Dickson Kathryn P

SEC source: 0000037472-26-000108 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,274.021

F1 · shares: Shares awarded as part of quarterly non-executive director compensation.

SEC source: 0001628280-26-057956 · wk-form4_1787170590.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 522,690

F1 · price: The price reflects the weighted average purchase price for the shares of Class A Common Stock. The reporting person effected multiple open market purchase transactions on the same day at different prices. The range of prices for such transaction is $0.847 to $0.8496. The reporting person undertakes to provide to BRC Inc., any security holder of BRC Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0000037472-26-000040 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,953.021

F1 · shares: Shares awarded as part of quarterly non-executive director compensation.

F2 · balance_after: Amount of securities beneficially owned includes previously unreported shares acquired through a dividend reinvestment program which acquisitions are exempt from filing requirements under rule 16a-11.

SEC source: 0001628280-26-040560 · wk-form4_1780527067.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 472,690

F1 · shares: Represents an award of restricted stock units under the 2022 Omnibus Incentive Plan of BRC Inc. that vest on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock upon settlement for no consideration.

SEC source: 0000037472-26-000015 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,453.2188

F1 · shares: Shares awarded as part of quarterly non-executive director compensation.

F2 · balance_after: Amount of securities beneficially owned includes previously unreported shares acquired through a dividend reinvestment program which acquisitions are exempt from filing requirements under rule 16a-11.

SEC source: 0000037472-25-000038 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,783.7805

F1 · shares: Shares awarded as part of quarterly non-executive director compensation.

F2 · balance_after: Amount of securities beneficially owned includes previously unreported shares acquired through a dividend reinvestment program which acquisitions are exempt from filing requirements under rule 16a-11.

SEC source: 0000037472-25-000015 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,089.3665

F1 · shares: Shares awarded as part of quarterly non-executive director compensation.

F2 · balance_after: Amount of securities beneficially owned includes previously unreported shares acquired through a dividend reinvestment program which acquisitions are exempt from filing requirements under rule 16a-11.

SEC source: 0001140361-25-026472 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,045

SEC source: 0001140361-25-023407 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,045

F1 · shares: Represents awards of restricted stock units under the 2022 Omnibus Incentive Plan of BRC Inc. in the form of (i) 87,413 restricted stock units that vest on May 28, 2026 and (ii) 59,441 restricted stock units that vest in equal quarterly installments from the vesting start date of May 28, 2025. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock upon settlement for no consideration.

SEC source: 0001127602-25-017469 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,465.0713

F1 · shares: Shares awarded as part of quarterly non-executive director compensation.

F2 · balance_after: Amount of securities beneficially owned includes previously unreported shares acquired through a dividend reinvestment program which acquisitions are exempt from filing requirements under rule 16a-11.

SEC source: 0001127602-25-008720 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,561.2238

F1 · shares: Shares awarded as part of quarterly non-executive director compensation.

F2 · balance_after: Amount of securities beneficially owned includes previously unreported shares acquired through a dividend reinvestment program which acquisitions are exempt from filing requirements under rule 16a-11.

SEC source: 0001127602-24-029372 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,897.0144

F1 · shares: Shares awarded as part of quarterly non-executive director compensation.

F2 · balance_after: Amount of securities beneficially owned includes previously unreported shares acquired through a dividend reinvestment program which acquisitions are exempt from filing requirements under rule 16a-11.

SEC source: 0001127602-24-023928 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,426.1261

F1 · shares: Shares awarded as part of quarterly non-executive director compensation.

F2 · balance_after: Amount of securities beneficially owned includes previously unreported shares acquired through a dividend reinvestment program which acquisitions are exempt from filing requirements under rule 16a-11.

SEC source: 0001127602-24-018684 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,732.7761

F1 · shares: Shares awarded as part of quarterly non-executive director compensation.

F2 · balance_after: Amount of securities beneficially owned includes previously unreported shares acquired through a dividend reinvestment program which acquisitions are exempt from filing requirements under rule 16a-11.

SEC source: 0001062993-24-009375 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,191

F1 · security: Represents awards of restricted stock units under the 2022 Omnibus Incentive Plan of BRC Inc. in the form of (i) 33,512 restricted stock units that vest on the first anniversary of the grant date and (ii) 25,469 restricted stock units that vest in equal quarterly installments until the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock upon settlement for no consideration.

SEC source: 0001127602-24-009406 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,937.3366

F1 · shares: Shares awarded as part of quarterly non-executive director compensation.

F2 · balance_after: Amount of securities beneficially owned includes previously unreported shares acquired through a dividend reinvestment program which acquisitions are exempt from filing requirements under rule 16a-11.

SEC source: 0001127602-23-029852 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,938.3063

F1 · shares: Shares awarded as part of quarterly non-executive director compensation.

F2 · balance_after: Amount of securities beneficially owned includes previously unreported shares acquired through a dividend reinvestment program which acquisitions are exempt from filing requirements under rule 16a-11.

SEC source: 0001062993-23-021188 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,210

F1 · price: The price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.3798 - $3.4921, inclusive. The reporting person undertakes to provide BRC Inc., any security holder of BRC Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001062993-23-020928 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,710

F1 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.26 - $3.2824, inclusive. The reporting person undertakes to provide BRC Inc., any security holder of BRC Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001127602-23-024246 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,552.728

F1 · shares: Shares awarded as part of quarterly non-executive director compensation.

F2 · balance_after: Amount of securities beneficially owned includes previously unreported shares acquired through a dividend reinvestment program which acquisitions are exempt from filing requirements under rule 16a-11.

SEC source: 0001127602-23-018900 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,306.2901

F1 · shares: Shares awarded as part of quarterly non-executive director compensation.

F2 · balance_after: Amount of securities beneficially owned includes previously unreported shares acquired through a dividend reinvestment program which acquisitions are exempt from filing requirements under rule 16a-11.

SEC source: 0001062993-23-010678 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,710

F1 · security: Represents awards of restricted stock units under the 2022 Omnibus Incentive Plan of BRC Inc. in the form of (i) 23,234 restricted stock units that vest on the first anniversary of the grant date and (ii) 15,799 restricted stock units that vest in equal quarterly installments until the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock upon settlement for no consideration.

SEC source: 0001127602-23-009853 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,092.9642

F1 · shares: Shares awarded as part of quarterly non-executive director compensation.

F2 · balance_after: Amount of securities beneficially owned includes 155.9642 previously unreported shares acquired through a dividend reinvestment program which acquisitions are exempt from filing requirements under rule 16a-11.

SEC source: 0001104659-22-131458 · tm2233745-1_4seq1.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,677

F1 · security: Represents awards of restricted stock units ("RSUs") under the 2022 Omnibus Incentive Plan of BRC Inc. (the "Issuer") in the form of 24,155 restricted stock units that vest on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

SEC source: 0001127602-22-027702 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,799

SEC source: 0001104659-22-119240 · tm2230661-1_4seq1.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,522

SEC source: 0001127602-22-022506 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,566

F1 · shares: Stock award granted in the following amount of $17,510 divided by the closing price of $15.69 on September 15, 2022.

SEC source: 0001127602-22-017701 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,450

F1 · shares: Stock award granted in the following amount of $17,491 divided by the closing price of $18.45 on June 16, 2022.

SEC source: 0001104659-22-058436 · tm2215077-5_4seq1.xml · derivative · entry 2

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,235

Underlying: Class A Common Stock · 586 shares

Expires not disclosed

F3 · derivative.exercise_price: The reported securities are common units of Authentic Brands LLC. Beginning on the earlier of August 9, 2022 or such earlier expiration of the lock-up period set forth in an agreement between the Issuer and the Reporting Person, these Common Units may be exchanged by the holder (upon forfeiture of an equivalent number of Class B Shares) for an equivalent number of shares of Class A Common Stock of the Issuer (or the cash value thereof, at the election of the Issuer).

F2 · kind: The securities were issued following the satisfaction of certain conditions set forth in the Business Combination Agreement, dated as of November 2, 2021, as amended by the First Amendment to Business Combination Agreement, dated as of January 4, 2022, each by and among the Issuer, SilverBox Engaged Merger Corp I, Authentic Brands LLC ("Authentic Brands") and certain other parties thereto.

F2 · price: The securities were issued following the satisfaction of certain conditions set forth in the Business Combination Agreement, dated as of November 2, 2021, as amended by the First Amendment to Business Combination Agreement, dated as of January 4, 2022, each by and among the Issuer, SilverBox Engaged Merger Corp I, Authentic Brands LLC ("Authentic Brands") and certain other parties thereto.

F3 · derivative.exercise_date: The reported securities are common units of Authentic Brands LLC. Beginning on the earlier of August 9, 2022 or such earlier expiration of the lock-up period set forth in an agreement between the Issuer and the Reporting Person, these Common Units may be exchanged by the holder (upon forfeiture of an equivalent number of Class B Shares) for an equivalent number of shares of Class A Common Stock of the Issuer (or the cash value thereof, at the election of the Issuer).

F3 · derivative.expiration_date: The reported securities are common units of Authentic Brands LLC. Beginning on the earlier of August 9, 2022 or such earlier expiration of the lock-up period set forth in an agreement between the Issuer and the Reporting Person, these Common Units may be exchanged by the holder (upon forfeiture of an equivalent number of Class B Shares) for an equivalent number of shares of Class A Common Stock of the Issuer (or the cash value thereof, at the election of the Issuer).

SEC source: 0001104659-22-058436 · tm2215077-5_4seq1.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,235

F1 · security: The reported securities provide no economic rights in BRC Inc. (the "Issuer") to the holder thereof but each share of Class B Common Stock ("Class B Share") entitles the holder to one vote as a common stockholder of the Issuer.

F2 · kind: The securities were issued following the satisfaction of certain conditions set forth in the Business Combination Agreement, dated as of November 2, 2021, as amended by the First Amendment to Business Combination Agreement, dated as of January 4, 2022, each by and among the Issuer, SilverBox Engaged Merger Corp I, Authentic Brands LLC ("Authentic Brands") and certain other parties thereto.

F2 · price: The securities were issued following the satisfaction of certain conditions set forth in the Business Combination Agreement, dated as of November 2, 2021, as amended by the First Amendment to Business Combination Agreement, dated as of January 4, 2022, each by and among the Issuer, SilverBox Engaged Merger Corp I, Authentic Brands LLC ("Authentic Brands") and certain other parties thereto.

SEC source: 0001104659-22-056012 · tm2214529-6_4seq1.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,522

F1 · security: Represents awards of restricted stock units ("RSUs") under the 2022 Omnibus Incentive Plan of BRC Inc. (the "Issuer"), in the form of (i) 15,000 restricted stock units that vest ratably one third on each anniversary of the grant date, (ii) 3,650 restricted stock units that vest in equal quarterly installments until the first anniversary of the grant date and (iii) 14,872 restricted stock units that vest on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

SEC source: 0001127602-22-008999 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,502

F1 · shares: Stock award granted in the following amount of $17,496 divided by the closing price of $19.57 on March 10, 2022.

SEC source: 0001127602-22-007298 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,608

SEC source: 0001127602-22-004069 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,608

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.10 to $22.19. The reporting person undertakes to provide to Flexsteel Industries, Inc. any security holder of Flexsteel Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001127602-22-002201 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,608

SEC source: 0001127602-21-030685 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,475

F1 · shares: Stock award granted in the following amount $17,507 divided by the closing price of $30.50 on December 9, 2021.

SEC source: 0001127602-21-027741 · form4.xml · nonDerivative · entry 2

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,901

SEC source: 0001127602-21-027741 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,901

SEC source: 0001127602-21-025102 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901

F1 · shares: Stock award granted in the following amount $17,536 divided by the closing price of $34.98 on September 9, 2021.

SEC source: 0001127602-21-020317 · form4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

F1 · shares: Stock award granted in the following amount $17,500 divided by the closing price of $43.66 on June 17, 2021

SEC source: 0000899243-21-022718 · doc4.xml · derivative · entry 2

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,043 shares

Expires not disclosed

F2 · derivative.exercise_price: One-for-one.

F3 · derivative.exercise_date: The phantom stock units were accrued over time under Cooper Tire's equity plans, and were generally to be settled in cash upon the reporting person's termination of service as a director. Pursuant to the Merger Agreement, the phantom stock units were canceled and converted at the Effective Time into the right to receive $59.48 per unit.

F3 · derivative.expiration_date: The phantom stock units were accrued over time under Cooper Tire's equity plans, and were generally to be settled in cash upon the reporting person's termination of service as a director. Pursuant to the Merger Agreement, the phantom stock units were canceled and converted at the Effective Time into the right to receive $59.48 per unit.

SEC source: 0000899243-21-022718 · doc4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, The Goodyear Tire & Rubber Company ("Goodyear") acquired Cooper Tire & Rubber Company ("Cooper Tire") in a merger transaction (the "Merger") which became effective on June 7, 2021. At the effective time of the Merger (the "Effective Time"), each share of Cooper Tire's common stock, par value of $1.00 per share converted into the right to receive (A) $41.75 in cash, without interest, and (B) 0.907 of a share of Goodyear common stock, no par value ("Merger Consideration"). On June 7, 2021, the closing price for Goodyear common stock was $19.39.

SEC source: 0001225208-21-007837 · doc4.xml · derivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,042.665

Underlying: Common Stock · 2,121.521 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account.

F3 · balance_after: Includes 119.946 dividend equivalents since reporting persons last report.

SEC source: 0001225208-20-007353 · doc4.xml · derivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,801.198

Underlying: Common Stock · 5,625.56 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account.

F3 · balance_after: Includes 70.548 dividend equivalents since reporting persons last report.

SEC source: 0001225208-20-004534 · doc4.xml · nonDerivative · entry 2

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F2 · price: This transaction was executed in multiple tranches at prices ranging from $23.75 to $24.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

SEC source: 0001209191-20-017498 · doc4.xml · derivative · entry 1

Dickson Kathryn P · CIK 0001756867 · President- Manitoba Harvest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class 2 Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 5, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date.

F2 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 5, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date.

SEC source: 0001225208-20-004534 · doc4.xml · nonDerivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · price: This transaction was executed in multiple tranches at prices ranging from $24.80 to $24.89. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

SEC source: 0000899243-19-012433 · doc4.xml · derivative · entry 1

Dickson Kathryn P · CIK 0001756867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,105.09

Underlying: Common Stock · 4,105.09 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The Phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account.

F2 · derivative.expiration_date: The Phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account.