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TMP

TOMPKINS FINANCIAL CORP

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2728
SEC CIK
0001005817
Parsed reports
824

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2026 Filed Apr 2, 2026 17:59 UTC GrantPhantom Stock · Derivative 369.894 $80.09 $29,624.96
Disclosure

SEC source: 0001005817-26-000034 · form4.xml · derivative · entry 2

Catarisano Nancy E. · CIK 0001530871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,906.885

Underlying: Common Stock · 369.894 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

Read SEC document
April 02, 2026 Filed Apr 2, 2026 17:59 UTC GrantPhantom Stock · Derivative 111.437 $80.09 $8,925.03
Disclosure

SEC source: 0001005817-26-000034 · form4.xml · derivative · entry 1

Catarisano Nancy E. · CIK 0001530871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,018.322

Underlying: Common Stock · 111.437 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 19:50 UTC GrantPhantom Stock · Derivative 24.347 $80.09 $1,949.96
Disclosure

SEC source: 0001005817-26-000042 · form4.xml · derivative · entry 1

Coletti Janet M. · CIK 0001635662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 748.489

Underlying: Common Stock · 24.347 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 12:03 UTC
Eaton HelenDirector
GrantPhantom Stock · Derivative 159.195 $80.09 Strike: $0.00 $12,749.99
Disclosure

SEC source: 0001005817-26-000036 · form4.xml · derivative · entry 1

Eaton Helen · CIK 0002068035 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,915.484

Underlying: Common Stock · 159.195 shares

Expires 2025-05-13

F1 · security: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 12:02 UTC GrantPhantom Stock · Derivative 111.437 $80.09 $8,925.03
Disclosure

SEC source: 0001005817-26-000035 · form4.xml · derivative · entry 2

Davidson Heidi M · CIK 0002068639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,317.496

Underlying: Common Stock · 111.437 shares

Expires 2047-01-01

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 12:02 UTC GrantPhantom Stock · Derivative 159.195 $80.09 $12,749.99
Disclosure

SEC source: 0001005817-26-000035 · form4.xml · derivative · entry 1

Davidson Heidi M · CIK 0002068639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,206.059

Underlying: Common Stock · 159.195 shares

Expires 2047-01-01

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

Read SEC document
March 12, 2026 Filed May 20, 2026 20:40 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
OtherCommon Stock 1.342 $74.49 $99.96
Disclosure

SEC source: 0001005817-26-000062 · form4.xml · nonDerivative · entry 2

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,766.738

F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.

Read SEC document
February 13, 2026 Filed May 20, 2026 20:40 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
OtherCommon Stock 1.2 $83.32 $99.99
Disclosure

SEC source: 0001005817-26-000062 · form4.xml · nonDerivative · entry 1

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,737.281

F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.

Read SEC document
January 15, 2026 Filed Jan 16, 2026 13:08 UTC Exercise / conversionPhantom Stock · Derivative 1,563.852 Not disclosed Not disclosed
Disclosure

SEC source: 0001005817-26-000018 · form4.xml · derivative · entry 3

SPAIN MICHAEL H · CIK 0001124188 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,691.554

Underlying: Common Stock · 1,563.852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · shares: Includes change in beneficial ownership of 1,563.8520 shares from indirect to direct, as a result of distribution pursuant to the Director's Deferred Stock Retainer Agreement

F2 · price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

Read SEC document
January 15, 2026 Filed Jan 16, 2026 13:08 UTC Exercise / conversionCommon Stock 1,563.852 $0.00 $0.00
Disclosure

SEC source: 0001005817-26-000018 · form4.xml · nonDerivative · entry 1

SPAIN MICHAEL H · CIK 0001124188 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,414.549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes change in beneficial ownership of 1,563.8520 shares from indirect to direct, as a result of distribution pursuant to the Director's Deferred Stock Retainer Agreement

F2 · price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

Read SEC document
January 14, 2026 Filed Feb 12, 2026 18:01 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
OtherCommon Stock 1.35 $72.45 $97.81
Disclosure

SEC source: 0001005817-26-000023 · form5.xml · nonDerivative · entry 1

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,736.799

F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.

Read SEC document
January 06, 2026 Filed Jan 7, 2026 15:34 UTC GrantCommon Stock 172 $72.20 $12,418.64
Disclosure

SEC source: 0001005817-26-000016 · form4.xml · nonDerivative · entry 1

Fessenden Daniel J. · CIK 0001463126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,557.339

F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries.

Read SEC document
January 06, 2026 Filed Jan 7, 2026 15:18 UTC
Lee Angela BDirector
GrantCommon Stock 291 $72.20 $21,010.61
Disclosure

SEC source: 0001005817-26-000015 · form4.xml · nonDerivative · entry 1

Lee Angela B · CIK 0001974543 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,513

F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainers pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries.

Read SEC document
January 06, 2026 Filed Jan 7, 2026 15:17 UTC GrantCommon Stock Drip 251 $72.20 $18,122.55
Disclosure

SEC source: 0001005817-26-000014 · form4.xml · nonDerivative · entry 1

Johnson Patricia A · CIK 0001362027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,498.38

F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries.

Read SEC document
January 05, 2026 Filed Jan 5, 2026 20:08 UTC GrantPhantom Stock · Derivative 123.613 $72.20 $8,925.03
Disclosure

SEC source: 0001005817-26-000005 · form4.xml · derivative · entry 2

Davidson Heidi M · CIK 0002068639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,029.916

Underlying: Common Stock · 123.613 shares

Expires 2047-01-01

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

Read SEC document
January 05, 2026 Filed Jan 5, 2026 20:08 UTC GrantPhantom Stock · Derivative 176.589 $72.20 $12,749.97
Disclosure

SEC source: 0001005817-26-000005 · form4.xml · derivative · entry 1

Davidson Heidi M · CIK 0002068639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,906.303

Underlying: Common Stock · 176.589 shares

Expires 2047-01-01

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

Read SEC document
January 05, 2026 Filed Jan 5, 2026 20:07 UTC GrantPhantom Stock · Derivative 123.613 $72.20 $8,925.03
Disclosure

SEC source: 0001005817-26-000004 · form4.xml · derivative · entry 2

Catarisano Nancy E. · CIK 0001530871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,482.863

Underlying: Common Stock · 123.613 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

Read SEC document
January 05, 2026 Filed Jan 5, 2026 20:07 UTC GrantPhantom Stock · Derivative 286.698 $72.20 $20,700.00
Disclosure

SEC source: 0001005817-26-000004 · form4.xml · derivative · entry 1

Catarisano Nancy E. · CIK 0001530871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,359.25

Underlying: Common Stock · 286.698 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 13:44 UTC
Eaton HelenDirector
GrantPhantom Stock · Derivative 176.589 $72.20 Strike: $0.00 $12,749.97
Disclosure

SEC source: 0001005817-26-000009 · form4.xml · derivative · entry 1

Eaton Helen · CIK 0002068035 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,733.466

Underlying: Common Stock · 176.589 shares

Expires 2025-05-13

F1 · security: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 14:06 UTC GrantPhantom Stock · Derivative 27.008 $72.20 $1,950.02
Disclosure

SEC source: 0001005817-26-000010 · form4.xml · derivative · entry 1

Coletti Janet M. · CIK 0001635662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 718.146

Underlying: Common Stock · 27.008 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

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December 31, 2025 Filed Jan 5, 2026 20:45 UTC
Anderson Johanna BEVP, President TCB CNY
Disposition to issuerCommon Stock 2,405 $0.00 $0.00
Disclosure

SEC source: 0001005817-26-000008 · form4.xml · nonDerivative · entry 1

Anderson Johanna B · CIK 0001974256 · EVP, President TCB CNY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295.556

F1 · security: Ms. Anderson's employment with the Company ended on December 31, 2025.

F2 · shares: Disposition of shares to the Issuer due to forfeiture of restricted stock.

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December 12, 2025 Filed Feb 12, 2026 18:01 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
OtherCommon Stock 1.339 $74.66 $99.96
Disclosure

SEC source: 0001005817-26-000023 · form5.xml · nonDerivative · entry 2

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,736.799

F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.

Read SEC document
November 21, 2025 Filed Nov 24, 2025 16:48 UTC PurchaseCommon Stock 1,462.762 $68.36 $99,999.97
Disclosure

SEC source: 0001005817-25-000119 · form4.xml · nonDerivative · entry 1

Rahilly Ita M · CIK 0001811767 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,510.626

F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.

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November 14, 2025 Filed Feb 12, 2026 18:01 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
OtherCommon Stock 2.068 $66.82 $138.18
Disclosure

SEC source: 0001005817-26-000023 · form5.xml · nonDerivative · entry 4

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,736.799

F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.

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November 12, 2025 Filed Nov 14, 2025 21:54 UTC
ROMAINE STEPHEN SDirector · President & CEO
GrantCommon Stock 4,645 $67.79 $314,884.55
Disclosure

SEC source: 0001005817-25-000104 · form4.xml · nonDerivative · entry 1

ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,371.697

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

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November 12, 2025 Filed Nov 14, 2025 21:53 UTC
Kunkel Ginger GPresident TCB Pennsylvania
GrantCommon Stock 900 $67.79 $61,011.00
Disclosure

SEC source: 0001005817-25-000103 · form4.xml · nonDerivative · entry 1

Kunkel Ginger G · CIK 0001767865 · President TCB Pennsylvania

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,304.405

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

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November 12, 2025 Filed Nov 14, 2025 21:52 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
GrantCommon Stock 990 $67.79 $67,112.10
Disclosure

SEC source: 0001005817-25-000102 · form4.xml · nonDerivative · entry 1

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,637.737

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

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November 12, 2025 Filed Nov 14, 2025 21:51 UTC
Anderson Johanna BEVP, President TCB CNY
GrantCommon Stock 730 $67.79 $49,486.70
Disclosure

SEC source: 0001005817-25-000101 · form4.xml · nonDerivative · entry 1

Anderson Johanna B · CIK 0001974256 · EVP, President TCB CNY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,700.556

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 20:13 UTC
Fontaine Alyssa HEVP, General Counsel & CRO
GrantCommon Stock 910 $67.79 $61,688.90
Disclosure

SEC source: 0001005817-25-000098 · form4.xml · nonDerivative · entry 1

Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,365.715

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

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November 12, 2025 Filed Nov 14, 2025 20:45 UTC
Torcello Diane DEVP & President, Tompkins WNY
GrantCommon Stock 1,025 $67.79 $69,484.75
Disclosure

SEC source: 0001005817-25-000100 · form4.xml · nonDerivative · entry 1

Torcello Diane D · CIK 0001975155 · EVP & President, Tompkins WNY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,163.167

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

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November 12, 2025 Filed Nov 14, 2025 20:38 UTC
Tomazin Matthew DEVP, CFO & Treasurer
GrantCommon Stock 1,365 $67.79 $92,533.35
Disclosure

SEC source: 0001005817-25-000099 · form4.xml · nonDerivative · entry 1

Tomazin Matthew D · CIK 0001989927 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,726.003

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 18:58 UTC
Guarino Charles JSVP Chief Bank Operations Off.
GrantCommon Stock 685 $67.79 $46,436.15
Disclosure

SEC source: 0001005817-25-000097 · form4.xml · nonDerivative · entry 1

Guarino Charles J · CIK 0001665561 · SVP Chief Bank Operations Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,599

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 18:38 UTC
Mastin Stacie MSVP, Director of HR
GrantCommon Stock 685 $67.79 $46,436.15
Disclosure

SEC source: 0001005817-25-000096 · form4.xml · nonDerivative · entry 1

Mastin Stacie M · CIK 0002019374 · SVP, Director of HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,190.694

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

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November 12, 2025 Filed Nov 14, 2025 18:37 UTC
Taylor Eric WEVP, President TFA
GrantCommon Stock 910 $67.79 $61,688.90
Disclosure

SEC source: 0001005817-25-000095 · form4.xml · nonDerivative · entry 1

Taylor Eric W · CIK 0002031000 · EVP, President TFA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,405

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

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November 12, 2025 Filed Nov 14, 2025 18:33 UTC
McKenna John MEVP, Pres. Tompkins Comm. Bank
GrantCommon Stock 1,365 $67.79 $92,533.35
Disclosure

SEC source: 0001005817-25-000094 · form4.xml · nonDerivative · entry 1

McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,016.915

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

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November 12, 2025 Filed Nov 14, 2025 13:53 UTC GrantCommon Stock 550 $67.79 $37,284.50
Disclosure

SEC source: 0001005817-25-000093 · form4.xml · nonDerivative · entry 1

Kershaw David · CIK 0001993586 · SVP, PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,743.251

F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 12, 2025 Filed Feb 12, 2026 18:01 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
OtherCommon Stock 1.46 $68.51 $100.02
Disclosure

SEC source: 0001005817-26-000023 · form5.xml · nonDerivative · entry 3

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,736.799

F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.

Read SEC document
November 09, 2025 Filed Nov 10, 2025 22:37 UTC
Mastin Stacie MSVP, Director of HR
Tax withholdingCommon Stock 40 $66.68 $2,667.20
Disclosure

SEC source: 0001005817-25-000067 · form4.xml · nonDerivative · entry 4

Mastin Stacie M · CIK 0002019374 · SVP, Director of HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,505.694

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2025 Filed Nov 10, 2025 22:37 UTC
Mastin Stacie MSVP, Director of HR
Tax withholdingCommon Stock 22 $66.68 $1,466.96
Disclosure

SEC source: 0001005817-25-000067 · form4.xml · nonDerivative · entry 3

Mastin Stacie M · CIK 0002019374 · SVP, Director of HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,545.694

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2025 Filed Nov 10, 2025 22:37 UTC
Mastin Stacie MSVP, Director of HR
Tax withholdingCommon Stock 15 $66.68 $1,000.20
Disclosure

SEC source: 0001005817-25-000067 · form4.xml · nonDerivative · entry 2

Mastin Stacie M · CIK 0002019374 · SVP, Director of HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,567.694

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2025 Filed Nov 10, 2025 22:37 UTC
Mastin Stacie MSVP, Director of HR
Tax withholdingCommon Stock 19 $66.68 $1,266.92
Disclosure

SEC source: 0001005817-25-000067 · form4.xml · nonDerivative · entry 1

Mastin Stacie M · CIK 0002019374 · SVP, Director of HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,582.694

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2025 Filed Nov 12, 2025 14:47 UTC
Fontaine Alyssa HEVP, General Counsel & CRO
Tax withholdingCommon Stock 143 $66.68 $9,535.24
Disclosure

SEC source: 0001005817-25-000079 · form4.xml · nonDerivative · entry 4

Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,455.715

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2025 Filed Nov 12, 2025 14:47 UTC
Fontaine Alyssa HEVP, General Counsel & CRO
Tax withholdingCommon Stock 90 $66.68 $6,001.20
Disclosure

SEC source: 0001005817-25-000079 · form4.xml · nonDerivative · entry 3

Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,598.715

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2025 Filed Nov 12, 2025 14:47 UTC
Fontaine Alyssa HEVP, General Counsel & CRO
Tax withholdingCommon Stock 167 $66.68 $11,135.56
Disclosure

SEC source: 0001005817-25-000079 · form4.xml · nonDerivative · entry 2

Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,688.715

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2025 Filed Nov 12, 2025 14:47 UTC
Fontaine Alyssa HEVP, General Counsel & CRO
Tax withholdingCommon Stock 216 $66.68 $14,402.88
Disclosure

SEC source: 0001005817-25-000079 · form4.xml · nonDerivative · entry 1

Fontaine Alyssa H · CIK 0001662747 · EVP, General Counsel & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,855.715

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2025 Filed Nov 12, 2025 22:02 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
Tax withholdingCommon Stock 105 $66.68 $7,001.40
Disclosure

SEC source: 0001005817-25-000080 · form4.xml · nonDerivative · entry 14

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,647.737

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2025 Filed Nov 12, 2025 22:02 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
Tax withholdingCommon Stock 66 $66.68 $4,400.88
Disclosure

SEC source: 0001005817-25-000080 · form4.xml · nonDerivative · entry 13

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,752.737

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2025 Filed Nov 12, 2025 22:02 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
Tax withholdingCommon Stock 123 $66.68 $8,201.64
Disclosure

SEC source: 0001005817-25-000080 · form4.xml · nonDerivative · entry 12

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,818.737

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2025 Filed Nov 12, 2025 22:02 UTC
DeMilia David MEVP, Pres of TCB Hudson Valley
Tax withholdingCommon Stock 52 $66.68 $3,467.36
Disclosure

SEC source: 0001005817-25-000080 · form4.xml · nonDerivative · entry 11

DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,941.737

F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2025 Filed Nov 12, 2025 14:46 UTC
Guarino Charles JSVP Chief Bank Operations Off.
Tax withholdingCommon Stock 105 $66.68 $7,001.40
Disclosure

SEC source: 0001005817-25-000078 · form4.xml · nonDerivative · entry 4

Guarino Charles J · CIK 0001665561 · SVP Chief Bank Operations Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,914

F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.