TRIN

SEC source: 0000950170-24-073874 · ownership.xml · nonDerivative · entry 1

HAMADA RICHARD P · CIK 0001220015 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,070

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0000950170-24-073868 · ownership.xml · nonDerivative · entry 1

Zacharia Michael · CIK 0001579368 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,752

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0000950170-24-073872 · ownership.xml · nonDerivative · entry 1

Lockridge Irma · CIK 0001899348 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,683

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0000950170-24-073861 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,641

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0000950170-24-033858 · ownership.xml · nonDerivative · entry 2

Testa Michael · CIK 0002007041 · CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,394

F2 · balance_after: Includes (1) 40,541 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 17,588 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 5,780 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 4,550 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-033858 · ownership.xml · nonDerivative · entry 1

Testa Michael · CIK 0002007041 · CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,853

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 15, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 40,541 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 17,588 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 5,780 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 4,550 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-033851 · ownership.xml · nonDerivative · entry 2

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,193

F2 · balance_after: Includes (1) 45,946 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 33,774 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 17,341 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 13,652 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-033851 · ownership.xml · nonDerivative · entry 1

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,247

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 15, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 45,946 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 33,774 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 17,341 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 13,652 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-033844 · ownership.xml · nonDerivative · entry 2

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 194,460

F2 · balance_after: Includes (1) 40,541 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 43,353 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 43,353 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 40,958 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-033844 · ownership.xml · nonDerivative · entry 1

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 153,919

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 15, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 40,541 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 43,353 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 43,353 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 40,958 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-033836 · ownership.xml · nonDerivative · entry 2

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 246,445

F2 · balance_after: Includes (1) 59,459 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 57,803 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 57,803 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 45,509 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-033836 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 186,986

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 15, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 59,459 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 57,803 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 57,803 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 45,509 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-033827 · ownership.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 740,096

F2 · balance_after: Includes (1) 162,162 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 219,653 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 219,653 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-033827 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 577,934

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 15, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 162,162 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 219,653 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 219,653 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-033812 · ownership.xml · nonDerivative · entry 2

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 989,824

F2 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

F3 · balance_after: Includes (1) 202,703 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 208,092 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 208,092 issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-033812 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 787,121

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 15, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

F3 · balance_after: Includes (1) 202,703 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 208,092 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 208,092 issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-033043 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 821,477

F1 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

F2 · balance_after: Includes (1) 208,092 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, 25% of which restricted shares shall vest on March 15, 2024, and the remaining 75% ofwhich shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024; (2) 156,069 restricted shares issued under the 2019 Trinity Capital Inc. Long Term IncentivePlan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; and (3) 204,793 restricted shares issued under the 2019 Trinity CapitalInc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-022629 · ownership.xml · nonDerivative · entry 1

HAMADA RICHARD P · CIK 0001220015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,735

F1 · kind: On March 12, 2024, 83,661 shares of common stock, with respect to which the reporting person previously reported indirect beneficial ownership through the Michelas Family Trust Dated 8-31-10, were transferred to the reporting person for no consideration. As a result, the reporting person now has direct beneficial ownership of such shares of common stock.

F2 · balance_after: Includes 3,799 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares vest in full on the earlier of (1) June 14, 2024 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001209191-23-059085 · doc4.xml · nonDerivative · entry 1

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,109

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 13,005 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; (2) 13,652 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021; and (3) 33,774 Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.

SEC source: 0001209191-23-059084 · doc4.xml · nonDerivative · entry 1

Lund David Michael · CIK 0001336274 · CFO, EVP - Finance & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,646

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares began vesting pro rata over the eight full calendar quarters immediately following the award date of March 15, 2022; and (2) 48,560 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares shall begin vesting pro rata over the eight full calendar quarters immediately following the award date of March 15, 2023.

SEC source: 0001209191-23-059083 · doc4.xml · nonDerivative · entry 1

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,968

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 32,514 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; (2) 40,958 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021; and (3) 43,353 Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.

SEC source: 0001209191-23-059082 · doc4.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,853

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 43,352 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; (2) 45,509 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021; and (3) 57,803 Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.

SEC source: 0001209191-23-059080 · doc4.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 613,802

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 164,739 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023, (2) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021; and (3) 219,653 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.

SEC source: 0001209191-23-059079 · doc4.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 818,123

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

F3 · balance_after: Includes (1) 208,092 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, 25% of which restricted shares shall vest on March 15, 2024, and the remaining 75% of which shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024; (2) 156,069 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; and (3) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001209191-23-054665 · doc4.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 830,708

F1 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

F2 · balance_after: Includes (1) 208,092 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, 25% of which restricted shares shall vest on March 15, 2024, and the remaining 75% of which shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024; (2) 156,069 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; and (3) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001209191-23-049984 · doc4.xml · nonDerivative · entry 1

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,705

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3

F2 · balance_after: Includes (1) 13,005 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; (2) 13,652 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021; and (3) 33,774 Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.

SEC source: 0001209191-23-049983 · doc4.xml · nonDerivative · entry 1

Lund David Michael · CIK 0001336274 · CFO, EVP - Finance & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,237

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares began vesting pro rata over the eight full calendar quarters immediately following the award date of March 15, 2022; and (2) 48,560 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares shall begin vesting pro rata over the eight full calendar quarters immediately following the award date of March 15, 2023.

SEC source: 0001209191-23-049982 · doc4.xml · nonDerivative · entry 1

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,003

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 32,514 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; (2) 40,958 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021; and (3) 43,353 Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.

SEC source: 0001209191-23-049980 · doc4.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,950

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 43,352 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; (2) 45,509 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021; and (3) 57,803 Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.

SEC source: 0001209191-23-049975 · doc4.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 626,689

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 164,739 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023, (2) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021; and (3) 219,653 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.

SEC source: 0001209191-23-049971 · doc4.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 827,922

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

F3 · balance_after: Includes (1) 208,092 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, 25% of which restricted shares shall vest on March 15, 2024, and the remaining 75% of which shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024; (2) 156,069 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; and (3) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001209191-23-044853 · doc4.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Kyle and Amy Brown Family Trust, dated February 4, 2019

Disclosed balance after: 51,819

SEC source: 0001213900-25-014257 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,835.696

SEC source: 0001209191-23-037601 · doc4.xml · nonDerivative · entry 1

HAMADA RICHARD P · CIK 0001220015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,074

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 14, 2024 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001209191-23-037598 · doc4.xml · nonDerivative · entry 1

Zacharia Michael · CIK 0001579368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,417

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 14, 2024 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001209191-23-037276 · doc4.xml · nonDerivative · entry 3

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,306

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 14, 2024 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001209191-23-037276 · doc4.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,507

SEC source: 0001209191-23-037600 · doc4.xml · nonDerivative · entry 1

Lockridge Irma · CIK 0001899348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,348

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 14, 2024 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001209191-23-037276 · doc4.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,007

SEC source: 0001209191-23-029588 · doc4.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Kyle and Amy Brown Family Trust, dated February 4, 2019

Disclosed balance after: 48,288

SEC source: 0001209191-23-029636 · doc4.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Steven and Patricia Brown Family Trust, dated March 19, 1998

Disclosed balance after: 540,746

SEC source: 0001209191-23-029636 · doc4.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 639,576

F1 · balance_after: Includes (1) 164,739 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023, and (2) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-23-021004 · ownership.xml · nonDerivative · entry 2

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,300

F3 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.

F2 · balance_after: Includes (1) 13,005 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; and (2) 13,652 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-23-021004 · ownership.xml · nonDerivative · entry 1

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,526

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 13,005 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; and (2) 13,652 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-23-020995 · ownership.xml · nonDerivative · entry 2

Lund David Michael · CIK 0001336274 · CFO, EVP - Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,435

F3 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares shall begin vesting pro rata over the eight full calendar quarters immediately following the award date of March 15, 2023.

F2 · balance_after: Includes 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares began vesting pro rata over the eight full calendar quarters immediately following the award date of March 15, 2022.

SEC source: 0001213900-23-020995 · ownership.xml · nonDerivative · entry 1

Lund David Michael · CIK 0001336274 · CFO, EVP - Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,875

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares began vesting pro rata over the eight full calendar quarters immediately following the award date of March 15, 2022.

SEC source: 0001213900-23-021003 · ownership.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635,876

F3 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.

F2 · balance_after: Includes (1) 164,739 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023, and (2) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-23-021003 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,223

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 164,739 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023, and (2) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-23-021001 · ownership.xml · nonDerivative · entry 2

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,120

F3 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.

F2 · balance_after: Includes (1) 32,514 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; and (2) 40,958 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-23-021001 · ownership.xml · nonDerivative · entry 1

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,777

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 32,514 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; and (2) 40,958 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.