TRIN

SEC source: 0001213900-24-112799 · ownership.xml · nonDerivative · entry 1

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,124

F1 · kind: Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on December 20, 2024, which shares vest 25% on March 15, 2026, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2026.

F2 · acquired: Amended filing to correct a scrivener's error in the Form 4, filed on December 26, 2024 (the "Original Form 4") reporting the transaction. The Original Form 4 inadvertently reported the transaction as a disposition of shares, and this amended Form 4 corrects the reporting to reflect that the reporting person acquired the shares. All other information in the Original Form 4 remains accurate and unchanged.

SEC source: 0001213900-24-112797 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 848,530

F1 · kind: Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on December 20, 2024, which shares vest 25% on March 15, 2026, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2026.

F2 · acquired: Amended filing to correct a scrivener's error in the Form 4, filed on December 26, 2024 (the "Original Form 4") reporting the transaction. The Original Form 4 inadvertently reported the transaction as a disposition of shares, and this amended Form 4 corrects the reporting to reflect that the reporting person acquired the shares. All other information in the Original Form 4 remains accurate and unchanged.

SEC source: 0001213900-24-112795 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,051,243

F2 · kind: Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on December 20, 2024, which shares vest 12.5% on June 15, 2027, with the remaining 87.5% vesting pro rata over the seven full calendar quarters immediately following June 15, 2027.

F3 · acquired: Amended filing to correct a scrivener's error in the Form 4, filed on December 26, 2024 (the "Original Form 4") reporting the transaction. The Original Form 4 inadvertently reported the transaction as a disposition of shares, and this amended Form 4 corrects the reporting to reflect that the reporting person acquired the shares. All other information in the Original Form 4 remains accurate and unchanged.

F1 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

SEC source: 0001213900-24-112794 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,892

F1 · kind: Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on December 20, 2024, which shares vest 25% on March 15, 2026, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2026.

F2 · acquired: Amended filing to correct a scrivener's error in the Form 4, filed on December 26, 2024 (the "Original Form 4") reporting the transaction. The Original Form 4 inadvertently reported the transaction as a disposition of shares, and this amended Form 4 corrects the reporting to reflect that the reporting person acquired the shares. All other information in the Original Form 4 remains accurate and unchanged.

SEC source: 0001213900-24-112667 · ownership.xml · nonDerivative · entry 1

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,124

F1 · kind: Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on December 20, 2024, which shares vest 25% on March 15, 2026, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2026.

SEC source: 0001213900-24-112665 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 848,530

F1 · kind: Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on December 20, 2024, which shares vest 25% on March 15, 2026, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2026.

SEC source: 0001213900-24-112662 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,051,243

F2 · kind: Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on December 20, 2024, which shares vest 12.5% on June 15, 2027, with the remaining 87.5% vesting pro rata over the seven full calendar quarters immediately following June 15, 2027.

F1 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

SEC source: 0001213900-24-112661 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,892

F1 · kind: Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on December 20, 2024, which shares vest 25% on March 15, 2026, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2026.

SEC source: 0001213900-24-109915 · ownership.xml · nonDerivative · entry 1

Testa Michael · CIK 0002007041 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,209

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 13, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 40,541 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 17,588 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 5,780 shares issued under the LTIP on March 15, 2022,which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 4,550 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-109913 · ownership.xml · nonDerivative · entry 1

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,013

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 13, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3

F2 · balance_after: Includes (1) 45,946 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 33,774 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 17,341 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 13,652 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-109916 · ownership.xml · nonDerivative · entry 2

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,202

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 13, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 59,459 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 57,803 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 57,803 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 45,509 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-109914 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 710,692

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of restricted shares on December 13, 2024. The Transaction is exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 162,162 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 219,653 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 219,653 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-109912 · ownership.xml · nonDerivative · entry 1

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,745

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 13, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 40,541 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 43,353 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 43,353 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 40,958 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-109911 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 953,946

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 13, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

F3 · balance_after: Includes (1) 202,703 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 208,092 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 208,092 issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-108424 · ownership.xml · nonDerivative · entry 2

Zacharia Michael · CIK 0001579368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,102

F1 · kind: Included 3,335 shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

F1 · balance_after: Included 3,335 shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-24-108424 · ownership.xml · nonDerivative · entry 1

Zacharia Michael · CIK 0001579368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,892

F1 · kind: Included 3,335 shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

F1 · balance_after: Included 3,335 shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-24-109916 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,226

F2 · balance_after: Includes (1) 59,459 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 57,803 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 57,803 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 45,509 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-094962 · ownership.xml · nonDerivative · entry 2

Zacharia Michael · CIK 0001579368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,542

F1 · kind: Included 3,335 shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

F1 · balance_after: Included 3,335 shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-24-094962 · ownership.xml · nonDerivative · entry 1

Zacharia Michael · CIK 0001579368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,342

F1 · kind: Included 3,335 shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

F1 · balance_after: Included 3,335 shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-24-094963 · ownership.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 722,182

F1 · balance_after: Includes (1) 162,162 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 219,653 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 219,653 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-094963 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 706,582

F1 · balance_after: Includes (1) 162,162 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 219,653 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 219,653 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-094520 · ownership.xml · nonDerivative · entry 6

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 964,832

F1 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

F2 · balance_after: Includes (1) 202,703 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 208,092 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 208,092 issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-094520 · ownership.xml · nonDerivative · entry 5

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 964,732

F1 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

F2 · balance_after: Includes (1) 202,703 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 208,092 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 208,092 issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-094520 · ownership.xml · nonDerivative · entry 4

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 964,632

F1 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

F2 · balance_after: Includes (1) 202,703 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 208,092 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 208,092 issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-094520 · ownership.xml · nonDerivative · entry 3

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 964,432

F1 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

F2 · balance_after: Includes (1) 202,703 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 208,092 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 208,092 issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-094520 · ownership.xml · nonDerivative · entry 2

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 963,177

F1 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

F2 · balance_after: Includes (1) 202,703 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 208,092 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 208,092 issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-094520 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 961,267

F1 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

F2 · balance_after: Includes (1) 202,703 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 208,092 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 208,092 issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-094516 · ownership.xml · nonDerivative · entry 4

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,835.696

F1 · balance_after: Reported holdings include shares acquired in dividend reinvestment transactions.

F2 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-24-094516 · ownership.xml · nonDerivative · entry 3

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,335.696

F1 · balance_after: Reported holdings include shares acquired in dividend reinvestment transactions.

F2 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-24-094516 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,835.696

F1 · balance_after: Reported holdings include shares acquired in dividend reinvestment transactions.

F2 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-24-094516 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,335.696

F1 · balance_after: Reported holdings include shares acquired in dividend reinvestment transactions.

F2 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-25-052788 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,635.696

F1 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

F2 · balance_after: Amended filing to correct a scrivener's error in the Form 4, filed on November 4, 2024 (the "Original Form 4") reporting the transaction. The Original Form 4 inadvertently reported that Mr. Estes acquired 500 shares at the price of $13.50, and this amended Form 4 corrects the reporting to reflect the correct number of shares acquired in that transaction and the correct amount of shares beneficially owned following the reported transaction. All other information in the Original Form 4 remains accurate and unchanged.

SEC source: 0001213900-24-079987 · ownership.xml · nonDerivative · entry 1

Testa Michael · CIK 0002007041 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,937

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 13, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 40,541 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 17,588 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 5,780 shares issued under the LTIP on March 15, 2022,which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 4,550 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-079986 · ownership.xml · nonDerivative · entry 1

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,869

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 13, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3

F2 · balance_after: Includes (1) 45,946 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 33,774 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 17,341 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 13,652 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-079991 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,226

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 13, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 59,459 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 57,803 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 57,803 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 45,509 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-079990 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 957,270

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 13, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

F3 · balance_after: Includes (1) 202,703 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 208,092 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 208,092 issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-079989 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 702,832

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of restricted shares on September 13, 2024. The Transaction is exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 162,162 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 219,653 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 219,653 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-079988 · ownership.xml · nonDerivative · entry 1

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,490

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 13, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 40,541 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 43,353 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 43,353 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 40,958 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-073473 · ownership.xml · nonDerivative · entry 3

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,835.696

F1 · balance_after: Reported holdings include shares acquired in dividend reinvestment transactions.

F3 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-24-073473 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,335.696

F1 · balance_after: Reported holdings include shares acquired in dividend reinvestment transactions.

F3 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-24-073473 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,835.696

F1 · balance_after: Reported holdings include shares acquired in dividend reinvestment transactions.

F2 · balance_after: Reported holdings have been updated to include certain shares indirectly owned by Mr. Estes through the Estes Revocable Trust dated January 12, 1990 in the row reporting his indirect ownership, which shares were erroneously included in the row reporting Mr. Estes' direct ownership in prior Form 4 filings due to administrative error.

F3 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-24-072651 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,238

F1 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-24-071991 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,641

F1 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0000950170-24-096544 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 975,298

F1 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

F2 · balance_after: Includes (1) 202,703 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75%ofsuch shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 208,092 shares issued under the LTIP on March 15, 2023, which shares vested 25% onMarch 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 208,092 issued under the LTIP on March15,2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 sharesissuedunder the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-075022 · ownership.xml · nonDerivative · entry 1

Testa Michael · CIK 0002007041 · CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,665

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 14, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 40,541 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% ofsuch shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 17,588 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 5,780 shares issued under the LTIP on March 15, 2022,which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 4,550 shares issued underthe LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-075045 · ownership.xml · nonDerivative · entry 1

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,031

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 14, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 45,946 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% ofsuch shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 33,774 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 17,341 shares issued under the LTIP on March 15,2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 13,652 shares issuedunder the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-075056 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 971,798

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 14, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

F3 · balance_after: Includes (1) 202,703 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% ofsuch shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 208,092 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 208,092 issued under the LTIP on March 15,2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issuedunder the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-075052 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 721,464

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of restricted shares on June 14, 2024. The Transaction is exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: 2. Includes (1) 162,162 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% ofsuch shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 219,653 shares issued under the LTIP on March 15, 2023, which shares vested 25% onMarch 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 219,653 shares issued under the LTIP on March15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 sharesissued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-075049 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 241,836

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 14, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 59,459 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% ofsuch shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 57,803 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 57,803 shares issued under the LTIP on March 15,2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 45,509 shares issuedunder the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-075047 · ownership.xml · nonDerivative · entry 1

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,195

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 14, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 40,541 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% ofsuch shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 43,353 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 43,353 shares issued under the LTIP on March 15,2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 40,958 shares issuedunder the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.