TRIN

SEC source: 0001193125-25-290172 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,943.696

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

F2 · balance_after: Due to an administrative error, 3,335 shares that vested on June 11, 2025 and were subsequently transferred to The Estes Revocable Trust, dated January 12, 1990 were incorrectly shown as directly held in the Forms 4 dated August 29, 2025, September 4, 2025, September 12, 2025, September 15, 2025, and November 10, 2025. This Form 4 corrects the error in Column 5 for both shares directly held and shares indirectly held by The Estes Revocable Trust, dated January 12, 1990. There was no change in the total number of shares beneficially owned reported for the Reporting Person on any prior Form 4 as a result of this correction.

SEC source: 0001213900-25-108443 · ownership.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Steven and Patricia Brown Family Trust, dated March 19, 1998

Disclosed balance after: 542,346

SEC source: 0001213900-25-108443 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 818,466

SEC source: 0001213900-25-108250 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,778.696

F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $14.40 to $14.47 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital Inc. (the "Company"), or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001796795-25-000007 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 997,033

SEC source: 0001213900-25-088741 · ownership.xml · nonDerivative · entry 1

Testa Michael · CIK 0002007041 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,040

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001213900-25-088745 · ownership.xml · nonDerivative · entry 1

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,806

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001213900-25-088747 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 813,966

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001213900-25-088743 · ownership.xml · nonDerivative · entry 1

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,146

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001213900-25-088739 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 990,113

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001213900-25-088737 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,124

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

SEC source: 0001213900-25-087667 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,778.696

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-25-087260 · ownership.xml · nonDerivative · entry 3

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,778.696

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-25-087260 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,778.696

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-25-087260 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,778.696

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-25-084512 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,778.696

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-25-082581 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Estes Revocable Trust, dated January 12, 1990

Disclosed balance after: 6,837

SEC source: 0001213900-25-075129 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,006,300

SEC source: 0001213900-25-055354 · ownership.xml · nonDerivative · entry 1

Testa Michael · CIK 0002007041 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,829

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 13, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001213900-25-055352 · ownership.xml · nonDerivative · entry 1

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,343

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 13, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001213900-25-055353 · ownership.xml · nonDerivative · entry 1

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,183

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 13, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001213900-25-055345 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,703

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 13, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

SEC source: 0001213900-25-055343 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829,697

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 14, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001213900-25-055342 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,003,100

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 13, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001213900-25-054435 · ownership.xml · nonDerivative · entry 1

HAMADA RICHARD P · CIK 0001220015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,178

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-25-054437 · ownership.xml · nonDerivative · entry 1

Zacharia Michael · CIK 0001579368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,545

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-25-054438 · ownership.xml · nonDerivative · entry 1

Lockridge Irma · CIK 0001899348 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,126

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-25-054434 · ownership.xml · nonDerivative · entry 3

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,778.696

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-25-054434 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,335.696

SEC source: 0001213900-25-054434 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,335.696

SEC source: 0001213900-25-052788 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,635.696

F1 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-25-046019 · ownership.xml · nonDerivative · entry 2

HAMADA RICHARD P · CIK 0001220015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,735

SEC source: 0001213900-25-046019 · ownership.xml · nonDerivative · entry 1

HAMADA RICHARD P · CIK 0001220015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,044

SEC source: 0001213900-25-042220 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Kyle and Amy Brown Family Trust, dated February 4, 2019

Disclosed balance after: 55,332

SEC source: 0001013762-25-000706 · ownership.xml · derivative · entry 2

Testa Michael · CIK 0002007041 · CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2035-03-13

F2 · derivative.exercise_date: If at any time on or prior to March 14, 2026 the volume weighted average trading price ("VWAP") per share of Trinity Capital Inc.'s common stock (the "Stock") on any established stock exchange or national market system for ninety (90) consecutive calendar days ending on the last trading day preceding the applicable day is equal to or greater than $23.75, then, provided that Mr. Testa remains in the continuous employment of Trinity Capital Inc. through the applicable vesting date (subject to certain limited exceptions), the stock option will vest as follows: 25% on March 14, 2026 with the remaining 75% vesting pro rata over the twelve full calendar quarters immediately following March 14, 2026. For the avoidance of doubt, both the VWAP condition and the service condition must be satisfied for the stock option to vest in accordance with its terms.

SEC source: 0001013762-25-000706 · ownership.xml · nonDerivative · entry 1

Testa Michael · CIK 0002007041 · CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,617

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 14, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001013762-25-000705 · ownership.xml · derivative · entry 2

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2035-03-13

F2 · derivative.exercise_date: If at any time on or prior to March 14, 2026 the volume weighted average trading price ("VWAP") per share of Trinity Capital Inc.'s common stock (the "Stock") on any established stock exchange or national market system for ninety (90) consecutive calendar days ending on the last trading day preceding the applicable day is equal to or greater than $23.75, then, provided that Ms. Stanton remains in the continuous employment of Trinity Capital Inc. through the applicable vesting date (subject to certain limited exceptions), the stock option will vest as follows: 25% on March 14, 2026 with the remaining 75% vesting pro rata over the twelve full calendar quarters immediately following March 14, 2026. For the avoidance of doubt, both the VWAP condition and the service condition must be satisfied for the stock option to vest in accordance with its terms.

SEC source: 0001013762-25-000705 · ownership.xml · nonDerivative · entry 1

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,970

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 14, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001013762-25-000710 · ownership.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 845,428

F2 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 14, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001013762-25-000710 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 873,883

F1 · kind: Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on March 14, 2025, which shares vest 25% on March 15, 2026, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2026.

SEC source: 0001013762-25-000709 · ownership.xml · derivative · entry 4

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2035-03-13

F3 · derivative.exercise_date: If at any time on or prior to March 14, 2026 the volume weighted average trading price ("VWAP") per share of Trinity Capital Inc.'s common stock (the "Stock") on any established stock exchange or national market system for ninety (90) consecutive calendar days ending on the last trading day preceding the applicable day is equal to or greater than $23.75, then, provided that Mr. K. Brown remains in the continuous employment of Trinity Capital Inc. through the applicable vesting date (subject to certain limited exceptions), the stock option will vest as follows: 25% on March 14, 2026 with the remaining 75% vesting pro rata over the twelve full calendar quarters immediately following March 14, 2026. For the avoidance of doubt, both the VWAP condition and the service condition must be satisfied for the stock option to vest in accordance with its terms.

SEC source: 0001013762-25-000709 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,019,285

F2 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 14, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

SEC source: 0001013762-25-000708 · ownership.xml · derivative · entry 2

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2035-03-13

F2 · derivative.exercise_date: If at any time on or prior to March 14, 2026 the volume weighted average trading price ("VWAP") per share of Trinity Capital Inc.'s common stock (the "Stock") on any established stock exchange or national market system for ninety (90) consecutive calendar days ending on the last trading day preceding the applicable day is equal to or greater than $23.75, then, provided that Mr. Kundich remains in the continuous employment of Trinity Capital Inc. through the applicable vesting date (subject to certain limited exceptions), the stock option will vest as follows: 25% on March 14, 2026 with the remaining 75% vesting pro rata over the twelve full calendar quarters immediately following March 14, 2026. For the avoidance of doubt, both the VWAP condition and the service condition must be satisfied for the stock option to vest in accordance with its terms.

SEC source: 0001013762-25-000708 · ownership.xml · nonDerivative · entry 1

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,576

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 14, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001013762-25-000707 · ownership.xml · derivative · entry 4

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2035-03-13

F2 · derivative.exercise_date: If at any time on or prior to March 14, 2026 the volume weighted average trading price ("VWAP") per share of Trinity Capital Inc.'s common stock (the "Stock") on any established stock exchange or national market system for ninety (90) consecutive calendar days ending on the last trading day preceding the applicable day is equal to or greater than $23.75, then, provided that Mr. Harder remains in the continuous employment of Trinity Capital Inc. through the applicable vesting date (subject to certain limited exceptions), the stock option will vest as follows: 25% on March 14, 2026 with the remaining 75% vesting pro rata over the twelve full calendar quarters immediately following March 14, 2026. For the avoidance of doubt, both the VWAP condition and the service condition must be satisfied for the stock option to vest in accordance with its terms.

SEC source: 0001013762-25-000707 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,493

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 14, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001213900-24-112796 · ownership.xml · nonDerivative · entry 1

Testa Michael · CIK 0002007041 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,588

F1 · kind: Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on December 20, 2024, which shares vest 25% on March 15, 2026, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2026.

F2 · acquired: Amended filing to correct a scrivener's error in the Form 4, filed on December 26, 2024 (the "Original Form 4") reporting the transaction. The Original Form 4 inadvertently reported the transaction as a disposition of shares, and this amended Form 4 corrects the reporting to reflect that the reporting person acquired the shares. All other information in the Original Form 4 remains accurate and unchanged.

SEC source: 0001213900-24-112664 · ownership.xml · nonDerivative · entry 1

Testa Michael · CIK 0002007041 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,588

F1 · kind: Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on December 20, 2024, which shares vest 25% on March 15, 2026, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2026.

SEC source: 0001213900-24-112798 · ownership.xml · nonDerivative · entry 1

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,910

F1 · kind: Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on December 20, 2024, which shares vest 25% on March 15, 2026, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2026.

F2 · acquired: Amended filing to correct a scrivener's error in the Form 4, filed on December 26, 2024 (the "Original Form 4") reporting the transaction. The Original Form 4 inadvertently reported the transaction as a disposition of shares, and this amended Form 4 corrects the reporting to reflect that the reporting person acquired the shares. All other information in the Original Form 4 remains accurate and unchanged.

SEC source: 0001213900-24-112666 · ownership.xml · nonDerivative · entry 1

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,910

F1 · kind: Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on December 20, 2024, which shares vest 25% on March 15, 2026, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2026.