Last 12 months
Inside the activity.
7 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 1 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2016 Filed Nov 22, 2016 20:03 UTC |
Maggs Thomas ODirector
|
Disposition to issuerCOMMON STOCK | 1,500 | $8.15 | $12,225.00 |
DisclosureSEC source: 0001140361-16-087554 · doc1.xml · nonDerivative · entry 2 Maggs Thomas O · CIK 0001333670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,133 F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:03 UTC |
Maggs Thomas ODirector
|
Exercise / conversionCOMMON STOCK | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087554 · doc1.xml · nonDerivative · entry 1 Maggs Thomas O · CIK 0001333670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:02 UTC |
DE GENNARO DENNIS ADirector
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087553 · doc1.xml · derivative · entry 3 DE GENNARO DENNIS A · CIK 0001470580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:02 UTC |
DE GENNARO DENNIS ADirector
|
Disposition to issuerCOMMON STOCK | 1,500 | $8.15 | $12,225.00 |
DisclosureSEC source: 0001140361-16-087553 · doc1.xml · nonDerivative · entry 2 DE GENNARO DENNIS A · CIK 0001470580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,559 F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:02 UTC |
DE GENNARO DENNIS ADirector
|
Exercise / conversionCOMMON STOCK | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087553 · doc1.xml · nonDerivative · entry 1 DE GENNARO DENNIS A · CIK 0001470580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:01 UTC |
OZIMEK MICHAEL MCFO & Senior Vice President
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087552 · doc1.xml · derivative · entry 3 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:01 UTC |
OZIMEK MICHAEL MCFO & Senior Vice President
|
Disposition to issuerCOMMON STOCK | 750 | $8.15 | $6,112.50 |
DisclosureSEC source: 0001140361-16-087552 · doc1.xml · nonDerivative · entry 2 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,211 F1 · shares: Reflects cash settlement of 750 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:01 UTC |
OZIMEK MICHAEL MCFO & Senior Vice President
|
Exercise / conversionCOMMON STOCK | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087552 · doc1.xml · nonDerivative · entry 1 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 750 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:00 UTC |
SCHRECK ERIC WSVP & Treasurer
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087551 · doc1.xml · derivative · entry 4 SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:00 UTC |
SCHRECK ERIC WSVP & Treasurer
|
Disposition to issuerCOMMON STOCK | 1,500 | $8.15 | $12,225.00 |
DisclosureSEC source: 0001140361-16-087551 · doc1.xml · nonDerivative · entry 2 SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,878 F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:00 UTC |
SCHRECK ERIC WSVP & Treasurer
|
Exercise / conversionCOMMON STOCK | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087551 · doc1.xml · nonDerivative · entry 1 SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:00 UTC |
LEONARD ROBERT MEVP & SECRETARY
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 6,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087550 · doc1.xml · derivative · entry 4 LEONARD ROBERT M · CIK 0001243260 · EVP & SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:00 UTC |
LEONARD ROBERT MEVP & SECRETARY
|
Disposition to issuerCOMMON STOCK | 6,000 | $8.15 | $48,900.00 |
DisclosureSEC source: 0001140361-16-087550 · doc1.xml · nonDerivative · entry 2 LEONARD ROBERT M · CIK 0001243260 · EVP & SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,032 F1 · shares: Reflects cash settlement of 6,000 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:00 UTC |
LEONARD ROBERT MEVP & SECRETARY
|
Exercise / conversionCOMMON STOCK | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087550 · doc1.xml · nonDerivative · entry 1 LEONARD ROBERT M · CIK 0001243260 · EVP & SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 6,000 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 19:58 UTC |
SALVADOR SCOT REVP & Chief Banking Officer
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 6,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087547 · doc1.xml · derivative · entry 3 SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 19:58 UTC |
SALVADOR SCOT REVP & Chief Banking Officer
|
Disposition to issuerCOMMON STOCK | 6,000 | $8.15 | $48,900.00 |
DisclosureSEC source: 0001140361-16-087547 · doc1.xml · nonDerivative · entry 2 SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 954,544 F1 · shares: Reflects cash settlement of 6,000 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 19:58 UTC |
SALVADOR SCOT REVP & Chief Banking Officer
|
Exercise / conversionCOMMON STOCK | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087547 · doc1.xml · nonDerivative · entry 1 SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 960,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 6,000 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 19:57 UTC |
MCCORMICK ROBERT JPresident & CEO
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 11,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087546 · doc1.xml · derivative · entry 4 MCCORMICK ROBERT J · CIK 0001214045 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 19:57 UTC |
MCCORMICK ROBERT JPresident & CEO
|
Disposition to issuerCOMMON STOCK | 11,250 | $8.15 | $91,687.50 |
DisclosureSEC source: 0001140361-16-087546 · doc1.xml · nonDerivative · entry 2 MCCORMICK ROBERT J · CIK 0001214045 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,180 F1 · shares: Reflects cash settlement of 11,250 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 19:57 UTC |
MCCORMICK ROBERT JPresident & CEO
|
Exercise / conversionCOMMON STOCK | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087546 · doc1.xml · nonDerivative · entry 1 MCCORMICK ROBERT J · CIK 0001214045 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 11,250 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 19:56 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 6,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087545 · doc1.xml · derivative · entry 4 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 19:56 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
Disposition to issuerCOMMON STOCK | 6,000 | $8.15 | $48,900.00 |
DisclosureSEC source: 0001140361-16-087545 · doc1.xml · nonDerivative · entry 2 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2 F1 · shares: Reflects cash settlement of 6,000 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 19:56 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
Exercise / conversionCOMMON STOCK | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087545 · doc1.xml · nonDerivative · entry 1 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 6,000 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 20:00 UTC |
SCHRECK ERIC WTreasurer
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 1,450 | $0.00 Strike: $6.43 | $0.00 |
DisclosureSEC source: 0001140361-16-087753 · doc1.xml · derivative · entry 8 SCHRECK ERIC W · CIK 0001496788 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,800 Underlying: COMMON STOCK · 1,450 shares Expires 2025-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning November 17, 2016. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 20:00 UTC |
SCHRECK ERIC WTreasurer
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 1,700 | $0.00 Strike: $5.17 | $0.00 |
DisclosureSEC source: 0001140361-16-087753 · doc1.xml · derivative · entry 7 SCHRECK ERIC W · CIK 0001496788 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: COMMON STOCK · 1,700 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning November 20, 2013. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 20:00 UTC |
SCHRECK ERIC WTreasurer
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 3,000 | $0.00 Strike: $5.14 | $0.00 |
DisclosureSEC source: 0001140361-16-087753 · doc1.xml · derivative · entry 6 SCHRECK ERIC W · CIK 0001496788 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 3,000 shares Expires 2021-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning November 15, 2012. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 20:00 UTC |
SCHRECK ERIC WTreasurer
|
Tax withholdingCOMMON STOCK | 4,115 | $8.15 | $33,537.25 |
DisclosureSEC source: 0001140361-16-087753 · doc1.xml · nonDerivative · entry 4 SCHRECK ERIC W · CIK 0001496788 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,913 Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 20:00 UTC |
SCHRECK ERIC WTreasurer
|
Exercise / conversionCOMMON STOCK | 1,450 | $6.43 | $9,323.50 |
DisclosureSEC source: 0001140361-16-087753 · doc1.xml · nonDerivative · entry 3 SCHRECK ERIC W · CIK 0001496788 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 20:00 UTC |
SCHRECK ERIC WTreasurer
|
Exercise / conversionCOMMON STOCK | 1,700 | $5.17 | $8,789.00 |
DisclosureSEC source: 0001140361-16-087753 · doc1.xml · nonDerivative · entry 2 SCHRECK ERIC W · CIK 0001496788 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 20:00 UTC |
SCHRECK ERIC WTreasurer
|
Exercise / conversionCOMMON STOCK | 3,000 | $5.14 | $15,420.00 |
DisclosureSEC source: 0001140361-16-087753 · doc1.xml · nonDerivative · entry 1 SCHRECK ERIC W · CIK 0001496788 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 21, 2017 23:13 UTC |
POWERS WILLIAM DDirector
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043588 · doc1.xml · derivative · entry 3 POWERS WILLIAM D · CIK 0001194226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. Read SEC document |
| November 21, 2016 Filed Nov 21, 2017 23:13 UTC |
POWERS WILLIAM DDirector
|
Disposition to issuerCOMMON STOCK | 1,500 | $8.15 | $12,225.00 |
DisclosureSEC source: 0001140361-17-043588 · doc1.xml · nonDerivative · entry 2 POWERS WILLIAM D · CIK 0001194226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,651 F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 21, 2017 23:13 UTC |
POWERS WILLIAM DDirector
|
Exercise / conversionCOMMON STOCK | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043588 · doc1.xml · nonDerivative · entry 1 POWERS WILLIAM D · CIK 0001194226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 15:48 UTC |
OZIMEK MICHAEL MCFO & Senior Vice President
|
Exercise / conversionCOMMON STOCK · Derivative | 3,200 | $0.00 Strike: $5.17 | $0.00 |
DisclosureSEC source: 0001140361-16-087498 · doc1.xml · derivative · entry 5 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800 Underlying: COMMON STOCK · 3,200 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning November 20, 2013. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 15:48 UTC |
OZIMEK MICHAEL MCFO & Senior Vice President
|
Exercise / conversionCOMMON STOCK · Derivative | 8,000 | $0.00 Strike: $5.14 | $0.00 |
DisclosureSEC source: 0001140361-16-087498 · doc1.xml · derivative · entry 4 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: COMMON STOCK · 8,000 shares Expires 2021-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning November 15, 2012. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 15:48 UTC |
OZIMEK MICHAEL MCFO & Senior Vice President
|
Tax withholdingCOMMON STOCK | 7,076 | $8.15 | $57,669.40 |
DisclosureSEC source: 0001140361-16-087498 · doc1.xml · nonDerivative · entry 3 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,211 Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 15:48 UTC |
OZIMEK MICHAEL MCFO & Senior Vice President
|
Exercise / conversionCOMMON STOCK | 3,200 | $5.17 | $16,544.00 |
DisclosureSEC source: 0001140361-16-087498 · doc1.xml · nonDerivative · entry 2 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 15:48 UTC |
OZIMEK MICHAEL MCFO & Senior Vice President
|
Exercise / conversionCOMMON STOCK | 8,000 | $5.14 | $41,120.00 |
DisclosureSEC source: 0001140361-16-087498 · doc1.xml · nonDerivative · entry 1 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 25, 2016 18:26 UTC Amendment |
OZIMEK MICHAEL MCFO & Senior Vice President
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 3,200 | $0.00 Strike: $5.17 | $0.00 |
DisclosureSEC source: 0001140361-16-087849 · doc1.xml · derivative · entry 5 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800 Underlying: COMMON STOCK · 3,200 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The original Form 4 filed on November 22, 2016 is amended by this Form 4 amendment to clarify the disposition of options upon exercise. F2 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning November 20, 2013. Read SEC document |
| November 18, 2016 Filed Nov 25, 2016 18:26 UTC Amendment |
OZIMEK MICHAEL MCFO & Senior Vice President
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Exercise / conversionOPTION: RT-TO-BUY · Derivative | 8,000 | $0.00 Strike: $5.14 | $0.00 |
DisclosureSEC source: 0001140361-16-087849 · doc1.xml · derivative · entry 4 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: COMMON STOCK · 8,000 shares Expires 2021-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The original Form 4 filed on November 22, 2016 is amended by this Form 4 amendment to clarify the disposition of options upon exercise. F1 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning November 15, 2012. Read SEC document |
| November 18, 2016 Filed Nov 25, 2016 18:26 UTC Amendment |
OZIMEK MICHAEL MCFO & Senior Vice President
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Tax withholdingCOMMON STOCK | 7,076 | $8.15 | $57,669.40 |
DisclosureSEC source: 0001140361-16-087849 · doc1.xml · nonDerivative · entry 3 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,211 Read SEC document |
| November 18, 2016 Filed Nov 25, 2016 18:26 UTC Amendment |
OZIMEK MICHAEL MCFO & Senior Vice President
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Exercise / conversionCOMMON STOCK | 3,200 | $5.17 | $16,544.00 |
DisclosureSEC source: 0001140361-16-087849 · doc1.xml · nonDerivative · entry 2 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 25, 2016 18:26 UTC Amendment |
OZIMEK MICHAEL MCFO & Senior Vice President
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Exercise / conversionCOMMON STOCK | 8,000 | $5.14 | $41,120.00 |
DisclosureSEC source: 0001140361-16-087849 · doc1.xml · nonDerivative · entry 1 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 22:59 UTC |
PURDY WILLIAM JDirector
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GrantRESTRICTED STOCK UNIT · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000357301-16-000034 · primary_doc.xml · derivative · entry 1 PURDY WILLIAM J · CIK 0001194228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 22:54 UTC |
POWERS WILLIAM DDirector
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GrantRESTRICTED STOCK UNIT · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000357301-16-000033 · primary_doc.xml · derivative · entry 1 POWERS WILLIAM D · CIK 0001194226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 22:49 UTC |
Maggs Thomas ODirector
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GrantRESTRICTED STOCK UNIT · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000357301-16-000032 · primary_doc.xml · derivative · entry 1 Maggs Thomas O · CIK 0001333670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 22:42 UTC |
MARINELLO ANTHONY J MD PHDDirector
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GrantRESTRICTED STOCK UNIT · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000357301-16-000031 · primary_doc.xml · derivative · entry 1 MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 22:36 UTC |
FLYNN BRIAN CDirector
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GrantRESTRICTED STOCK UNIT · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000357301-16-000030 · primary_doc.xml · derivative · entry 1 FLYNN BRIAN C · CIK 0001665040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 22:30 UTC |
DE GENNARO DENNIS ADirector
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GrantRESTRICTED STOCK UNIT · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000357301-16-000029 · primary_doc.xml · derivative · entry 1 DE GENNARO DENNIS A · CIK 0001470580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:47 UTC |
OZIMEK MICHAEL MCHIEF FINANCIAL OFFICER
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GrantRESTRICTED STOCK UNIT · Derivative | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000357301-16-000028 · primary_doc.xml · derivative · entry 1 OZIMEK MICHAEL M · CIK 0001628458 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600 Underlying: COMMON STOCK · 2,600 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.