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person · Reporting owner

HINES ANDREWS P

Disclosed activity across 2 companies

Tapewire entity
139674
SEC CIK
0001280036

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SCHMITT INDUSTRIES INCSMIT · Entity 14032DirectorApril 26, 2021May 06, 2021
Tronox Holdings plcTROX · Entity 5110DirectorJanuary 29, 2020January 31, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SCHMITT INDUSTRIES INC

Report date April 26, 2021 · Filed May 06, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect45,086 Reported balance After 2021-04-26 transaction · row 1
1 source row

Row 1 · 2021-04-26 · Sale · Disposed 10,000 · Balance 45,086

F1: The price reported in Column 4 is a weighted average price of $6.1862444. These shares were sold in multiple transactions at prices ranging from $6.12 to $6.42, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

Common StockSEC Table I · non-derivativeIndirectSee footnote20,134 Reported balance After 2021-04-26 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-04-26 · Sale · Disposed 5,000 · Balance 20,134

F2: The price reported in Column 4 is a weighted average price of $6.252656. These shares were sold in multiple transactions at prices ranging from $6.12 to $6.42, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

F3: Reported securities held by the Reporting Person's spouse.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price of $6.1862444. These shares were sold in multiple transactions at prices ranging from $6.12 to $6.42, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

F2: The price reported in Column 4 is a weighted average price of $6.252656. These shares were sold in multiple transactions at prices ranging from $6.12 to $6.42, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

F3: Reported securities held by the Reporting Person's spouse.

Tronox Holdings plc

Report date January 29, 2020 · Filed January 31, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect165,126 Ending reported balance After 2020-01-29 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-01-29 · Tax withholding · Disposed 1,120 · Balance 161,517

F1: The Company withheld 1,120 shares to satisfy withholding tax obligations and Mr. Hines received the balance of 15,471 shares of previously granted restricted common stock.

Row 2 · 2020-01-29 · Grant · Acquired 3,609 · Balance 165,126

F2: Pursuant to the Director's restricted share unit agreement (reflecting a stub-period transitional equity grant), the restricted share units subject to this grant shall vest on May 6, 2020 (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

Filing footnotes · ownership attribution and instrument terms

F1: The Company withheld 1,120 shares to satisfy withholding tax obligations and Mr. Hines received the balance of 15,471 shares of previously granted restricted common stock.

F2: Pursuant to the Director's restricted share unit agreement (reflecting a stub-period transitional equity grant), the restricted share units subject to this grant shall vest on May 6, 2020 (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 26, 2021 Filed May 6, 2021 20:07 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 SaleCommon Stock 5,000 $6.25 $31,263.00
Disclosure

SEC source: 0000921895-21-001220 · form412252001_05062021.xml · nonDerivative · entry 2

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,134

F2 · price: The price reported in Column 4 is a weighted average price of $6.252656. These shares were sold in multiple transactions at prices ranging from $6.12 to $6.42, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

F3 · ownership.nature: Reported securities held by the Reporting Person's spouse.

Read SEC document
April 26, 2021 Filed May 6, 2021 20:07 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 SaleCommon Stock 10,000 $6.19 $61,862.00
Disclosure

SEC source: 0000921895-21-001220 · form412252001_05062021.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,086

F1 · price: The price reported in Column 4 is a weighted average price of $6.1862444. These shares were sold in multiple transactions at prices ranging from $6.12 to $6.42, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

Read SEC document
April 14, 2021 Filed Apr 22, 2021 23:10 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 GrantCommon Stock 764 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-001122 · form412252hin_04212021.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,086

F1 · kind: On the Transaction Date, the Reporting Person was granted the immediately vested shares as compensation for service on the Issuer's board of directors.

F1 · shares: On the Transaction Date, the Reporting Person was granted the immediately vested shares as compensation for service on the Issuer's board of directors.

F1 · price: On the Transaction Date, the Reporting Person was granted the immediately vested shares as compensation for service on the Issuer's board of directors.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 19:52 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 GrantCommon Stock 1,017 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-000101 · form412252hin_01192021.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,322

F1 · kind: On the Transaction Date, the Reporting Person was granted the immediately vested shares as compensation for service on the Issuer's board of directors.

F1 · shares: On the Transaction Date, the Reporting Person was granted the immediately vested shares as compensation for service on the Issuer's board of directors.

F1 · price: On the Transaction Date, the Reporting Person was granted the immediately vested shares as compensation for service on the Issuer's board of directors.

Read SEC document
October 27, 2020 Filed Dec 2, 2020 22:19 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 GrantCommon Stock 12,111 $0.00 $0.00
Disclosure

SEC source: 0000921895-20-003166 · form412252001_12022020.xml · nonDerivative · entry 5

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,305

F1 · shares: On the Transaction Date, the Reporting Person was granted the immediately vested shares as compensation for service on the Issuer's board of directors.

Read SEC document
October 05, 2020 Filed Dec 2, 2020 22:19 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 GrantCommon Stock 5,779 $0.00 $0.00
Disclosure

SEC source: 0000921895-20-003166 · form412252001_12022020.xml · nonDerivative · entry 7

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,779

F7 · shares: On the Transaction Date, the Reporting Person's spouse was granted the immediately vested shares as compensation for service to the Issuer.

F6 · ownership.nature: Reported securities held by the Reporting Person's spouse.

Read SEC document
October 04, 2020 Filed Apr 26, 2021 21:36 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 GrantCommon Stock 9,355 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-001137 · form412252001_04262021.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,134

F1 · shares: On October 4, 2020, the Reporting Person's spouse was granted 5,114 restricted stock units ("RSUs") and 4,241 RSUs which vested pursuant to the terms of the grant.

F2 · balance_after: The Form 4 was inadvertently not filed on October 4, 2020. This Form 4 also amends the amount of Securities Owned Following Reported Transactions in column 5 of table I for the Reporting Person's indirect holdings in the Form 4s the Reporting Person filed on December 2, 2020, January 19, 2021, and April 22, 2021.

F3 · ownership.nature: Reported securities held by the Reporting Person's spouse.

Read SEC document
August 28, 2020 Filed Dec 2, 2020 22:19 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 GrantCommon Stock 1,318 $0.00 $0.00
Disclosure

SEC source: 0000921895-20-003166 · form412252001_12022020.xml · nonDerivative · entry 4

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,094

F1 · shares: On the Transaction Date, the Reporting Person was granted the immediately vested shares as compensation for service on the Issuer's board of directors.

Read SEC document
July 29, 2020 Filed Dec 2, 2020 22:19 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 Exercise / conversionRSUs · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0000921895-20-003166 · form412252001_12022020.xml · derivative · entry 9

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: One tranche of 3,000 RSUs vested based on the 15-day trading average closing price of the Issuer's common stock being greater than or equal to $4.10.

F4 · derivative.expiration_date: One tranche of 3,000 RSUs vested based on the 15-day trading average closing price of the Issuer's common stock being greater than or equal to $4.10.

Read SEC document
July 29, 2020 Filed Dec 2, 2020 22:19 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000921895-20-003166 · form412252001_12022020.xml · nonDerivative · entry 3

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: One tranche of 3,000 RSUs vested based on the 15-day trading average closing price of the Issuer's common stock being greater than or equal to $4.10.

Read SEC document
July 24, 2020 Filed Dec 2, 2020 22:19 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 Exercise / conversionRSUs · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0000921895-20-003166 · form412252001_12022020.xml · derivative · entry 8

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: One tranche of 3,000 restricted stock units ("RSUs") vested based on the 15-day trading average closing price of the Issuer's common stock being greater than or equal to $3.90.

F3 · derivative.expiration_date: One tranche of 3,000 restricted stock units ("RSUs") vested based on the 15-day trading average closing price of the Issuer's common stock being greater than or equal to $3.90.

Read SEC document
July 24, 2020 Filed Dec 2, 2020 22:19 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000921895-20-003166 · form412252001_12022020.xml · nonDerivative · entry 2

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: One tranche of 3,000 restricted stock units ("RSUs") vested based on the 15-day trading average closing price of the Issuer's common stock being greater than or equal to $3.90.

Read SEC document
July 04, 2020 Filed Dec 2, 2020 22:19 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000921895-20-003166 · form412252001_12022020.xml · nonDerivative · entry 6

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,000

F5 · shares: The transaction reflects the grant of 10,000 restricted stock units which vest in December 2020.

F6 · ownership.nature: Reported securities held by the Reporting Person's spouse.

Read SEC document
April 14, 2020 Filed Dec 2, 2020 22:19 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 GrantCommon Stock 2,188 $0.00 $0.00
Disclosure

SEC source: 0000921895-20-003166 · form412252001_12022020.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,776

F1 · shares: On the Transaction Date, the Reporting Person was granted the immediately vested shares as compensation for service on the Issuer's board of directors.

F2 · balance_after: The Reporting Person's Form 4 filed on March 2, 2020 contained an error in the amount of securities benefically owned after the transaction reported. The current Form 4 reflects a correction to the amount of securities beneficially owned.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:31 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 GrantCommon Stock 1,683 $0.00 $0.00
Disclosure

SEC source: 0001799683-20-000005 · primary_doc.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,809

Read SEC document
January 29, 2020 Filed Jan 31, 2020 16:30 UTC Tronox Holdings plc TROX · Entity 5110 GrantCommon Stock 3,609 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-001995 · form4.xml · nonDerivative · entry 2

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,126

F2 · shares: Pursuant to the Director's restricted share unit agreement (reflecting a stub-period transitional equity grant), the restricted share units subject to this grant shall vest on May 6, 2020 (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 16:30 UTC Tronox Holdings plc TROX · Entity 5110 Tax withholdingCommon Stock 1,120 $9.44 $10,572.80
Disclosure

SEC source: 0001140361-20-001995 · form4.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,517

F1 · shares: The Company withheld 1,120 shares to satisfy withholding tax obligations and Mr. Hines received the balance of 15,471 shares of previously granted restricted common stock.

Read SEC document
December 31, 2019 Filed Dec 31, 2019 21:14 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 Exercise / conversionCommon Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001792066-19-000024 · primary_doc.xml · derivative · entry 2

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires 2028-12-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One tranche of 6,000 RSUs vest if the 15 day trading average closing price of the Company's common stock is greater than or equal to the target price of $2.70 and seven tranches of 3,000 RSUs vest if the 15 day trading average closing price of the Company's common stock is greater than or equal to the target price of $2.90, $3.10, $3.30, $3.50, $3.70, $3.90, and $4.10.

F1 · deemedExecutionDate: Restricted Stock Units (RSUs) vested on December 30, 2019, pursuant to the terms of the Strategic Advisory Committee Charter.

Read SEC document
December 31, 2019 Filed Dec 31, 2019 21:14 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001792066-19-000024 · primary_doc.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · deemedExecutionDate: Restricted Stock Units (RSUs) vested on December 30, 2019, pursuant to the terms of the Strategic Advisory Committee Charter.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 19:18 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 PurchaseCommon Stock 15,348 $3.25 $49,881.00
Disclosure

SEC source: 0001792066-19-000020 · primary_doc.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,905

F1 · deemedExecutionDate: Shares purchased in a private transaction on 12/17/2019

Read SEC document
December 05, 2019 Filed Dec 5, 2019 23:03 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 Exercise / conversionCommon Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001792066-19-000017 · primary_doc.xml · derivative · entry 2

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires 2028-12-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One tranche of 6,000 RSUs vest if the 15 day trading average closing price of the Company's common stock is greater than or equal to the target price of $2.70 and seven tranches of 3,000 RSUs vest if the 15 day trading average closing price of the Company's common stock is greater than or equal to the target price of $2.90, $3.10, $3.30, $3.50, $3.70, $3.90, and $4.10.

F1 · deemedExecutionDate: Restricted Stock Units (RSUs) vested on December 3, 2019, pursuant to the terms of the Strategic Advisory Committee Charter.

Read SEC document
December 05, 2019 Filed Dec 5, 2019 23:03 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001792066-19-000017 · primary_doc.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · deemedExecutionDate: Restricted Stock Units (RSUs) vested on December 3, 2019, pursuant to the terms of the Strategic Advisory Committee Charter.

Read SEC document
November 18, 2019 Filed Nov 18, 2019 19:39 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 Exercise / conversionCommon Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001792066-19-000014 · primary_doc.xml · derivative · entry 2

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 3,000 shares

Expires 2028-12-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One tranche of 3,000 RSUs vest if the 15 day trading average closing price of the Company's common stock is greater than or equal to the target price of $2.70 and seven tranches of 3,000 RSUs vest if the 15 day trading average closing price of the Company's common stock is greater than or equal to the target price of $2.90, $3.10, $3.30, $3.50, $3.70, $3.90, and $4.10.

F1 · deemedExecutionDate: Restricted Stock Units (RSUs) vested on November 14, 2019, pursuant to the terms of the Strategic Advisory Committee Charter.

Read SEC document
November 18, 2019 Filed Nov 18, 2019 19:39 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001792066-19-000014 · primary_doc.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · deemedExecutionDate: Restricted Stock Units (RSUs) vested on November 14, 2019, pursuant to the terms of the Strategic Advisory Committee Charter.

Read SEC document
November 08, 2019 Filed Nov 8, 2019 22:21 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 GrantCommon Stock 2,640 $0.00 $0.00
Disclosure

SEC source: 0001792066-19-000012 · primary_doc.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,557

F1 · deemedExecutionDate: Restricted stock units (RSUs) were granted in lieu of other board compensation for the October 8, 2019 board meeting and vested immediately.

Read SEC document
October 29, 2019 Filed Oct 29, 2019 23:37 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 Exercise / conversionCommon Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001792066-19-000009 · primary_doc.xml · derivative · entry 2

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 3,000 shares

Expires 2028-12-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One tranche of 3,000 RSUs vest if the 15 day trading average closing price of the Company's common stock is greater than or equal to the target price of $2.70 and seven tranches of 3,000 RSUs vest if the 15 day trading average closing price of the Company's common stock is greater than or equal to the target price of $2.90, $3.10, $3.30, $3.50, $3.70, $3.90, and $4.10.

F1 · deemedExecutionDate: Restricted Stock Units (RSUs) vested on October 29, 2019, pursuant to the terms of the Strategic Advisory Committee Charter.

Read SEC document
October 29, 2019 Filed Oct 29, 2019 23:37 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001792066-19-000009 · primary_doc.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · deemedExecutionDate: Restricted Stock Units (RSUs) vested on October 29, 2019, pursuant to the terms of the Strategic Advisory Committee Charter.

Read SEC document
October 24, 2019 Filed Oct 28, 2019 21:48 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 Exercise / conversionCommon Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001792066-19-000005 · primary_doc.xml · derivative · entry 2

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 3,000 shares

Expires 2028-12-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One tranche of 3,000 RSUs vest if the 15 day trading average closing price of the Company's common stock is greater than or equal to the target price of $2.70 and seven tranches of 3,000 RSUs vest if the 15 day trading average closing price of the Company's common stock is greater than or equal to the target price of $2.90, $3.10, $3.30, $3.50, $3.70, $3.90, and $4.10.

F1 · deemedExecutionDate: Restricted Stock Units (RSUs) vested on October 24, 2019, pursuant to the terms of the Strategic Advisory Committee Charter.

Read SEC document
October 24, 2019 Filed Oct 28, 2019 21:48 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001792066-19-000005 · primary_doc.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · deemedExecutionDate: Restricted Stock Units (RSUs) vested on October 24, 2019, pursuant to the terms of the Strategic Advisory Committee Charter.

Read SEC document
September 27, 2019 Filed Sep 28, 2019 00:31 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001574276-19-000003 · primary_doc.xml · derivative · entry 4

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 5,000 shares

Expires 2028-12-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One tranche of 5,000 RSUs vest if the 15-day trading average closing price of the Company's common stock is greater than or equal to the target price of $2.70 and seven tranches of 3,000 RSUs vest if the 15-day trading average closing price of the Company's common stock is greater than or equal to the target price of $2.90, $3.10, $3.30, $3.50, $3.70, $3.90 and $4.10.

F3 · deemedExecutionDate: RSUs vested on December 24, 2018, pursuant to the terms of the Strategic Advisory Committee charter.

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September 27, 2019 Filed Sep 28, 2019 00:31 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 GrantCommon Stock 2,917 $0.00 $0.00
Disclosure

SEC source: 0001574276-19-000003 · primary_doc.xml · nonDerivative · entry 2

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,917

F4 · deemedExecutionDate: RSUs granted in lieu of other board compensation for the July 30, 2019 Board meetings and vested immediately.

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September 27, 2019 Filed Sep 28, 2019 00:31 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001574276-19-000003 · primary_doc.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · deemedExecutionDate: RSUs vested on December 24, 2018, pursuant to the terms of the Strategic Advisory Committee charter.

F2 · price: One tranche of 5,000 RSUs vest if the 15-day trading average closing price of the Company's common stock is greater than or equal to the target price of $2.70 and seven tranches of 3,000 RSUs vest if the 15-day trading average closing price of the Company's common stock is greater than or equal to the target price of $2.90, $3.10, $3.30, $3.50, $3.70, $3.90 and $4.10.

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January 29, 2019 Filed Jan 31, 2019 14:51 UTC Tronox Holdings plc TROX · Entity 5110 Tax withholdingCommon Stock Class A 1,247 $8.60 $10,724.20
Disclosure

SEC source: 0001567619-19-001978 · doc1.xml · nonDerivative · entry 3

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,637

F3 · shares: The Company withheld 1,247 shares to satisfy withholding tax obligations and Mr. Hines received the balance of 5,875 shares of previously granted restricted common stock.

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January 29, 2019 Filed Jan 31, 2019 14:51 UTC Tronox Holdings plc TROX · Entity 5110 Tax withholdingCommon Stock Class A 2,376 $8.60 $20,433.60
Disclosure

SEC source: 0001567619-19-001978 · doc1.xml · nonDerivative · entry 2

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,884

F2 · shares: The Company withheld 2,376 shares to satisfy withholding tax obligations and Mr. Hines received the balance of 11,200 shares of previously granted restricted common stock.

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January 29, 2019 Filed Jan 31, 2019 14:51 UTC Tronox Holdings plc TROX · Entity 5110 GrantCommon Stock Class A 16,591 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-001978 · doc1.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,260

F1 · shares: Pursuant to the Director's restricted share unit agreement, the Restricted Share Units subject to this grant shall vest on the first anniversary of the grant date (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

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December 03, 2018 Filed Sep 28, 2019 00:31 UTC SCHMITT INDUSTRIES INC SMIT · Entity 14032 GrantRestricted Stock Units · Derivative 26,000 $0.00 $0.00
Disclosure

SEC source: 0001574276-19-000003 · primary_doc.xml · derivative · entry 3

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: One tranche of 5,000 RSUs vest if the 15-day trading average closing price of the Company's common stock is greater than or equal to the target price of $2.70 and seven tranches of 3,000 RSUs vest if the 15-day trading average closing price of the Company's common stock is greater than or equal to the target price of $2.90, $3.10, $3.30, $3.50, $3.70, $3.90 and $4.10.

F2 · derivative.expiration_date: One tranche of 5,000 RSUs vest if the 15-day trading average closing price of the Company's common stock is greater than or equal to the target price of $2.70 and seven tranches of 3,000 RSUs vest if the 15-day trading average closing price of the Company's common stock is greater than or equal to the target price of $2.90, $3.10, $3.30, $3.50, $3.70, $3.90 and $4.10.

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January 29, 2018 Filed Jan 31, 2018 17:22 UTC Tronox Holdings plc TROX · Entity 5110 GrantCommon Stock Class A 7,122 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-004193 · form4.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,669

F1 · shares: Pursuant to the Director's restricted share unit agreement, the Restricted Share Units subject to this grant shall vest on the first anniversary of the grant date (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

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February 02, 2017 Filed Feb 6, 2017 17:19 UTC Tronox Holdings plc TROX · Entity 5110 GrantCommon Stock Class A 12,520 $11.98 $149,989.60
Disclosure

SEC source: 0001140361-17-004619 · doc1.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,547

F1 · shares: Pursuant to the Director's restricted share unit agreement, the Restricted Share Units subject to this grant shall vest on the first anniversary of the grant date (the "Vesting Date"), provided that the participant is then providing services to the Board on the Vesting Date.

F2 · price: The average price of the Company's common shares for the first 10 trading days of January 2017.

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October 03, 2016 Filed Oct 4, 2016 16:39 UTC Tronox Holdings plc TROX · Entity 5110 GrantCommon Stock Class A 3,607 $9.42 $33,977.94
Disclosure

SEC source: 0001140361-16-081682 · form4.xml · nonDerivative · entry 1

HINES ANDREWS P · CIK 0001280036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,027

F1 · shares: Represents the number of Class A shares issued pursuant to the Company's program whereby directors can opt to receive their quarterly Board fees in shares of Class A stock in lieu of receiving a cash payment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.