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TMO

THERMO FISHER SCIENTIFIC INC.

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Tapewire entity
2836
SEC CIK
0000097745
Parsed reports
1,766

Last 12 months

Inside the activity.

0 purchase rows · 143 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202506
Jan 202600
Feb 202601
Mar 2026034
Apr 202601
May 202600
Jun 202600
Jul 202601
Aug 2026092
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2010 Filed Mar 9, 2010 23:30 UTC
WILVER PETER MSr. VP & CFO
Tax withholdingCommon Stock 974 $49.49 $48,203.26
Disclosure

SEC source: 0001225208-10-007584 · doc4.xml · nonDerivative · entry 2

WILVER PETER M · CIK 0001234537 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,917

Read SEC document
March 05, 2010 Filed Mar 9, 2010 23:30 UTC
WILVER PETER MSr. VP & CFO
GrantCommon Stock 10,900 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007584 · doc4.xml · nonDerivative · entry 1

WILVER PETER M · CIK 0001234537 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,891

Read SEC document
March 05, 2010 Filed Mar 9, 2010 23:30 UTC
CASPER MARC NDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,175 $49.49 $58,150.75
Disclosure

SEC source: 0001225208-10-007585 · doc4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,814.53

Read SEC document
March 05, 2010 Filed Mar 9, 2010 23:31 UTC
Pesicka Edward ASenior Vice President
GrantStock Option (Right to Buy) · Derivative 29,000 $0.00 Strike: $49.49 $0.00
Disclosure

SEC source: 0001225208-10-007588 · doc4.xml · derivative · entry 4

Pesicka Edward A · CIK 0001439487 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Common Stock · 29,000 shares

Expires 2017-03-05

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 5, 2012.

Read SEC document
March 05, 2010 Filed Mar 9, 2010 23:31 UTC
Pesicka Edward ASenior Vice President
GrantStock Option (Right to Buy) · Derivative 53,300 $0.00 Strike: $49.49 $0.00
Disclosure

SEC source: 0001225208-10-007588 · doc4.xml · derivative · entry 3

Pesicka Edward A · CIK 0001439487 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,300

Underlying: Common Stock · 53,300 shares

Expires 2017-03-05

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 5, 2011.

Read SEC document
March 05, 2010 Filed Mar 9, 2010 23:31 UTC
Pesicka Edward ASenior Vice President
Tax withholdingCommon Stock 602 $49.49 $29,792.98
Disclosure

SEC source: 0001225208-10-007588 · doc4.xml · nonDerivative · entry 2

Pesicka Edward A · CIK 0001439487 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,982

Read SEC document
March 05, 2010 Filed Mar 9, 2010 23:31 UTC
Pesicka Edward ASenior Vice President
GrantCommon Stock 11,600 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007588 · doc4.xml · nonDerivative · entry 1

Pesicka Edward A · CIK 0001439487 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,584

Read SEC document
March 05, 2010 Filed Mar 9, 2010 23:30 UTC
Herrema Gregory J.Senior Vice President
GrantStock Option (Right to Buy) · Derivative 29,000 $0.00 Strike: $49.49 $0.00
Disclosure

SEC source: 0001225208-10-007586 · doc4.xml · derivative · entry 4

Herrema Gregory J. · CIK 0001434827 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Common Stock · 29,000 shares

Expires 2017-03-05

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 5, 2012.

Read SEC document
March 05, 2010 Filed Mar 9, 2010 23:30 UTC
Herrema Gregory J.Senior Vice President
GrantStock Option (Right to Buy) · Derivative 53,300 $0.00 Strike: $49.49 $0.00
Disclosure

SEC source: 0001225208-10-007586 · doc4.xml · derivative · entry 3

Herrema Gregory J. · CIK 0001434827 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,300

Underlying: Common Stock · 53,300 shares

Expires 2017-03-05

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 5, 2011.

Read SEC document
March 05, 2010 Filed Mar 9, 2010 23:30 UTC
Herrema Gregory J.Senior Vice President
Tax withholdingCommon Stock 667 $49.49 $33,009.83
Disclosure

SEC source: 0001225208-10-007586 · doc4.xml · nonDerivative · entry 2

Herrema Gregory J. · CIK 0001434827 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,346

Read SEC document
March 05, 2010 Filed Mar 9, 2010 23:30 UTC
Herrema Gregory J.Senior Vice President
GrantCommon Stock 11,600 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007586 · doc4.xml · nonDerivative · entry 1

Herrema Gregory J. · CIK 0001434827 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,013

Read SEC document
March 05, 2010 Filed Mar 9, 2010 23:31 UTC
Malus Alan JSenior Vice President
GrantStock Option (Right to Buy) · Derivative 29,000 $0.00 Strike: $49.49 $0.00
Disclosure

SEC source: 0001225208-10-007587 · doc4.xml · derivative · entry 4

Malus Alan J · CIK 0001380163 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Common Stock · 29,000 shares

Expires 2017-03-15

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 5, 2012.

Read SEC document
March 05, 2010 Filed Mar 9, 2010 23:31 UTC
Malus Alan JSenior Vice President
GrantStock Option (Right to Buy) · Derivative 53,300 $0.00 Strike: $49.49 $0.00
Disclosure

SEC source: 0001225208-10-007587 · doc4.xml · derivative · entry 3

Malus Alan J · CIK 0001380163 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,300

Underlying: Common Stock · 53,300 shares

Expires 2017-03-05

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 5, 2011.

Read SEC document
March 05, 2010 Filed Mar 9, 2010 23:31 UTC
Malus Alan JSenior Vice President
Tax withholdingCommon Stock 858 $49.49 $42,462.42
Disclosure

SEC source: 0001225208-10-007587 · doc4.xml · nonDerivative · entry 2

Malus Alan J · CIK 0001380163 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,487

Read SEC document
March 05, 2010 Filed Mar 9, 2010 23:31 UTC
Malus Alan JSenior Vice President
GrantCommon Stock 11,600 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-007587 · doc4.xml · nonDerivative · entry 1

Malus Alan J · CIK 0001380163 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,345

Read SEC document
March 05, 2010 Filed Mar 9, 2010 23:31 UTC
SHEEHAN STEPHEN GSr. VP, Human Resources
Tax withholdingCommon Stock 265 $49.49 $13,114.85
Disclosure

SEC source: 0001225208-10-007589 · doc4.xml · nonDerivative · entry 1

SHEEHAN STEPHEN G · CIK 0001234536 · Sr. VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,396

Read SEC document
March 03, 2010 Filed Mar 4, 2010 22:48 UTC
MANZI JIM PDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $23.41 $0.00
Disclosure

SEC source: 0001225208-10-007187 · doc4.xml · derivative · entry 3

MANZI JIM P · CIK 0001216076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2010-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in three equal installments on December 31, 2004, 2005 and 2006.

Read SEC document
March 03, 2010 Filed Mar 4, 2010 22:48 UTC
MANZI JIM PDirector
SaleCommon Stock 57,374 $49.26 $2,826,243.24
Disclosure

SEC source: 0001225208-10-007187 · doc4.xml · nonDerivative · entry 2

MANZI JIM P · CIK 0001216076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,459

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.00 to $49.47, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 03, 2010 Filed Mar 4, 2010 22:48 UTC
MANZI JIM PDirector
Exercise / conversionCommon Stock 120,000 $23.41 $2,809,200.00
Disclosure

SEC source: 0001225208-10-007187 · doc4.xml · nonDerivative · entry 1

MANZI JIM P · CIK 0001216076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2010 Filed Feb 26, 2010 21:21 UTC
Pesicka Edward ASenior Vice President
Tax withholdingCommon Stock 1,720 $49.28 $84,761.60
Disclosure

SEC source: 0001225208-10-006030 · doc4.xml · nonDerivative · entry 2

Pesicka Edward A · CIK 0001439487 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,584

Read SEC document
February 26, 2010 Filed Mar 2, 2010 19:36 UTC
CASPER MARC NDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,610 $48.77 $78,519.70
Disclosure

SEC source: 0001225208-10-006523 · doc4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,989.53

Read SEC document
February 26, 2010 Filed Mar 2, 2010 19:36 UTC
Herrema Gregory J.Senior Vice President
Tax withholdingCommon Stock 2,819 $48.77 $137,482.63
Disclosure

SEC source: 0001225208-10-006524 · doc4.xml · nonDerivative · entry 1

Herrema Gregory J. · CIK 0001434827 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,413

Read SEC document
February 26, 2010 Filed Mar 2, 2010 19:37 UTC
Pesicka Edward ASenior Vice President
Tax withholdingCommon Stock 2,600 $48.77 $126,802.00
Disclosure

SEC source: 0001225208-10-006525 · doc4.xml · nonDerivative · entry 1

Pesicka Edward A · CIK 0001439487 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,984

Read SEC document
February 26, 2010 Filed Mar 2, 2010 19:37 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
Tax withholdingCommon Stock 414 $48.77 $20,190.78
Disclosure

SEC source: 0001225208-10-006526 · doc4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,568

Read SEC document
February 26, 2010 Filed Mar 2, 2010 19:37 UTC
Malus Alan JSenior Vice President
Tax withholdingCommon Stock 2,951 $48.77 $143,920.27
Disclosure

SEC source: 0001225208-10-006528 · doc4.xml · nonDerivative · entry 1

Malus Alan J · CIK 0001380163 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,745

Read SEC document
February 26, 2010 Filed Mar 2, 2010 19:37 UTC
Tsay Yuh-GengSenior Vice President
Tax withholdingCommon Stock 1,311 $48.77 $63,937.47
Disclosure

SEC source: 0001225208-10-006530 · doc4.xml · nonDerivative · entry 1

Tsay Yuh-Geng · CIK 0001434774 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,369

Read SEC document
February 26, 2010 Filed Mar 2, 2010 19:37 UTC
SHEEHAN STEPHEN GSr. VP, Human Resources
Tax withholdingCommon Stock 427 $48.77 $20,824.79
Disclosure

SEC source: 0001225208-10-006529 · doc4.xml · nonDerivative · entry 1

SHEEHAN STEPHEN G · CIK 0001234536 · Sr. VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,661

Read SEC document
February 26, 2010 Filed Mar 2, 2010 19:37 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
Tax withholdingCommon Stock 762 $48.77 $37,162.74
Disclosure

SEC source: 0001225208-10-006532 · doc4.xml · nonDerivative · entry 1

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,476

Read SEC document
February 26, 2010 Filed Mar 2, 2010 19:37 UTC
WILVER PETER MSr. VP & CFO
Tax withholdingCommon Stock 2,985 $48.77 $145,578.45
Disclosure

SEC source: 0001225208-10-006531 · doc4.xml · nonDerivative · entry 1

WILVER PETER M · CIK 0001234537 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,991

Read SEC document
February 25, 2010 Filed Feb 26, 2010 21:16 UTC
Herrema Gregory J.Senior Vice President
Tax withholdingCommon Stock 1,842 $49.28 $90,773.76
Disclosure

SEC source: 0001225208-10-006012 · doc4.xml · nonDerivative · entry 2

Herrema Gregory J. · CIK 0001434827 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,232

Read SEC document
February 25, 2010 Filed Feb 26, 2010 21:16 UTC
Herrema Gregory J.Senior Vice President
GrantCommon Stock 16,972 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-006012 · doc4.xml · nonDerivative · entry 1

Herrema Gregory J. · CIK 0001434827 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,074

F1 · shares: Shares represent a performance-based restricted stock award granted on February 26, 2009. The Company's Compensation Committee determined on February 25, 2010, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 25, 2010, one-third of the shares vest on February 25, 2011, and the remaining one-third vest on February 25, 2012.

Read SEC document
February 25, 2010 Filed Feb 26, 2010 21:17 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
Tax withholdingCommon Stock 761 $49.28 $37,502.08
Disclosure

SEC source: 0001225208-10-006013 · doc4.xml · nonDerivative · entry 2

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,238

Read SEC document
February 25, 2010 Filed Feb 26, 2010 21:17 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
GrantCommon Stock 6,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-006013 · doc4.xml · nonDerivative · entry 1

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,999

F1 · shares: Shares represent a performance-based restricted stock award granted on February 26, 2009. The Company's Compensation Committee determined on February 25, 2010, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 25, 2010, one-third of the shares vest on February 25, 2011, and the remaining one-third vest on February 25, 2012.

Read SEC document
February 25, 2010 Filed Feb 26, 2010 21:17 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
Tax withholdingCommon Stock 203 $49.28 $10,003.84
Disclosure

SEC source: 0001225208-10-006014 · doc4.xml · nonDerivative · entry 2

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,982

Read SEC document
February 25, 2010 Filed Feb 26, 2010 21:17 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
GrantCommon Stock 1,603 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-006014 · doc4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,185

F1 · shares: Shares represent a performance-based restricted stock award granted on February 26, 2009. The Company's Compensation Committee determined on February 25, 2010, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 25, 2010, one-third of the shares vest on February 25, 2011, and the remaining one-third vest on February 25, 2012.

Read SEC document
February 25, 2010 Filed Feb 26, 2010 21:17 UTC
Malus Alan JSenior Vice President
Tax withholdingCommon Stock 1,703 $49.28 $83,923.84
Disclosure

SEC source: 0001225208-10-006015 · doc4.xml · nonDerivative · entry 2

Malus Alan J · CIK 0001380163 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,696

Read SEC document
February 25, 2010 Filed Feb 26, 2010 21:17 UTC
Malus Alan JSenior Vice President
GrantCommon Stock 16,972 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-006015 · doc4.xml · nonDerivative · entry 1

Malus Alan J · CIK 0001380163 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,399

F1 · shares: Shares represent a performance-based restricted stock award granted on February 26, 2009. The Company's Compensation Committee determined on February 25, 2010, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 25, 2010, one-third of the shares vest on February 25, 2011, and the remaining one-third vest on February 25, 2012.

Read SEC document
February 25, 2010 Filed Feb 26, 2010 21:17 UTC
Tsay Yuh-GengSenior Vice President
Tax withholdingCommon Stock 1,282 $49.28 $63,176.96
Disclosure

SEC source: 0001225208-10-006016 · doc4.xml · nonDerivative · entry 2

Tsay Yuh-Geng · CIK 0001434774 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,680

Read SEC document
February 25, 2010 Filed Feb 26, 2010 21:17 UTC
Tsay Yuh-GengSenior Vice President
GrantCommon Stock 10,372 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-006016 · doc4.xml · nonDerivative · entry 1

Tsay Yuh-Geng · CIK 0001434774 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,962

F1 · shares: Shares represent a performance-based restricted stock award granted on February 26, 2009. The Company's Compensation Committee determined on February 25, 2010, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 25, 2010, one-third of the shares vest on February 25, 2011, and the remaining one-third vest on February 25, 2012.

Read SEC document
February 25, 2010 Filed Feb 26, 2010 21:21 UTC
WILVER PETER MSr. VP & CFO
Tax withholdingCommon Stock 1,576 $49.28 $77,665.28
Disclosure

SEC source: 0001225208-10-006029 · doc4.xml · nonDerivative · entry 2

WILVER PETER M · CIK 0001234537 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,976

Read SEC document
February 25, 2010 Filed Feb 26, 2010 21:21 UTC
WILVER PETER MSr. VP & CFO
GrantCommon Stock 14,709 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-006029 · doc4.xml · nonDerivative · entry 1

WILVER PETER M · CIK 0001234537 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,552

F1 · shares: Shares represent a performance-based restricted stock award granted on February 26, 2009. The Company's Compensation Committee determined on February 25, 2010, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 25, 2010, one-third of the shares vest on February 25, 2011, and the remaining one-third vest on February 25, 2012.

Read SEC document
February 25, 2010 Filed Feb 26, 2010 21:21 UTC
Pesicka Edward ASenior Vice President
GrantCommon Stock 16,972 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-006030 · doc4.xml · nonDerivative · entry 1

Pesicka Edward A · CIK 0001439487 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,304

F1 · shares: Shares represent a performance-based restricted stock award granted on February 26, 2009. The Company's Compensation Committee determined on February 25, 2010, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 25, 2010, one-third of the shares vest on February 25, 2011, and the remaining one-third vest on February 25, 2012.

Read SEC document
December 31, 2009 Filed Jan 5, 2010 16:32 UTC GrantPhantom Stock Units · Derivative 419.38 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-10-000141 · edgar.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,986.89

Underlying: Common Stock · 419.38 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2009, at a price of $47.69 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2009, at a price of $47.69 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2009, at a price of $47.69 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
December 31, 2009 Filed Jan 5, 2010 16:08 UTC GrantPhantom Stock Units · Derivative 366.95 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-000433 · doc4.xml · derivative · entry 1

Bell Michael Adam · CIK 0001406455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,067.69

Underlying: Common Stock · 366.95 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2009, at a price of $47.69 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2009, at a price of $47.69 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2009, at a price of $47.69 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
December 31, 2009 Filed Jan 5, 2010 16:08 UTC GrantPhantom Stock Units · Derivative 492.77 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-000434 · doc4.xml · derivative · entry 1

ULLIAN ELAINE · CIK 0001190290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,040.81

Underlying: Common Stock · 492.77 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2009, at a price of $47.69 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2009, at a price of $47.69 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2009, at a price of $47.69 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

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November 21, 2009 Filed Nov 24, 2009 21:27 UTC
CASPER MARC NDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 600,000 $0.00 Strike: $46.56 $0.00
Disclosure

SEC source: 0001225208-09-022895 · doc4.xml · derivative · entry 2

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2019-11-21

F1 · derivative.exercise_date: The option vests in five equal annual installments beginning on November 21, 2011.

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November 21, 2009 Filed Nov 24, 2009 21:27 UTC
CASPER MARC NDirector · Chief Executive Officer
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-022895 · doc4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,599.53

Read SEC document
November 18, 2009 Filed Nov 19, 2009 21:21 UTC
Pesicka Edward ASenior Vice President
SaleCommon Stock 5,300 $46.35 $245,655.00
Disclosure

SEC source: 0001225208-09-022585 · doc4.xml · nonDerivative · entry 2

Pesicka Edward A · CIK 0001439487 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,332

Read SEC document
November 18, 2009 Filed Nov 19, 2009 21:21 UTC
Pesicka Edward ASenior Vice President
SaleCommon Stock 2,700 $46.34 $125,118.00
Disclosure

SEC source: 0001225208-09-022585 · doc4.xml · nonDerivative · entry 1

Pesicka Edward A · CIK 0001439487 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,632

Read SEC document
November 17, 2009 Filed Nov 18, 2009 22:54 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
SaleCommon Stock 6,792 $45.42 $308,492.64
Disclosure

SEC source: 0001225208-09-022504 · doc4.xml · nonDerivative · entry 2

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,210

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.