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POWERS WILLIAM D

Disclosed activity across 1 company

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149254
SEC CIK
0001194226

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TRUSTCO BANK CORP N YTRST · Entity 1459DirectorMay 01, 2020May 14, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRUSTCO BANK CORP N Y

Report date May 01, 2020 · Filed May 14, 2020 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect0 Reported balance After 2020-05-01 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2020-05-01 · Sale · Disposed 22,400 · Balance 0

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2020 Filed May 5, 2020 14:57 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 PurchaseCOMMON STOCK 22,400 $6.06 $135,744.00
Disclosure

SEC source: 0001567619-20-008963 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 01, 2020 Filed May 14, 2020 18:26 UTC Amendment TRUSTCO BANK CORP N Y TRST · Entity 1459 SaleCOMMON STOCK 22,400 $6.06 $135,744.00
Disclosure

SEC source: 0001567619-20-010068 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:44 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022058 · doc1.xml · derivative · entry 3

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: COMMON STOCK · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:44 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 500 $8.71 $4,355.00
Disclosure

SEC source: 0001567619-19-022058 · doc1.xml · nonDerivative · entry 2

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,400

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:44 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022058 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:23 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021995 · doc1.xml · derivative · entry 3

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,330

Underlying: COMMON STOCK · 670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:23 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 670 $8.75 $5,862.50
Disclosure

SEC source: 0001567619-19-021995 · doc1.xml · nonDerivative · entry 2

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,400

F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:23 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 670 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021995 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2019 Filed Nov 20, 2019 20:25 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 GrantRESTRICTED STOCK UNIT · Derivative 2,276 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021944 · doc1.xml · derivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,276

Underlying: COMMON STOCK · 2,276 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 19, 2020. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 19, 2020. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:54 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021753 · doc1.xml · derivative · entry 3

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:54 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 1,500 $8.73 $13,095.00
Disclosure

SEC source: 0001567619-19-021753 · doc1.xml · nonDerivative · entry 2

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,400

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:54 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021753 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 20:45 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 SaleCOMMON STOCK 2,500 $7.62 $19,050.00
Disclosure

SEC source: 0001567619-19-017791 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,400

Read SEC document
August 08, 2019 Filed Aug 12, 2019 17:40 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 SaleCOMMON STOCK 2,500 $7.88 $19,700.00
Disclosure

SEC source: 0001567619-19-016286 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,900

F1 · balance_after: Amount gives effect to prior transfer of 27,400 shares under a Domestic Relations Order (DRO). The reporting person no longer reports as beneficially owned any of the securities transferred under the DRO.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 20:28 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 SaleCOMMON STOCK 10,850 $7.50 $81,375.00
Disclosure

SEC source: 0001567619-19-013406 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,800

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:54 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006882 · doc1.xml · derivative · entry 3

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: COMMON STOCK · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:54 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 500 $7.67 $3,835.00
Disclosure

SEC source: 0001567619-18-006882 · doc1.xml · nonDerivative · entry 2

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,650

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:54 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006882 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 20, 2018 Filed Nov 23, 2018 18:54 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 GrantRESTRICTED STOCK UNIT · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006882 · doc1.xml · derivative · entry 4

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: COMMON STOCK · 2,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F4 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

F4 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 16:13 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006726 · doc1.xml · derivative · entry 3

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 16:13 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 1,500 $7.83 $11,745.00
Disclosure

SEC source: 0001567619-18-006726 · doc1.xml · nonDerivative · entry 2

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,650

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 16:13 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006726 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 19:46 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionOPTION: RT-TO-BUY · Derivative 2,000 $0.00 Strike: $5.17 $0.00
Disclosure

SEC source: 0001567619-18-002137 · doc1.xml · derivative · entry 3

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 2,000 shares

Expires 2021-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: DIRECTOR AWARDS VEST IN FULL ON DATE OF GRANT.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 19:46 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 SaleCOMMON STOCK 2,000 $9.20 $18,408.40
Disclosure

SEC source: 0001567619-18-002137 · doc1.xml · nonDerivative · entry 2

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,650

Read SEC document
September 04, 2018 Filed Sep 5, 2018 19:46 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 2,000 $5.14 $10,280.00
Disclosure

SEC source: 0001567619-18-002137 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 19:17 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 SaleCOMMON STOCK 20,000 $8.65 $173,000.00
Disclosure

SEC source: 0001140361-18-020456 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,651

Read SEC document
December 04, 2017 Filed Dec 5, 2017 20:26 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 SaleCOMMON STOCK 5,000 $9.52 $47,600.00
Disclosure

SEC source: 0001140361-17-045036 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,651

Read SEC document
November 21, 2017 Filed Nov 24, 2017 21:25 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 GrantRestricted Stock Unit · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043774 · doc1.xml · derivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 19:28 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 SaleCOMMON STOCK 20,000 $8.00 $160,000.00
Disclosure

SEC source: 0001140361-17-031087 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,651

Read SEC document
March 09, 2017 Filed Mar 10, 2017 20:54 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 SaleCOMMON STOCK 10,000 $8.00 $80,000.00
Disclosure

SEC source: 0001140361-17-011611 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,651

Read SEC document
November 21, 2016 Filed Nov 22, 2016 20:08 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087557 · doc1.xml · derivative · entry 3

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 20:08 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 1,500 $8.15 $12,225.00
Disclosure

SEC source: 0001140361-16-087557 · doc1.xml · nonDerivative · entry 2

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,651

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 20:08 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087557 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

Read SEC document
November 21, 2016 Filed Nov 21, 2017 23:13 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043588 · doc1.xml · derivative · entry 3

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash.

Read SEC document
November 21, 2016 Filed Nov 21, 2017 23:13 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Disposition to issuerCOMMON STOCK 1,500 $8.15 $12,225.00
Disclosure

SEC source: 0001140361-17-043588 · doc1.xml · nonDerivative · entry 2

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,651

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

Read SEC document
November 21, 2016 Filed Nov 21, 2017 23:13 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 Exercise / conversionCOMMON STOCK 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043588 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 22:54 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 GrantRESTRICTED STOCK UNIT · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0000357301-16-000033 · primary_doc.xml · derivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: COMMON STOCK · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only.

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October 27, 2016 Filed Oct 31, 2016 17:17 UTC TRUSTCO BANK CORP N Y TRST · Entity 1459 SaleCOMMON STOCK 5,000 $6.98 $34,900.00
Disclosure

SEC source: 0000357301-16-000021 · primary_doc.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,651

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.