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LEONARD ROBERT M

Disclosed activity across 1 company

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72691
SEC CIK
0001243260

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CompanyLast reported asReport datePublished
TRUSTCO BANK CORP N YTRST · Entity 1459EVP & CHIEF OPERATING OFFICERNovember 21, 2025November 24, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRUSTCO BANK CORP N Y

Report date November 21, 2025 · Filed November 24, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect35,590 Ending reported balance After 2025-11-21 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-11-21 · Exercise / conversion · Acquired 1,600 · Balance 36,345

F1: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

Row 2 · 2025-11-21 · Tax withholding · Disposed 755 · Balance 35,590

F2: In an exempt transaction pursuant to Rule 16b-3(e), shares of the Issuer's common stock were withheld by the Issuer for the payment of withholding taxes due upon the vesting of RSUs.

RESTRICTED STOCK UNITSEC Table II · derivative / convertible securityDirect1,599 Reported balance After 2025-11-21 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-11-21 · Exercise / conversion · Disposed 1,600 · Balance 1,599

F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

F4: The RSU's vest in three equal annual installments beginning on November 21, 2024, the first anniversary of the date of the grant.

RESTRICTED STOCK UNITSEC Table II · derivative / convertible securityDirect2,567 Reported balance Holding disclosure · report date 2025-11-21 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 2,567

F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F5: The RSU's vest in three equal annual installments beginning on November 19, 2025, the first anniversary of the date of the grant.

RESTRICTED STOCK UNITSEC Table II · derivative / convertible securityDirect4,076 Reported balance Holding disclosure · report date 2025-11-21 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 4,076

F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F6: The RSU's vest in three equal annual installments beginning on November 18, 2026, the first anniversary of the date of the grant.

COMMON STOCKSEC Table I · non-derivativeIndirectBY FAMILY1,270 Reported balance Holding disclosure · report date 2025-11-21 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,270

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

F2: In an exempt transaction pursuant to Rule 16b-3(e), shares of the Issuer's common stock were withheld by the Issuer for the payment of withholding taxes due upon the vesting of RSUs.

F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F4: The RSU's vest in three equal annual installments beginning on November 21, 2024, the first anniversary of the date of the grant.

F5: The RSU's vest in three equal annual installments beginning on November 19, 2025, the first anniversary of the date of the grant.

F6: The RSU's vest in three equal annual installments beginning on November 18, 2026, the first anniversary of the date of the grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2025 Filed Nov 24, 2025 20:33 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,600 $0.00 $0.00
Disclosure

SEC source: 0000357301-25-000080 · form4.xml · derivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,599

Underlying: COMMON STOCK · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

F4 · derivative.exercise_date: The RSU's vest in three equal annual installments beginning on November 21, 2024, the first anniversary of the date of the grant.

F4 · derivative.expiration_date: The RSU's vest in three equal annual installments beginning on November 21, 2024, the first anniversary of the date of the grant.

Read SEC document
November 21, 2025 Filed Nov 24, 2025 20:33 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Tax withholdingCOMMON STOCK 755 $41.54 $31,362.70
Disclosure

SEC source: 0000357301-25-000080 · form4.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,590

F2 · kind: In an exempt transaction pursuant to Rule 16b-3(e), shares of the Issuer's common stock were withheld by the Issuer for the payment of withholding taxes due upon the vesting of RSUs.

Read SEC document
November 21, 2025 Filed Nov 24, 2025 20:33 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,600 $0.00 $0.00
Disclosure

SEC source: 0000357301-25-000080 · form4.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 20:26 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,283 $0.00 $0.00
Disclosure

SEC source: 0000357301-25-000067 · form4.xml · derivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,567

Underlying: COMMON STOCK · 1,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

F5 · derivative.exercise_date: The RSU's vest in three equal annual installments beginning on November 19, 2025, the first anniversary of the date of the grant.

F5 · derivative.expiration_date: The RSU's vest in three equal annual installments beginning on November 19, 2025, the first anniversary of the date of the grant.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 20:26 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Tax withholdingCOMMON STOCK 595 $39.70 $23,621.50
Disclosure

SEC source: 0000357301-25-000067 · form4.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,745

F2 · kind: In an exempt transaction pursuant to Rule 16b-3(e), shares of the Issuer's common stock were withheld by the Issuer for the payment of withholding taxes due upon the vesting of RSUs.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 20:26 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,283 $0.00 $0.00
Disclosure

SEC source: 0000357301-25-000067 · form4.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 20:33 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 GrantRESTRICTED STOCK UNIT · Derivative 4,076 $0.00 $0.00
Disclosure

SEC source: 0000357301-25-000035 · form4.xml · derivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,076

Underlying: COMMON STOCK · 4,076 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F2 · derivative.exercise_date: The RSU'S vest in three equal annual installments beginning November 18, 2026. Settlement of the restricted stock units will be made in shares of common stock.

F2 · derivative.expiration_date: The RSU'S vest in three equal annual installments beginning November 18, 2026. Settlement of the restricted stock units will be made in shares of common stock.

Read SEC document
November 15, 2025 Filed Nov 18, 2025 20:25 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,226 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000357301-25-000014 · form4.xml · derivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2025 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2025 and were settled in cash.

Read SEC document
November 15, 2025 Filed Nov 18, 2025 20:25 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 1,226 $40.10 $49,162.60
Disclosure

SEC source: 0000357301-25-000014 · form4.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,057

F1 · acquired: Reflects cash settlements of restricted stock units that settled only for cash.

F3 · acquired: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2025 and were settled in cash.

Read SEC document
November 15, 2025 Filed Nov 18, 2025 20:25 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,226 $0.00 $0.00
Disclosure

SEC source: 0000357301-25-000014 · form4.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on settlement date.

F1 · acquired: Reflects cash settlements of restricted stock units that settled only for cash.

F3 · acquired: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2025 and were settled in cash.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 22:44 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-24-047795 · form4.xml · derivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,199

Underlying: COMMON STOCK · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F4 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on November 21, 2024, the first anniversary of the date of the grant.

F4 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on November 21, 2024, the first anniversary of the date of the grant.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 22:44 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Tax withholdingCOMMON STOCK 750 $36.77 $27,577.50
Disclosure

SEC source: 0001140361-24-047795 · form4.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,175

F2 · kind: In an exempt transaction pursuant to Rule 16b-3(e), shares of the Issuer's common stock were withheld by the Issuer for the payment of withholding taxes due upon the vesting of RSUs.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 22:44 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,600 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-047795 · form4.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock of the Issuer on a one-for-one basis.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 22:03 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 GrantRESTRICTED STOCK UNIT · Derivative 3,850 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-047529 · form4.xml · derivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,850

Underlying: COMMON STOCK · 3,850 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 19, 2025. Settlement of the restricted stock units will be made in shares of common stock.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 19, 2025. Settlement of the restricted stock units will be made in shares of common stock.

Read SEC document
November 16, 2024 Filed Nov 19, 2024 20:57 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,383 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-24-047291 · form4.xml · derivative · entry 7

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. The restricted stock units vest in three equal annual installments beginning on November 16, 2022.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2024 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2024 and were settled in cash.

Read SEC document
November 16, 2024 Filed Nov 19, 2024 20:57 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 1,383 $36.66 $50,700.78
Disclosure

SEC source: 0001140361-24-047291 · form4.xml · nonDerivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,325

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F5 · acquired: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2024 and were settled in cash.

Read SEC document
November 16, 2024 Filed Nov 19, 2024 20:57 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,383 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-047291 · form4.xml · nonDerivative · entry 3

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. The restricted stock units vest in three equal annual installments beginning on November 16, 2022.

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F5 · acquired: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2024 and were settled in cash.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 20:57 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,227 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-24-047291 · form4.xml · derivative · entry 6

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,226

Underlying: COMMON STOCK · 1,226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. The restricted stock units vest in three equal annual installments beginning on November 15, 2023.

F4 · derivative.exercise_date: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2024 and were settled in cash.

F4 · derivative.expiration_date: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2024 and were settled in cash.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 20:57 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 1,227 $36.66 $44,981.82
Disclosure

SEC source: 0001140361-24-047291 · form4.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,325

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F4 · acquired: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2024 and were settled in cash.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 20:57 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,227 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-047291 · form4.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. The restricted stock units vest in three equal annual installments beginning on November 15, 2023.

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F4 · acquired: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2024 and were settled in cash.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 21:05 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionOPTION TO BUY : RT-TO-BUY · Derivative 3,262 $0.00 Strike: $32.15 $0.00
Disclosure

SEC source: 0001140361-24-045842 · form4.xml · derivative · entry 6

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 3,262 shares

Expires 2025-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested on November 17, 2020.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 21:05 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionOPTION TO BUY : RT-TO-BUY · Derivative 1,322 $0.00 Strike: $36.10 $0.00
Disclosure

SEC source: 0001140361-24-045842 · form4.xml · derivative · entry 5

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,322 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested on November 18, 2019.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 21:05 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Tax withholdingCOMMON STOCK 4,319 $37.55 $162,178.45
Disclosure

SEC source: 0001140361-24-045842 · form4.xml · nonDerivative · entry 3

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,325

Read SEC document
November 06, 2024 Filed Nov 8, 2024 21:05 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 3,262 $32.15 $104,873.30
Disclosure

SEC source: 0001140361-24-045842 · form4.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 21:05 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,322 $36.10 $47,724.20
Disclosure

SEC source: 0001140361-24-045842 · form4.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2023 Filed Nov 22, 2023 20:54 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 GrantRESTRICTED STOCK UNIT · Derivative 4,799 $0.00 $0.00
Disclosure

SEC source: 0000357301-23-000063 · form4.xml · derivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,799

Underlying: COMMON STOCK · 4,799 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 21, 2024. Settlement of the restricted stock units will be made in shares of common stock.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 21, 2024. Settlement of the restricted stock units will be made in shares of common stock.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 22:10 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,481 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000357301-23-000041 · form4.xml · derivative · entry 7

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,481 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. The restricted stock units vest in three equal annual installments beginning on November 17, 2021.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2023 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2023 and were settled in cash.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 22:10 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 1,481 $27.78 $41,142.18
Disclosure

SEC source: 0000357301-23-000041 · form4.xml · nonDerivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,192

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F5 · acquired: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2023 and were settled in cash.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 22:10 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,481 $0.00 $0.00
Disclosure

SEC source: 0000357301-23-000041 · form4.xml · nonDerivative · entry 3

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. The restricted stock units vest in three equal annual installments beginning on November 17, 2021.

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F5 · acquired: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2023 and were settled in cash.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 22:10 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000357301-23-000041 · form4.xml · derivative · entry 6

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,383

Underlying: COMMON STOCK · 1,382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. The restricted stock units vest in three equal annual installments beginning on November 16, 2022.

F4 · derivative.exercise_date: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2023 and were settled in cash.

F4 · derivative.expiration_date: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2023 and were settled in cash.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 22:10 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 1,382 $27.82 $38,447.24
Disclosure

SEC source: 0000357301-23-000041 · form4.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,192

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F4 · acquired: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2023 and were settled in cash.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 22:10 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,382 $0.00 $0.00
Disclosure

SEC source: 0000357301-23-000041 · form4.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. The restricted stock units vest in three equal annual installments beginning on November 16, 2022.

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F4 · acquired: One third of the restricted stock units awarded November 16, 2021 "vested" on November 16, 2023 and were settled in cash.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 20:55 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,227 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000357301-23-000011 · form4.xml · derivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,453

Underlying: COMMON STOCK · 1,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2023 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2023 and were settled in cash.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 20:55 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 1,227 $28.40 $34,846.80
Disclosure

SEC source: 0000357301-23-000011 · form4.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,192

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F3 · acquired: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2023 and were settled in cash.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 20:55 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,227 $0.00 $0.00
Disclosure

SEC source: 0000357301-23-000011 · form4.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F1 · acquired: Reflects cash settlement of restricted stock units that settled only for cash.

F3 · acquired: One third of the restricted stock units awarded November 15, 2022 "vested" on November 15, 2023 and were settled in cash.

Read SEC document
October 26, 2023 Filed Oct 27, 2023 21:14 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 1,000 $25.15 $25,150.00
Disclosure

SEC source: 0001140361-23-050001 · form4.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,192

Read SEC document
May 02, 2023 Filed May 4, 2023 18:03 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 880 $28.44 $25,027.20
Disclosure

SEC source: 0001140361-23-022919 · form4.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,757

Read SEC document
March 09, 2023 Filed Mar 10, 2023 21:23 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 713 $35.06 $24,997.78
Disclosure

SEC source: 0001567619-23-004819 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,682

Read SEC document
January 26, 2023 Filed Jan 27, 2023 16:29 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 751 $33.28 $24,993.28
Disclosure

SEC source: 0001567619-23-001331 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,969

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:11 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionOPTION TO BUY: RT-TO-BUY · Derivative 2,339 $0.00 Strike: $32.15 $0.00
Disclosure

SEC source: 0001567619-22-020912 · doc1.xml · derivative · entry 8

LEONARD ROBERT M · CIK 0001243260 · EVP CORPORATE SERVICES & RISK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,262

Underlying: COMMON STOCK · 2,339 shares

Expires 2025-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 28, 2021, the issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number and exercise prices of the options reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F1 · shares: On May 28, 2021, the issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number and exercise prices of the options reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F4 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested on November 17, 2020.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:11 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionOPTION TO BUY: RT-TO-BUY · Derivative 4,279 $0.00 Strike: $36.10 $0.00
Disclosure

SEC source: 0001567619-22-020912 · doc1.xml · derivative · entry 7

LEONARD ROBERT M · CIK 0001243260 · EVP CORPORATE SERVICES & RISK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322

Underlying: COMMON STOCK · 4,279 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 28, 2021, the issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number and exercise prices of the options reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F1 · shares: On May 28, 2021, the issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number and exercise prices of the options reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F3 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested on November 18, 2019.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:11 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionOPTION TO BUY: RT-TO-BUY · Derivative 1,600 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001567619-22-020912 · doc1.xml · derivative · entry 6

LEONARD ROBERT M · CIK 0001243260 · EVP CORPORATE SERVICES & RISK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,600 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 28, 2021, the issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number and exercise prices of the options reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F1 · shares: On May 28, 2021, the issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number and exercise prices of the options reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F2 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested on November 19, 2018.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:11 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Tax withholdingCOMMON STOCK 7,375 $38.80 $286,150.00
Disclosure

SEC source: 0001567619-22-020912 · doc1.xml · nonDerivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP CORPORATE SERVICES & RISK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,058

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:11 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 2,339 $32.15 $75,198.85
Disclosure

SEC source: 0001567619-22-020912 · doc1.xml · nonDerivative · entry 3

LEONARD ROBERT M · CIK 0001243260 · EVP CORPORATE SERVICES & RISK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:11 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 4,279 $36.10 $154,471.90
Disclosure

SEC source: 0001567619-22-020912 · doc1.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP CORPORATE SERVICES & RISK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:11 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,600 $35.25 $56,400.00
Disclosure

SEC source: 0001567619-22-020912 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP CORPORATE SERVICES & RISK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:06 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,062 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020765 · doc1.xml · derivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP CORPORATE SERVICES & RISK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:06 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 1,062 $38.63 $41,025.06
Disclosure

SEC source: 0001567619-22-020765 · doc1.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP CORPORATE SERVICES & RISK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,215

F1 · shares: Reflects cash settlement of restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:06 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,062 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020765 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP CORPORATE SERVICES & RISK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 20:25 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,482 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020682 · doc1.xml · derivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP CORPORATE SERVICES & RISK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,481

Underlying: COMMON STOCK · 1,482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2022 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2022 and were settled in cash.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.