Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tronox Holdings plcTROX · Entity 5110 | Director | May 15, 2017 | May 16, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tronox Holdings plc
Report date May 15, 2017 · Filed May 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock Class ASEC Table I · non-derivative | Direct | 1,363,255 |
Ending reported balance
After 2017-05-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-05-15 · Grant · Acquired 668,248 · Balance 1,875,216 F1: In connection with Mr. Casey's previously announced retirement as CEO, the Company, in accordance with Mr. Casey's employment agreement, vested all previously granted performance awards assuming the achievement of target performance levels set out in each grant agreement. Row 2 · 2017-05-15 · Tax withholding · Disposed 511,961 · Balance 1,363,255 F2: The Company withheld 511,961 shares to satisfy withholding tax obligations and Mr. Casey received the balance of 629,524 shares of previously granted restricted common stock. |
| Common Stock Class ASEC Table I · non-derivative | IndirectThomas & Christine K. Casey JTWROS | 145,000 |
Reported balance
Holding disclosure · report date 2017-05-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 145,000 |
| Common Stock Class ASEC Table I · non-derivative | IndirectChristine K. Casey Rev Trust | 35,000 |
Reported balance
Holding disclosure · report date 2017-05-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 35,000 |
| Common Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.09 · Expires 2023-02-25 | Direct | 200,000 |
Reported balance
Holding disclosure · report date 2017-05-15 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 200,000 F3: As reported on Form 4 filed on 10/11/2013, the options vest in three equal installments on the anniversary date of the grant. |
| Common Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.98 · Expires 2024-02-10 | Direct | 157,407 |
Reported balance
Holding disclosure · report date 2017-05-15 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 157,407 F4: As reported on Form 4 filed 2/12/2014, the options vest in three equal installments on the anniversary date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with Mr. Casey's previously announced retirement as CEO, the Company, in accordance with Mr. Casey's employment agreement, vested all previously granted performance awards assuming the achievement of target performance levels set out in each grant agreement.
F2: The Company withheld 511,961 shares to satisfy withholding tax obligations and Mr. Casey received the balance of 629,524 shares of previously granted restricted common stock.
F3: As reported on Form 4 filed on 10/11/2013, the options vest in three equal installments on the anniversary date of the grant.
F4: As reported on Form 4 filed 2/12/2014, the options vest in three equal installments on the anniversary date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2017 Filed May 16, 2017 20:30 UTC | Tronox Holdings plc TROX · Entity 5110 | Tax withholdingCommon Stock Class A | 511,961 | $19.10 | $9,778,455.10 |
DisclosureSEC source: 0001140361-17-021003 · form4.xml · nonDerivative · entry 2 Casey Thomas · CIK 0001551305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,363,255 F2 · shares: The Company withheld 511,961 shares to satisfy withholding tax obligations and Mr. Casey received the balance of 629,524 shares of previously granted restricted common stock. Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:30 UTC | Tronox Holdings plc TROX · Entity 5110 | GrantCommon Stock Class A | 668,248 | $19.10 | $12,763,536.80 |
DisclosureSEC source: 0001140361-17-021003 · form4.xml · nonDerivative · entry 1 Casey Thomas · CIK 0001551305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875,216 F1 · shares: In connection with Mr. Casey's previously announced retirement as CEO, the Company, in accordance with Mr. Casey's employment agreement, vested all previously granted performance awards assuming the achievement of target performance levels set out in each grant agreement. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 22:10 UTC | Tronox Holdings plc TROX · Entity 5110 | GrantCommon Stock Class A | 163,266 | $12.25 | $2,000,008.50 |
DisclosureSEC source: 0001140361-17-004601 · form4.xml · nonDerivative · entry 2 Casey Thomas · CIK 0001551305 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,206,968 F1 · shares: The Restricted Share Units subject to this grant shall vest in equal annual portions on each of the next three (3) anniversaries of the Grant Date (each, a "Vesting Date") provided that the Participant is then providing services to the Company on each such Vesting Date. Dividends will be accrued until shares vest and paid at that time. F2 · price: The volume-weighted average price of the Company's common shares for the 30 day period ending on February 2, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.