Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRUSTCO BANK CORP N YTRST · Entity 1459 | Director | November 21, 2016 | November 22, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRUSTCO BANK CORP N Y
Report date November 21, 2016 · Filed November 22, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 80,943 |
Ending reported balance
After 2016-11-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-11-21 · Exercise / conversion · Acquired 1,500 · Balance 82,443 F1: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Row 2 · 2016-11-21 · Disposition to issuer · Disposed 1,500 · Balance 80,943 F1: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. |
| RESTRICTED STOCK UNITSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2016-11-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-21 · Exercise / conversion · Disposed 1,500 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.
F2: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.
F3: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2016 Filed Nov 22, 2016 20:08 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087559 · doc1.xml · derivative · entry 3 PURDY WILLIAM J · CIK 0001194228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:08 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Disposition to issuerCOMMON STOCK | 1,500 | $8.15 | $12,225.00 |
DisclosureSEC source: 0001140361-16-087559 · doc1.xml · nonDerivative · entry 2 PURDY WILLIAM J · CIK 0001194228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,943 F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:08 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | Exercise / conversionCOMMON STOCK | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087559 · doc1.xml · nonDerivative · entry 1 PURDY WILLIAM J · CIK 0001194228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 22:59 UTC | TRUSTCO BANK CORP N Y TRST · Entity 1459 | GrantRESTRICTED STOCK UNIT · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000357301-16-000034 · primary_doc.xml · derivative · entry 1 PURDY WILLIAM J · CIK 0001194228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 15, 2019. Settlement of the restricted stock units will be made in cash only. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.