Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2025 Filed Nov 12, 2025 14:46 UTC |
Guarino Charles JSVP Chief Bank Operations Off.
|
Tax withholdingCommon Stock | 43 | $66.68 | $2,867.24 |
DisclosureSEC source: 0001005817-25-000078 · form4.xml · nonDerivative · entry 3 Guarino Charles J · CIK 0001665561 · SVP Chief Bank Operations Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,019 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:46 UTC |
Guarino Charles JSVP Chief Bank Operations Off.
|
Tax withholdingCommon Stock | 38 | $66.68 | $2,533.84 |
DisclosureSEC source: 0001005817-25-000078 · form4.xml · nonDerivative · entry 2 Guarino Charles J · CIK 0001665561 · SVP Chief Bank Operations Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,062 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:46 UTC |
Guarino Charles JSVP Chief Bank Operations Off.
|
Tax withholdingCommon Stock | 48 | $66.68 | $3,200.64 |
DisclosureSEC source: 0001005817-25-000078 · form4.xml · nonDerivative · entry 1 Guarino Charles J · CIK 0001665561 · SVP Chief Bank Operations Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,100 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:44 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Tax withholdingCommon Stock | 631 | $66.68 | $42,075.08 |
DisclosureSEC source: 0001005817-25-000077 · form4.xml · nonDerivative · entry 4 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,726.697 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:44 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Tax withholdingCommon Stock | 396 | $66.68 | $26,405.28 |
DisclosureSEC source: 0001005817-25-000077 · form4.xml · nonDerivative · entry 3 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,357.697 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:44 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Tax withholdingCommon Stock | 370 | $66.68 | $24,671.60 |
DisclosureSEC source: 0001005817-25-000077 · form4.xml · nonDerivative · entry 2 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,753.697 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:44 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Tax withholdingCommon Stock | 433 | $66.68 | $28,872.44 |
DisclosureSEC source: 0001005817-25-000077 · form4.xml · nonDerivative · entry 1 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,123.697 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:43 UTC |
Kershaw DavidSVP, PAO
|
Tax withholdingCommon Stock | 64 | $66.68 | $4,267.52 |
DisclosureSEC source: 0001005817-25-000076 · form4.xml · nonDerivative · entry 4 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,193.251 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:43 UTC |
Kershaw DavidSVP, PAO
|
Tax withholdingCommon Stock | 41 | $66.68 | $2,733.88 |
DisclosureSEC source: 0001005817-25-000076 · form4.xml · nonDerivative · entry 3 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,257.251 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:43 UTC |
Kershaw DavidSVP, PAO
|
Tax withholdingCommon Stock | 38 | $66.68 | $2,533.84 |
DisclosureSEC source: 0001005817-25-000076 · form4.xml · nonDerivative · entry 2 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,298.251 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:43 UTC |
Kershaw DavidSVP, PAO
|
Tax withholdingCommon Stock | 50 | $66.68 | $3,334.00 |
DisclosureSEC source: 0001005817-25-000076 · form4.xml · nonDerivative · entry 1 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,336.251 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:42 UTC |
Tomazin Matthew DEVP, CFO & Treasurer
|
Tax withholdingCommon Stock | 105 | $66.68 | $7,001.40 |
DisclosureSEC source: 0001005817-25-000075 · form4.xml · nonDerivative · entry 4 Tomazin Matthew D · CIK 0001989927 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,361.003 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:42 UTC |
Tomazin Matthew DEVP, CFO & Treasurer
|
Tax withholdingCommon Stock | 43 | $66.68 | $2,867.24 |
DisclosureSEC source: 0001005817-25-000075 · form4.xml · nonDerivative · entry 3 Tomazin Matthew D · CIK 0001989927 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,466.003 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:42 UTC |
Tomazin Matthew DEVP, CFO & Treasurer
|
Tax withholdingCommon Stock | 41 | $66.68 | $2,733.88 |
DisclosureSEC source: 0001005817-25-000075 · form4.xml · nonDerivative · entry 2 Tomazin Matthew D · CIK 0001989927 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,509.003 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:42 UTC |
Tomazin Matthew DEVP, CFO & Treasurer
|
Tax withholdingCommon Stock | 29 | $66.68 | $1,933.72 |
DisclosureSEC source: 0001005817-25-000075 · form4.xml · nonDerivative · entry 1 Tomazin Matthew D · CIK 0001989927 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,550.003 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:40 UTC |
Kunkel Ginger GPresident TCB Pennsylvania
|
Tax withholdingCommon Stock | 80 | $66.68 | $5,334.40 |
DisclosureSEC source: 0001005817-25-000074 · form4.xml · nonDerivative · entry 2 Kunkel Ginger G · CIK 0001767865 · President TCB Pennsylvania 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,404.405 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:40 UTC |
Kunkel Ginger GPresident TCB Pennsylvania
|
Tax withholdingCommon Stock | 50 | $66.68 | $3,334.00 |
DisclosureSEC source: 0001005817-25-000074 · form4.xml · nonDerivative · entry 1 Kunkel Ginger G · CIK 0001767865 · President TCB Pennsylvania 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,484.405 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:34 UTC |
McKenna John MEVP, Pres. Tompkins Comm. Bank
|
Tax withholdingCommon Stock | 150 | $66.68 | $10,002.00 |
DisclosureSEC source: 0001005817-25-000073 · form4.xml · nonDerivative · entry 5 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,651.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:34 UTC |
McKenna John MEVP, Pres. Tompkins Comm. Bank
|
Tax withholdingCommon Stock | 66 | $66.68 | $4,400.88 |
DisclosureSEC source: 0001005817-25-000073 · form4.xml · nonDerivative · entry 4 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,801.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:34 UTC |
McKenna John MEVP, Pres. Tompkins Comm. Bank
|
Tax withholdingCommon Stock | 123 | $66.68 | $8,201.64 |
DisclosureSEC source: 0001005817-25-000073 · form4.xml · nonDerivative · entry 3 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,867.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:34 UTC |
McKenna John MEVP, Pres. Tompkins Comm. Bank
|
Tax withholdingCommon Stock | 159 | $66.68 | $10,602.12 |
DisclosureSEC source: 0001005817-25-000073 · form4.xml · nonDerivative · entry 2 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,990.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:29 UTC |
Torcello Diane DEVP & President, Tompkins WNY
|
Tax withholdingCommon Stock | 105 | $66.68 | $7,001.40 |
DisclosureSEC source: 0001005817-25-000072 · form4.xml · nonDerivative · entry 4 Torcello Diane D · CIK 0001975155 · EVP & President, Tompkins WNY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,138.167 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:29 UTC |
Torcello Diane DEVP & President, Tompkins WNY
|
Tax withholdingCommon Stock | 38 | $66.68 | $2,533.84 |
DisclosureSEC source: 0001005817-25-000072 · form4.xml · nonDerivative · entry 3 Torcello Diane D · CIK 0001975155 · EVP & President, Tompkins WNY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,243.167 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:29 UTC |
Torcello Diane DEVP & President, Tompkins WNY
|
Tax withholdingCommon Stock | 38 | $66.68 | $2,533.84 |
DisclosureSEC source: 0001005817-25-000072 · form4.xml · nonDerivative · entry 2 Torcello Diane D · CIK 0001975155 · EVP & President, Tompkins WNY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,281.167 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:29 UTC |
Torcello Diane DEVP & President, Tompkins WNY
|
Tax withholdingCommon Stock | 47 | $66.68 | $3,133.96 |
DisclosureSEC source: 0001005817-25-000072 · form4.xml · nonDerivative · entry 1 Torcello Diane D · CIK 0001975155 · EVP & President, Tompkins WNY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,319.167 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:04 UTC |
Anderson Johanna BEVP, President TCB CNY
|
Tax withholdingCommon Stock | 105 | $66.68 | $7,001.40 |
DisclosureSEC source: 0001005817-25-000071 · form4.xml · nonDerivative · entry 1 Anderson Johanna B · CIK 0001974256 · EVP, President TCB CNY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,970.556 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 20:48 UTC |
Kershaw DavidSVP, PAO
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 705 | $0.00 Strike: $56.29 | $0.00 |
DisclosureSEC source: 0001005817-25-000056 · form4.xml · derivative · entry 5 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 705 shares Expires 2025-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 20:48 UTC |
Kershaw DavidSVP, PAO
|
Tax withholdingCommon Stock | 646 | $64.88 | $41,912.48 |
DisclosureSEC source: 0001005817-25-000056 · form4.xml · nonDerivative · entry 2 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,386.251 F1 · shares: Shares withheld for Option cost and taxes. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 20:48 UTC |
Kershaw DavidSVP, PAO
|
Exercise / conversionCommon Stock | 705 | $56.29 | $39,684.45 |
DisclosureSEC source: 0001005817-25-000056 · form4.xml · nonDerivative · entry 1 Kershaw David · CIK 0001993586 · SVP, PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,032.251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 20:16 UTC |
Torcello Diane DEVP & President, Tompkins WNY
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 690 | $0.00 Strike: $56.29 | $0.00 |
DisclosureSEC source: 0001005817-25-000055 · form4.xml · derivative · entry 4 Torcello Diane D · CIK 0001975155 · EVP & President, Tompkins WNY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 690 shares Expires 2025-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 20:16 UTC |
Torcello Diane DEVP & President, Tompkins WNY
|
Tax withholdingCommon Stock | 638 | $56.29 | $35,913.02 |
DisclosureSEC source: 0001005817-25-000055 · form4.xml · nonDerivative · entry 2 Torcello Diane D · CIK 0001975155 · EVP & President, Tompkins WNY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,366.167 F1 · shares: Shares withheld for option costs and taxes. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 20:16 UTC |
Torcello Diane DEVP & President, Tompkins WNY
|
Exercise / conversionCommon Stock | 690 | $64.88 | $44,767.20 |
DisclosureSEC source: 0001005817-25-000055 · form4.xml · nonDerivative · entry 1 Torcello Diane D · CIK 0001975155 · EVP & President, Tompkins WNY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,004.167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2025 Filed Nov 5, 2025 15:04 UTC |
McKenna John MEVP, Pres. Tompkins Comm. Bank
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 2,235 | $0.00 Strike: $56.29 | $0.00 |
DisclosureSEC source: 0001005817-25-000057 · form4.xml · derivative · entry 5 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,235 shares Expires 2025-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 03, 2025 Filed Nov 5, 2025 15:04 UTC |
McKenna John MEVP, Pres. Tompkins Comm. Bank
|
Tax withholdingCommon Stock | 2,085 | $64.88 | $135,274.80 |
DisclosureSEC source: 0001005817-25-000057 · form4.xml · nonDerivative · entry 2 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,149.915 F1 · shares: Shares withheld for Option cost and taxes Read SEC document |
| November 03, 2025 Filed Nov 5, 2025 15:04 UTC |
McKenna John MEVP, Pres. Tompkins Comm. Bank
|
Exercise / conversionCommon Stock | 2,235 | $56.29 | $125,808.15 |
DisclosureSEC source: 0001005817-25-000057 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,234.915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 13:17 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Disposition to issuerCommon Stock | 4,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001005817-25-000049 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,818 F1 · shares: Forfeiture of restricted shares pursuant to a change in employment. Read SEC document |
| October 15, 2025 Filed Nov 12, 2025 22:02 UTC |
DeMilia David MEVP, Pres of TCB Hudson Valley
|
OtherCommon Stock | 1.534 | $65.18 | $99.99 |
DisclosureSEC source: 0001005817-25-000080 · form4.xml · nonDerivative · entry 10 DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,993.737 F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. Read SEC document |
| October 06, 2025 Filed Oct 7, 2025 13:52 UTC |
Johnson Patricia ADirector
|
GrantCommon Stock Drip | 269 | $65.53 | $17,626.60 |
DisclosureSEC source: 0001005817-25-000035 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,187.193 F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. Read SEC document |
| October 06, 2025 Filed Oct 8, 2025 20:02 UTC |
Lee Angela BDirector
|
GrantCommon Stock | 311 | $65.53 | $20,378.71 |
DisclosureSEC source: 0001005817-25-000036 · form4.xml · nonDerivative · entry 1 Lee Angela B · CIK 0001974543 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,222 F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainers pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. Read SEC document |
| October 03, 2025 Filed Oct 6, 2025 13:54 UTC |
Davidson Heidi MDirector
|
GrantPhantom Stock · Derivative | 188.855 | $65.53 | $12,374.99 |
DisclosureSEC source: 0001005817-25-000031 · form4.xml · derivative · entry 2 Davidson Heidi M · CIK 0002068639 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,580.661 Underlying: Common Stock · 188.855 shares Expires 2047-01-01 F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| October 03, 2025 Filed Oct 6, 2025 13:54 UTC |
Davidson Heidi MDirector
|
GrantPhantom Stock · Derivative | 132.389 | $65.53 | $8,674.97 |
DisclosureSEC source: 0001005817-25-000031 · form4.xml · derivative · entry 1 Davidson Heidi M · CIK 0002068639 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,713.05 Underlying: Common Stock · 132.389 shares Expires 2047-01-01 F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| October 03, 2025 Filed Oct 6, 2025 13:53 UTC |
Fessenden Daniel J.Director
|
GrantPhantom Stock · Derivative | 469.795 | $65.53 | $30,783.98 |
DisclosureSEC source: 0001005817-25-000030 · form4.xml · derivative · entry 1 Fessenden Daniel J. · CIK 0001463126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,209.778 Underlying: Common Stock · 469.795 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| October 03, 2025 Filed Oct 6, 2025 13:52 UTC |
Coletti Janet M.Director
|
GrantPhantom Stock · Derivative | 151.084 | $65.53 | $9,899.99 |
DisclosureSEC source: 0001005817-25-000029 · form4.xml · derivative · entry 1 Coletti Janet M. · CIK 0001635662 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 684.48 Underlying: Common Stock · 151.084 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| October 03, 2025 Filed Oct 6, 2025 13:50 UTC |
Catarisano Nancy E.Director
|
GrantPhantom Stock · Derivative | 306.746 | $65.53 | $20,099.96 |
DisclosureSEC source: 0001005817-25-000028 · form4.xml · derivative · entry 2 Catarisano Nancy E. · CIK 0001530871 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,881.66 Underlying: Common Stock · 306.746 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| October 03, 2025 Filed Oct 6, 2025 13:50 UTC |
Catarisano Nancy E.Director
|
GrantPhantom Stock · Derivative | 132.389 | $65.53 | $8,674.97 |
DisclosureSEC source: 0001005817-25-000028 · form4.xml · derivative · entry 1 Catarisano Nancy E. · CIK 0001530871 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,014.049 Underlying: Common Stock · 132.389 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| October 03, 2025 Filed Oct 7, 2025 13:02 UTC |
Eaton HelenDirector
|
GrantPhantom Stock · Derivative | 132.389 | $65.53 Strike: $0.00 | $8,674.97 |
DisclosureSEC source: 0001005817-25-000032 · form4.xml · derivative · entry 2 Eaton Helen · CIK 0002068035 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,532.244 Underlying: Common Stock · 132.389 shares Expires 2025-05-13 F1 · security: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| October 03, 2025 Filed Oct 7, 2025 13:02 UTC |
Eaton HelenDirector
|
GrantPhantom Stock · Derivative | 188.855 | $65.53 Strike: $0.00 | $12,374.99 |
DisclosureSEC source: 0001005817-25-000032 · form4.xml · derivative · entry 1 Eaton Helen · CIK 0002068035 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,399.855 Underlying: Common Stock · 188.855 shares Expires 2025-05-13 F1 · security: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| September 15, 2025 Filed Nov 12, 2025 22:02 UTC |
DeMilia David MEVP, Pres of TCB Hudson Valley
|
OtherCommon Stock | 1.437 | $69.60 | $100.02 |
DisclosureSEC source: 0001005817-25-000080 · form4.xml · nonDerivative · entry 9 DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,992.203 F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. Read SEC document |
| August 13, 2025 Filed Nov 12, 2025 22:02 UTC |
DeMilia David MEVP, Pres of TCB Hudson Valley
|
OtherCommon Stock | 1.495 | $66.88 | $99.99 |
DisclosureSEC source: 0001005817-25-000080 · form4.xml · nonDerivative · entry 8 DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,966.112 F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. Read SEC document |
| July 14, 2025 Filed Nov 12, 2025 22:02 UTC |
DeMilia David MEVP, Pres of TCB Hudson Valley
|
OtherCommon Stock | 1.495 | $66.90 | $100.02 |
DisclosureSEC source: 0001005817-25-000080 · form4.xml · nonDerivative · entry 7 DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,964.617 F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.