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TROX

Tronox Holdings plc

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5110
SEC CIK
0001530804
Parsed reports
327

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202607
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2017 Filed Sep 6, 2017 11:45 UTC
Khilnani JogitaSVP & Corporate Controller
SaleCommon Stock Class A 5,000 $20.78 $103,900.00
Disclosure

SEC source: 0001140361-17-034387 · form4.xml · nonDerivative · entry 1

Khilnani Jogita · CIK 0001708187 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,405

Read SEC document
August 17, 2017 Filed Aug 21, 2017 16:30 UTC
Carlson Timothy CDirector · Director and SVP, CFO
PurchaseCommon Stock Class A 25,000 $18.84 $471,000.00
Disclosure

SEC source: 0001140361-17-032852 · form4.xml · nonDerivative · entry 1

Carlson Timothy C · CIK 0001392394 · Director · Director and SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,585

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.73 to $18.89, inclusive. The reporting person undertakes to provide to Tronox Ltd., any security holder of Tronox Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
June 27, 2017 Filed Jun 28, 2017 16:30 UTC
KAUFTHAL ILANDirector · Chairman of the Board
GrantCommon Stock Class A 14,053 $13.52 $189,996.56
Disclosure

SEC source: 0001140361-17-026478 · form4.xml · nonDerivative · entry 1

KAUFTHAL ILAN · CIK 0001220125 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,349

F1 · shares: In connection with Mr. Kaufthal's election as non-executive chairman of the board on June 27, 2017, the Board approved a one-time restricted share unit award to Mr. Kaufthal in the amount of $190,000 divided by the closing price of the Company's Class A stock on June 27, 2017. The restricted share units subject to this grant shall vest on the earliest of: (i) December 27, 2017 (the six month anniversary of the Grant Date); (ii) the day the Participant is removed as Chairman of the Board; or (iii) the day the Participant voluntarily steps down as Chairman of the Board in connection with the appointment of a new Chairman of the Board.

Read SEC document
May 15, 2017 Filed May 16, 2017 20:30 UTC
Casey ThomasDirector
Tax withholdingCommon Stock Class A 511,961 $19.10 $9,778,455.10
Disclosure

SEC source: 0001140361-17-021003 · form4.xml · nonDerivative · entry 2

Casey Thomas · CIK 0001551305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,363,255

F2 · shares: The Company withheld 511,961 shares to satisfy withholding tax obligations and Mr. Casey received the balance of 629,524 shares of previously granted restricted common stock.

Read SEC document
May 15, 2017 Filed May 16, 2017 20:30 UTC
Casey ThomasDirector
GrantCommon Stock Class A 668,248 $19.10 $12,763,536.80
Disclosure

SEC source: 0001140361-17-021003 · form4.xml · nonDerivative · entry 1

Casey Thomas · CIK 0001551305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875,216

F1 · shares: In connection with Mr. Casey's previously announced retirement as CEO, the Company, in accordance with Mr. Casey's employment agreement, vested all previously granted performance awards assuming the achievement of target performance levels set out in each grant agreement.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:30 UTC
Flynn Edward TExecutive Vice President
Tax withholdingCommon Stock Class A 1,782 $18.48 $32,931.36
Disclosure

SEC source: 0001140361-17-014375 · form4.xml · nonDerivative · entry 1

Flynn Edward T · CIK 0001559479 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,624

F1 · shares: The Company withheld 1,782 shares to satisfy withholding tax obligations and Mr. Flynn received the balance of 3,124 shares of previously granted restricted common stock.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 17:00 UTC
Romano John DSVP, Chief Commercial Officer
Tax withholdingCommon Stock Class A 1,908 $17.70 $33,771.60
Disclosure

SEC source: 0001140361-17-009712 · form4.xml · nonDerivative · entry 2

Romano John D · CIK 0001344537 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,679

F2 · shares: The Company withheld 1,908 shares to satisfy withholding tax obligations and Mr. Romano received the balance of 3,944 shares of previously granted restricted shares.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 17:02 UTC
Mahoney Kevin VVice President, Controller
Tax withholdingCommon Stock Class A 766 $17.70 $13,558.20
Disclosure

SEC source: 0001140361-17-009719 · form4.xml · nonDerivative · entry 2

Mahoney Kevin V · CIK 0001380009 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,594

F2 · shares: The Company withheld 766 shares to satisfy withholding tax obligations and Mr. Mahoney received the balance of 1,482 shares of previously granted restricted shares.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 22:00 UTC
Muglia Richard LSVP, General Counsel & Sec.
Tax withholdingCommon Stock Class A 1,559 $17.70 $27,594.30
Disclosure

SEC source: 0001140361-17-009713 · form4.xml · nonDerivative · entry 2

Muglia Richard L · CIK 0001601505 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,014

F2 · shares: The Company withheld 1,559 shares to satisfy withholding tax obligations and Mr. Muglia received the balance of 3,018 shares of previously granted restricted shares.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 17:00 UTC
Romano John DSVP, Chief Commercial Officer
Tax withholdingCommon Stock Class A 10,685 $17.40 $185,919.00
Disclosure

SEC source: 0001140361-17-009712 · form4.xml · nonDerivative · entry 1

Romano John D · CIK 0001344537 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,587

F1 · shares: The Company withheld 10,685 shares to satisfy withholding tax obligations and Mr. Romano received the balance of 22,119 shares of previously granted restricted shares.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 17:02 UTC
Mahoney Kevin VVice President, Controller
Tax withholdingCommon Stock Class A 4,340 $17.40 $75,516.00
Disclosure

SEC source: 0001140361-17-009719 · form4.xml · nonDerivative · entry 1

Mahoney Kevin V · CIK 0001380009 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,360

F1 · shares: The Company withheld 4,340 shares to satisfy withholding tax obligations and Mr. Mahoney received the balance of 8,260 shares of previously granted restricted shares.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 17:00 UTC
Carlson Timothy CSVP, Chief Financial Officer
Tax withholdingCommon Stock Class A 1,053 $17.40 $18,322.20
Disclosure

SEC source: 0001140361-17-009711 · form4.xml · nonDerivative · entry 1

Carlson Timothy C · CIK 0001392394 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,585

F1 · shares: The Company withheld 1,053 shares to satisfy withholding tax obligations and Mr. Carlson received the balance of 1,622 shares of previously granted restricted shares.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 22:00 UTC Tax withholdingCommon Stock Class A 15,946 $17.40 $277,460.40
Disclosure

SEC source: 0001140361-17-009716 · form4.xml · nonDerivative · entry 1

van Niekerk Willem Hendrik · CIK 0001551234 · SVP, SP & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,757

F1 · shares: The Company withheld 15,946 shares to satisfy withholding tax obligations and Dr. Van Niekerk received the balance of 16,858 shares of previously granted restricted shares.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 22:00 UTC
Muglia Richard LSVP, General Counsel & Sec.
Tax withholdingCommon Stock Class A 11,152 $17.40 $194,044.80
Disclosure

SEC source: 0001140361-17-009713 · form4.xml · nonDerivative · entry 1

Muglia Richard L · CIK 0001601505 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,573

F1 · shares: The Company withheld 11,152 shares to satisfy withholding tax obligations and Mr. Muglia received the balance of 21,652 shares of previously granted restricted shares.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 22:00 UTC
Flynn Edward TExecutive Vice President
Tax withholdingCommon Stock Class A 10,057 $17.40 $174,991.80
Disclosure

SEC source: 0001140361-17-009715 · form4.xml · nonDerivative · entry 1

Flynn Edward T · CIK 0001559479 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,406

F1 · shares: The Company withheld 10,057 shares to satisfy withholding tax obligations and Mr. Flynn received the balance of 19,548 shares of previously granted restricted shares.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 17:09 UTC
Mahoney Kevin VVice President, Controller
Tax withholdingCommon Stock Class A 1,237 $13.99 $17,305.63
Disclosure

SEC source: 0001140361-17-006267 · form4.xml · nonDerivative · entry 1

Mahoney Kevin V · CIK 0001380009 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,700

F1 · shares: The Company withheld 1,237 shares to satisfy withholding tax obligations and Mr. Mahoney received the balance of 1,905 shares of previously granted restricted common stock.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 17:03 UTC
Romano John DSVP, Chief Commercial Officer
Tax withholdingCommon Stock Class A 3,014 $13.99 $42,165.86
Disclosure

SEC source: 0001140361-17-006258 · form4.xml · nonDerivative · entry 1

Romano John D · CIK 0001344537 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,272

F1 · shares: The Company withheld 3,014 shares to satisfy withholding tax obligations and Mr. Romano received the balance of 5,245 shares of previously granted restricted common stock.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:07 UTC
Muglia Richard LSVP, General Counsel & Sec.
Tax withholdingCommon Stock Class A 2,598 $13.99 $36,346.02
Disclosure

SEC source: 0001140361-17-006264 · form4.xml · nonDerivative · entry 1

Muglia Richard L · CIK 0001601505 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,725

F1 · shares: The Company withheld 2,598 shares to satisfy withholding tax obligations and Mr. Muglia received the balance of 4,056 shares of previously granted restricted common stock.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:05 UTC Tax withholdingCommon Stock Class A 3,102 $13.99 $43,396.98
Disclosure

SEC source: 0001140361-17-006261 · form4.xml · nonDerivative · entry 1

van Niekerk Willem Hendrik · CIK 0001551234 · SVP, SP & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,703

F1 · shares: The Company withheld 3,102 shares to satisfy withholding tax obligations and Dr. Van Niekerk received the balance of 5,117 shares of previously granted restricted common stock.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 17:15 UTC GrantCommon Stock Class A 12,520 $11.98 $149,989.60
Disclosure

SEC source: 0001140361-17-004604 · doc1.xml · nonDerivative · entry 1

QUINN JEFFRY N · CIK 0001174279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,410

F1 · shares: Pursuant to the Director's restricted share unit agreement, the Restricted Share Units subject to this grant shall vest on the first anniversary of the grant date (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

F2 · price: The average price of the Company's common shares for the first 10 trading days of January 2017.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 17:18 UTC GrantCommon Stock Class A 12,520 $11.98 $149,989.60
Disclosure

SEC source: 0001140361-17-004614 · doc1.xml · nonDerivative · entry 1

Mgojo Mxolisi · CIK 0001678427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,055

F1 · shares: Pursuant to the Director's restricted share unit agreement, the Restricted Share Units subject to this grant shall vest on the first anniversary of the grant date (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

F2 · price: The average price of the Company's common shares for the first 10 trading days of January 2017.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 17:19 UTC GrantCommon Stock Class A 12,520 $11.98 $149,989.60
Disclosure

SEC source: 0001140361-17-004619 · doc1.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,547

F1 · shares: Pursuant to the Director's restricted share unit agreement, the Restricted Share Units subject to this grant shall vest on the first anniversary of the grant date (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

F2 · price: The average price of the Company's common shares for the first 10 trading days of January 2017.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 17:24 UTC GrantCommon Stock Class A 12,520 $11.98 $149,989.60
Disclosure

SEC source: 0001140361-17-004629 · doc1.xml · nonDerivative · entry 1

KAUFTHAL ILAN · CIK 0001220125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,296

F1 · shares: Pursuant to the Director's restricted share unit agreement, the Restricted Share Units subject to this grant shall vest on the first anniversary of the grant date (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

F2 · price: The average price of the Company's common shares for the first 10 trading days of January 2017.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 17:17 UTC
Romano John DSVP, Chief Commercial Officer
GrantCommon Stock Class A 28,396 $13.17 $373,975.32
Disclosure

SEC source: 0001140361-17-004610 · form4.xml · nonDerivative · entry 1

Romano John D · CIK 0001344537 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,286

F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of the next three (3) anniversaries of the Grant Date (each, a "Vesting Date") provided that the Participant is then providing services to the Company on each such Vesting Date. Dividends will be accrued until shares vest and paid at that time.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 17:21 UTC
Mahoney Kevin VVice President, Controller
GrantCommon Stock Class A 11,126 $13.17 $146,529.42
Disclosure

SEC source: 0001140361-17-004624 · form4.xml · nonDerivative · entry 1

Mahoney Kevin V · CIK 0001380009 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,937

F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of the next three (3) anniversaries of the Grant Date (each, a "Vesting Date") provided that the Participant is then providing services to the Company on each such Vesting Date. Dividends will be accrued until shares vest and paid at that time.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 17:18 UTC
Carlson Timothy CSVP, Chief Financial Officer
GrantCommon Stock Class A 29,613 $13.17 $390,003.21
Disclosure

SEC source: 0001140361-17-004616 · form4.xml · nonDerivative · entry 1

Carlson Timothy C · CIK 0001392394 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,638

F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of the next three (3) anniversaries of the Grant Date (each, a "Vesting Date") provided that the Participant is then providing services to the Company on each such Vesting Date. Dividends will be accrued until shares vest and paid at that time.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 22:28 UTC GrantCommon Stock Class A 12,520 $11.98 $149,989.60
Disclosure

SEC source: 0001140361-17-004636 · doc1.xml · nonDerivative · entry 1

Hinman Wayne A · CIK 0001551337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,977

F1 · shares: Pursuant to the Director's restricted share unit agreement, the Restricted Share Units subject to this grant shall vest on the first anniversary of the grant date (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

F2 · price: The average price of the Company's common shares for the first 10 trading days of January 2017.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 22:20 UTC
Muglia Richard LSVP, General Counsel & Sec.
GrantCommon Stock Class A 28,396 $13.17 $373,975.32
Disclosure

SEC source: 0001140361-17-004622 · form4.xml · nonDerivative · entry 1

Muglia Richard L · CIK 0001601505 · SVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,323

F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of the next three (3) anniversaries of the Grant Date (each, a "Vesting Date") provided that the Participant is then providing services to the Company on each such Vesting Date. Dividends will be accrued until shares vest and paid at that time.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 22:19 UTC GrantCommon Stock Class A 12,520 $11.98 $149,989.60
Disclosure

SEC source: 0001140361-17-004620 · doc1.xml · nonDerivative · entry 1

Nkosi Sipho Abednego · CIK 0001551233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,215

F1 · shares: Pursuant to the Director's restricted share unit agreement, the Restricted Share Units subject to this grant shall vest on the first anniversary of the grant date (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

F2 · price: The average price of the Company's common shares for the first 10 trading days of January 2017.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 22:16 UTC GrantCommon Stock Class A 12,520 $11.98 $149,989.60
Disclosure

SEC source: 0001140361-17-004608 · doc1.xml · nonDerivative · entry 1

Blue Gregory Daniel · CIK 0001551231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,795

F1 · shares: Pursuant to the Director's restricted share unit agreement, the Restricted Share Units subject to this grant shall vest on the first anniversary of the grant date (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

F2 · price: The average price of the Company's common shares for the first 10 trading days of January 2017.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 22:18 UTC
Flynn Edward TExecutive Vice President
GrantCommon Stock Class A 25,627 $13.17 $337,507.59
Disclosure

SEC source: 0001140361-17-004617 · form4.xml · nonDerivative · entry 1

Flynn Edward T · CIK 0001559479 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,463

F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of the next three (3) anniversaries of the Grant Date (each, a "Vesting Date") provided that the Participant is then providing services to the Company on each such Vesting Date. Dividends will be accrued until shares vest and paid at that time.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 22:15 UTC GrantCommon Stock Class A 12,520 $11.98 $149,989.60
Disclosure

SEC source: 0001140361-17-004607 · doc1.xml · nonDerivative · entry 1

Johnston Peter · CIK 0001556520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,795

F1 · shares: Pursuant to the Director's restricted share unit agreement, the Restricted Share Units subject to this grant shall vest on the first anniversary of the grant date (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

F2 · price: The average price of the Company's common shares for the first 10 trading days of January 2017.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 22:15 UTC
Turgeon Jean FrancoisExecutive Vice President
GrantCommon Stock Class A 34,169 $13.17 $450,005.73
Disclosure

SEC source: 0001140361-17-004605 · form4.xml · nonDerivative · entry 1

Turgeon Jean Francois · CIK 0001595857 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,428

F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of the next three (3) anniversaries of the Grant Date (each, a "Vesting Date") provided that the Participant is then providing services to the Company on each such Vesting Date. Dividends will be accrued until shares vest and paid at that time.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 22:10 UTC
Casey ThomasDirector · Chairman, CEO
GrantCommon Stock Class A 163,266 $12.25 $2,000,008.50
Disclosure

SEC source: 0001140361-17-004601 · form4.xml · nonDerivative · entry 2

Casey Thomas · CIK 0001551305 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206,968

F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of the next three (3) anniversaries of the Grant Date (each, a "Vesting Date") provided that the Participant is then providing services to the Company on each such Vesting Date. Dividends will be accrued until shares vest and paid at that time.

F2 · price: The volume-weighted average price of the Company's common shares for the 30 day period ending on February 2, 2017.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 22:15 UTC GrantCommon Stock Class A 28,258 $13.17 $372,157.86
Disclosure

SEC source: 0001140361-17-004603 · form4.xml · nonDerivative · entry 1

van Niekerk Willem Hendrik · CIK 0001551234 · SVP, SP & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,805

F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of the next three (3) anniversaries of the Grant Date (each, a "Vesting Date") provided that the Participant is then providing services to the Company on each such Vesting Date. Dividends will be accrued until shares vest and paid at that time.

Read SEC document
October 31, 2016 Filed Nov 2, 2016 08:07 UTC
Carlson Timothy CSVP, Chief Financial Officer
GrantCommon Stock Class A 8,025 $8.10 $65,002.50
Disclosure

SEC source: 0001140361-16-084443 · form4.xml · nonDerivative · entry 1

Carlson Timothy C · CIK 0001392394 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,025

F1 · shares: The Restricted Share Units subject to this grant shall vest in three (3) equal installments on February 24, 2017, February 24, 2018 and February 24, 2019 (each, a "Vesting Date") provided that the Participant is then providing services to the Company on each such Vesting Date. Dividends will be accrued until shares vest and paid at that time.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 16:33 UTC GrantCommon Stock Class A 1,990 $9.42 $18,745.80
Disclosure

SEC source: 0001140361-16-081671 · form4.xml · nonDerivative · entry 1

Mgojo Mxolisi · CIK 0001678427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,535

F1 · shares: Represents the number of Class A shares issued pursuant to the Company's program whereby directors can opt to receive their quarterly Board fees in shares of Class A stock in lieu of receiving a cash payment.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 16:39 UTC GrantCommon Stock Class A 3,607 $9.42 $33,977.94
Disclosure

SEC source: 0001140361-16-081682 · form4.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,027

F1 · shares: Represents the number of Class A shares issued pursuant to the Company's program whereby directors can opt to receive their quarterly Board fees in shares of Class A stock in lieu of receiving a cash payment.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 16:35 UTC GrantCommon Stock Class A 3,365 $9.42 $31,698.30
Disclosure

SEC source: 0001140361-16-081673 · form4.xml · nonDerivative · entry 1

KAUFTHAL ILAN · CIK 0001220125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,776

F1 · shares: Represents the number of Class A shares issued pursuant to the Company's program whereby directors can opt to receive their quarterly Board fees in shares of Class A stock in lieu of receiving a cash payment.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 20:37 UTC GrantCommon Stock Class A 2,388 $9.42 $22,494.96
Disclosure

SEC source: 0001140361-16-081679 · form4.xml · nonDerivative · entry 1

Nkosi Sipho Abednego · CIK 0001551233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,695

F1 · shares: Represents the number of Class A shares issued pursuant to the Company's program whereby directors can opt to receive their quarterly Board fees in shares of Class A stock in lieu of receiving a cash payment.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 20:32 UTC GrantCommon Stock Class A 3,402 $9.42 $32,046.84
Disclosure

SEC source: 0001140361-16-081669 · form4.xml · nonDerivative · entry 1

Hinman Wayne A · CIK 0001551337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,457

F1 · shares: Represents the number of Class A shares issued pursuant to the Company's program whereby directors can opt to receive their quarterly Board fees in shares of Class A stock in lieu of receiving a cash payment.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 20:30 UTC Tax withholdingCommon Stock Class A 65,142 $9.37 $610,380.54
Disclosure

SEC source: 0001140361-16-081403 · form4.xml · nonDerivative · entry 1

Harper Katherine Carolyn · CIK 0001587482 · Former SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,920

F1 · balance_after: Pursuant to the terms of Ms. Harper's Separation Agreement filed with the SEC on July 15, 2016, on September 30, 2016, the Company accelerated the vesting of 144,692 of previously granted time-based restricted shares. The Company withheld 65,142 shares to satisfy withholding tax obligations and Ms. Harper received the balance of 79,550 shares.

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September 16, 2016 Filed Sep 19, 2016 20:30 UTC
Harper Katherine CarolynSVP, Chief Financial Officer
Tax withholdingCommon Stock Class A 508 $8.78 $4,460.24
Disclosure

SEC source: 0001140361-16-080190 · form4.xml · nonDerivative · entry 1

Harper Katherine Carolyn · CIK 0001587482 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,062

F1 · balance_after: As of September 16, 2016, 6,667 of previously granted restricted shares were eligible to vest. 5,000 of these previously granted restricted shares did not vest due to vesting criteria not being satisfied. The Company withheld 508 shares to satisfy withholding tax obligations and Ms. Harper received the balance of 1,159 shares of previously granted restricted shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.