Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Track Group, Inc.TRCK · Entity 7533 | Director | April 14, 2022 | May 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Track Group, Inc.
Report date April 14, 2022 · Filed May 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 359,920 |
Ending reported balance
After 2022-04-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-04-14 · Exercise / conversion · Acquired 45,902 · Balance 368,516 Row 2 · 2022-04-14 · Tax withholding · Disposed 8,596 · Balance 359,920 |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.24 · Expires 2022-04-14 | Direct | 0 |
Reported balance
After 2022-04-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-04-14 · Exercise / conversion · Disposed 40,366 · Balance 0 |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.24 · Expires 2022-04-20 | Direct | 0 |
Reported balance
After 2022-04-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-04-14 · Exercise / conversion · Disposed 5,536 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 14, 2022 Filed May 2, 2022 18:04 UTC | Track Group, Inc. TRCK · Entity 7533 | Exercise / conversionWarrants · Derivative | 5,536 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001415889-22-004427 · form4-05022022_110542.xml · derivative · entry 4 Dubois Guy · CIK 0001570056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,536 shares Expires 2022-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2022 Filed May 2, 2022 18:04 UTC | Track Group, Inc. TRCK · Entity 7533 | Exercise / conversionWarrants · Derivative | 40,366 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001415889-22-004427 · form4-05022022_110542.xml · derivative · entry 3 Dubois Guy · CIK 0001570056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,366 shares Expires 2022-04-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2022 Filed May 2, 2022 18:04 UTC | Track Group, Inc. TRCK · Entity 7533 | Tax withholdingCommon Stock | 8,596 | $3.30 | $28,366.80 |
DisclosureSEC source: 0001415889-22-004427 · form4-05022022_110542.xml · nonDerivative · entry 2 Dubois Guy · CIK 0001570056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,920 Read SEC document |
| April 14, 2022 Filed May 2, 2022 18:04 UTC | Track Group, Inc. TRCK · Entity 7533 | Exercise / conversionCommon Stock | 45,902 | $1.24 | $56,918.48 |
DisclosureSEC source: 0001415889-22-004427 · form4-05022022_110542.xml · nonDerivative · entry 1 Dubois Guy · CIK 0001570056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2021 Filed Jan 3, 2022 15:33 UTC | Track Group, Inc. TRCK · Entity 7533 | Exercise / conversionWarrants · Derivative | 7,371 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001415889-22-000004 · form4-01032022_070157.xml · derivative · entry 4 Dubois Guy · CIK 0001570056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,371 shares Expires 2022-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2021 Filed Jan 3, 2022 15:33 UTC | Track Group, Inc. TRCK · Entity 7533 | Exercise / conversionWarrants · Derivative | 1,173 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001415889-22-000004 · form4-01032022_070157.xml · derivative · entry 3 Dubois Guy · CIK 0001570056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,173 shares Expires 2022-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2021 Filed Jan 3, 2022 15:33 UTC | Track Group, Inc. TRCK · Entity 7533 | Tax withholdingCommon Stock | 1,261 | $2.44 | $3,076.84 |
DisclosureSEC source: 0001415889-22-000004 · form4-01032022_070157.xml · nonDerivative · entry 2 Dubois Guy · CIK 0001570056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,614 Read SEC document |
| December 28, 2021 Filed Jan 3, 2022 15:33 UTC | Track Group, Inc. TRCK · Entity 7533 | Exercise / conversionCommon Stock | 8,544 | $1.24 | $10,594.56 |
DisclosureSEC source: 0001415889-22-000004 · form4-01032022_070157.xml · nonDerivative · entry 1 Dubois Guy · CIK 0001570056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2018 Filed May 3, 2018 14:55 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantCommon Stock | 294,696 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-18-000675 · form4-05032018_070553.xml · nonDerivative · entry 1 Dubois Guy · CIK 0001570056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,331 F1 · price: 241,935 shares reported herein were issued in lieu of cash owed to the Reporting Person for his services as Chief Executive Officer during the fiscal year ended September 30, 2017, and 52,761 shares were issued in lieu of cash owed to the Reporting Person for his services on the Issuer's Board of Directors. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantOptions · Derivative | 12,676 | Not disclosed Strike: $1.24 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 26 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,676 Underlying: Common Stock · 12,676 shares Expires 2022-10-14 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | Disposition to issuerOptions · Derivative | 12,676 | Not disclosed Strike: $7.10 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 25 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,676 shares Expires 2022-10-14 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantOptions · Derivative | 8,571 | Not disclosed Strike: $1.24 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 24 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,571 Underlying: Common Stock · 8,571 shares Expires 2022-09-30 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | Disposition to issuerOptions · Derivative | 8,571 | Not disclosed Strike: $10.50 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 23 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,571 shares Expires 2022-09-30 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantOptions · Derivative | 113,310 | Not disclosed Strike: $1.24 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 22 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,310 Underlying: Common Stock · 113,310 shares Expires 2022-08-14 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | Disposition to issuerOptions · Derivative | 113,310 | Not disclosed Strike: $9.65 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 21 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 113,310 shares Expires 2022-08-14 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantOptions · Derivative | 8,868 | Not disclosed Strike: $1.24 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 20 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,868 Underlying: Common Stock · 8,868 shares Expires 2022-04-20 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | Disposition to issuerOptions · Derivative | 8,868 | Not disclosed Strike: $10.15 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 19 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,868 shares Expires 2022-04-20 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantOptions · Derivative | 14,988 | Not disclosed Strike: $1.24 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 18 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,988 Underlying: Common Stock · 14,988 shares Expires 2022-01-27 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | Disposition to issuerOptions · Derivative | 14,988 | Not disclosed Strike: $12.01 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 17 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,988 shares Expires 2022-01-27 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantOptions · Derivative | 2,647 | Not disclosed Strike: $1.24 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 16 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,647 Underlying: Common Stock · 2,647 shares Expires 2023-06-30 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | Disposition to issuerOptions · Derivative | 2,647 | Not disclosed Strike: $15.45 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 15 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,647 shares Expires 2023-06-30 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantOptions · Derivative | 51,576 | Not disclosed Strike: $1.24 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 14 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,576 Underlying: Common Stock · 51,576 shares Expires 2023-06-02 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | Disposition to issuerOptions · Derivative | 51,576 | Not disclosed Strike: $17.45 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 13 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,576 shares Expires 2023-06-02 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantOptions · Derivative | 2,432 | Not disclosed Strike: $1.24 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 12 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,432 Underlying: Common Stock · 2,432 shares Expires 2023-03-31 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | Disposition to issuerOptions · Derivative | 2,432 | Not disclosed Strike: $18.75 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 11 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,432 shares Expires 2023-03-31 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantOptions · Derivative | 2,344 | Not disclosed Strike: $1.24 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 10 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,344 Underlying: Common Stock · 2,344 shares Expires 2023-12-31 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | Disposition to issuerOptions · Derivative | 2,344 | Not disclosed Strike: $19.29 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 9 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,344 shares Expires 2023-12-31 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantOptions · Derivative | 2,280 | Not disclosed Strike: $1.24 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 8 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,280 Underlying: Common Stock · 2,280 shares Expires 2022-09-30 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | Disposition to issuerOptions · Derivative | 2,280 | Not disclosed Strike: $19.46 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 7 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,280 shares Expires 2022-09-30 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantOptions · Derivative | 64,665 | Not disclosed Strike: $1.24 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 6 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,665 Underlying: Common Stock · 64,665 shares Expires 2022-04-14 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | Disposition to issuerOptions · Derivative | 64,665 | Not disclosed Strike: $9.00 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 5 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 64,665 shares Expires 2022-04-14 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantOptions · Derivative | 4,083 | Not disclosed Strike: $1.24 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 4 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,083 Underlying: Common Stock · 4,083 shares Expires 2022-06-30 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | Disposition to issuerOptions · Derivative | 4,083 | Not disclosed Strike: $14.70 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 3 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,083 shares Expires 2022-06-30 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantOptions · Derivative | 2,385 | Not disclosed Strike: $1.24 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 2 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,385 Underlying: Common Stock · 2,385 shares Expires 2022-03-21 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 22:03 UTC | Track Group, Inc. TRCK · Entity 7533 | Disposition to issuerOptions · Derivative | 2,385 | Not disclosed Strike: $12.58 | Not disclosed |
DisclosureSEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 1 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,385 shares Expires 2022-03-21 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| April 01, 2017 Filed Oct 11, 2017 21:19 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantCommon Stock | 7,440 | $3.36 | $24,998.40 |
DisclosureSEC source: 0001415889-17-001650 · form4-10112017_021020.xml · nonDerivative · entry 4 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,635 F1 · kind: Shares were issued in lieu of cash owed to the Reporting Person for his service on the Issuer's Board of Directors. Read SEC document |
| January 01, 2017 Filed Oct 11, 2017 21:19 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantCommon Stock | 5,556 | $4.50 | $25,002.00 |
DisclosureSEC source: 0001415889-17-001650 · form4-10112017_021020.xml · nonDerivative · entry 3 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,195 F1 · kind: Shares were issued in lieu of cash owed to the Reporting Person for his service on the Issuer's Board of Directors. Read SEC document |
| October 01, 2016 Filed Oct 11, 2017 21:19 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantCommon Stock | 3,472 | $7.20 | $24,998.40 |
DisclosureSEC source: 0001415889-17-001650 · form4-10112017_021020.xml · nonDerivative · entry 2 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,639 F1 · kind: Shares were issued in lieu of cash owed to the Reporting Person for his service on the Issuer's Board of Directors. Read SEC document |
| October 01, 2016 Filed Oct 11, 2017 21:19 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantCommon Stock | 4,167 | $7.20 | $30,002.40 |
DisclosureSEC source: 0001415889-17-001650 · form4-10112017_021020.xml · nonDerivative · entry 1 Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,167 F1 · kind: Shares were issued in lieu of cash owed to the Reporting Person for his service on the Issuer's Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.