Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRUSTCO BANK CORP N YTRST · Entity 1459 | Executive Vice President & COO | November 29, 2017 | December 01, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRUSTCO BANK CORP N Y
Report date November 29, 2017 · Filed December 01, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 2 |
Ending reported balance
After 2017-11-29 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2017-11-29 · Gift · Acquired 15,386 · Balance 15,388 F1: Shares were transferred from spouse's account (indirect) to reporter's account (direct). Row 2 · 2017-11-29 · Exercise / conversion · Acquired 8,700 · Balance 24,088 Row 3 · 2017-11-29 · Exercise / conversion · Acquired 8,000 · Balance 32,088 Row 4 · 2017-11-29 · Exercise / conversion · Acquired 5,600 · Balance 37,688 Row 5 · 2017-11-29 · Tax withholding · Disposed 15,386 · Balance 22,302 Row 6 · 2017-11-29 · Gift · Disposed 22,300 · Balance 2 F2: Shares were transferred from reporter's account (direct) to spouse's account (indirect). |
| OPTION: RT-TO-BUYSEC Table II · derivative / convertible security · Conversion / exercise price $5.17 · Expires 2022-11-20 | Direct | 0 |
Reported balance
After 2017-11-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-11-29 · Exercise / conversion · Disposed 8,700 · Balance 0 F3: Award vests in equal installments from first through fifth year following award date. |
| OPTION: RT-TO-BUYSEC Table II · derivative / convertible security · Conversion / exercise price $7.05 · Expires 2023-11-19 | Direct | 8,000 |
Reported balance
After 2017-11-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-11-29 · Exercise / conversion · Disposed 8,000 · Balance 8,000 F3: Award vests in equal installments from first through fifth year following award date. |
| OPTION: RT-TO-BUYSEC Table II · derivative / convertible security · Conversion / exercise price $7.22 · Expires 2024-11-18 | Direct | 11,200 |
Reported balance
After 2017-11-29 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-11-29 · Exercise / conversion · Disposed 5,600 · Balance 11,200 F3: Award vests in equal installments from first through fifth year following award date. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBY SPOUSE | 551,224 |
Reported balance
Holding disclosure · report date 2017-11-29 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 551,224 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were transferred from spouse's account (indirect) to reporter's account (direct).
F2: Shares were transferred from reporter's account (direct) to spouse's account (indirect).
F3: Award vests in equal installments from first through fifth year following award date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2017 Filed Dec 1, 2017 21:52 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionOPTION: RT-TO-BUY · Derivative | 5,600 | $0.00 Strike: $7.22 | $0.00 |
DisclosureSEC source: 0001140361-17-044622 · doc1.xml · derivative · entry 10 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,200 Underlying: COMMON STOCK · 5,600 shares Expires 2024-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Award vests in equal installments from first through fifth year following award date. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 21:52 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionOPTION: RT-TO-BUY · Derivative | 8,000 | $0.00 Strike: $7.05 | $0.00 |
DisclosureSEC source: 0001140361-17-044622 · doc1.xml · derivative · entry 9 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: COMMON STOCK · 8,000 shares Expires 2023-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Award vests in equal installments from first through fifth year following award date. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 21:52 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionOPTION: RT-TO-BUY · Derivative | 8,700 | $0.00 Strike: $5.17 | $0.00 |
DisclosureSEC source: 0001140361-17-044622 · doc1.xml · derivative · entry 8 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 8,700 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Award vests in equal installments from first through fifth year following award date. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 21:52 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | GiftCOMMON STOCK | 22,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-044622 · doc1.xml · nonDerivative · entry 6 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2 F2 · price: Shares were transferred from reporter's account (direct) to spouse's account (indirect). Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 21:52 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Tax withholdingCOMMON STOCK | 15,386 | $9.70 | $149,244.20 |
DisclosureSEC source: 0001140361-17-044622 · doc1.xml · nonDerivative · entry 5 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,302 Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 21:52 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionCOMMON STOCK | 5,600 | $7.22 | $40,432.00 |
DisclosureSEC source: 0001140361-17-044622 · doc1.xml · nonDerivative · entry 4 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 21:52 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionCOMMON STOCK | 8,000 | $7.05 | $56,400.00 |
DisclosureSEC source: 0001140361-17-044622 · doc1.xml · nonDerivative · entry 3 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 21:52 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionCOMMON STOCK | 8,700 | $5.17 | $44,979.00 |
DisclosureSEC source: 0001140361-17-044622 · doc1.xml · nonDerivative · entry 2 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 21:52 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | GiftCOMMON STOCK | 15,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-044622 · doc1.xml · nonDerivative · entry 1 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,388 F1 · price: Shares were transferred from spouse's account (indirect) to reporter's account (direct). Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:02 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 8,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043578 · doc1.xml · derivative · entry 4 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 8,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:02 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Disposition to issuerCOMMON STOCK | 8,250 | $9.00 | $74,250.00 |
DisclosureSEC source: 0001140361-17-043578 · doc1.xml · nonDerivative · entry 2 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2 F1 · shares: Reflects cash settlement of 8,250 restricted stock units that settled only for cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:02 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionCOMMON STOCK | 8,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043578 · doc1.xml · nonDerivative · entry 1 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 8,250 restricted stock units that settled only for cash. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:30 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionOPTION: RT-TO-BUY · Derivative | 75,000 | $0.00 Strike: $8.29 | $0.00 |
DisclosureSEC source: 0001140361-17-040811 · doc1.xml · derivative · entry 6 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 75,000 shares Expires 2018-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Award vests in equal installments from first through fifth year following award date, beginning June 2, 2009. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:30 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | GiftCOMMON STOCK | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-040811 · doc1.xml · nonDerivative · entry 4 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2 F2 · price: Shares were transferred from reporter's account (direct) to spouse's account (indirect). Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:30 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Tax withholdingCOMMON STOCK | 70,876 | $9.13 | $647,097.88 |
DisclosureSEC source: 0001140361-17-040811 · doc1.xml · nonDerivative · entry 3 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,002 Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:30 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionCOMMON STOCK | 75,000 | $8.29 | $621,750.00 |
DisclosureSEC source: 0001140361-17-040811 · doc1.xml · nonDerivative · entry 2 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:30 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | GiftCOMMON STOCK | 70,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-040811 · doc1.xml · nonDerivative · entry 1 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,878 F1 · price: Shares were transferred from spouse's account (indirect) to reporter's account (direct). Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionOPTION: RT-TO-BUY · Derivative | 11,200 | $0.00 Strike: $7.22 | $0.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · derivative · entry 12 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,800 Underlying: COMMON STOCK · 11,200 shares Expires 2024-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Award vests in equal installments from first through fifth year following award date. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionOPTION: RT-TO-BUY · Derivative | 24,000 | $0.00 Strike: $7.05 | $0.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · derivative · entry 11 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: COMMON STOCK · 24,000 shares Expires 2023-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Award vests in equal installments from first through fifth year following award date. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionOPTION: RT-TO-BUY · Derivative | 8,700 | $0.00 Strike: $5.17 | $0.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · derivative · entry 10 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,700 Underlying: COMMON STOCK · 8,700 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Award vests in equal installments from first through fifth year following award date. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionOPTION: RT-TO-BUY · Derivative | 15,000 | $0.00 Strike: $5.14 | $0.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · derivative · entry 9 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 15,000 shares Expires 2021-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Award vests in equal installments from first through fifth year following award date. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | GiftCOMMON STOCK | 140,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · nonDerivative · entry 7 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Shares were transferred from reporter's account (direct) to spouse's account (indirect). Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Tax withholdingCOMMON STOCK | 48,054 | $8.35 | $401,250.90 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · nonDerivative · entry 6 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,846 Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionCOMMON STOCK | 11,200 | $7.22 | $80,864.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · nonDerivative · entry 5 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionCOMMON STOCK | 24,000 | $7.05 | $169,200.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · nonDerivative · entry 4 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionCOMMON STOCK | 8,700 | $5.17 | $44,979.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · nonDerivative · entry 3 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionCOMMON STOCK | 15,000 | $5.14 | $77,100.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · nonDerivative · entry 2 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | GiftCOMMON STOCK | 130,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · nonDerivative · entry 1 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 F1 · price: Shares were transferred from spouse's account (indirect) to reporter's account (direct). Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 19:56 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 6,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087545 · doc1.xml · derivative · entry 4 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 19:56 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Disposition to issuerCOMMON STOCK | 6,000 | $8.15 | $48,900.00 |
DisclosureSEC source: 0001140361-16-087545 · doc1.xml · nonDerivative · entry 2 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2 F1 · shares: Reflects cash settlement of 6,000 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 19:56 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionCOMMON STOCK | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087545 · doc1.xml · nonDerivative · entry 1 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 6,000 restricted stock units that settled only for cash. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:09 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | GrantRESTRICTED STOCK UNIT · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000357301-16-000024 · primary_doc.xml · derivative · entry 1 CUSHING ROBERT T · CIK 0001194213 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: COMMON STOCK · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.