0001660734-22-000065 · wf-form4_165117762486017.xml · nonDerivative · entry 1

Baker Malcolm · CIK 0001375540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,643

F1 · shares: Represents annual grant of restricted shares under the Issuer's non-employee director compensation program, with immediate vesting.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 16:24 UTC GrantCommon Shares 2,490 $0.00 $0.00
Disclosure

SEC source: 0001660734-22-000064 · wf-form4_165117740496266.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,655

F1 · shares: Represents annual grant of restricted shares under the Issuer's non-employee director compensation program, with immediate vesting.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 16:41 UTC GrantCommon Shares 2,490 $0.00 $0.00
Disclosure

SEC source: 0001660734-22-000068 · wf-form4_165117838662206.xml · nonDerivative · entry 1

HANAU KENNETH · CIK 0001472451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,143

F1 · shares: Represents annual grant of restricted shares under the Issuer's non-employee director compensation program, with immediate vesting.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 20:34 UTC GrantCommon Shares 2,490 $0.00 $0.00
Disclosure

SEC source: 0001660734-22-000066 · wf-form4_165117793054963.xml · nonDerivative · entry 1

BEXIGA ANNABELLE G · CIK 0001547042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,159.314

F1 · shares: Represents annual grant of restricted shares under the Issuer's non-employee director compensation program, with immediate vesting.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 20:54 UTC GrantCommon Shares 2,490 $0.00 $0.00
Disclosure

SEC source: 0001660734-22-000072 · wf-form4_165117917904032.xml · nonDerivative · entry 1

Vernon Simon R · CIK 0001676857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,721

F1 · shares: Represents annual grant of restricted shares under the Issuer's non-employee director compensation program, with immediate vesting.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 20:47 UTC GrantCommon Shares 2,490 $0.00 $0.00
Disclosure

SEC source: 0001660734-22-000070 · wf-form4_165117878153659.xml · nonDerivative · entry 1

Ramdev Niharika · CIK 0001835143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,947

F1 · shares: Represents annual grant of restricted shares under the Issuer's non-employee director compensation program, with immediate vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.