Last 12 months
Inside the activity.
3 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 3 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2020 Filed Jun 3, 2020 19:47 UTC |
Auerbach MichaelDirector
|
Exercise / conversionClass 2 Common Stock | 7,371 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-034310 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| May 28, 2020 Filed Jun 3, 2020 23:43 UTC |
Greenwood MaryscottDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034307 · doc4.xml · derivative · entry 3 Greenwood Maryscott · CIK 0001746224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 2 Common Stock · 7,371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F2 · derivative.expiration_date: The RSUs shall vest in full upon the earlier of (1) the date of the 2020 Annual Meeting of Stockholders of the Issuer (which occurred on May 28, 2020), and (2) the one-year anniversary of June 1, 2019 so long as the Reporting Person remains in Continuous Service (as defined in the Issuer's 2018 Equity Incentive Plan), through such vesting date. Read SEC document |
| May 28, 2020 Filed Jun 3, 2020 23:43 UTC |
Greenwood MaryscottDirector
|
Exercise / conversionClass 2 Common Stock | 7,371 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-034307 · doc4.xml · nonDerivative · entry 1 Greenwood Maryscott · CIK 0001746224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| May 28, 2020 Filed Jun 3, 2020 23:53 UTC |
St.Clare ChristineDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034315 · doc4.xml · derivative · entry 3 St.Clare Christine · CIK 0001570393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 2 Common Stock · 7,371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F2 · derivative.expiration_date: The RSUs shall vest in full upon the earlier of (1) the date of the 2020 Annual Meeting of Stockholders of the Issuer (which occurred on May 28, 2020), and (2) the one-year anniversary of June 1, 2019 so long as the Reporting Person remains in Continuous Service (as defined in the Issuer's 2018 Equity Incentive Plan), through such vesting date. Read SEC document |
| May 28, 2020 Filed Jun 3, 2020 23:53 UTC |
St.Clare ChristineDirector
|
Exercise / conversionClass 2 Common Stock | 7,371 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-034315 · doc4.xml · nonDerivative · entry 1 St.Clare Christine · CIK 0001570393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:13 UTC |
Auerbach MichaelDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 18,290 | $0.00 Strike: $0.19 | $0.00 |
DisclosureSEC source: 0001209191-20-027373 · doc4.xml · derivative · entry 9 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,168 Underlying: Class 2 Common Stock · 18,290 shares Expires 2025-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The shares subject to this option are fully vested. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:13 UTC |
Auerbach MichaelDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 107,290 | $0.00 Strike: $0.19 | $0.00 |
DisclosureSEC source: 0001209191-20-027373 · doc4.xml · derivative · entry 8 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 2 Common Stock · 107,290 shares Expires 2024-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The shares subject to this option are fully vested. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:13 UTC |
Auerbach MichaelDirector
|
SaleClass 2 Common Stock | 125,580 | $7.38 | $926,993.89 |
DisclosureSEC source: 0001209191-20-027373 · doc4.xml · nonDerivative · entry 4 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,885 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · shares: The shares represent shares issued upon exercise of options, which options were a part of the pro rata release of 11 million shares of Class 2 common stock held by the former equity holders of Privateer Holdings, Inc. ("Privateer"), which were released from lock-up on April 3, 2020 under the Agreement and Plan of Merger and Reorganization, dated September 9, 2019, by and among Tilray, Privateer, Down River Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Tilray. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.0450 to $7.3817, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:13 UTC |
Auerbach MichaelDirector
|
SaleClass 2 Common Stock | 95,131 | $7.38 | $702,228.50 |
DisclosureSEC source: 0001209191-20-027373 · doc4.xml · nonDerivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,465 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · shares: The shares were a part of the pro rata release of 11 million shares of Class 2 common stock held by the former equity holders of Privateer Holdings, Inc. ("Privateer"). The shares were released from lock-up on April 3, 2020 under the Agreement and Plan of Merger and Reorganization, dated September 9, 2019, by and among Tilray, Privateer, Down River Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Tilray. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.0450 to $7.3817, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:13 UTC |
Auerbach MichaelDirector
|
Exercise / conversionClass 2 Common Stock | 18,290 | $0.19 | $3,498.88 |
DisclosureSEC source: 0001209191-20-027373 · doc4.xml · nonDerivative · entry 2 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:13 UTC |
Auerbach MichaelDirector
|
Exercise / conversionClass 2 Common Stock | 107,290 | $0.19 | $20,524.58 |
DisclosureSEC source: 0001209191-20-027373 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 23:21 UTC |
Pucher AndrewChief Corporate Dev Officer
|
GrantRestricted Stock Units · Derivative | 30,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025314 · doc4.xml · derivative · entry 1 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,815 Underlying: Class 2 Common Stock · 30,815 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. F2 · derivative.exercise_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of April 17, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. F2 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of April 17, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 19:31 UTC |
Pastorius Edward Wood JRChief Revenue Officer
|
GrantRestricted Stock Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025316 · doc4.xml · derivative · entry 1 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Class 2 Common Stock · 37,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. F2 · derivative.exercise_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of April 17, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. F2 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of April 17, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 19:09 UTC |
Auerbach MichaelDirector
|
OtherClass 2 Common Stock | 1,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023970 · doc4.xml · nonDerivative · entry 4 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: M3 Daat, LLC Disclosed balance after: 7,891 F7 · kind: Mr. Auerbach retained interest in 1,069 of the Murphy Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach is a member and has sole voting and investment power. F4 · ownership.nature: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 19:09 UTC |
Auerbach MichaelDirector
|
OtherClass 2 Common Stock | 425,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023970 · doc4.xml · nonDerivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Murphy Ofutt LLC Disclosed balance after: 1,705,342 F5 · kind: Murphy Ofutt LLC made a pro rata distribution for no consideration of 425,235 shares of Class 2 Common Stock of the Issuer ("Murphy Distribution Shares") to its members on April 6, 2020. F6 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt, LLC. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 19:09 UTC |
Auerbach MichaelDirector
|
OtherClass 2 Common Stock | 6,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023970 · doc4.xml · nonDerivative · entry 2 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: M3 Daat, LLC Disclosed balance after: 6,822 F3 · kind: Mr. Auerbach retained interest in 6,822 of the Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach is a member and has sole voting and investment power. F4 · ownership.nature: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 19:09 UTC |
Auerbach MichaelDirector
|
OtherClass 2 Common Stock | 166,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023970 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Murphy Ofutt Common LLC Disclosed balance after: 667,025 F1 · kind: Murphy Ofutt Common, LLC made a pro rata distribution for no consideration of 166,326 shares of Class 2 Common Stock of the Issuer ("Distribution Shares") to its members on April 6, 2020. F2 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 19:48 UTC |
Pastorius Edward Wood JRChief Revenue Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023482 · doc4.xml · derivative · entry 4 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Class 2 Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F4 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 19:48 UTC |
Pastorius Edward Wood JRChief Revenue Officer
|
Exercise / conversionClass 2 Common Stock | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-023482 · doc4.xml · nonDerivative · entry 1 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:02 UTC |
Kennedy BrendanDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023488 · doc4.xml · derivative · entry 5 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,625 Underlying: Class 2 Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F5 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:02 UTC |
Kennedy BrendanDirector · President and CEO · 10% owner
|
Tax withholdingClass 2 Common Stock | 11,415 | $5.90 | $67,348.50 |
DisclosureSEC source: 0001209191-20-023488 · doc4.xml · nonDerivative · entry 2 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,631,793 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:02 UTC |
Kennedy BrendanDirector · President and CEO · 10% owner
|
Exercise / conversionClass 2 Common Stock | 46,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-023488 · doc4.xml · nonDerivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,643,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:10 UTC |
Auerbach MichaelDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023497 · doc4.xml · derivative · entry 5 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Class 2 Common Stock · 2,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F5 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of April 1, 2018 (the "Vesting Commencement Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Commencement Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:10 UTC |
Auerbach MichaelDirector
|
Exercise / conversionClass 2 Common Stock | 2,188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-023497 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| March 18, 2020 Filed Mar 21, 2020 01:34 UTC |
Pucher AndrewChief Corporate Dev Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 30,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020557 · doc4.xml · derivative · entry 3 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,976 Underlying: Class 2 Common Stock · 30,024 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F3 · derivative.expiration_date: The Form 3 filed on August 14, 2019 reported the Vesting Commencement Date of May 16 ,2019, which was amended to be March 18, 2019, the Reporting Person's hire date, (the "Vest Date"), such that the RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of the Vesting Date, and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. Read SEC document |
| March 18, 2020 Filed Mar 21, 2020 01:34 UTC |
Pucher AndrewChief Corporate Dev Officer
|
Tax withholdingClass 2 Common Stock | 16,072 | $2.47 | $39,697.84 |
DisclosureSEC source: 0001209191-20-020557 · doc4.xml · nonDerivative · entry 2 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,952 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| March 18, 2020 Filed Mar 21, 2020 01:34 UTC |
Pucher AndrewChief Corporate Dev Officer
|
Exercise / conversionClass 2 Common Stock | 30,024 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-020557 · doc4.xml · nonDerivative · entry 1 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 23:23 UTC |
Kruteck Michael C.Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017508 · doc4.xml · derivative · entry 1 Kruteck Michael C. · CIK 0001800864 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class 2 Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. F2 · derivative.exercise_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 5, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. F2 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 5, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 23:17 UTC |
Levin Jon EdwardChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017501 · doc4.xml · derivative · entry 1 Levin Jon Edward · CIK 0001800868 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class 2 Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. F2 · derivative.exercise_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 5, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. F2 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 5, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 23:12 UTC |
Dickson Kathryn PPresident- Manitoba Harvest
|
GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017498 · doc4.xml · derivative · entry 1 Dickson Kathryn P · CIK 0001756867 · President- Manitoba Harvest 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class 2 Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. F2 · derivative.exercise_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 5, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. F2 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 5, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:35 UTC |
Dopp RebekahDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015726 · doc4.xml · derivative · entry 2 Dopp Rebekah · CIK 0001746050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,688 Underlying: Class 2 Common Stock · 2,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F2 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of June 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:35 UTC |
Dopp RebekahDirector
|
Exercise / conversionClass 2 Common Stock | 2,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015726 · doc4.xml · nonDerivative · entry 1 Dopp Rebekah · CIK 0001746050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:46 UTC |
St.Clare ChristineDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015737 · doc4.xml · derivative · entry 2 St.Clare Christine · CIK 0001570393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,688 Underlying: Class 2 Common Stock · 2,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F2 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of June 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:46 UTC |
St.Clare ChristineDirector
|
Exercise / conversionClass 2 Common Stock | 2,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015737 · doc4.xml · nonDerivative · entry 1 St.Clare Christine · CIK 0001570393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:38 UTC |
Greenwood MaryscottDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015728 · doc4.xml · derivative · entry 2 Greenwood Maryscott · CIK 0001746224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,688 Underlying: Class 2 Common Stock · 2,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F2 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of June 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:38 UTC |
Greenwood MaryscottDirector
|
Exercise / conversionClass 2 Common Stock | 2,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015728 · doc4.xml · nonDerivative · entry 1 Greenwood Maryscott · CIK 0001746224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 18:51 UTC |
Kennedy BrendanDirector · President and CEO · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $7.76 | $0.00 |
DisclosureSEC source: 0001209191-20-010378 · doc4.xml · derivative · entry 5 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800,000 Underlying: Class 2 Common Stock · 100,000 shares Expires 2028-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The shares shall vest at the rate of 25% of the shares on the twelve (12) month anniversary of January 1, 2017 (the "Vesting Date"), and the remaining shares will vest quarterly thereafter at the rate of 6.25% of the total number of shares on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of shares shall be fully vested on the four-year anniversary of the Vesting Date. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 18:51 UTC |
Kennedy BrendanDirector · President and CEO · 10% owner
|
SaleClass 2 Common Stock | 100,000 | $16.28 | $1,627,590.00 |
DisclosureSEC source: 0001209191-20-010378 · doc4.xml · nonDerivative · entry 2 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,596,333 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.01 to $16.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 18:51 UTC |
Kennedy BrendanDirector · President and CEO · 10% owner
|
Exercise / conversionClass 2 Common Stock | 100,000 | $7.76 | $776,000.00 |
DisclosureSEC source: 0001209191-20-010378 · doc4.xml · nonDerivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,696,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 18, 2020 Filed Jan 20, 2021 23:57 UTC |
Levin Jon EdwardChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 29,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-004516 · doc4.xml · derivative · entry 1 Levin Jon Edward · CIK 0001800868 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,143 Underlying: Class 2 Common Stock · 29,143 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. F2 · derivative.exercise_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of January 18, 2021 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. F2 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of January 18, 2021 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 20:15 UTC |
Kennedy BrendanDirector · President and CEO · 10% owner
|
SaleClass 2 Common Stock | 3,294 | $17.34 | $57,121.91 |
DisclosureSEC source: 0001209191-20-003562 · doc4.xml · nonDerivative · entry 3 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,596,333 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.2850 to $17.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 4 to this Form 4. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 20:15 UTC |
Kennedy BrendanDirector · President and CEO · 10% owner
|
SaleClass 2 Common Stock | 67,113 | $16.74 | $1,123,344.11 |
DisclosureSEC source: 0001209191-20-003562 · doc4.xml · nonDerivative · entry 2 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,599,627 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.27 to $17.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 20:15 UTC |
Kennedy BrendanDirector · President and CEO · 10% owner
|
SaleClass 2 Common Stock | 29,593 | $15.52 | $459,304.08 |
DisclosureSEC source: 0001209191-20-003562 · doc4.xml · nonDerivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,666,740 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.2650 to $16.2550, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 2 to this Form 4. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 17:42 UTC |
Pastorius Edward Wood JRChief Revenue Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001301 · doc4.xml · derivative · entry 5 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Class 2 Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F5 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 17:42 UTC |
Pastorius Edward Wood JRChief Revenue Officer
|
Tax withholdingClass 2 Common Stock | 2,135 | $17.13 | $36,572.55 |
DisclosureSEC source: 0001209191-20-001301 · doc4.xml · nonDerivative · entry 2 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,539 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 17:42 UTC |
Pastorius Edward Wood JRChief Revenue Officer
|
Exercise / conversionClass 2 Common Stock | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-001301 · doc4.xml · nonDerivative · entry 1 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 18:48 UTC |
Kennedy BrendanDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001412 · doc4.xml · derivative · entry 5 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,500 Underlying: Class 2 Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F5 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 18:48 UTC |
Kennedy BrendanDirector · President and CEO · 10% owner
|
Tax withholdingClass 2 Common Stock | 13,899 | $17.13 | $238,089.87 |
DisclosureSEC source: 0001209191-20-001412 · doc4.xml · nonDerivative · entry 2 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,696,333 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 18:48 UTC |
Kennedy BrendanDirector · President and CEO · 10% owner
|
Exercise / conversionClass 2 Common Stock | 46,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-001412 · doc4.xml · nonDerivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,710,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 17:50 UTC |
Auerbach MichaelDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001328 · doc4.xml · derivative · entry 5 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,688 Underlying: Class 2 Common Stock · 2,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F5 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of April 1, 2018 (the "Vesting Commencement Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Commencement Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.