Last 12 months
Inside the activity.
7 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 1 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 27, 2017 Filed Oct 31, 2017 17:42 UTC |
SALVADOR SCOT REVP & Chief Banking Officer
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 75,000 | $0.00 Strike: $8.29 | $0.00 |
DisclosureSEC source: 0001140361-17-040234 · doc1.xml · derivative · entry 3 SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 75,000 shares Expires 2018-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning June 2, 2009. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 17:42 UTC |
SALVADOR SCOT REVP & Chief Banking Officer
|
Tax withholdingCOMMON STOCK | 67,862 | $9.25 | $627,723.50 |
DisclosureSEC source: 0001140361-17-040234 · doc1.xml · nonDerivative · entry 2 SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,267 Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 17:42 UTC |
SALVADOR SCOT REVP & Chief Banking Officer
|
Exercise / conversionCOMMON STOCK | 75,000 | $8.29 | $621,750.00 |
DisclosureSEC source: 0001140361-17-040234 · doc1.xml · nonDerivative · entry 1 SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Nov 16, 2017 21:55 UTC Amendment |
SALVADOR SCOT REVP & Chief Banking Officer
|
Tax withholdingCOMMON STOCK | 70,585 | $9.25 | $652,911.25 |
DisclosureSEC source: 0001140361-17-043118 · doc1.xml · nonDerivative · entry 1 SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,544 F1 · shares: The original Form 4 filed on October 31, 2017 is amended by this Form 4 amendment to correctly reflect the shares disposed of by the reporting person and the amount of securities beneficially owned following all of the transactions reported on the original Form 4. No other changes have been made to the original Form 4. F1 · balance_after: The original Form 4 filed on October 31, 2017 is amended by this Form 4 amendment to correctly reflect the shares disposed of by the reporting person and the amount of securities beneficially owned following all of the transactions reported on the original Form 4. No other changes have been made to the original Form 4. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 19:04 UTC |
CURLEY KEVIN MSENIOR VICE PRESIDENT
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 4,000 | $0.00 Strike: $5.17 | $0.00 |
DisclosureSEC source: 0001140361-17-033272 · doc1.xml · derivative · entry 6 CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: COMMON STOCK · 4,000 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: AWARD VESTS IN EQUAL INSTALLMENTS FROM THE FIRST THROUGH FIFTH YEAR FOLLOWING THE AWARD DATE, BEGINNING NOVEMBER 20, 2013. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 19:04 UTC |
CURLEY KEVIN MSENIOR VICE PRESIDENT
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 7,500 | $0.00 Strike: $5.14 | $0.00 |
DisclosureSEC source: 0001140361-17-033272 · doc1.xml · derivative · entry 5 CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 7,500 shares Expires 2021-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: AWARD VESTS IN EQUAL INSTALLMENTS FROM THE FIRST THROUGH FIFTH YEAR FOLLOWING THE AWARD DATE, BEGINNING NOVEMBER 15, 2012 Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 19:04 UTC |
CURLEY KEVIN MSENIOR VICE PRESIDENT
|
Tax withholdingCOMMON STOCK | 7,498 | $7.90 | $59,234.20 |
DisclosureSEC source: 0001140361-17-033272 · doc1.xml · nonDerivative · entry 3 CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,732 Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 19:04 UTC |
CURLEY KEVIN MSENIOR VICE PRESIDENT
|
Exercise / conversionCOMMON STOCK | 4,000 | $5.17 | $20,680.00 |
DisclosureSEC source: 0001140361-17-033272 · doc1.xml · nonDerivative · entry 2 CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 19:04 UTC |
CURLEY KEVIN MSENIOR VICE PRESIDENT
|
Exercise / conversionCOMMON STOCK | 7,500 | $5.14 | $38,550.00 |
DisclosureSEC source: 0001140361-17-033272 · doc1.xml · nonDerivative · entry 1 CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 21:06 UTC | Exercise / conversionOPTION: RT-TO-BUY · Derivative | 1,700 | $0.00 Strike: $5.17 | $0.00 |
DisclosureSEC source: 0001140361-17-032720 · doc1.xml · derivative · entry 6 LEONARD ROBERT M · CIK 0001243260 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: COMMON STOCK · 1,700 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Award vests in equal installments from the first through the fifth year following the award date, beginning November 20, 2013. Read SEC document |
|
| August 16, 2017 Filed Aug 18, 2017 21:06 UTC | Exercise / conversionOPTION: RT-TO-BUY · Derivative | 3,000 | $0.00 Strike: $5.14 | $0.00 |
DisclosureSEC source: 0001140361-17-032720 · doc1.xml · derivative · entry 5 LEONARD ROBERT M · CIK 0001243260 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 3,000 shares Expires 2021-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Award vests in equal installments from the first through the fifth year following the award date, beginning November 15, 2012. Read SEC document |
|
| August 16, 2017 Filed Aug 18, 2017 21:06 UTC | Tax withholdingCOMMON STOCK | 3,084 | $7.85 | $24,209.40 |
DisclosureSEC source: 0001140361-17-032720 · doc1.xml · nonDerivative · entry 3 LEONARD ROBERT M · CIK 0001243260 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,975 Read SEC document |
|
| August 16, 2017 Filed Aug 18, 2017 21:06 UTC | Exercise / conversionCOMMON STOCK | 1,700 | $5.17 | $8,789.00 |
DisclosureSEC source: 0001140361-17-032720 · doc1.xml · nonDerivative · entry 2 LEONARD ROBERT M · CIK 0001243260 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| August 16, 2017 Filed Aug 18, 2017 21:06 UTC | Exercise / conversionCOMMON STOCK | 3,000 | $5.14 | $15,420.00 |
DisclosureSEC source: 0001140361-17-032720 · doc1.xml · nonDerivative · entry 1 LEONARD ROBERT M · CIK 0001243260 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| August 16, 2017 Filed Aug 18, 2017 20:28 UTC |
HALL MICHAEL JAMESSECRETARY
|
PurchaseCOMMON STOCK | 1,000 | $7.84 | $7,840.00 |
DisclosureSEC source: 0001140361-17-032709 · doc1.xml · nonDerivative · entry 1 HALL MICHAEL JAMES · CIK 0001696206 · SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,001 Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:19 UTC |
DE GENNARO DENNIS ADirector
|
PurchaseCOMMON STOCK | 1,000 | $7.88 | $7,880.00 |
DisclosureSEC source: 0001140361-17-032433 · doc1.xml · nonDerivative · entry 1 DE GENNARO DENNIS A · CIK 0001470580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,869 Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 19:28 UTC |
POWERS WILLIAM DDirector
|
SaleCOMMON STOCK | 20,000 | $8.00 | $160,000.00 |
DisclosureSEC source: 0001140361-17-031087 · doc1.xml · nonDerivative · entry 1 POWERS WILLIAM D · CIK 0001194226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,651 Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:44 UTC |
SALVADOR SCOT REVP & Chief Banking Officer
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 35,000 | $0.00 Strike: $5.14 | $0.00 |
DisclosureSEC source: 0001140361-17-029610 · doc1.xml · derivative · entry 3 SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 35,000 shares Expires 2021-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning November 15, 2012. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:44 UTC |
SALVADOR SCOT REVP & Chief Banking Officer
|
Tax withholdingCOMMON STOCK | 27,713 | $8.20 | $227,246.60 |
DisclosureSEC source: 0001140361-17-029610 · doc1.xml · nonDerivative · entry 2 SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,952 Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:44 UTC |
SALVADOR SCOT REVP & Chief Banking Officer
|
Exercise / conversionCOMMON STOCK | 35,000 | $5.14 | $179,900.00 |
DisclosureSEC source: 0001140361-17-029610 · doc1.xml · nonDerivative · entry 1 SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 20:54 UTC |
POWERS WILLIAM DDirector
|
SaleCOMMON STOCK | 10,000 | $8.00 | $80,000.00 |
DisclosureSEC source: 0001140361-17-011611 · doc1.xml · nonDerivative · entry 1 POWERS WILLIAM D · CIK 0001194226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,651 Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 20:36 UTC |
MCCORMICK ROBERT JPresident & CEO
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 69,600 | $0.00 Strike: $5.17 | $0.00 |
DisclosureSEC source: 0001140361-17-009362 · doc1.xml · derivative · entry 6 MCCORMICK ROBERT J · CIK 0001214045 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,400 Underlying: COMMON STOCK · 69,600 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Award vests in equal installments from first through fifth year following award date. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 20:36 UTC |
MCCORMICK ROBERT JPresident & CEO
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 150,000 | $0.00 Strike: $5.14 | $0.00 |
DisclosureSEC source: 0001140361-17-009362 · doc1.xml · derivative · entry 5 MCCORMICK ROBERT J · CIK 0001214045 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 150,000 shares Expires 2021-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Award vests in equal installments from first through fifth year following award date. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 20:36 UTC |
MCCORMICK ROBERT JPresident & CEO
|
Tax withholdingCOMMON STOCK | 165,298 | $8.55 | $1,413,297.90 |
DisclosureSEC source: 0001140361-17-009362 · doc1.xml · nonDerivative · entry 3 MCCORMICK ROBERT J · CIK 0001214045 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,703 Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 20:36 UTC |
MCCORMICK ROBERT JPresident & CEO
|
Exercise / conversionCOMMON STOCK | 69,600 | $5.17 | $359,832.00 |
DisclosureSEC source: 0001140361-17-009362 · doc1.xml · nonDerivative · entry 2 MCCORMICK ROBERT J · CIK 0001214045 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 20:36 UTC |
MCCORMICK ROBERT JPresident & CEO
|
Exercise / conversionCOMMON STOCK | 150,000 | $5.14 | $771,000.00 |
DisclosureSEC source: 0001140361-17-009362 · doc1.xml · nonDerivative · entry 1 MCCORMICK ROBERT J · CIK 0001214045 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 958,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 11,200 | $0.00 Strike: $7.22 | $0.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · derivative · entry 12 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,800 Underlying: COMMON STOCK · 11,200 shares Expires 2024-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Award vests in equal installments from first through fifth year following award date. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 24,000 | $0.00 Strike: $7.05 | $0.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · derivative · entry 11 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: COMMON STOCK · 24,000 shares Expires 2023-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Award vests in equal installments from first through fifth year following award date. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 8,700 | $0.00 Strike: $5.17 | $0.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · derivative · entry 10 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,700 Underlying: COMMON STOCK · 8,700 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Award vests in equal installments from first through fifth year following award date. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 15,000 | $0.00 Strike: $5.14 | $0.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · derivative · entry 9 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 15,000 shares Expires 2021-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Award vests in equal installments from first through fifth year following award date. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
GiftCOMMON STOCK | 140,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · nonDerivative · entry 7 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Shares were transferred from reporter's account (direct) to spouse's account (indirect). Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
Tax withholdingCOMMON STOCK | 48,054 | $8.35 | $401,250.90 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · nonDerivative · entry 6 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,846 Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
Exercise / conversionCOMMON STOCK | 11,200 | $7.22 | $80,864.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · nonDerivative · entry 5 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
Exercise / conversionCOMMON STOCK | 24,000 | $7.05 | $169,200.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · nonDerivative · entry 4 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
Exercise / conversionCOMMON STOCK | 8,700 | $5.17 | $44,979.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · nonDerivative · entry 3 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
Exercise / conversionCOMMON STOCK | 15,000 | $5.14 | $77,100.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · nonDerivative · entry 2 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:24 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
GiftCOMMON STOCK | 130,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-004890 · doc1.xml · nonDerivative · entry 1 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 F1 · price: Shares were transferred from spouse's account (indirect) to reporter's account (direct). Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 16:27 UTC |
SALVADOR SCOT REVP & Chief Banking Officer
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 10,000 | $0.00 Strike: $5.14 | $0.00 |
DisclosureSEC source: 0001140361-16-089754 · doc1.xml · derivative · entry 3 SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: COMMON STOCK · 10,000 shares Expires 2021-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning November 15, 2012. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 16:27 UTC |
SALVADOR SCOT REVP & Chief Banking Officer
|
Tax withholdingCOMMON STOCK | 5,977 | $8.60 | $51,402.20 |
DisclosureSEC source: 0001140361-16-089754 · doc1.xml · nonDerivative · entry 2 SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,160 Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 16:27 UTC |
SALVADOR SCOT REVP & Chief Banking Officer
|
Exercise / conversionCOMMON STOCK | 10,000 | $5.14 | $51,400.00 |
DisclosureSEC source: 0001140361-16-089754 · doc1.xml · nonDerivative · entry 1 SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:08 UTC |
PURDY WILLIAM JDirector
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087559 · doc1.xml · derivative · entry 3 PURDY WILLIAM J · CIK 0001194228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:08 UTC |
PURDY WILLIAM JDirector
|
Disposition to issuerCOMMON STOCK | 1,500 | $8.15 | $12,225.00 |
DisclosureSEC source: 0001140361-16-087559 · doc1.xml · nonDerivative · entry 2 PURDY WILLIAM J · CIK 0001194228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,943 F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:08 UTC |
PURDY WILLIAM JDirector
|
Exercise / conversionCOMMON STOCK | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087559 · doc1.xml · nonDerivative · entry 1 PURDY WILLIAM J · CIK 0001194228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:08 UTC |
POWERS WILLIAM DDirector
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087557 · doc1.xml · derivative · entry 3 POWERS WILLIAM D · CIK 0001194226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:08 UTC |
POWERS WILLIAM DDirector
|
Disposition to issuerCOMMON STOCK | 1,500 | $8.15 | $12,225.00 |
DisclosureSEC source: 0001140361-16-087557 · doc1.xml · nonDerivative · entry 2 POWERS WILLIAM D · CIK 0001194226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,651 F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:08 UTC |
POWERS WILLIAM DDirector
|
Exercise / conversionCOMMON STOCK | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087557 · doc1.xml · nonDerivative · entry 1 POWERS WILLIAM D · CIK 0001194226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:05 UTC |
MARINELLO ANTHONY J MD PHDDirector
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087556 · doc1.xml · derivative · entry 4 MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:05 UTC |
MARINELLO ANTHONY J MD PHDDirector
|
Disposition to issuerCOMMON STOCK | 1,500 | $8.15 | $12,225.00 |
DisclosureSEC source: 0001140361-16-087556 · doc1.xml · nonDerivative · entry 2 MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,880 F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:05 UTC |
MARINELLO ANTHONY J MD PHDDirector
|
Exercise / conversionCOMMON STOCK | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087556 · doc1.xml · nonDerivative · entry 1 MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:03 UTC |
Maggs Thomas ODirector
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087554 · doc1.xml · derivative · entry 4 Maggs Thomas O · CIK 0001333670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2016 and were settled in cash. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.