Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tilray Brands, Inc.TLRY · Entity 5319 | Chief Corporate Dev Officer | March 18, 2021 | March 23, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tilray Brands, Inc.
Report date March 18, 2021 · Filed March 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class 2 Common StockSEC Table I · non-derivative | Direct | 31,402 |
Ending reported balance
After 2021-03-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-18 · Exercise / conversion · Acquired 7,497 · Balance 34,897 F1: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Row 2 · 2021-03-18 · Tax withholding · Disposed 3,495 · Balance 31,402 F2: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 29,988 |
Reported balance
After 2021-03-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-03-18 · Exercise / conversion · Disposed 7,497 · Balance 29,988 F1: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F3: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 18, 2019 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.
F2: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU.
F3: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 18, 2019 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2021 Filed Mar 23, 2021 00:29 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 7,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022461 · doc4.xml · derivative · entry 3 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,988 Underlying: Class 2 Common Stock · 7,497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F3 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 18, 2019 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 00:29 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 3,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022461 · doc4.xml · nonDerivative · entry 2 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,402 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 00:29 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 7,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-022461 · doc4.xml · nonDerivative · entry 1 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| December 18, 2020 Filed Dec 23, 2020 00:19 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 7,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064932 · doc4.xml · derivative · entry 3 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,485 Underlying: Class 2 Common Stock · 7,497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F3 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 18, 2019 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. Read SEC document |
| December 18, 2020 Filed Dec 23, 2020 00:19 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 3,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064932 · doc4.xml · nonDerivative · entry 2 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,400 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| December 18, 2020 Filed Dec 23, 2020 00:19 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 7,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-064932 · doc4.xml · nonDerivative · entry 1 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 22:19 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 7,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051549 · doc4.xml · derivative · entry 3 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,982 Underlying: Class 2 Common Stock · 7,497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F3 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 18, 2019 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 22:19 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 7,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051549 · doc4.xml · nonDerivative · entry 1 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| June 18, 2020 Filed Jun 23, 2020 00:07 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 7,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038329 · doc4.xml · derivative · entry 3 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,479 Underlying: Class 2 Common Stock · 7,497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F3 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 18, 2019 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. Read SEC document |
| June 18, 2020 Filed Jun 23, 2020 00:07 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 4,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038329 · doc4.xml · nonDerivative · entry 2 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,440 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| June 18, 2020 Filed Jun 23, 2020 00:07 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 7,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-038329 · doc4.xml · nonDerivative · entry 1 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| June 18, 2020 Filed Sep 22, 2020 22:19 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 1,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051549 · doc4.xml · nonDerivative · entry 2 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,206 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 23:21 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units · Derivative | 30,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025314 · doc4.xml · derivative · entry 1 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,815 Underlying: Class 2 Common Stock · 30,815 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. F2 · derivative.exercise_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of April 17, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. F2 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of April 17, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. Read SEC document |
| March 18, 2020 Filed Mar 21, 2020 01:34 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 30,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020557 · doc4.xml · derivative · entry 3 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,976 Underlying: Class 2 Common Stock · 30,024 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F3 · derivative.expiration_date: The Form 3 filed on August 14, 2019 reported the Vesting Commencement Date of May 16 ,2019, which was amended to be March 18, 2019, the Reporting Person's hire date, (the "Vest Date"), such that the RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of the Vesting Date, and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. Read SEC document |
| March 18, 2020 Filed Mar 21, 2020 01:34 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 16,072 | $2.47 | $39,697.84 |
DisclosureSEC source: 0001209191-20-020557 · doc4.xml · nonDerivative · entry 2 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,952 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| March 18, 2020 Filed Mar 21, 2020 01:34 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 30,024 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-020557 · doc4.xml · nonDerivative · entry 1 Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.