Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Jason Industries, Inc.JASN · Entity 149778 | Director · 10% owner | July 01, 2019 | July 02, 2019 |
| Tronox Holdings plcTROX · Entity 5110 | Director · Chairman and CEO | February 10, 2020 | February 12, 2020 |
| W R GRACE & COGRA · Entity 135295 | Director | May 08, 2019 | May 09, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Jason Industries, Inc.
Report date July 01, 2019 · Filed July 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 40,000 |
Reported balance
After 2019-07-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-07-01 · Grant · Acquired 40,000 · Balance 40,000 F4: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,853,398 |
Reported balance
Holding disclosure · report date 2019-07-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,853,398 F1: Includes 2,800,985 shares held by The Quinn Group, 26,207 shares held by the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Grace Quinn and 26,206 shares held by the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Sarah Quinn. F2: Jeffry N. Quinn maintains control over the securities beneficially owned by the Jeffry N. Quinn Revocable Trust dated July 28, 2000, as amended, The Quinn Group, the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Grace Quinn and the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Sarah Quinn, and, consequently, Mr. Quinn may be deemed to be the beneficial owner of such securities. F3: The Reporting Person disclaims beneficial ownership except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Jeffry Quinn, IRA | 97,560 |
Reported balance
Holding disclosure · report date 2019-07-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 97,560 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 60,373 |
Reported balance
Holding disclosure · report date 2019-07-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 60,373 F3: The Reporting Person disclaims beneficial ownership except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 2,800,985 shares held by The Quinn Group, 26,207 shares held by the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Grace Quinn and 26,206 shares held by the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Sarah Quinn.
F2: Jeffry N. Quinn maintains control over the securities beneficially owned by the Jeffry N. Quinn Revocable Trust dated July 28, 2000, as amended, The Quinn Group, the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Grace Quinn and the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Sarah Quinn, and, consequently, Mr. Quinn may be deemed to be the beneficial owner of such securities.
F3: The Reporting Person disclaims beneficial ownership except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F4: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service.
Tronox Holdings plc
Report date February 10, 2020 · Filed February 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 527,351 |
Reported balance
After 2020-02-10 transaction · row 1
1 source rowRow 1 · 2020-02-10 · Tax withholding · Disposed 17,147 · Balance 527,351 F1: The Company withheld 17,147 shares to satisfy withholding tax obligations and Mr. Quinn received the balance of 13,091 shares of previously granted restricted common stock. |
| Common StockSEC Table I · non-derivative | IndirectJeffry N. Quinn Revocable Trust | 153,395 |
Reported balance
Holding disclosure · report date 2020-02-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 153,395 |
| Common StockSEC Table I · non-derivative | IndirectThe Quinn Group | 4,659 |
Reported balance
Holding disclosure · report date 2020-02-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,659 |
Filing footnotes · ownership attribution and instrument terms
F1: The Company withheld 17,147 shares to satisfy withholding tax obligations and Mr. Quinn received the balance of 13,091 shares of previously granted restricted common stock.
W R GRACE & CO
Report date May 08, 2019 · Filed May 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 6,284 |
Reported balance
After 2019-05-08 transaction · row 1
1 source rowRow 1 · 2019-05-08 · Grant · Acquired 1,532 · Balance 6,284 F1: Issued in partial payment for 2019 retainer. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Trust | 4,547 |
Reported balance
Holding disclosure · report date 2019-05-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,547 |
Filing footnotes · ownership attribution and instrument terms
F1: Issued in partial payment for 2019 retainer.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Exela Technologies, Inc.
Report date July 12, 2017 · Filed July 14, 2017
Jointly reported with Quinpario Partners 2, LLC
Section 16 reporting ended · disclosed 2017-07-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Quinpario Partners 2, LLC | 7,830,007 |
Reported balance
After 2017-07-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-07-12 · Disposition to issuer · Disposed 424,903 · Balance 7,830,007 F1: On July 12, 2017 a business combination involving the Issuer, SourceHOV Holdings, Inc. and Novitex Holdings, Inc. closed (the "Business Combination"). To facilitate the consummation of the Business Combination, Quinpario Partners 2 LLC (the "Sponsor") forfeited to the Issuer 17,985,193 warrants and 424,903 shares of common stock. The Sponsor received no consideration for the disposition of the warrants or common stock. As a result of the Business Combination and the related forfeiture, the Sponsor is no longer a 10% owner in the Issuer, and as such, the Sponsor is no longer subject to the reporting obligations under Section 16 with respect to the Issuer. F2: Mr. Quinn is the sole managing member of Quinpario Partners LLC, which is the managing member of Quinpario Partners 2, LLC, and as such, controls the voting and disposition of such shares. Mr. Quinn disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Quinn is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| WarrantsSEC Table II · derivative / convertible security | IndirectQuinpario Partners 2, LLC | 0 |
Reported balance
After 2017-07-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-07-12 · Disposition to issuer · Disposed 17,985,193 · Balance 0 F1: On July 12, 2017 a business combination involving the Issuer, SourceHOV Holdings, Inc. and Novitex Holdings, Inc. closed (the "Business Combination"). To facilitate the consummation of the Business Combination, Quinpario Partners 2 LLC (the "Sponsor") forfeited to the Issuer 17,985,193 warrants and 424,903 shares of common stock. The Sponsor received no consideration for the disposition of the warrants or common stock. As a result of the Business Combination and the related forfeiture, the Sponsor is no longer a 10% owner in the Issuer, and as such, the Sponsor is no longer subject to the reporting obligations under Section 16 with respect to the Issuer. F2: Mr. Quinn is the sole managing member of Quinpario Partners LLC, which is the managing member of Quinpario Partners 2, LLC, and as such, controls the voting and disposition of such shares. Mr. Quinn disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Quinn is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 12, 2017 a business combination involving the Issuer, SourceHOV Holdings, Inc. and Novitex Holdings, Inc. closed (the "Business Combination"). To facilitate the consummation of the Business Combination, Quinpario Partners 2 LLC (the "Sponsor") forfeited to the Issuer 17,985,193 warrants and 424,903 shares of common stock. The Sponsor received no consideration for the disposition of the warrants or common stock. As a result of the Business Combination and the related forfeiture, the Sponsor is no longer a 10% owner in the Issuer, and as such, the Sponsor is no longer subject to the reporting obligations under Section 16 with respect to the Issuer.
F2: Mr. Quinn is the sole managing member of Quinpario Partners LLC, which is the managing member of Quinpario Partners 2, LLC, and as such, controls the voting and disposition of such shares. Mr. Quinn disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Quinn is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2020 Filed Feb 12, 2020 16:53 UTC | Tronox Holdings plc TROX · Entity 5110 | Tax withholdingCommon Stock | 17,147 | $7.93 | $135,975.71 |
DisclosureSEC source: 0001567619-20-003022 · doc1.xml · nonDerivative · entry 1 QUINN JEFFRY N · CIK 0001174279 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,351 F1 · shares: The Company withheld 17,147 shares to satisfy withholding tax obligations and Mr. Quinn received the balance of 13,091 shares of previously granted restricted common stock. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 16:30 UTC | Tronox Holdings plc TROX · Entity 5110 | GrantCommon Stock | 277,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-002429 · doc1.xml · nonDerivative · entry 1 QUINN JEFFRY N · CIK 0001174279 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702,552 F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of March 5, 2021, March 5, 2022 and March 5, 2023 (each, a "Vest Date") provided that the Participant is then providing services to the Company on each such Vest Date. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 16:23 UTC | Jason Industries, Inc. JASN · Entity 149778 | GrantRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001579252-19-000110 · wf-form4_156209897954355.xml · derivative · entry 4 QUINN JEFFRY N · CIK 0001174279 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires not disclosed F4 · derivative.exercise_price: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service. F4 · derivative.exercise_date: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service. F4 · derivative.expiration_date: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service. Read SEC document |
| June 04, 2019 Filed Jun 4, 2019 13:57 UTC | Tronox Holdings plc TROX · Entity 5110 | PurchaseCommon Stock | 9,600 | $10.45 | $100,320.00 |
DisclosureSEC source: 0001567619-19-012654 · doc1.xml · nonDerivative · entry 2 QUINN JEFFRY N · CIK 0001174279 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Jeffry N. Quinn Revocable Trust Disclosed balance after: 153,395 Read SEC document |
| May 08, 2019 Filed May 9, 2019 18:11 UTC | W R GRACE & CO GRA · Entity 135295 | GrantCommon Stock, par value $0.01 per share | 1,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001045309-19-000066 · wf-form4_155743989313579.xml · nonDerivative · entry 1 QUINN JEFFRY N · CIK 0001174279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,284 F1 · price: Issued in partial payment for 2019 retainer. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:37 UTC | Tronox Holdings plc TROX · Entity 5110 | GrantCommon Stock Class A | 206,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-003031 · doc1.xml · nonDerivative · entry 1 QUINN JEFFRY N · CIK 0001174279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,174 F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of March 5, 2020, March 5, 2021 and March 5, 2022 (each, a "Vest Date") provided that the Participant is then providing services to the Company on each such Vest Date. Read SEC document |
| December 10, 2018 Filed Dec 10, 2018 17:21 UTC | Tronox Holdings plc TROX · Entity 5110 | PurchaseCommon Stock Class A | 25,000 | $7.21 | $180,250.00 |
DisclosureSEC source: 0001140361-18-044862 · form4.xml · nonDerivative · entry 2 QUINN JEFFRY N · CIK 0001174279 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Jeffry N. Quinn Revocable Trust Disclosed balance after: 25,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.18 to $7.213, inclusive. The reporting person undertakes to provide to Tronox Limited, any security holder of Tronox Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| September 12, 2018 Filed Sep 12, 2018 16:42 UTC | Jason Industries, Inc. JASN · Entity 149778 | SaleCommon Stock | 1,000,000 | $2.70 | $2,700,100.00 |
DisclosureSEC source: 0001579252-18-000091 · wf-form4_153678491463674.xml · nonDerivative · entry 1 QUINN JEFFRY N · CIK 0001174279 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,853,398 F1 · balance_after: Includes 2,800,985 shares held by The Quinn Group, 26,207 shares held by the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Grace Quinn and 26,206 shares held by the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Sarah Quinn. F2 · ownership.nature: Jeffry N. Quinn maintains control over the securities beneficially owned by the Jeffry N. Quinn Revocable Trust dated July 28, 2000, as amended, The Quinn Group, the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Grace Quinn and the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Sarah Quinn, and, consequently, Mr. Quinn may be deemed to be the beneficial owner of such securities. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 07:02 UTC | Tronox Holdings plc TROX · Entity 5110 | PurchaseCommon Stock Class A | 6,000 | $16.93 | $101,580.00 |
DisclosureSEC source: 0001140361-18-035491 · form4.xml · nonDerivative · entry 3 QUINN JEFFRY N · CIK 0001174279 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Jeffry N. Quinn Family Trust fbo Sarah Quinn Disclosed balance after: 6,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.90 to $16.94, inclusive. The reporting person undertakes to provide to Tronox Limited, any security holder of Tronox Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 07:02 UTC | Tronox Holdings plc TROX · Entity 5110 | PurchaseCommon Stock Class A | 6,000 | $17.00 | $102,000.00 |
DisclosureSEC source: 0001140361-18-035491 · form4.xml · nonDerivative · entry 2 QUINN JEFFRY N · CIK 0001174279 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Jeffry N. Quinn Family Trust fbo Grace Quinn Disclosed balance after: 6,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.96 to $17.04, inclusive. The reporting person undertakes to provide to Tronox Limited, any security holder of Tronox Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| May 09, 2018 Filed May 11, 2018 16:30 UTC | W R GRACE & CO GRA · Entity 135295 | GrantCommon Stock, par value $0.01 per share | 1,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001045309-18-000082 · wf-form4_152607061533799.xml · nonDerivative · entry 1 QUINN JEFFRY N · CIK 0001174279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,752 F1 · price: Issued in partial payment for 2018 retainer. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:15 UTC | Tronox Holdings plc TROX · Entity 5110 | GrantCommon Stock Class A | 90,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-006738 · form4.xml · nonDerivative · entry 1 QUINN JEFFRY N · CIK 0001174279 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,931 F1 · shares: The Restricted Share Units subject to this grant shall vest in three (3) equal annual installments from the Grant Date. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 19:55 UTC | Tronox Holdings plc TROX · Entity 5110 | Tax withholdingCommon Stock Class A | 5,384 | $18.05 | $97,181.20 |
DisclosureSEC source: 0001140361-18-005168 · form4.xml · nonDerivative · entry 1 QUINN JEFFRY N · CIK 0001174279 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,216 F1 · shares: The Company withheld 5,384 shares to satisfy withholding tax obligations and Mr. Quinn received the balance of 7,136 shares of previously granted restricted common stock. Read SEC document |
| January 30, 2018 Filed Jan 31, 2018 17:23 UTC | Tronox Holdings plc TROX · Entity 5110 | Tax withholdingCommon Stock Class A | 972 | $19.38 | $18,837.36 |
DisclosureSEC source: 0001140361-18-004198 · form4.xml · nonDerivative · entry 2 QUINN JEFFRY N · CIK 0001174279 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,600 F2 · shares: The Company withheld 972 shares to satisfy withholding tax obligations and Mr. Quinn received the balance of 1,288 shares of previously granted restricted common stock. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 17:23 UTC | Tronox Holdings plc TROX · Entity 5110 | Tax withholdingCommon Stock Class A | 5,838 | $19.80 | $115,592.40 |
DisclosureSEC source: 0001140361-18-004198 · form4.xml · nonDerivative · entry 1 QUINN JEFFRY N · CIK 0001174279 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,572 F1 · shares: The Company withheld 5,838 shares to satisfy withholding tax obligations and Mr. Quinn received the balance of 7,738 shares of previously granted restricted common stock. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 21:15 UTC | Exela Technologies, Inc. XELA · Entity 76832 | Disposition to issuerWarrants · Derivative | 17,985,193 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-045126 · a4.xml · derivative · entry 2 QUINN JEFFRY N · CIK 0001174279 · 10% owner Quinpario Partners 2, LLC · CIK 0001626335 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Quinpario Partners 2, LLC Disclosed balance after: 0 Underlying: Common Stock · 8,992,596 shares Expires not disclosed F1 · derivative.exercise_price: On July 12, 2017 a business combination involving the Issuer, SourceHOV Holdings, Inc. and Novitex Holdings, Inc. closed (the "Business Combination"). To facilitate the consummation of the Business Combination, Quinpario Partners 2 LLC (the "Sponsor") forfeited to the Issuer 17,985,193 warrants and 424,903 shares of common stock. The Sponsor received no consideration for the disposition of the warrants or common stock. As a result of the Business Combination and the related forfeiture, the Sponsor is no longer a 10% owner in the Issuer, and as such, the Sponsor is no longer subject to the reporting obligations under Section 16 with respect to the Issuer. F1 · price: On July 12, 2017 a business combination involving the Issuer, SourceHOV Holdings, Inc. and Novitex Holdings, Inc. closed (the "Business Combination"). To facilitate the consummation of the Business Combination, Quinpario Partners 2 LLC (the "Sponsor") forfeited to the Issuer 17,985,193 warrants and 424,903 shares of common stock. The Sponsor received no consideration for the disposition of the warrants or common stock. As a result of the Business Combination and the related forfeiture, the Sponsor is no longer a 10% owner in the Issuer, and as such, the Sponsor is no longer subject to the reporting obligations under Section 16 with respect to the Issuer. F1 · derivative.exercise_date: On July 12, 2017 a business combination involving the Issuer, SourceHOV Holdings, Inc. and Novitex Holdings, Inc. closed (the "Business Combination"). To facilitate the consummation of the Business Combination, Quinpario Partners 2 LLC (the "Sponsor") forfeited to the Issuer 17,985,193 warrants and 424,903 shares of common stock. The Sponsor received no consideration for the disposition of the warrants or common stock. As a result of the Business Combination and the related forfeiture, the Sponsor is no longer a 10% owner in the Issuer, and as such, the Sponsor is no longer subject to the reporting obligations under Section 16 with respect to the Issuer. F1 · derivative.expiration_date: On July 12, 2017 a business combination involving the Issuer, SourceHOV Holdings, Inc. and Novitex Holdings, Inc. closed (the "Business Combination"). To facilitate the consummation of the Business Combination, Quinpario Partners 2 LLC (the "Sponsor") forfeited to the Issuer 17,985,193 warrants and 424,903 shares of common stock. The Sponsor received no consideration for the disposition of the warrants or common stock. As a result of the Business Combination and the related forfeiture, the Sponsor is no longer a 10% owner in the Issuer, and as such, the Sponsor is no longer subject to the reporting obligations under Section 16 with respect to the Issuer. F2 · ownership.nature: Mr. Quinn is the sole managing member of Quinpario Partners LLC, which is the managing member of Quinpario Partners 2, LLC, and as such, controls the voting and disposition of such shares. Mr. Quinn disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Quinn is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 21:15 UTC | Exela Technologies, Inc. XELA · Entity 76832 | Disposition to issuerCommon Stock | 424,903 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-045126 · a4.xml · nonDerivative · entry 1 QUINN JEFFRY N · CIK 0001174279 · 10% owner Quinpario Partners 2, LLC · CIK 0001626335 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Quinpario Partners 2, LLC Disclosed balance after: 7,830,007 F1 · price: On July 12, 2017 a business combination involving the Issuer, SourceHOV Holdings, Inc. and Novitex Holdings, Inc. closed (the "Business Combination"). To facilitate the consummation of the Business Combination, Quinpario Partners 2 LLC (the "Sponsor") forfeited to the Issuer 17,985,193 warrants and 424,903 shares of common stock. The Sponsor received no consideration for the disposition of the warrants or common stock. As a result of the Business Combination and the related forfeiture, the Sponsor is no longer a 10% owner in the Issuer, and as such, the Sponsor is no longer subject to the reporting obligations under Section 16 with respect to the Issuer. F2 · ownership.nature: Mr. Quinn is the sole managing member of Quinpario Partners LLC, which is the managing member of Quinpario Partners 2, LLC, and as such, controls the voting and disposition of such shares. Mr. Quinn disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Quinn is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 09, 2017 Filed May 10, 2017 16:43 UTC | W R GRACE & CO GRA · Entity 135295 | GrantCommon Stock, par value $0.01 per share | 1,501 | $0.00 | $0.00 |
DisclosureSEC source: 0001045309-17-000061 · wf-form4_149444897060080.xml · nonDerivative · entry 1 QUINN JEFFRY N · CIK 0001174279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,819 F1 · security: Each share of Common Stock also represents one Preferred Stock Purchase Right. Each such Right entitles the holder to purchase Preferred Stock or other securities or property upon the occurrence of certain events and subject to certain conditions. F2 · price: Issued in partial payment for 2017 retainer. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 17:15 UTC | Tronox Holdings plc TROX · Entity 5110 | GrantCommon Stock Class A | 12,520 | $11.98 | $149,989.60 |
DisclosureSEC source: 0001140361-17-004604 · doc1.xml · nonDerivative · entry 1 QUINN JEFFRY N · CIK 0001174279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,410 F1 · shares: Pursuant to the Director's restricted share unit agreement, the Restricted Share Units subject to this grant shall vest on the first anniversary of the grant date (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date. F2 · price: The average price of the Company's common shares for the first 10 trading days of January 2017. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 16:21 UTC | Jason Industries, Inc. JASN · Entity 149778 | PurchaseCommon Stock | 100,700 | $2.17 | $218,750.61 |
DisclosureSEC source: 0001579252-16-000218 · wf-form4_147431645358924.xml · nonDerivative · entry 1 QUINN JEFFRY N · CIK 0001174279 · Director · Chief Executive Officer · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,853,398 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.17 to $2.24. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · balance_after: Includes 3,800,985 shares held by The Quinn Group, 26,207 shares held by the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Grace Quinn and 26,206 shares held by the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Sarah Quinn. F3 · ownership.nature: Jeffry N. Quinn maintains control over the securities beneficially owned by the Jeffry N. Quinn Revocable Trust dated July 28, 2000, as amended, The Quinn Group, the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Grace Quinn and the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Sarah Quinn, and, consequently, Mr. Quinn may be deemed to be the beneficial owner of such securities. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 15, 2016 Filed Feb 10, 2017 17:28 UTC Amendment | Jason Industries, Inc. JASN · Entity 149778 | PurchaseCommon Stock | 100,700 | $2.17 | $218,750.61 |
DisclosureSEC source: 0001579252-17-000007 · wf-form4a_148676568806473.xml · nonDerivative · entry 1 QUINN JEFFRY N · CIK 0001174279 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,853,398 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.17 to $2.24. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · balance_after: Includes 3,800,985 shares held by The Quinn Group, 26,207 shares held by the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Grace Quinn and 26,206 shares held by the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Sarah Quinn. F3 · ownership.nature: Jeffry N. Quinn maintains control over the securities beneficially owned by the Jeffry N. Quinn Revocable Trust dated July 28, 2000, as amended, The Quinn Group, the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Grace Quinn and the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Sarah Quinn, and, consequently, Mr. Quinn may be deemed to be the beneficial owner of such securities. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.