Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 2, 2026 00:34 UTC |
JCP Investment Management, LLC10% owner
JCP Investment Partnership, LP10% owner
JCP Investment Partners, LP10% owner
JCP Investment Holdings, LLC10% owner
Pappas James C10% owner
|
PurchaseCommon Stock, par value $0.0001 per share | 384,021 | $0.60 | $230,412.60 |
DisclosureSEC source: 0000921895-26-002696 · form408569060_10012026.xml · nonDerivative · entry 1 JCP Investment Management, LLC · CIK 0001461945 · 10% owner JCP Investment Partnership, LP · CIK 0001461946 · 10% owner JCP Investment Partners, LP · CIK 0001461947 · 10% owner JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner Pappas James C · CIK 0001462171 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Managed Accounts of JCP Investment Management, LLC Disclosed balance after: 1,937,302 F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · shares: On September 30, 2026, JCP Management, on behalf of a JCP Account, entered into a securities purchase agreement pursuant to which it agreed to purchase certain securities of the Issuer. This transaction is expected to close in the near future. F2 · ownership.nature: Represents securities of the Issuer held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the securities held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the securities held in the JCP Accounts. Read SEC document |
| August 21, 2026 Filed Sep 14, 2026 20:19 UTC Amendment |
Swando Matthew J.CHIEF REVENUE OFFICER
|
GrantCommon Stock | 897,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001932878-26-000004 · form4a-09142026_080926.xml · nonDerivative · entry 1 Swando Matthew J. · CIK 0001932878 · CHIEF REVENUE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,102,840 F1 · shares: Represents grant of restricted stock. Shares shall vest 1/5 on April 30, 2027, 1/5 on April 30, 2028, 1/5 on April 30, 2029, 1/5 on April 30, 2030 and 1/5 on April 30, 2031. F2 · shares: This amendment to the Form 4 originally filed on August 24, 2026 is being filed solely to correct the number of shares of restricted stock granted to the reporting person. F1 · price: Represents grant of restricted stock. Shares shall vest 1/5 on April 30, 2027, 1/5 on April 30, 2028, 1/5 on April 30, 2029, 1/5 on April 30, 2030 and 1/5 on April 30, 2031. Read SEC document |
| August 21, 2026 Filed Sep 14, 2026 20:17 UTC Amendment |
Cassell DerekDirector · CHIEF EXECUTIVE OFFICER
|
GrantCommon Stock | 1,002,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001727227-26-000006 · form4a-09142026_080928.xml · nonDerivative · entry 1 Cassell Derek · CIK 0001727227 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,619,209 F1 · shares: Represents grant of restricted stock. Shares shall vest 1/5 on April 30, 2027, 1/5 on April 30, 2028, 1/5 on April 30, 2029, 1/5 on April 30, 2030 and 1/5 on April 30, 2031. F2 · shares: This amendment to the Form 4 originally filed on August 24, 2026 is being filed solely to correct the number of shares of restricted stock granted to the reporting person. F1 · price: Represents grant of restricted stock. Shares shall vest 1/5 on April 30, 2027, 1/5 on April 30, 2028, 1/5 on April 30, 2029, 1/5 on April 30, 2030 and 1/5 on April 30, 2031. Read SEC document |
| August 21, 2026 Filed Aug 24, 2026 16:42 UTC |
Gigler Arthur JacobChief Marketing Officer
|
GrantCommon Stock | 323,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002048260-26-000002 · form4-08242026_040855.xml · nonDerivative · entry 1 Gigler Arthur Jacob · CIK 0002048260 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 423,000 F1 · shares: Represents grant of restricted stock. Shares shall vest 1/5 on April 30, 2027, 1/5 on April 30, 2028, 1/5 on April 30, 2029, 1/5 on April 30, 2030 and 1/5 on April 30, 2031. F1 · price: Represents grant of restricted stock. Shares shall vest 1/5 on April 30, 2027, 1/5 on April 30, 2028, 1/5 on April 30, 2029, 1/5 on April 30, 2030 and 1/5 on April 30, 2031. Read SEC document |
| August 21, 2026 Filed Aug 24, 2026 16:41 UTC |
Swando Matthew J.CHIEF REVENUE OFFICER
|
GrantCommon Stock | 515,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001932878-26-000002 · form4-08242026_040854.xml · nonDerivative · entry 1 Swando Matthew J. · CIK 0001932878 · CHIEF REVENUE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 720,340 F1 · shares: Represents grant of restricted stock. Shares shall vest 1/5 on April 30, 2027, 1/5 on April 30, 2028, 1/5 on April 30, 2029, 1/5 on April 30, 2030 and 1/5 on April 30, 2031. F1 · price: Represents grant of restricted stock. Shares shall vest 1/5 on April 30, 2027, 1/5 on April 30, 2028, 1/5 on April 30, 2029, 1/5 on April 30, 2030 and 1/5 on April 30, 2031. Read SEC document |
| August 21, 2026 Filed Aug 24, 2026 16:40 UTC |
Hardy TimothyChief Information Officer
|
GrantCommon Stock | 263,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002049774-26-000004 · form4-08242026_040845.xml · nonDerivative · entry 1 Hardy Timothy · CIK 0002049774 · Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 323,500 F1 · shares: Represents grant of restricted stock. Shares shall vest 1/5 on April 30, 2027, 1/5 on April 30, 2028, 1/5 on April 30, 2029, 1/5 on April 30, 2030 and 1/5 on April 30, 2031. F1 · price: Represents grant of restricted stock. Shares shall vest 1/5 on April 30, 2027, 1/5 on April 30, 2028, 1/5 on April 30, 2029, 1/5 on April 30, 2030 and 1/5 on April 30, 2031. Read SEC document |
| August 21, 2026 Filed Aug 24, 2026 16:39 UTC |
Sullivan John RichmondDirector
|
GrantCommon Stock | 325,000 | $0.00 | $0.00 |
DisclosureSEC source: 0002131529-26-000004 · form4-08242026_040840.xml · nonDerivative · entry 1 Sullivan John Richmond · CIK 0002131529 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,000 F1 · shares: Represents an award of restricted stock, of which 65,000 shares vest on each of April 30, 2027, April 30, 2028, April 30, 2029, April 30, 2030 and April 30, 2031. Read SEC document |
| August 21, 2026 Filed Aug 24, 2026 16:38 UTC |
Saour Jacob JamesDirector
|
GrantCommon Stock | 325,000 | $0.00 | $0.00 |
DisclosureSEC source: 0002130454-26-000004 · form4-08242026_040802.xml · nonDerivative · entry 1 Saour Jacob James · CIK 0002130454 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,000 F1 · shares: Represents an award of restricted stock, of which 65,000 shares vest on each of April 30, 2027, April 30, 2028, April 30, 2029, April 30, 2030 and April 30, 2031. Read SEC document |
| August 21, 2026 Filed Aug 24, 2026 16:36 UTC |
Smith Denver JohnsonDirector · 10% owner
CRC Founders Fund, LP10% owner
Carlson Ridge Capital, LLC10% owner
Carlson Ridge Capital GP, LLC10% owner
|
GrantCommon Stock | 325,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001705119-26-000009 · form4-08242026_040842.xml · nonDerivative · entry 1 Smith Denver Johnson · CIK 0001705119 · Director · 10% owner CRC Founders Fund, LP · CIK 0001675729 · 10% owner Carlson Ridge Capital, LLC · CIK 0002124395 · 10% owner Carlson Ridge Capital GP, LLC · CIK 0002124379 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,000 F1 · security: This Form 4 is filed jointly by CRC Founders Fund, LP ("CRC Founders"), Carlson Ridge Capital, LLC ("Carlson Ridge Capital"), Carlson Ridge Capital GP, LLC ("Carlson Ridge GP") and Denver J. Smith (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Smith is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: Represents an award of restricted stock, of which 65,000 shares vest on each of April 30, 2027, April 30, 2028, April 30, 2029, April 30, 2030 and April 30, 2031. Read SEC document |
| August 21, 2026 Filed Aug 24, 2026 16:35 UTC |
Smith Denver JohnsonDirector · 10% owner
CRC Founders Fund, LP10% owner
Carlson Ridge Capital, LLC10% owner
Carlson Ridge Capital GP, LLC10% owner
|
GrantCommon Stock | 325,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001705119-26-000007 · form4-08242026_040853.xml · nonDerivative · entry 1 Smith Denver Johnson · CIK 0001705119 · Director · 10% owner CRC Founders Fund, LP · CIK 0001675729 · 10% owner Carlson Ridge Capital, LLC · CIK 0002124395 · 10% owner Carlson Ridge Capital GP, LLC · CIK 0002124379 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,000 F1 · security: This Form 4 is filed jointly by CRC Founders Fund, LP ("CRC Founders"), Carlson Ridge Capital, LLC ("Carlson Ridge Capital"), Carlson Ridge Capital GP, LLC ("Carlson Ridge GP") and Denver J. Smith (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Smith is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: Represents an award of restricted stock, of which 65,000 shares vest on each of April 30, 2027, April 30, 2028, April 30, 2029, April 30, 2030 and April 30, 2031. Read SEC document |
| August 21, 2026 Filed Aug 24, 2026 16:34 UTC |
Kidd Kyle ThomasDirector
|
GrantCommon Stock | 325,000 | $0.00 | $0.00 |
DisclosureSEC source: 0002130557-26-000004 · form4-08242026_040844.xml · nonDerivative · entry 1 Kidd Kyle Thomas · CIK 0002130557 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,000 F1 · shares: Represents an award of restricted stock, of which 65,000 shares vest on each of April 30, 2027, April 30, 2028, April 30, 2029, April 30, 2030 and April 30, 2031. Read SEC document |
| August 21, 2026 Filed Aug 24, 2026 16:32 UTC |
Powalski Matthew ScottDirector
|
GrantCommon Stock | 325,000 | $0.00 | $0.00 |
DisclosureSEC source: 0002130460-26-000004 · form4-08242026_040822.xml · nonDerivative · entry 1 Powalski Matthew Scott · CIK 0002130460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,000 F1 · shares: Represents an award of restricted stock, of which 65,000 shares vest on each of April 30, 2027, April 30, 2028, April 30, 2029, April 30, 2030 and April 30, 2031. Read SEC document |
| August 21, 2026 Filed Aug 24, 2026 16:30 UTC |
BERG JAMES AChief Financial Officer
|
GrantCommon Stock | 204,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001260190-26-000004 · form4-08242026_040843.xml · nonDerivative · entry 1 BERG JAMES A · CIK 0001260190 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,000 F1 · shares: Represents grant of restricted stock. Shares shall vest 1/5 on April 30, 2027, 1/5 on April 30, 2028, 1/5 on April 30, 2029, 1/5 on April 30, 2030 and 1/5 on April 30, 2031. F1 · price: Represents grant of restricted stock. Shares shall vest 1/5 on April 30, 2027, 1/5 on April 30, 2028, 1/5 on April 30, 2029, 1/5 on April 30, 2030 and 1/5 on April 30, 2031. Read SEC document |
| August 21, 2026 Filed Aug 24, 2026 16:28 UTC |
Cassell DerekDirector · CHIEF EXECUTIVE OFFICER
|
GrantCommon Stock | 560,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001727227-26-000004 · form4-08242026_040809.xml · nonDerivative · entry 1 Cassell Derek · CIK 0001727227 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,177,209 F1 · shares: Represents grant of restricted stock. Shares shall vest 1/5 on April 30, 2027, 1/5 on April 30, 2028, 1/5 on April 30, 2029, 1/5 on April 30, 2030 and 1/5 on April 30, 2031. F1 · price: Represents grant of restricted stock. Shares shall vest 1/5 on April 30, 2027, 1/5 on April 30, 2028, 1/5 on April 30, 2029, 1/5 on April 30, 2030 and 1/5 on April 30, 2031. Read SEC document |
| April 30, 2026 Filed May 5, 2026 01:30 UTC |
BERG JAMES AChief Financial Officer
|
GrantCommon Stock | 50,000 | $0.35 | $17,500.00 |
DisclosureSEC source: 0001260190-26-000002 · form4-05042026_090505.xml · nonDerivative · entry 1 BERG JAMES A · CIK 0001260190 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Represents shares of common stock (the "Shares") purchased in a private placement transaction directly from the Company pursuant to a Securities Purchase Agreement, dated April 30, 2026 (the "Private Placement"). The issuance of the Shares to the reporting person pursuant to the Private Placement was approved by the Company's board of directors and was deemed an exempt transaction pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Read SEC document |
| April 30, 2026 Filed May 5, 2026 01:30 UTC |
Hardy TimothyChief Information Officer
|
GrantCommon Stock | 60,000 | $0.35 | $21,000.00 |
DisclosureSEC source: 0002049774-26-000002 · form4-05042026_090503.xml · nonDerivative · entry 1 Hardy Timothy · CIK 0002049774 · Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 F1 · shares: Represents shares of common stock (the "Shares") purchased in a private placement transaction directly from the Company pursuant to a Securities Purchase Agreement, dated April 30, 2026 (the "Private Placement"). The issuance of the Shares to the reporting person pursuant to the Private Placement was approved by the Company's board of directors and was deemed an exempt transaction pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Read SEC document |
| April 30, 2026 Filed May 5, 2026 01:30 UTC |
Cassell DerekDirector · CHIEF EXECUTIVE OFFICER
|
GrantCommon Stock | 300,000 | $0.35 | $105,000.00 |
DisclosureSEC source: 0001727227-26-000002 · form4-05042026_090501.xml · nonDerivative · entry 1 Cassell Derek · CIK 0001727227 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 617,209 F1 · shares: Represents shares of common stock (the "Shares") purchased in a private placement transaction directly from the Company pursuant to a Securities Purchase Agreement, dated April 30, 2026 (the "Private Placement"). The issuance of the Shares to the reporting person pursuant to the Private Placement was approved by the Company's board of directors and was deemed an exempt transaction pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Read SEC document |
| March 19, 2024 Filed Mar 20, 2024 21:14 UTC |
Sehnaoui KarimDirector
|
PurchaseCommon Stock | 370,000 | $0.27 | $99,900.00 |
DisclosureSEC source: 0001415889-24-008761 · form4-03202024_090325.xml · nonDerivative · entry 1 Sehnaoui Karim · CIK 0001722869 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 388,421 F1 · kind: The shares were purchased in a private transaction pursuant to a share purchase agreement dated March 4, 2024, by and between the Reporting Person and an existing shareholder of the Issuer. Read SEC document |
| February 01, 2024 Filed Feb 1, 2024 20:23 UTC |
Sehnaoui KarimDirector
|
PurchaseCommon Stock | 4,400 | $0.20 | $880.00 |
DisclosureSEC source: 0001415889-24-002155 · form4-02012024_080248.xml · nonDerivative · entry 1 Sehnaoui Karim · CIK 0001722869 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,421 Read SEC document |
| April 14, 2022 Filed May 2, 2022 18:04 UTC |
Dubois GuyDirector
|
Exercise / conversionWarrants · Derivative | 5,536 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001415889-22-004427 · form4-05022022_110542.xml · derivative · entry 4 Dubois Guy · CIK 0001570056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,536 shares Expires 2022-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2022 Filed May 2, 2022 18:04 UTC |
Dubois GuyDirector
|
Exercise / conversionWarrants · Derivative | 40,366 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001415889-22-004427 · form4-05022022_110542.xml · derivative · entry 3 Dubois Guy · CIK 0001570056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,366 shares Expires 2022-04-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2022 Filed May 2, 2022 18:04 UTC |
Dubois GuyDirector
|
Tax withholdingCommon Stock | 8,596 | $3.30 | $28,366.80 |
DisclosureSEC source: 0001415889-22-004427 · form4-05022022_110542.xml · nonDerivative · entry 2 Dubois Guy · CIK 0001570056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,920 Read SEC document |
| April 14, 2022 Filed May 2, 2022 18:04 UTC |
Dubois GuyDirector
|
Exercise / conversionCommon Stock | 45,902 | $1.24 | $56,918.48 |
DisclosureSEC source: 0001415889-22-004427 · form4-05022022_110542.xml · nonDerivative · entry 1 Dubois Guy · CIK 0001570056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2022 Filed Jun 22, 2022 16:34 UTC |
Swando Matthew J.CHIEF REVENUE OFFICER
|
GrantCommon Stock | 185,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006835 · form4-06222022_090656.xml · nonDerivative · entry 1 Swando Matthew J. · CIK 0001932878 · CHIEF REVENUE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,340 F1 · shares: Represents grant of restricted stock. Shares shall vest 1/3 on October 13, 2022, 1/3 on April 13, 2023 and 1/3 on October 13, 2023. F1 · price: Represents grant of restricted stock. Shares shall vest 1/3 on October 13, 2022, 1/3 on April 13, 2023 and 1/3 on October 13, 2023. Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 20:22 UTC |
Macleod Karen MDirector
|
Exercise / conversionWarrants · Derivative | 9,191 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001415889-22-000017 · form4-01032022_120139.xml · derivative · entry 2 Macleod Karen M · CIK 0001218775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,191 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 20:22 UTC |
Macleod Karen MDirector
|
Exercise / conversionCommon Stock | 9,191 | $1.15 | $10,569.65 |
DisclosureSEC source: 0001415889-22-000017 · form4-01032022_120139.xml · nonDerivative · entry 1 Macleod Karen M · CIK 0001218775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2021 Filed Jan 3, 2022 15:33 UTC |
Dubois GuyDirector
|
Exercise / conversionWarrants · Derivative | 7,371 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001415889-22-000004 · form4-01032022_070157.xml · derivative · entry 4 Dubois Guy · CIK 0001570056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,371 shares Expires 2022-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2021 Filed Jan 3, 2022 15:33 UTC |
Dubois GuyDirector
|
Exercise / conversionWarrants · Derivative | 1,173 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001415889-22-000004 · form4-01032022_070157.xml · derivative · entry 3 Dubois Guy · CIK 0001570056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,173 shares Expires 2022-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2021 Filed Jan 3, 2022 15:33 UTC |
Dubois GuyDirector
|
Tax withholdingCommon Stock | 1,261 | $2.44 | $3,076.84 |
DisclosureSEC source: 0001415889-22-000004 · form4-01032022_070157.xml · nonDerivative · entry 2 Dubois Guy · CIK 0001570056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,614 Read SEC document |
| December 28, 2021 Filed Jan 3, 2022 15:33 UTC |
Dubois GuyDirector
|
Exercise / conversionCommon Stock | 8,544 | $1.24 | $10,594.56 |
DisclosureSEC source: 0001415889-22-000004 · form4-01032022_070157.xml · nonDerivative · entry 1 Dubois Guy · CIK 0001570056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 21:04 UTC |
Macleod Karen MDirector
|
Exercise / conversionOptions · Derivative | 5,882 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001415889-21-004061 · form4-08232021_020851.xml · derivative · entry 3 Macleod Karen M · CIK 0001218775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,882 shares Expires 2021-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 21:04 UTC |
Macleod Karen MDirector
|
Exercise / conversionOptions · Derivative | 3,529 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001415889-21-004061 · form4-08232021_020851.xml · derivative · entry 2 Macleod Karen M · CIK 0001218775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,529 shares Expires 2021-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 21:04 UTC |
Macleod Karen MDirector
|
Exercise / conversionCommon Stock | 9,411 | $1.15 | $10,822.65 |
DisclosureSEC source: 0001415889-21-004061 · form4-08232021_020851.xml · nonDerivative · entry 1 Macleod Karen M · CIK 0001218775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 20:43 UTC |
POLI PETER KCHIEF FINANCIAL OFFICER
|
Exercise / conversionStock Options · Derivative | 53,601 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001415889-21-004012 · form4-08192021_010832.xml · derivative · entry 2 POLI PETER K · CIK 0001700243 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,601 shares Expires 2022-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 50% of the stock options vested on January 1, 2018, with the remainder vesting on January 1, 2019. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 20:43 UTC |
POLI PETER KCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 53,601 | $1.24 | $66,465.24 |
DisclosureSEC source: 0001415889-21-004012 · form4-08192021_010832.xml · nonDerivative · entry 1 POLI PETER K · CIK 0001700243 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2018 Filed May 2, 2018 23:10 UTC |
POLI PETER KCHIEF FINANCIAL OFFICER
|
GrantCommon Stock | 133,640 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-18-000671 · form4-05022018_040538.xml · nonDerivative · entry 1 POLI PETER K · CIK 0001700243 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,640 F1 · price: Represents grant of restricted stock. Shares will be issued upon vesting, and shall vest as follows: 33,640 immediately, 50,000 on January 1, 2019 and 50,000 January 1, 2020. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:45 UTC |
Macleod Karen MDirector
|
GrantCommon Stock | 52,761 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-18-000683 · form4-05032018_020512.xml · nonDerivative · entry 1 FERGUSON KAREN M · CIK 0001218775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,142 F1 · price: Shares reported herein were issued in lieu of cash owed to the Reporting Person for her service on the Issuer's Board of Directors. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:34 UTC |
Boone David SDirector
|
GrantCommon Stock | 52,761 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-18-000681 · form4-05032018_020505.xml · nonDerivative · entry 1 Boone David S · CIK 0001335237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,931 F1 · price: Shares reported herein were issued in lieu of cash owed to the Reporting Person for his service on the Issuer's Board of Directors. Read SEC document |
| May 01, 2018 Filed May 3, 2018 18:13 UTC |
Cassell DerekCHIEF EXECUTIVE OFFICER
|
GrantCommon Stock | 289,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000679 · form4-05032018_110501.xml · nonDerivative · entry 1 Cassell Derek · CIK 0001727227 · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,209 F1 · price: Represents grant of restricted stock. Shares will be issued upon vesting and shall vest as follows: 89,444 immediately, 100,000 on January 1, 2019 and 100,000 January 1, 2020. Read SEC document |
| May 01, 2018 Filed May 3, 2018 14:56 UTC |
ROSENBLUM CHARLES ERICDirector
|
GrantCommon Stock | 52,761 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-18-000677 · form4-05032018_070545.xml · nonDerivative · entry 1 ROSENBLUM CHARLES ERIC · CIK 0001684920 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,229 F1 · price: Shares reported herein were issued in lieu of cash owed to the Reporting Person for his service on the Issuer's Board of Directors. Read SEC document |
| May 01, 2018 Filed May 3, 2018 14:55 UTC |
Dubois GuyDirector
|
GrantCommon Stock | 294,696 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-18-000675 · form4-05032018_070553.xml · nonDerivative · entry 1 Dubois Guy · CIK 0001570056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,331 F1 · price: 241,935 shares reported herein were issued in lieu of cash owed to the Reporting Person for his services as Chief Executive Officer during the fiscal year ended September 30, 2017, and 52,761 shares were issued in lieu of cash owed to the Reporting Person for his services on the Issuer's Board of Directors. Read SEC document |
| May 01, 2018 Filed May 17, 2018 14:13 UTC |
Van Daele Dirk KarelDirector
|
GrantCommon Stock | 41,293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-18-000755 · form4-05172018_070551.xml · nonDerivative · entry 1 Van Daele Dirk Karel · CIK 0001642945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,928 F1 · price: Shares reported herein were issued in lieu of cash owed to the Reporting Person for his service on the Issuer's Board of Directors. Read SEC document |
| January 26, 2018 Filed Apr 17, 2018 20:24 UTC |
Macleod Karen MDirector
|
GrantOptions · Derivative | 12,195 | Not disclosed Strike: $1.15 | Not disclosed |
DisclosureSEC source: 0001415889-18-000631 · form4-04172018_010423.xml · derivative · entry 10 FERGUSON KAREN M · CIK 0001218775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,195 Underlying: Common Stock · 12,195 shares Expires 2022-03-31 F2 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.15 per share, which modifications were approved in advance by the Issuer's Board of Directors on January 26, 2018. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| January 26, 2018 Filed Apr 17, 2018 20:24 UTC |
Macleod Karen MDirector
|
Disposition to issuerOptions · Derivative | 12,195 | Not disclosed Strike: $3.36 | Not disclosed |
DisclosureSEC source: 0001415889-18-000631 · form4-04172018_010423.xml · derivative · entry 9 FERGUSON KAREN M · CIK 0001218775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 12,195 shares Expires 2022-03-31 F2 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.15 per share, which modifications were approved in advance by the Issuer's Board of Directors on January 26, 2018. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| January 26, 2018 Filed Apr 17, 2018 20:24 UTC |
Macleod Karen MDirector
|
GrantOptions · Derivative | 9,191 | Not disclosed Strike: $1.15 | Not disclosed |
DisclosureSEC source: 0001415889-18-000631 · form4-04172018_010423.xml · derivative · entry 8 FERGUSON KAREN M · CIK 0001218775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,191 Underlying: Common Stock · 9,191 shares Expires 2021-12-31 F2 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.15 per share, which modifications were approved in advance by the Issuer's Board of Directors on January 26, 2018. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| January 26, 2018 Filed Apr 17, 2018 20:24 UTC |
Macleod Karen MDirector
|
Disposition to issuerOptions · Derivative | 9,191 | Not disclosed Strike: $4.50 | Not disclosed |
DisclosureSEC source: 0001415889-18-000631 · form4-04172018_010423.xml · derivative · entry 7 FERGUSON KAREN M · CIK 0001218775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,191 shares Expires 2021-12-31 F2 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.15 per share, which modifications were approved in advance by the Issuer's Board of Directors on January 26, 2018. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| January 26, 2018 Filed Apr 17, 2018 20:24 UTC |
Macleod Karen MDirector
|
GrantOptions · Derivative | 5,882 | Not disclosed Strike: $1.15 | Not disclosed |
DisclosureSEC source: 0001415889-18-000631 · form4-04172018_010423.xml · derivative · entry 6 FERGUSON KAREN M · CIK 0001218775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,882 Underlying: Common Stock · 5,882 shares Expires 2021-09-30 F2 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.15 per share, which modifications were approved in advance by the Issuer's Board of Directors on January 26, 2018. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| January 26, 2018 Filed Apr 17, 2018 20:24 UTC |
Macleod Karen MDirector
|
Disposition to issuerOptions · Derivative | 5,882 | Not disclosed Strike: $7.20 | Not disclosed |
DisclosureSEC source: 0001415889-18-000631 · form4-04172018_010423.xml · derivative · entry 5 FERGUSON KAREN M · CIK 0001218775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,882 shares Expires 2021-09-30 F2 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.15 per share, which modifications were approved in advance by the Issuer's Board of Directors on January 26, 2018. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| January 26, 2018 Filed Apr 17, 2018 20:24 UTC |
Macleod Karen MDirector
|
GrantOptions · Derivative | 3,529 | Not disclosed Strike: $1.15 | Not disclosed |
DisclosureSEC source: 0001415889-18-000631 · form4-04172018_010423.xml · derivative · entry 4 FERGUSON KAREN M · CIK 0001218775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,529 Underlying: Common Stock · 3,529 shares Expires 2021-09-29 F2 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.15 per share, which modifications were approved in advance by the Issuer's Board of Directors on January 26, 2018. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| January 26, 2018 Filed Apr 17, 2018 20:24 UTC |
Macleod Karen MDirector
|
Disposition to issuerOptions · Derivative | 3,529 | Not disclosed Strike: $7.20 | Not disclosed |
DisclosureSEC source: 0001415889-18-000631 · form4-04172018_010423.xml · derivative · entry 3 FERGUSON KAREN M · CIK 0001218775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,529 shares Expires 2021-09-29 F2 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.15 per share, which modifications were approved in advance by the Issuer's Board of Directors on January 26, 2018. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.