Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Eagle Point Trinity Senior Secured Lending CoNONE · Entity 73931 | Chief Operating Officer | October 27, 2025 | October 27, 2025 |
| Trinity Capital Inc.TRIN · Entity 4639 | CFO and Treasurer | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Eagle Point Trinity Senior Secured Lending Co
Report date October 27, 2025 · Filed October 27, 2025
This filing explicitly reported no securities owned.
Trinity Capital Inc.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 138,564 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Tax withholding · Disposed 2,601 · Balance 138,564 F1: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 17, 2026 22:00 UTC | Trinity Capital Inc. TRIN · Entity 4639 | Tax withholdingCommon Stock | 2,601 | $17.79 | $46,271.79 |
DisclosureSEC source: 0001193125-26-394620 · ownership.xml · nonDerivative · entry 1 Testa Michael · CIK 0002007041 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,564 F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| June 15, 2026 Filed Jun 17, 2026 23:00 UTC | Trinity Capital Inc. TRIN · Entity 4639 | Tax withholdingCommon Stock | 2,601 | $16.89 | $43,930.89 |
DisclosureSEC source: 0001193125-26-274521 · ownership.xml · nonDerivative · entry 1 Testa Michael · CIK 0002007041 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,165 F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:30 UTC | Trinity Capital Inc. TRIN · Entity 4639 | GrantCommon Stock | 52,011 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-111472 · ownership.xml · nonDerivative · entry 2 Testa Michael · CIK 0002007041 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,766 F2 · shares: Represents the number of shares of Common Stock issued to the reporting person pursuant to a restricted stock award under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 13, 2026. The award vests 25% on March 15, 2027, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2027, subject to the reporting person's continued employment through the applicable vesting date. F2 · price: Represents the number of shares of Common Stock issued to the reporting person pursuant to a restricted stock award under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 13, 2026. The award vests 25% on March 15, 2027, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2027, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:30 UTC | Trinity Capital Inc. TRIN · Entity 4639 | Tax withholdingCommon Stock | 4,799 | $14.42 | $69,201.58 |
DisclosureSEC source: 0001193125-26-111472 · ownership.xml · nonDerivative · entry 1 Testa Michael · CIK 0002007041 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,755 F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 13, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3 F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 13, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3 Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 21:30 UTC | Trinity Capital Inc. TRIN · Entity 4639 | Tax withholdingCommon Stock | 1,486 | $15.12 | $22,468.32 |
DisclosureSEC source: 0001193125-25-322820 · ownership.xml · nonDerivative · entry 1 Testa Michael · CIK 0002007041 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,554 F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| September 15, 2025 Filed Sep 18, 2025 10:19 UTC | Trinity Capital Inc. TRIN · Entity 4639 | Tax withholdingCommon Stock | 1,789 | $16.02 | $28,659.78 |
DisclosureSEC source: 0001213900-25-088741 · ownership.xml · nonDerivative · entry 1 Testa Michael · CIK 0002007041 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,040 F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| June 13, 2025 Filed Jun 18, 2025 00:03 UTC | Trinity Capital Inc. TRIN · Entity 4639 | Tax withholdingCommon Stock | 1,788 | $14.45 | $25,836.60 |
DisclosureSEC source: 0001213900-25-055354 · ownership.xml · nonDerivative · entry 1 Testa Michael · CIK 0002007041 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,829 F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 13, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 23:48 UTC | Trinity Capital Inc. TRIN · Entity 4639 | GrantEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $15.83 | $0.00 |
DisclosureSEC source: 0001013762-25-000706 · ownership.xml · derivative · entry 2 Testa Michael · CIK 0002007041 · CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2035-03-13 F2 · derivative.exercise_date: If at any time on or prior to March 14, 2026 the volume weighted average trading price ("VWAP") per share of Trinity Capital Inc.'s common stock (the "Stock") on any established stock exchange or national market system for ninety (90) consecutive calendar days ending on the last trading day preceding the applicable day is equal to or greater than $23.75, then, provided that Mr. Testa remains in the continuous employment of Trinity Capital Inc. through the applicable vesting date (subject to certain limited exceptions), the stock option will vest as follows: 25% on March 14, 2026 with the remaining 75% vesting pro rata over the twelve full calendar quarters immediately following March 14, 2026. For the avoidance of doubt, both the VWAP condition and the service condition must be satisfied for the stock option to vest in accordance with its terms. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 23:48 UTC | Trinity Capital Inc. TRIN · Entity 4639 | Tax withholdingCommon Stock | 4,971 | $15.83 | $78,690.93 |
DisclosureSEC source: 0001013762-25-000706 · ownership.xml · nonDerivative · entry 1 Testa Michael · CIK 0002007041 · CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 101,617 F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 14, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| December 20, 2024 Filed Dec 27, 2024 02:36 UTC Amendment | Trinity Capital Inc. TRIN · Entity 4639 | GrantCommon Stock | 41,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-112796 · ownership.xml · nonDerivative · entry 1 Testa Michael · CIK 0002007041 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,588 F1 · kind: Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on December 20, 2024, which shares vest 25% on March 15, 2026, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2026. F2 · acquired: Amended filing to correct a scrivener's error in the Form 4, filed on December 26, 2024 (the "Original Form 4") reporting the transaction. The Original Form 4 inadvertently reported the transaction as a disposition of shares, and this amended Form 4 corrects the reporting to reflect that the reporting person acquired the shares. All other information in the Original Form 4 remains accurate and unchanged. Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 21:06 UTC | Trinity Capital Inc. TRIN · Entity 4639 | GrantCommon Stock | 41,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-112664 · ownership.xml · nonDerivative · entry 1 Testa Michael · CIK 0002007041 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,588 F1 · kind: Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on December 20, 2024, which shares vest 25% on March 15, 2026, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2026. Read SEC document |
| December 13, 2024 Filed Dec 18, 2024 02:33 UTC | Trinity Capital Inc. TRIN · Entity 4639 | Tax withholdingCommon Stock | 728 | $14.60 | $10,628.80 |
DisclosureSEC source: 0001213900-24-109915 · ownership.xml · nonDerivative · entry 1 Testa Michael · CIK 0002007041 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,209 F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 13, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. F2 · balance_after: Includes (1) 40,541 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 17,588 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 5,780 shares issued under the LTIP on March 15, 2022,which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 4,550 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021. Read SEC document |
| September 13, 2024 Filed Sep 18, 2024 22:20 UTC | Trinity Capital Inc. TRIN · Entity 4639 | Tax withholdingCommon Stock | 728 | $13.98 | $10,177.44 |
DisclosureSEC source: 0001213900-24-079987 · ownership.xml · nonDerivative · entry 1 Testa Michael · CIK 0002007041 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,937 F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 13, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. F2 · balance_after: Includes (1) 40,541 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 17,588 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 5,780 shares issued under the LTIP on March 15, 2022,which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 4,550 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 21:16 UTC | Trinity Capital Inc. TRIN · Entity 4639 | Tax withholdingCommon Stock | 729 | $14.82 | $10,803.78 |
DisclosureSEC source: 0000950170-24-075022 · ownership.xml · nonDerivative · entry 1 Testa Michael · CIK 0002007041 · CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,665 F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 14, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. F2 · balance_after: Includes (1) 40,541 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% ofsuch shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 17,588 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 5,780 shares issued under the LTIP on March 15, 2022,which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 4,550 shares issued underthe LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 00:10 UTC | Trinity Capital Inc. TRIN · Entity 4639 | GrantCommon Stock | 40,541 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-033858 · ownership.xml · nonDerivative · entry 2 Testa Michael · CIK 0002007041 · CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 67,394 F2 · balance_after: Includes (1) 40,541 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 17,588 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 5,780 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 4,550 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 00:10 UTC | Trinity Capital Inc. TRIN · Entity 4639 | Tax withholdingCommon Stock | 2,109 | $14.80 | $31,213.20 |
DisclosureSEC source: 0000950170-24-033858 · ownership.xml · nonDerivative · entry 1 Testa Michael · CIK 0002007041 · CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 26,853 F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 15, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. F2 · balance_after: Includes (1) 40,541 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 17,588 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 5,780 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 4,550 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.