Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TOMPKINS FINANCIAL CORPTMP · Entity 2728 | Director | October 01, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TOMPKINS FINANCIAL CORP
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock DripSEC Table I · non-derivative | Direct | 7,258.673 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 187 · Balance 7,258.673 F1: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 2, 2026 22:49 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock Drip | 187 | $97.01 | $18,140.87 |
DisclosureSEC source: 0001005817-26-000124 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,258.673 F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 18:05 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock Drip | 189 | $95.92 | $18,128.88 |
DisclosureSEC source: 0001005817-26-000082 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,967.637 F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. Read SEC document |
| April 06, 2026 Filed Apr 6, 2026 16:50 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock Drip | 226 | $80.09 | $18,100.43 |
DisclosureSEC source: 0001005817-26-000041 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,778.637 F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. Read SEC document |
| January 06, 2026 Filed Jan 7, 2026 15:17 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock Drip | 251 | $72.20 | $18,122.55 |
DisclosureSEC source: 0001005817-26-000014 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,498.38 F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. Read SEC document |
| October 06, 2025 Filed Oct 7, 2025 13:52 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock Drip | 269 | $65.53 | $17,626.60 |
DisclosureSEC source: 0001005817-25-000035 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,187.193 F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. Read SEC document |
| July 03, 2025 Filed Jul 7, 2025 13:28 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock Drip | 268 | $65.65 | $17,593.02 |
DisclosureSEC source: 0001127602-25-018947 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,863.245 F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. Read SEC document |
| April 03, 2025 Filed Apr 4, 2025 15:51 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock Drip | 278 | $63.35 | $17,611.52 |
DisclosureSEC source: 0001127602-25-011622 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,542.73 F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 16:05 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionPhantom Stock · Derivative | 710.531 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-25-001296 · form4.xml · derivative · entry 2 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 710.531 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Includes change in beneficial ownership of 710.531 shares from indirect to direct, as a result of distribution pursuant to the Director's Deferred Stock Retainer Agreement. F2 · price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 16:05 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock Drip | 710.531 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-25-001296 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,218.444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes change in beneficial ownership of 710.531 shares from indirect to direct, as a result of distribution pursuant to the Director's Deferred Stock Retainer Agreement. F2 · price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 07, 2025 Filed Jan 7, 2025 17:05 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | PurchaseCommon Stock Drip | 263 | $67.07 | $17,640.46 |
DisclosureSEC source: 0001127602-25-000889 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,507.913 F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. Read SEC document |
| October 04, 2024 Filed Oct 7, 2024 15:06 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock Drip | 285 | $56.09 | $15,985.65 |
DisclosureSEC source: 0001127602-24-025273 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,210.163 F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. Read SEC document |
| July 05, 2024 Filed Jul 8, 2024 14:31 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock Drip | 337 | $46.27 | $15,592.99 |
DisclosureSEC source: 0001127602-24-020177 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,884.887 F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 12:20 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock Drip | 328 | $47.75 | $15,662.00 |
DisclosureSEC source: 0001127602-24-012620 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,505.102 F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 17:51 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionPhantom Stock · Derivative | 345.903 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002702 · form4.xml · derivative · entry 4 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 681.093 Underlying: Common Stock · 345.903 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 17:51 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock Drip | 345.903 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002702 · form4.xml · nonDerivative · entry 2 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,140.314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 17:51 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionPhantom Stock · Derivative | 335.191 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002702 · form4.xml · derivative · entry 3 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,026.996 Underlying: Common Stock · 335.191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 17:51 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock Drip | 335.191 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002702 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,794.411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. Read SEC document |
| January 04, 2024 Filed Jan 5, 2024 20:28 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock Drip | 270 | $55.90 | $15,093.00 |
DisclosureSEC source: 0001127602-24-000952 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,459.22 F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. Read SEC document |
| January 27, 2023 Filed Jan 30, 2023 16:34 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionPhantom Stock · Derivative | 654.579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-002526 · form4.xml · derivative · entry 2 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,309.158 Underlying: Common Stock · 654.579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Includes change in beneficial ownership of 654.579 shares from indirect to direct, as a result of distribution pursuant to the Director's Deferred Stock Retainer Agreement. F2 · price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 27, 2023 Filed Jan 30, 2023 16:34 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock Drip | 654.579 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-002526 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,103.996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes change in beneficial ownership of 654.579 shares from indirect to direct, as a result of distribution pursuant to the Director's Deferred Stock Retainer Agreement. F2 · price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:01 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionPhantom Stock · Derivative | 634.272 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-007879 · form4.xml · derivative · entry 2 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,920.68 Underlying: Common Stock · 634.272 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Includes change in beneficial ownership of 634.272 shares from Indirect to Direct as a result of a distribution pursuant to the Directors' Deferred Stock Retainer Agreement. F2 · price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:01 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock Drip | 634.272 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007879 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,417.636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes change in beneficial ownership of 634.272 shares from Indirect to Direct as a result of a distribution pursuant to the Directors' Deferred Stock Retainer Agreement. F2 · price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| February 04, 2021 Filed Feb 6, 2021 00:02 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionPhantom Stock · Derivative | 617.485 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004252 · form4.xml · derivative · entry 2 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,469.94 Underlying: Common Stock · 617.485 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Includes change in beneficial ownership of 617.485 shares from Indirect to Direct as a result of a distribution pursuant to the Directors' Deferred Stock Retainer Agreement. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| February 04, 2021 Filed Feb 6, 2021 00:02 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock Drip | 617.485 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004252 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757.3 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes change in beneficial ownership of 617.485 shares from Indirect to Direct as a result of a distribution pursuant to the Directors' Deferred Stock Retainer Agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.