Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 12, 2021 Filed Nov 16, 2021 01:38 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Tax withholdingCommon Stock | 133 | $83.89 | $11,157.37 |
DisclosureSEC source: 0001127602-21-029230 · form4.xml · nonDerivative · entry 1 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,678.182 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 22:12 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Tax withholdingCommon Stock | 167 | $83.89 | $14,009.63 |
DisclosureSEC source: 0001127602-21-029149 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,283 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 22:10 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Tax withholdingCommon Stock | 321 | $83.89 | $26,928.69 |
DisclosureSEC source: 0001127602-21-029147 · form4.xml · nonDerivative · entry 1 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,719.697 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 18:30 UTC |
DeMilia David MEVP, Pres & CEO Mahopac Bank
|
Tax withholdingCommon Stock | 36 | $83.89 | $3,020.04 |
DisclosureSEC source: 0001127602-21-029288 · form4.xml · nonDerivative · entry 1 DeMilia David M · CIK 0001866122 · EVP, Pres & CEO Mahopac Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,576.528 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 15:35 UTC |
VALENTI SUSAN M.EVP, Corporate Marketing
|
Tax withholdingCommon Stock | 120 | $83.89 | $10,066.80 |
DisclosureSEC source: 0001127602-21-029267 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,213.404 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 14:26 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
Tax withholdingCommon Stock | 120 | $83.89 | $10,066.80 |
DisclosureSEC source: 0001127602-21-029258 · form4.xml · nonDerivative · entry 1 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,964 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 20:18 UTC |
Rahilly Ita MDirector
|
PurchaseCommon Stock | 207.02 | $84.53 | $17,499.96 |
DisclosureSEC source: 0001127602-21-028943 · form4.xml · nonDerivative · entry 1 Rahilly Ita M · CIK 0001811767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,336.593 Read SEC document |
| November 11, 2021 Filed Nov 8, 2022 19:50 UTC |
DeMilia David MEVP, Pres & CEO Mahopac Bank
|
OtherCommon Stock | 1.183 | $84.53 | $100.00 |
DisclosureSEC source: 0001127602-22-025091 · form4.xml · nonDerivative · entry 1 DeMilia David M · CIK 0001866122 · EVP, Pres & CEO Mahopac Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,613.711 F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 16:28 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 380 | $0.00 Strike: $56.29 | $0.00 |
DisclosureSEC source: 0001127602-21-028779 · form4.xml · derivative · entry 3 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336 Underlying: Common Stock · 380 shares Expires 2025-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 16:28 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Exercise / conversionCommon Stock | 380 | $56.29 | $21,390.20 |
DisclosureSEC source: 0001127602-21-028779 · form4.xml · nonDerivative · entry 2 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,864.182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 16:26 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
SaleCommon Stock | 1,500 | $84.00 | $126,000.00 |
DisclosureSEC source: 0001127602-21-028778 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,618 Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:30 UTC |
Cribbs Steven WSVP & Chief Risk Officer
|
Tax withholdingCommon Stock | 30 | $83.97 | $2,519.10 |
DisclosureSEC source: 0001127602-21-028949 · form4.xml · nonDerivative · entry 2 Cribbs Steven W · CIK 0001559267 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,375 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:30 UTC |
Cribbs Steven WSVP & Chief Risk Officer
|
GrantCommon Stock | 1,360 | $83.97 | $114,199.20 |
DisclosureSEC source: 0001127602-21-028949 · form4.xml · nonDerivative · entry 1 Cribbs Steven W · CIK 0001559267 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,735 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 23:50 UTC |
Lindberg Bonita NSVP, Human Resource Director
|
GrantCommon Stock | 1,360 | $83.97 | $114,199.20 |
DisclosureSEC source: 0001127602-21-029045 · form4.xml · nonDerivative · entry 4 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,715.483 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 23:50 UTC |
Lindberg Bonita NSVP, Human Resource Director
|
Tax withholdingCommon Stock | 137 | $83.97 | $11,503.89 |
DisclosureSEC source: 0001127602-21-029045 · form4.xml · nonDerivative · entry 3 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,355.483 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 23:50 UTC |
Lindberg Bonita NSVP, Human Resource Director
|
Tax withholdingCommon Stock | 126 | $83.97 | $10,580.22 |
DisclosureSEC source: 0001127602-21-029045 · form4.xml · nonDerivative · entry 2 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,492.483 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 23:50 UTC |
Lindberg Bonita NSVP, Human Resource Director
|
Tax withholdingCommon Stock | 116 | $83.97 | $9,740.52 |
DisclosureSEC source: 0001127602-21-029045 · form4.xml · nonDerivative · entry 1 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,618.483 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:48 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
Tax withholdingCommon Stock | 137 | $83.97 | $11,503.89 |
DisclosureSEC source: 0001127602-21-028999 · form4.xml · nonDerivative · entry 5 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,084 F3 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:48 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
Tax withholdingCommon Stock | 126 | $83.97 | $10,580.22 |
DisclosureSEC source: 0001127602-21-028999 · form4.xml · nonDerivative · entry 4 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,221 F3 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:48 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
Tax withholdingCommon Stock | 116 | $83.97 | $9,740.52 |
DisclosureSEC source: 0001127602-21-028999 · form4.xml · nonDerivative · entry 3 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,347 F3 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:48 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
GrantCommon Stock | 1,360 | $83.97 | $114,199.20 |
DisclosureSEC source: 0001127602-21-028999 · form4.xml · nonDerivative · entry 2 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,463 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:48 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
GrantCommon Stock | 2,445 | $83.97 | $205,306.65 |
DisclosureSEC source: 0001127602-21-028999 · form4.xml · nonDerivative · entry 1 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,103 F1 · shares: Performance-based restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Performance shares will be earned pursuant to achievement of certain performance goals over a three-year performance period, followed by a three-year vesting period. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:51 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
GrantCommon Stock | 1,360 | $83.97 | $114,199.20 |
DisclosureSEC source: 0001127602-21-028951 · form4.xml · nonDerivative · entry 4 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,450 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:51 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Tax withholdingCommon Stock | 191 | $83.97 | $16,038.27 |
DisclosureSEC source: 0001127602-21-028951 · form4.xml · nonDerivative · entry 3 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,090 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:51 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Tax withholdingCommon Stock | 176 | $83.97 | $14,778.72 |
DisclosureSEC source: 0001127602-21-028951 · form4.xml · nonDerivative · entry 2 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,281 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:51 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Tax withholdingCommon Stock | 161 | $83.97 | $13,519.17 |
DisclosureSEC source: 0001127602-21-028951 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,457 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:50 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 200 | $0.00 Strike: $76.90 | $0.00 |
DisclosureSEC source: 0001127602-21-028950 · form4.xml · derivative · entry 7 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200 shares Expires 2026-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:50 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Tax withholdingCommon Stock | 191 | $83.97 | $16,038.27 |
DisclosureSEC source: 0001127602-21-028950 · form4.xml · nonDerivative · entry 6 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,811.182 F3 · shares: Shares withheld for option cost and taxes. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:50 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Exercise / conversionCommon Stock | 200 | $76.90 | $15,380.00 |
DisclosureSEC source: 0001127602-21-028950 · form4.xml · nonDerivative · entry 5 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,002.182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:50 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
GrantCommon Stock | 1,360 | $83.97 | $114,199.20 |
DisclosureSEC source: 0001127602-21-028950 · form4.xml · nonDerivative · entry 4 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,802.182 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:50 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Tax withholdingCommon Stock | 153 | $83.97 | $12,847.41 |
DisclosureSEC source: 0001127602-21-028950 · form4.xml · nonDerivative · entry 3 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,442.182 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:50 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Tax withholdingCommon Stock | 140 | $83.97 | $11,755.80 |
DisclosureSEC source: 0001127602-21-028950 · form4.xml · nonDerivative · entry 2 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,595.182 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:50 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Tax withholdingCommon Stock | 129 | $83.97 | $10,832.13 |
DisclosureSEC source: 0001127602-21-028950 · form4.xml · nonDerivative · entry 1 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,735.182 Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:29 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
GrantCommon Stock | 2,895 | $83.97 | $243,093.15 |
DisclosureSEC source: 0001127602-21-028948 · form4.xml · nonDerivative · entry 5 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,040.697 F3 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:29 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
GrantCommon Stock | 2,895 | $83.97 | $243,093.15 |
DisclosureSEC source: 0001127602-21-028948 · form4.xml · nonDerivative · entry 4 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,145.697 F2 · shares: Performance-based restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Performance shares will be earned pursuant to achievement of a specified performance goal over a three-year period. If the performance goal is not attained, all 2,895 shares will be forfeited. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:29 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Tax withholdingCommon Stock | 682 | $83.97 | $57,267.54 |
DisclosureSEC source: 0001127602-21-028948 · form4.xml · nonDerivative · entry 3 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,250.697 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:29 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Tax withholdingCommon Stock | 615 | $83.97 | $51,641.55 |
DisclosureSEC source: 0001127602-21-028948 · form4.xml · nonDerivative · entry 2 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,932.697 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:29 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Tax withholdingCommon Stock | 347 | $83.97 | $29,137.59 |
DisclosureSEC source: 0001127602-21-028948 · form4.xml · nonDerivative · entry 1 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,547.697 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:27 UTC |
Fontaine Alyssa HEVP & General Counsel
|
GrantCommon Stock | 1,360 | $83.97 | $114,199.20 |
DisclosureSEC source: 0001127602-21-028947 · form4.xml · nonDerivative · entry 4 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,601.426 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:27 UTC |
Fontaine Alyssa HEVP & General Counsel
|
Tax withholdingCommon Stock | 166 | $83.97 | $13,939.02 |
DisclosureSEC source: 0001127602-21-028947 · form4.xml · nonDerivative · entry 3 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,241.426 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:27 UTC |
Fontaine Alyssa HEVP & General Counsel
|
Tax withholdingCommon Stock | 153 | $83.97 | $12,847.41 |
DisclosureSEC source: 0001127602-21-028947 · form4.xml · nonDerivative · entry 2 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,407.426 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:27 UTC |
Fontaine Alyssa HEVP & General Counsel
|
Tax withholdingCommon Stock | 140 | $83.97 | $11,755.80 |
DisclosureSEC source: 0001127602-21-028947 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,560.426 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:26 UTC |
DeMilia David MEVP, Pres & CEO Mahopac Bank
|
GrantCommon Stock | 1,360 | $83.97 | $114,199.20 |
DisclosureSEC source: 0001127602-21-028946 · form4.xml · nonDerivative · entry 4 DeMilia David M · CIK 0001866122 · EVP, Pres & CEO Mahopac Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,612.528 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:26 UTC |
DeMilia David MEVP, Pres & CEO Mahopac Bank
|
Tax withholdingCommon Stock | 44 | $83.97 | $3,694.68 |
DisclosureSEC source: 0001127602-21-028946 · form4.xml · nonDerivative · entry 3 DeMilia David M · CIK 0001866122 · EVP, Pres & CEO Mahopac Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,252.528 Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:26 UTC |
DeMilia David MEVP, Pres & CEO Mahopac Bank
|
Tax withholdingCommon Stock | 39 | $83.97 | $3,274.83 |
DisclosureSEC source: 0001127602-21-028946 · form4.xml · nonDerivative · entry 2 DeMilia David M · CIK 0001866122 · EVP, Pres & CEO Mahopac Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,296.528 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:26 UTC |
DeMilia David MEVP, Pres & CEO Mahopac Bank
|
Tax withholdingCommon Stock | 37 | $83.97 | $3,106.89 |
DisclosureSEC source: 0001127602-21-028946 · form4.xml · nonDerivative · entry 1 DeMilia David M · CIK 0001866122 · EVP, Pres & CEO Mahopac Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,335.528 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:24 UTC |
VALENTI SUSAN M.EVP, Corporate Marketing
|
GrantCommon Stock | 1,360 | $83.97 | $114,199.20 |
DisclosureSEC source: 0001127602-21-028945 · form4.xml · nonDerivative · entry 4 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,333.404 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:24 UTC |
VALENTI SUSAN M.EVP, Corporate Marketing
|
Tax withholdingCommon Stock | 137 | $83.97 | $11,503.89 |
DisclosureSEC source: 0001127602-21-028945 · form4.xml · nonDerivative · entry 3 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,973.404 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:24 UTC |
VALENTI SUSAN M.EVP, Corporate Marketing
|
Tax withholdingCommon Stock | 126 | $83.97 | $10,580.22 |
DisclosureSEC source: 0001127602-21-028945 · form4.xml · nonDerivative · entry 2 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,110.404 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:24 UTC |
VALENTI SUSAN M.EVP, Corporate Marketing
|
Tax withholdingCommon Stock | 116 | $83.97 | $9,740.52 |
DisclosureSEC source: 0001127602-21-028945 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,236.404 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.