Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2023 Filed Oct 2, 2023 09:26 UTC |
Rosner Robert L.Director
|
Disposition to issuerCommon Shares | 5,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000109 · wk-form4_1696253181.xml · nonDerivative · entry 1 Rosner Robert L. · CIK 0001601003 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 09:15 UTC |
GERMAIN CLAUDEDirector
|
Disposition to issuerCommon Shares | 2,348 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000105 · wk-form4_1696252518.xml · nonDerivative · entry 2 GERMAIN CLAUDE · CIK 0001459261 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 0 F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 09:15 UTC |
GERMAIN CLAUDEDirector
|
Disposition to issuerCommon Shares | 47,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000105 · wk-form4_1696252518.xml · nonDerivative · entry 1 GERMAIN CLAUDE · CIK 0001459261 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 09:12 UTC |
Baker MalcolmDirector
|
Disposition to issuerCommon Shares | 55,643 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000103 · wk-form4_1696252365.xml · nonDerivative · entry 1 Baker Malcolm · CIK 0001375540 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 09:38 UTC |
Sondey BrianDirector · Chairman, CEO
|
Disposition to issuerCommon Shares | 513,569 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000111 · wk-form4_1696253915.xml · nonDerivative · entry 2 Sondey Brian · CIK 0001341065 · Director · Chairman, CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes (a) 236,394 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4, and (b) 85,000 Common Shares held in a family trust. F2 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes (a) 236,394 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4, and (b) 85,000 Common Shares held in a family trust. F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger. F4 · price: Each award of restricted Common Shares that was outstanding immediately prior to the Effective Time was automatically and without any required action on the part of the shareholder, converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of restricted Common Shares subject to such award (with respect to any performance-based vesting requirements, assuming attainment of the maximum level of performance under the applicable award agreement) immediately prior to the Effective Time, by (b) $83.16, plus any unpaid cash in respect of dividends accrued prior to the Effective Time with respect to such restricted Common Shares (after giving effect to the maximum level of performance), less applicable taxes required to be withheld. (Continued on footnote 5 of this Form 4) F5 · price: (Continued from footnote 4 to this Form 4) Subject to the applicable holder's continued service with Parent and its affiliates (including the Issuer and its subsidiaries), such contingent right to receive cash shall vest and become payable upon the earlier to occur of: (a) the satisfaction of the vesting conditions (including any vesting acceleration provisions) that applied to the corresponding portion of the applicable unvested restricted Common Shares immediately prior to the Effective Time, or (b) the twelve month anniversary of the Effective Time. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 09:38 UTC |
Sondey BrianDirector · Chairman, CEO
|
OtherCommon Shares | 155,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000111 · wk-form4_1696253915.xml · nonDerivative · entry 1 Sondey Brian · CIK 0001341065 · Director · Chairman, CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 513,569 F1 · kind: On September 28, 2023, the reporting person entered into a Rollover and Sale Agreement and related documents with Thanos Sidecar III L.P. (the "Partnership"), a limited partnership formed in connection with the Merger (as defined below) (the "Rollover Agreement"). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on September 28, 2023, the reporting person contributed 155,000 of his Common Shares to the Partnership in exchange for limited partnership interests in the Partnership in order to retain an indirect equity investment in the Issuer following the Merger. F1 · shares: On September 28, 2023, the reporting person entered into a Rollover and Sale Agreement and related documents with Thanos Sidecar III L.P. (the "Partnership"), a limited partnership formed in connection with the Merger (as defined below) (the "Rollover Agreement"). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on September 28, 2023, the reporting person contributed 155,000 of his Common Shares to the Partnership in exchange for limited partnership interests in the Partnership in order to retain an indirect equity investment in the Issuer following the Merger. F1 · price: On September 28, 2023, the reporting person entered into a Rollover and Sale Agreement and related documents with Thanos Sidecar III L.P. (the "Partnership"), a limited partnership formed in connection with the Merger (as defined below) (the "Rollover Agreement"). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on September 28, 2023, the reporting person contributed 155,000 of his Common Shares to the Partnership in exchange for limited partnership interests in the Partnership in order to retain an indirect equity investment in the Issuer following the Merger. F2 · balance_after: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes (a) 236,394 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4, and (b) 85,000 Common Shares held in a family trust. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 09:11 UTC |
Alspaugh Robert WDirector
|
Disposition to issuerCommon Shares | 17,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000102 · wk-form4_1696252273.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 09:17 UTC |
HANAU KENNETHDirector
|
Disposition to issuerCommon Shares | 44,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000106 · wk-form4_1696252641.xml · nonDerivative · entry 1 HANAU KENNETH · CIK 0001472451 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 09:59 UTC |
VALENTINE KEVINSVP, Triton Container Sales
|
Disposition to issuerCommon Shares | 62,521 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000116 · wk-form4_1696255138.xml · nonDerivative · entry 1 VALENTINE KEVIN · CIK 0001516314 · SVP, Triton Container Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 40,490 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 3 and 4 to this Form 4. F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 40,490 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 3 and 4 to this Form 4. F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger. F3 · price: Each award of restricted Common Shares that was outstanding immediately prior to the Effective Time was automatically and without any required action on the part of the shareholder, converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of restricted Common Shares subject to such award (with respect to any performance-based vesting requirements, assuming attainment of the maximum level of performance under the applicable award agreement) immediately prior to the Effective Time, by (b) $83.16, plus any unpaid cash in respect of dividends accrued prior to the Effective Time with respect to such restricted Common Shares (after giving effect to the maximum level of performance), less applicable taxes required to be withheld. (Continued on footnote 4 of this Form 4) F4 · price: (Continued from footnote 3 to this Form 4) Subject to the applicable holder's continued service with Parent and its affiliates (including the Issuer and its subsidiaries), such contingent right to receive cash shall vest and become payable upon the earlier to occur of: (a) the satisfaction of the vesting conditions (including any vesting acceleration provisions) that applied to the corresponding portion of the applicable unvested restricted Common Shares immediately prior to the Effective Time, or (b) the twelve month anniversary of the Effective Time. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 13:14 UTC |
BEXIGA ANNABELLE GDirector
|
Disposition to issuerCommon Shares | 9,159.314 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000104 · wk-form4_1696252434.xml · nonDerivative · entry 1 BEXIGA ANNABELLE G · CIK 0001547042 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 09:41 UTC |
Gallagher MichelleSVP, Chief Accounting Officer
|
Disposition to issuerCommon Shares | 11,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000112 · wk-form4_1696254052.xml · nonDerivative · entry 1 Gallagher Michelle · CIK 0001636043 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 8,236 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 3 and 4 to this Form 4. F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 8,236 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 3 and 4 to this Form 4. F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger. F3 · price: Each award of restricted Common Shares that was outstanding immediately prior to the Effective Time was automatically and without any required action on the part of the shareholder, converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of restricted Common Shares subject to such award (with respect to any performance-based vesting requirements, assuming attainment of the maximum level of performance under the applicable award agreement) immediately prior to the Effective Time, by (b) $83.16, plus any unpaid cash in respect of dividends accrued prior to the Effective Time with respect to such restricted Common Shares (after giving effect to the maximum level of performance), less applicable taxes required to be withheld. (Continued on footnote 4 of this Form 4) F4 · price: (Continued from footnote 3 to this Form 4) Subject to the applicable holder's continued service with Parent and its affiliates (including the Issuer and its subsidiaries), such contingent right to receive cash shall vest and become payable upon the earlier to occur of: (a) the satisfaction of the vesting conditions (including any vesting acceleration provisions) that applied to the corresponding portion of the applicable unvested restricted Common Shares immediately prior to the Effective Time, or (b) the twelve month anniversary of the Effective Time. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 13:57 UTC |
O'Callaghan John F.Executive Vice President
|
Disposition to issuerCommon Shares | 125,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000115 · wk-form4_1696255068.xml · nonDerivative · entry 1 O'Callaghan John F. · CIK 0001676873 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F2 · shares: Includes 38,465 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4. Corrects the balances in the reporting person's previously filed Form 3 and Forms 4 to include 4,634 Common Shares that, due to administrative error, were not reported in connection with the merger of TAL International Group, Inc. and Triton Container International Limited in 2016. F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger. F4 · price: Each award of restricted Common Shares that was outstanding immediately prior to the Effective Time was automatically and without any required action on the part of the shareholder, converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of restricted Common Shares subject to such award (with respect to any performance-based vesting requirements, assuming attainment of the maximum level of performance under the applicable award agreement) immediately prior to the Effective Time, by (b) $83.16, plus any unpaid cash in respect of dividends accrued prior to the Effective Time with respect to such restricted Common Shares (after giving effect to the maximum level of performance), less applicable taxes required to be withheld. (Continued on footnote 5 of this Form 4) F5 · price: (Continued from footnote 4 to this Form 4) Subject to the applicable holder's continued service with Parent and its affiliates (including the Issuer and its subsidiaries), such contingent right to receive cash shall vest and become payable upon the earlier to occur of: (a) the satisfaction of the vesting conditions (including any vesting acceleration provisions) that applied to the corresponding portion of the applicable unvested restricted Common Shares immediately prior to the Effective Time, or (b) the twelve month anniversary of the Effective Time. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 13:56 UTC |
Pearl Michael SSVP and CFO
|
Disposition to issuerCommon Shares | 18,716 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000114 · wk-form4_1696254978.xml · nonDerivative · entry 2 Pearl Michael S · CIK 0001960790 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 18,477 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4. F2 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 18,477 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4. F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger. F4 · price: Each award of restricted Common Shares that was outstanding immediately prior to the Effective Time was automatically and without any required action on the part of the shareholder, converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of restricted Common Shares subject to such award (with respect to any performance-based vesting requirements, assuming attainment of the maximum level of performance under the applicable award agreement) immediately prior to the Effective Time, by (b) $83.16, plus any unpaid cash in respect of dividends accrued prior to the Effective Time with respect to such restricted Common Shares (after giving effect to the maximum level of performance), less applicable taxes required to be withheld. (Continued on footnote 5 of this Form 4) F5 · price: (Continued from footnote 4 to this Form 4) Subject to the applicable holder's continued service with Parent and its affiliates (including the Issuer and its subsidiaries), such contingent right to receive cash shall vest and become payable upon the earlier to occur of: (a) the satisfaction of the vesting conditions (including any vesting acceleration provisions) that applied to the corresponding portion of the applicable unvested restricted Common Shares immediately prior to the Effective Time, or (b) the twelve month anniversary of the Effective Time. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 13:56 UTC |
Pearl Michael SSVP and CFO
|
OtherCommon Shares | 2,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000114 · wk-form4_1696254978.xml · nonDerivative · entry 1 Pearl Michael S · CIK 0001960790 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,716 F1 · kind: On September 28, 2023, the reporting person entered into a Rollover and Sale Agreement and related documents with Thanos Sidecar III L.P. (the "Partnership"), a limited partnership formed in connection with the Merger (as defined below) (the "Rollover Agreement"). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on September 28, 2023, the reporting person contributed 2,250 of his Common Shares to the Partnership in exchange for limited partnership interests in the Partnership in order to retain an indirect equity investment in the Issuer following the Merger. F1 · shares: On September 28, 2023, the reporting person entered into a Rollover and Sale Agreement and related documents with Thanos Sidecar III L.P. (the "Partnership"), a limited partnership formed in connection with the Merger (as defined below) (the "Rollover Agreement"). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on September 28, 2023, the reporting person contributed 2,250 of his Common Shares to the Partnership in exchange for limited partnership interests in the Partnership in order to retain an indirect equity investment in the Issuer following the Merger. F1 · price: On September 28, 2023, the reporting person entered into a Rollover and Sale Agreement and related documents with Thanos Sidecar III L.P. (the "Partnership"), a limited partnership formed in connection with the Merger (as defined below) (the "Rollover Agreement"). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on September 28, 2023, the reporting person contributed 2,250 of his Common Shares to the Partnership in exchange for limited partnership interests in the Partnership in order to retain an indirect equity investment in the Issuer following the Merger. F2 · balance_after: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 18,477 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 13:42 UTC |
Heiss Carla L.SVP, General Counsel
|
Disposition to issuerCommon Shares | 41,068 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000113 · wk-form4_1696254150.xml · nonDerivative · entry 2 Heiss Carla L. · CIK 0001795539 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 36,390 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4. F2 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 36,390 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4. F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger. F4 · price: Each award of restricted Common Shares that was outstanding immediately prior to the Effective Time was automatically and without any required action on the part of the shareholder, converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of restricted Common Shares subject to such award (with respect to any performance-based vesting requirements, assuming attainment of the maximum level of performance under the applicable award agreement) immediately prior to the Effective Time, by (b) $83.16, plus any unpaid cash in respect of dividends accrued prior to the Effective Time with respect to such restricted Common Shares (after giving effect to the maximum level of performance), less applicable taxes required to be withheld. (Continued on footnote 5 of this Form 4) F5 · price: (Continued from footnote 4 to this Form 4) Subject to the applicable holder's continued service with Parent and its affiliates (including the Issuer and its subsidiaries), such contingent right to receive cash shall vest and become payable upon the earlier to occur of: (a) the satisfaction of the vesting conditions (including any vesting acceleration provisions) that applied to the corresponding portion of the applicable unvested restricted Common Shares immediately prior to the Effective Time, or (b) the twelve month anniversary of the Effective Time. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 13:42 UTC |
Heiss Carla L.SVP, General Counsel
|
OtherCommon Shares | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000113 · wk-form4_1696254150.xml · nonDerivative · entry 1 Heiss Carla L. · CIK 0001795539 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,068 F1 · kind: On September 28, 2023, the reporting person entered into a Rollover and Sale Agreement and related documents with Thanos Sidecar III L.P. (the "Partnership"), a limited partnership formed in connection with the Merger (as defined below) (the "Rollover Agreement"). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on September 28, 2023, the reporting person contributed 2,000 of her Common Shares to the Partnership in exchange for limited partnership interests in the Partnership in order to retain an indirect equity investment in the Issuer following the Merger. F1 · shares: On September 28, 2023, the reporting person entered into a Rollover and Sale Agreement and related documents with Thanos Sidecar III L.P. (the "Partnership"), a limited partnership formed in connection with the Merger (as defined below) (the "Rollover Agreement"). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on September 28, 2023, the reporting person contributed 2,000 of her Common Shares to the Partnership in exchange for limited partnership interests in the Partnership in order to retain an indirect equity investment in the Issuer following the Merger. F1 · price: On September 28, 2023, the reporting person entered into a Rollover and Sale Agreement and related documents with Thanos Sidecar III L.P. (the "Partnership"), a limited partnership formed in connection with the Merger (as defined below) (the "Rollover Agreement"). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on September 28, 2023, the reporting person contributed 2,000 of her Common Shares to the Partnership in exchange for limited partnership interests in the Partnership in order to retain an indirect equity investment in the Issuer following the Merger. F2 · balance_after: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Includes 36,390 restricted Common Shares subject to time-based and performance-based vesting requirements, which figure assumes attainment of the maximum level of performance under the applicable award agreement in accordance with the vesting mechanics set forth in the Merger Agreement and as described in footnotes 4 and 5 to this Form 4. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 13:22 UTC |
Ramdev NiharikaDirector
|
Disposition to issuerCommon Shares | 3,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000108 · wk-form4_1696252941.xml · nonDerivative · entry 1 Ramdev Niharika · CIK 0001835143 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 13:29 UTC |
Vernon Simon RDirector
|
Disposition to issuerCommon Shares | 141,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000110 · wk-form4_1696253339.xml · nonDerivative · entry 1 Vernon Simon R · CIK 0001676857 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Corrects the balances in the reporting person's previously filed Form 3 and Forms 4 to include 8,689 Common Shares that, due to administrative error, were not reported in connection with the merger of TAL International Group, Inc. and Triton Container International Limited in 2016. F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Corrects the balances in the reporting person's previously filed Form 3 and Forms 4 to include 8,689 Common Shares that, due to administrative error, were not reported in connection with the merger of TAL International Group, Inc. and Triton Container International Limited in 2016. F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). Corrects the balances in the reporting person's previously filed Form 3 and Forms 4 to include 8,689 Common Shares that, due to administrative error, were not reported in connection with the merger of TAL International Group, Inc. and Triton Container International Limited in 2016. F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 13:21 UTC |
Hextall John S.Director
|
Disposition to issuerCommon Shares | 31,643 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000107 · wk-form4_1696252852.xml · nonDerivative · entry 1 Hextall John S. · CIK 0001676881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger. Read SEC document |
| August 21, 2023 Filed Aug 21, 2023 17:17 UTC |
VALENTINE KEVINSVP, Triton Container Sales
|
GiftCommon Shares | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-23-000079 · wk-form4_1692652666.xml · nonDerivative · entry 1 VALENTINE KEVIN · CIK 0001516314 · SVP, Triton Container Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,900 F1 · shares: Gift to charitable donor advised fund. Read SEC document |
| August 17, 2023 Filed Aug 17, 2023 17:22 UTC |
Alspaugh Robert WDirector
|
GiftCommon Shares | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-23-000077 · wk-form4_1692307355.xml · nonDerivative · entry 2 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,143 F2 · shares: Gift to charitable donor advised fund. Read SEC document |
| August 17, 2023 Filed Aug 17, 2023 17:22 UTC |
Alspaugh Robert WDirector
|
GiftCommon Shares | 6,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-23-000077 · wk-form4_1692307355.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,943 F1 · shares: Gift by reporting person to his adult children not living in his household. Read SEC document |
| August 07, 2023 Filed Aug 8, 2023 16:26 UTC |
Baker MalcolmDirector
|
GiftCommon Shares | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-23-000074 · wk-form4_1691526363.xml · nonDerivative · entry 1 Baker Malcolm · CIK 0001375540 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,643 F1 · shares: Gift of common shares to a charitable donor advised fund. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 16:43 UTC |
Sondey BrianDirector · Chairman, CEO
|
GrantCommon Shares | 35,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-23-000026 · wf-form4_167597897702516.xml · nonDerivative · entry 1 Sondey Brian · CIK 0001341065 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,799 F1 · shares: The reporting person was granted 35,557 restricted shares that fully vest on January 10, 2026. F2 · balance_after: Includes 85,000 common shares held in a family trust. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 16:47 UTC |
VALENTINE KEVINSVP, Triton Container Sales
|
GrantCommon Shares | 5,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-23-000027 · wf-form4_167597923369962.xml · nonDerivative · entry 1 VALENTINE KEVIN · CIK 0001516314 · SVP, Triton Container Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,900 F1 · shares: The reporting person was granted 5,824 restricted shares that fully vest on January 10, 2026. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 16:35 UTC |
Gallagher MichelleVice President, Controller
|
GrantCommon Shares | 1,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-23-000022 · wf-form4_167597851411372.xml · nonDerivative · entry 1 Gallagher Michelle · CIK 0001636043 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,691 F1 · shares: The reporting person was granted 1,479 restricted shares that fully vest on January 10, 2026. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 21:39 UTC |
O'Callaghan John F.Executive Vice President
|
GrantCommon Shares | 5,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-23-000024 · wf-form4_167597875128072.xml · nonDerivative · entry 1 O'Callaghan John F. · CIK 0001676873 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,632 F1 · shares: The reporting person was granted 5,518 restricted shares that fully vest on January 10, 2026. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 21:41 UTC |
Pearl Michael SSVP and CFO
|
GrantCommon Shares | 4,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-23-000025 · wf-form4_167597885431797.xml · nonDerivative · entry 1 Pearl Michael S · CIK 0001960790 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 F1 · shares: The reporting person was granted 4,240 restricted shares that fully vest on January 10, 2026. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 21:37 UTC |
Heiss Carla L.SVP, General Counsel
|
GrantCommon Shares | 5,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-23-000023 · wf-form4_167597863577623.xml · nonDerivative · entry 1 Heiss Carla L. · CIK 0001795539 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,494 F1 · shares: The reporting person was granted 5,364 restricted shares that fully vest on January 10, 2026. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 16:39 UTC |
Sondey BrianDirector · Chairman, CEO
|
Tax withholdingCommon Shares | 32,643 | $70.99 | $2,317,326.57 |
DisclosureSEC source: 0001660734-23-000014 · wf-form4_167355958329357.xml · nonDerivative · entry 2 Sondey Brian · CIK 0001341065 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,242 F3 · shares: Withholding of common shares for the purposes of the payment of tax liability incident to the vesting and settlement of performance-based and time-based share awards. F2 · balance_after: Includes 85,000 common shares held in a family trust. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 16:39 UTC |
Sondey BrianDirector · Chairman, CEO
|
GrantCommon Shares | 15,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-23-000014 · wf-form4_167355958329357.xml · nonDerivative · entry 1 Sondey Brian · CIK 0001341065 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,885 F1 · shares: Represents common shares that vested on January 10, 2023, pursuant to performance-based share award granted on February 11, 2020. F2 · balance_after: Includes 85,000 common shares held in a family trust. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 16:41 UTC |
VALENTINE KEVINSVP, Triton Container Sales
|
Tax withholdingCommon Shares | 4,250 | $70.99 | $301,707.50 |
DisclosureSEC source: 0001660734-23-000015 · wf-form4_167355968920323.xml · nonDerivative · entry 2 VALENTINE KEVIN · CIK 0001516314 · SVP, Triton Container Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,076 F2 · shares: Withholding of common shares for the purposes of the payment of tax liability incident to the vesting and settlement of performance-based and time-based share awards. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 16:41 UTC |
VALENTINE KEVINSVP, Triton Container Sales
|
GrantCommon Shares | 2,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-23-000015 · wf-form4_167355968920323.xml · nonDerivative · entry 1 VALENTINE KEVIN · CIK 0001516314 · SVP, Triton Container Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,326 F1 · shares: Represents common shares that vested on January 10, 2023, pursuant to performance-based share award granted on February 11, 2020. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 16:33 UTC |
Gallagher MichelleVice President, Controller
|
Tax withholdingCommon Shares | 1,177 | $70.99 | $83,555.23 |
DisclosureSEC source: 0001660734-23-000011 · wf-form4_167355920768272.xml · nonDerivative · entry 2 Gallagher Michelle · CIK 0001636043 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,212 F2 · shares: Withholding of common shares for the purposes of the payment of tax liability incident to the vesting and settlement of performance-based and time-based share awards. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 16:33 UTC |
Gallagher MichelleVice President, Controller
|
GrantCommon Shares | 743 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-23-000011 · wf-form4_167355920768272.xml · nonDerivative · entry 1 Gallagher Michelle · CIK 0001636043 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,389 F1 · shares: Represents common shares that vested on January 10, 2023, pursuant to performance-based share award granted on February 11, 2020. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 21:38 UTC |
Pearl Michael SSVP and CFO
|
Tax withholdingCommon Shares | 1,550 | $70.99 | $110,034.50 |
DisclosureSEC source: 0001660734-23-000013 · wf-form4_167355947265695.xml · nonDerivative · entry 2 Pearl Michael S · CIK 0001960790 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,760 F2 · shares: Withholding of common shares for the purposes of the payment of tax liability incident to the vesting and settlement of performance-based and time-based share awards. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 21:38 UTC |
Pearl Michael SSVP and CFO
|
GrantCommon Shares | 1,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-23-000013 · wf-form4_167355947265695.xml · nonDerivative · entry 1 Pearl Michael S · CIK 0001960790 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,310 F1 · shares: Represents common shares that vested on January 10, 2023, pursuant to performance-based share award granted on February 11, 2020. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 21:35 UTC |
O'Callaghan John F.Executive Vice President
|
Tax withholdingCommon Shares | 5,528 | $70.99 | $392,432.72 |
DisclosureSEC source: 0001660734-23-000012 · wf-form4_167355931299828.xml · nonDerivative · entry 2 O'Callaghan John F. · CIK 0001676873 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,114 F2 · shares: Withholding of common shares for the purposes of the payment of tax liability incident to the vesting and settlement of performance-based and time-based share awards. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 21:35 UTC |
O'Callaghan John F.Executive Vice President
|
GrantCommon Shares | 2,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-23-000012 · wf-form4_167355931299828.xml · nonDerivative · entry 1 O'Callaghan John F. · CIK 0001676873 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,642 F1 · shares: Represents common shares that vested on January 10, 2023, pursuant to performance-based share award granted on February 11, 2020. Read SEC document |
| December 03, 2022 Filed Dec 6, 2022 22:41 UTC |
Heiss Carla L.SVP, General Counsel
|
Tax withholdingCommon Shares | 4,622 | $67.54 | $312,169.88 |
DisclosureSEC source: 0001660734-22-000098 · wf-form4_167036644712248.xml · nonDerivative · entry 2 Heiss Carla L. · CIK 0001795539 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,130 F2 · shares: Withholding of common shares for the purposes of the payment of tax liability incident to the vesting and settlement of performance-based and time-based share awards. Read SEC document |
| December 03, 2022 Filed Dec 6, 2022 22:41 UTC |
Heiss Carla L.SVP, General Counsel
|
GrantCommon Shares | 2,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-22-000098 · wf-form4_167036644712248.xml · nonDerivative · entry 1 Heiss Carla L. · CIK 0001795539 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,752 F1 · shares: Represents common shares that vested on December 3, 2022, pursuant to performance-based share award granted on December 4, 2019. Read SEC document |
| November 28, 2022 Filed Jan 12, 2023 16:31 UTC |
Alspaugh Robert WDirector
|
GiftCommon Shares | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-23-000010 · wf-form5_167355909609504.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,905 F1 · kind: Gift by reporting person to his adult children not living in his household. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 16:51 UTC |
Rosner Robert L.Director
|
GrantCommon Shares | 2,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-22-000071 · wf-form4_165117898318997.xml · nonDerivative · entry 1 Rosner Robert L. · CIK 0001601003 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,186 F1 · shares: Represents annual grant of restricted shares under the Issuer's non-employee director compensation program, with immediate vesting. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 16:37 UTC |
GERMAIN CLAUDEDirector
|
GrantCommon Shares | 2,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-22-000067 · wf-form4_165117817172834.xml · nonDerivative · entry 1 GERMAIN CLAUDE · CIK 0001459261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,473 F1 · shares: Represents annual grant of restricted shares under the Issuer's non-employee director compensation program, with immediate vesting. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 16:28 UTC |
Baker MalcolmDirector
|
GrantCommon Shares | 2,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-22-000065 · wf-form4_165117762486017.xml · nonDerivative · entry 1 Baker Malcolm · CIK 0001375540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,643 F1 · shares: Represents annual grant of restricted shares under the Issuer's non-employee director compensation program, with immediate vesting. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 16:24 UTC |
Alspaugh Robert WDirector
|
GrantCommon Shares | 2,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-22-000064 · wf-form4_165117740496266.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,655 F1 · shares: Represents annual grant of restricted shares under the Issuer's non-employee director compensation program, with immediate vesting. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 16:41 UTC |
HANAU KENNETHDirector
|
GrantCommon Shares | 2,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-22-000068 · wf-form4_165117838662206.xml · nonDerivative · entry 1 HANAU KENNETH · CIK 0001472451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,143 F1 · shares: Represents annual grant of restricted shares under the Issuer's non-employee director compensation program, with immediate vesting. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 20:34 UTC |
BEXIGA ANNABELLE GDirector
|
GrantCommon Shares | 2,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-22-000066 · wf-form4_165117793054963.xml · nonDerivative · entry 1 BEXIGA ANNABELLE G · CIK 0001547042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,159.314 F1 · shares: Represents annual grant of restricted shares under the Issuer's non-employee director compensation program, with immediate vesting. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 20:54 UTC |
Vernon Simon RDirector
|
GrantCommon Shares | 2,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-22-000072 · wf-form4_165117917904032.xml · nonDerivative · entry 1 Vernon Simon R · CIK 0001676857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,721 F1 · shares: Represents annual grant of restricted shares under the Issuer's non-employee director compensation program, with immediate vesting. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 20:47 UTC |
Ramdev NiharikaDirector
|
GrantCommon Shares | 2,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-22-000070 · wf-form4_165117878153659.xml · nonDerivative · entry 1 Ramdev Niharika · CIK 0001835143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,947 F1 · shares: Represents annual grant of restricted shares under the Issuer's non-employee director compensation program, with immediate vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.