Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Track Group, Inc.TRCK · Entity 7533 | CHIEF FINANCIAL OFFICER | August 17, 2021 | August 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Track Group, Inc.
Report date August 17, 2021 · Filed August 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 187,241 |
Reported balance
After 2021-08-17 transaction · row 1
1 source rowRow 1 · 2021-08-17 · Exercise / conversion · Acquired 53,601 · Balance 187,241 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.24 · Expires 2022-01-01 | Direct | 0 |
Reported balance
After 2021-08-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-08-17 · Exercise / conversion · Disposed 53,601 · Balance 0 F1: 50% of the stock options vested on January 1, 2018, with the remainder vesting on January 1, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: 50% of the stock options vested on January 1, 2018, with the remainder vesting on January 1, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2021 Filed Aug 19, 2021 20:43 UTC | Track Group, Inc. TRCK · Entity 7533 | Exercise / conversionStock Options · Derivative | 53,601 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001415889-21-004012 · form4-08192021_010832.xml · derivative · entry 2 POLI PETER K · CIK 0001700243 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,601 shares Expires 2022-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 50% of the stock options vested on January 1, 2018, with the remainder vesting on January 1, 2019. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 20:43 UTC | Track Group, Inc. TRCK · Entity 7533 | Exercise / conversionCommon Stock | 53,601 | $1.24 | $66,465.24 |
DisclosureSEC source: 0001415889-21-004012 · form4-08192021_010832.xml · nonDerivative · entry 1 POLI PETER K · CIK 0001700243 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2018 Filed May 2, 2018 23:10 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantCommon Stock | 133,640 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-18-000671 · form4-05022018_040538.xml · nonDerivative · entry 1 POLI PETER K · CIK 0001700243 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,640 F1 · price: Represents grant of restricted stock. Shares will be issued upon vesting, and shall vest as follows: 33,640 immediately, 50,000 on January 1, 2019 and 50,000 January 1, 2020. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 17:28 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantOptions · Derivative | 100,000 | Not disclosed Strike: $1.24 | Not disclosed |
DisclosureSEC source: 0001415889-18-000608 · form4-04132018_100439.xml · derivative · entry 2 POLI PETER K · CIK 0001700243 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2022-01-01 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| November 30, 2017 Filed Apr 13, 2018 17:28 UTC | Track Group, Inc. TRCK · Entity 7533 | Disposition to issuerOptions · Derivative | 100,000 | Not disclosed Strike: $3.95 | Not disclosed |
DisclosureSEC source: 0001415889-18-000608 · form4-04132018_100439.xml · derivative · entry 1 POLI PETER K · CIK 0001700243 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2022-01-01 F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| December 19, 2016 Filed Mar 16, 2017 22:30 UTC | Track Group, Inc. TRCK · Entity 7533 | GrantStock Option · Derivative | 100,000 | $3.75 Strike: $3.75 | $375,000.00 |
DisclosureSEC source: 0001415889-17-000441 · form4-03162017_030319.xml · derivative · entry 1 POLI PETER K · CIK 0001700243 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2019-12-18 F1 · security: Stock Option grant shall vest as follows:fifty percent of the options shall vest on January 1, 2018 and the remaining options shall vest on January 1, 2019. The option agreement contains a cashless exercise provision. F1 · derivative.exercise_date: Stock Option grant shall vest as follows:fifty percent of the options shall vest on January 1, 2018 and the remaining options shall vest on January 1, 2019. The option agreement contains a cashless exercise provision. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.