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TMP

TOMPKINS FINANCIAL CORP

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Tapewire entity
2728
SEC CIK
0001005817
Parsed reports
824

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2024 Filed Nov 13, 2024 19:40 UTC
Guarino Charles JSVP Chief Bank Operations Off.
GrantCommon Stock 605 $74.62 $45,145.10
Disclosure

SEC source: 0001127602-24-027193 · form4.xml · nonDerivative · entry 1

Guarino Charles J · CIK 0001665561 · SVP Chief Bank Operations Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,181

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 19:41 UTC
Tomazin Matthew DEVP, CFO & Treasurer
Tax withholdingCommon Stock 19 $74.62 $1,417.78
Disclosure

SEC source: 0001127602-24-027194 · form4.xml · nonDerivative · entry 2

Tomazin Matthew D · CIK 0001989927 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,539.108

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 19:41 UTC
Tomazin Matthew DEVP, CFO & Treasurer
GrantCommon Stock 1,205 $74.62 $89,917.10
Disclosure

SEC source: 0001127602-24-027194 · form4.xml · nonDerivative · entry 1

Tomazin Matthew D · CIK 0001989927 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,558.108

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 19:22 UTC
Torcello Diane DEVP & President, Tompkins WNY
Tax withholdingCommon Stock 34 $74.62 $2,537.08
Disclosure

SEC source: 0001127602-24-027188 · form4.xml · nonDerivative · entry 2

Torcello Diane D · CIK 0001975155 · EVP & President, Tompkins WNY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,157.354

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 19:22 UTC
Torcello Diane DEVP & President, Tompkins WNY
GrantCommon Stock 805 $74.62 $60,069.10
Disclosure

SEC source: 0001127602-24-027188 · form4.xml · nonDerivative · entry 1

Torcello Diane D · CIK 0001975155 · EVP & President, Tompkins WNY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,191.354

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 19:21 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
Tax withholdingCommon Stock 34 $74.62 $2,537.08
Disclosure

SEC source: 0001127602-24-027187 · form4.xml · nonDerivative · entry 2

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,749.867

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 19:21 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
GrantCommon Stock 805 $74.62 $60,069.10
Disclosure

SEC source: 0001127602-24-027187 · form4.xml · nonDerivative · entry 1

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,783.867

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 19:10 UTC
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
OtherCommon Stock 154 $74.62 $11,491.48
Disclosure

SEC source: 0001127602-24-027183 · form4.xml · nonDerivative · entry 2

BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,849

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 19:10 UTC
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
GrantCommon Stock 1,205 $74.62 $89,917.10
Disclosure

SEC source: 0001127602-24-027183 · form4.xml · nonDerivative · entry 1

BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,003

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 19:03 UTC
ROMAINE STEPHEN SDirector · President & CEO
Tax withholdingCommon Stock 308 $74.62 $22,982.96
Disclosure

SEC source: 0001127602-24-027180 · form4.xml · nonDerivative · entry 2

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,034.697

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 19:03 UTC
ROMAINE STEPHEN SDirector · President & CEO
GrantCommon Stock 3,480 $74.62 $259,677.60
Disclosure

SEC source: 0001127602-24-027180 · form4.xml · nonDerivative · entry 1

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,342.697

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 18:54 UTC
McKenna John MEVP, Pres. Tompkins Comm. Bank
Tax withholdingCommon Stock 113 $74.62 $8,432.06
Disclosure

SEC source: 0001127602-24-027178 · form4.xml · nonDerivative · entry 2

McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,999.915

F2 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 18:54 UTC
McKenna John MEVP, Pres. Tompkins Comm. Bank
GrantCommon Stock 1,205 $74.62 $89,917.10
Disclosure

SEC source: 0001127602-24-027178 · form4.xml · nonDerivative · entry 1

McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,112.915

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 18:28 UTC
Anderson Johanna BEVP, President TCB CNY
GrantCommon Stock 805 $74.62 $60,069.10
Disclosure

SEC source: 0001127602-24-027279 · form4.xml · nonDerivative · entry 1

Anderson Johanna B · CIK 0001974256 · EVP, President TCB CNY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,075.556

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 14:19 UTC
Mastin Stacie MSVP, Director of HR
Tax withholdingCommon Stock 10 $74.62 $746.20
Disclosure

SEC source: 0001127602-24-027274 · form4.xml · nonDerivative · entry 2

Mastin Stacie M · CIK 0002019374 · SVP, Director of HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,582.464

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 14:19 UTC
Mastin Stacie MSVP, Director of HR
GrantCommon Stock 605 $74.62 $45,145.10
Disclosure

SEC source: 0001127602-24-027274 · form4.xml · nonDerivative · entry 1

Mastin Stacie M · CIK 0002019374 · SVP, Director of HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,592.464

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 15:03 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
OtherCommon Stock 1.329 $75.25 $100.01
Disclosure

SEC source: 0001127602-24-027148 · form4.xml · nonDerivative · entry 14

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,978.867

F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 22:38 UTC Tax withholdingCommon Stock 41 $73.70 $3,021.70
Disclosure

SEC source: 0001127602-24-027089 · form4.xml · nonDerivative · entry 3

Kershaw David · CIK 0001993586 · SVP, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,791.559

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 22:38 UTC Tax withholdingCommon Stock 38 $73.70 $2,800.60
Disclosure

SEC source: 0001127602-24-027089 · form4.xml · nonDerivative · entry 2

Kershaw David · CIK 0001993586 · SVP, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,832.559

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 22:38 UTC Tax withholdingCommon Stock 50 $73.70 $3,685.00
Disclosure

SEC source: 0001127602-24-027089 · form4.xml · nonDerivative · entry 1

Kershaw David · CIK 0001993586 · SVP, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,870.559

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 22:20 UTC
McKenna John MEVP, Pres. Tompkins Comm. Bank
Tax withholdingCommon Stock 66 $73.70 $4,864.20
Disclosure

SEC source: 0001127602-24-027065 · form4.xml · nonDerivative · entry 3

McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,907.915

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 22:20 UTC
McKenna John MEVP, Pres. Tompkins Comm. Bank
Tax withholdingCommon Stock 123 $73.70 $9,065.10
Disclosure

SEC source: 0001127602-24-027065 · form4.xml · nonDerivative · entry 2

McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,973.915

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 22:20 UTC
McKenna John MEVP, Pres. Tompkins Comm. Bank
Tax withholdingCommon Stock 158 $73.70 $11,644.60
Disclosure

SEC source: 0001127602-24-027065 · form4.xml · nonDerivative · entry 1

McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,096.915

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 22:13 UTC
Guarino Charles JSVP Chief Bank Operations Off.
Tax withholdingCommon Stock 43 $73.70 $3,169.10
Disclosure

SEC source: 0001127602-24-027060 · form4.xml · nonDerivative · entry 3

Guarino Charles J · CIK 0001665561 · SVP Chief Bank Operations Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,576

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 22:13 UTC
Guarino Charles JSVP Chief Bank Operations Off.
Tax withholdingCommon Stock 37 $73.70 $2,726.90
Disclosure

SEC source: 0001127602-24-027060 · form4.xml · nonDerivative · entry 2

Guarino Charles J · CIK 0001665561 · SVP Chief Bank Operations Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,619

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 22:13 UTC
Guarino Charles JSVP Chief Bank Operations Off.
Tax withholdingCommon Stock 48 $73.70 $3,537.60
Disclosure

SEC source: 0001127602-24-027060 · form4.xml · nonDerivative · entry 1

Guarino Charles J · CIK 0001665561 · SVP Chief Bank Operations Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,656

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 22:02 UTC
Fontaine Alyssa HEVP, General Counsel & CRO
Tax withholdingCommon Stock 90 $73.70 $6,633.00
Disclosure

SEC source: 0001127602-24-027050 · form4.xml · nonDerivative · entry 3

Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,144.228

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 22:02 UTC
Fontaine Alyssa HEVP, General Counsel & CRO
Tax withholdingCommon Stock 167 $73.70 $12,307.90
Disclosure

SEC source: 0001127602-24-027050 · form4.xml · nonDerivative · entry 2

Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,234.228

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 22:02 UTC
Fontaine Alyssa HEVP, General Counsel & CRO
Tax withholdingCommon Stock 215 $73.70 $15,845.50
Disclosure

SEC source: 0001127602-24-027050 · form4.xml · nonDerivative · entry 1

Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,401.228

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 21:54 UTC
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
Tax withholdingCommon Stock 90 $73.70 $6,633.00
Disclosure

SEC source: 0001127602-24-027047 · form4.xml · nonDerivative · entry 3

BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,798

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 21:54 UTC
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
Tax withholdingCommon Stock 167 $73.70 $12,307.90
Disclosure

SEC source: 0001127602-24-027047 · form4.xml · nonDerivative · entry 2

BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,888

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 21:54 UTC
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
Tax withholdingCommon Stock 215 $73.70 $15,845.50
Disclosure

SEC source: 0001127602-24-027047 · form4.xml · nonDerivative · entry 1

BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,055

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 13, 2024 15:03 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
Tax withholdingCommon Stock 66 $73.70 $4,864.20
Disclosure

SEC source: 0001127602-24-027148 · form4.xml · nonDerivative · entry 13

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,977.538

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 13, 2024 15:03 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
Tax withholdingCommon Stock 123 $73.70 $9,065.10
Disclosure

SEC source: 0001127602-24-027148 · form4.xml · nonDerivative · entry 12

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,043.538

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 13, 2024 15:03 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
Tax withholdingCommon Stock 52 $73.70 $3,832.40
Disclosure

SEC source: 0001127602-24-027148 · form4.xml · nonDerivative · entry 11

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,166.538

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 13, 2024 14:12 UTC
ROMAINE STEPHEN SDirector · President & CEO
Tax withholdingCommon Stock 396 $73.70 $29,185.20
Disclosure

SEC source: 0001127602-24-027140 · form4.xml · nonDerivative · entry 3

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,862.697

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 13, 2024 14:12 UTC
ROMAINE STEPHEN SDirector · President & CEO
Tax withholdingCommon Stock 370 $73.70 $27,269.00
Disclosure

SEC source: 0001127602-24-027140 · form4.xml · nonDerivative · entry 2

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,258.697

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 13, 2024 14:12 UTC
ROMAINE STEPHEN SDirector · President & CEO
Tax withholdingCommon Stock 433 $73.70 $31,912.10
Disclosure

SEC source: 0001127602-24-027140 · form4.xml · nonDerivative · entry 1

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,628.697

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 13, 2024 14:09 UTC
Mastin Stacie MSVP, Director of HR
Tax withholdingCommon Stock 22 $73.70 $1,621.40
Disclosure

SEC source: 0001127602-24-027138 · form4.xml · nonDerivative · entry 3

Mastin Stacie M · CIK 0002019374 · SVP, Director of HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 987.464

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 13, 2024 14:09 UTC
Mastin Stacie MSVP, Director of HR
Tax withholdingCommon Stock 15 $73.70 $1,105.50
Disclosure

SEC source: 0001127602-24-027138 · form4.xml · nonDerivative · entry 2

Mastin Stacie M · CIK 0002019374 · SVP, Director of HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,009.464

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 13, 2024 14:09 UTC
Mastin Stacie MSVP, Director of HR
Tax withholdingCommon Stock 18 $73.70 $1,326.60
Disclosure

SEC source: 0001127602-24-027138 · form4.xml · nonDerivative · entry 1

Mastin Stacie M · CIK 0002019374 · SVP, Director of HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,024.464

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 13, 2024 14:08 UTC
Kunkel Ginger GPresident TCB Pennsylvania
Tax withholdingCommon Stock 51 $73.70 $3,758.70
Disclosure

SEC source: 0001127602-24-027137 · form4.xml · nonDerivative · entry 1

Kunkel Ginger G · CIK 0001767865 · President TCB Pennsylvania

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,712.364

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 13, 2024 14:02 UTC
Tomazin Matthew DEVP, CFO & Treasurer
Tax withholdingCommon Stock 43 $73.70 $3,169.10
Disclosure

SEC source: 0001127602-24-027136 · form4.xml · nonDerivative · entry 3

Tomazin Matthew D · CIK 0001989927 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,353.108

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 13, 2024 14:02 UTC
Tomazin Matthew DEVP, CFO & Treasurer
Tax withholdingCommon Stock 41 $73.70 $3,021.70
Disclosure

SEC source: 0001127602-24-027136 · form4.xml · nonDerivative · entry 2

Tomazin Matthew D · CIK 0001989927 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,396.108

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 13, 2024 14:02 UTC
Tomazin Matthew DEVP, CFO & Treasurer
Tax withholdingCommon Stock 29 $73.70 $2,137.30
Disclosure

SEC source: 0001127602-24-027136 · form4.xml · nonDerivative · entry 1

Tomazin Matthew D · CIK 0001989927 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,437.108

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2024 Filed Nov 13, 2024 13:50 UTC
Torcello Diane DEVP & President, Tompkins WNY
Tax withholdingCommon Stock 38 $73.70 $2,800.60
Disclosure

SEC source: 0001127602-24-027134 · form4.xml · nonDerivative · entry 3

Torcello Diane D · CIK 0001975155 · EVP & President, Tompkins WNY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,386.354

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

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November 09, 2024 Filed Nov 13, 2024 13:50 UTC
Torcello Diane DEVP & President, Tompkins WNY
Tax withholdingCommon Stock 37 $73.70 $2,726.90
Disclosure

SEC source: 0001127602-24-027134 · form4.xml · nonDerivative · entry 2

Torcello Diane D · CIK 0001975155 · EVP & President, Tompkins WNY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,424.354

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

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November 09, 2024 Filed Nov 13, 2024 13:50 UTC
Torcello Diane DEVP & President, Tompkins WNY
Tax withholdingCommon Stock 47 $73.70 $3,463.90
Disclosure

SEC source: 0001127602-24-027134 · form4.xml · nonDerivative · entry 1

Torcello Diane D · CIK 0001975155 · EVP & President, Tompkins WNY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,461.354

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

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November 04, 2024 Filed Nov 4, 2024 18:40 UTC
Torcello Diane DEVP & President, Tompkins WNY
Exercise / conversionStock Appreciation Rights (SAR) · Derivative 1,010 $0.00 Strike: $49.22 $0.00
Disclosure

SEC source: 0001127602-24-026305 · form4.xml · derivative · entry 4

Torcello Diane D · CIK 0001975155 · EVP & President, Tompkins WNY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,010 shares

Expires 2024-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

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November 04, 2024 Filed Nov 4, 2024 18:40 UTC
Torcello Diane DEVP & President, Tompkins WNY
Tax withholdingCommon Stock 895 $64.83 $58,022.85
Disclosure

SEC source: 0001127602-24-026305 · form4.xml · nonDerivative · entry 2

Torcello Diane D · CIK 0001975155 · EVP & President, Tompkins WNY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,508.354

F1 · shares: Deemed disposition of shares to Issuer to satisfy option cost and taxes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.