Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Atai Beckley N.V.ATAI · Entity 72536 | Director | June 13, 2024 | June 14, 2024 |
| Microvast Holdings, Inc.THCB · Entity 6071 | Director | March 05, 2019 | March 05, 2019 |
| Tuscan Holdings Corp. IITHCA · Entity 156046 | Director | July 11, 2019 | July 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Atai Beckley N.V.
Report date June 13, 2024 · Filed June 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.34 · Expires 2034-06-13 | Direct | 103,000 |
Reported balance
After 2024-06-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-06-13 · Grant · Acquired 103,000 · Balance 103,000 F1: The stock option shall vest on the earlier of the day before the ATAI Life Sciences N.V's next annual meeting or June 13, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock option shall vest on the earlier of the day before the ATAI Life Sciences N.V's next annual meeting or June 13, 2025.
Microvast Holdings, Inc.
Report date March 05, 2019 · Filed March 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2019-03-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 30,000 |
Tuscan Holdings Corp. II
Report date July 11, 2019 · Filed July 11, 2019
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Gold Flora Corp.
Report date July 07, 2023 · Filed July 10, 2023
Section 16 reporting ended · disclosed 2023-07-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-07-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-07-07 · Grant · Acquired 8,949 · Balance 68,704 F1: Represents the payment of Common Shares to Mr. Auerbach triggered by the Business Combination (as defined below) pursuant to an earn-out agreement dated November 24, 2020 (the "Earnout Agreement"). F2: In Canadian Dollars. The price represents the deemed price of the Common Shares pursuant to the Earnout Agreement. Row 2 · 2023-07-07 · Disposition to issuer · Disposed 68,704 · Balance 0 F3: Represents the disposition of Common Shares in connection with the business combination (the "Business Combination") involving the Issuer, Gold Flora, LLC ("Gold Flora"), Stately Capital Corporation ("Stately"), Gold Flora Corporation ("Newco") and Golden Grizzly Bear LLC ("US Merger Sub") in accordance with the terms and conditions of a business combination agreement entered into among TPCO, Gold Flora, Stately, Newco and US Merger Sub dated February 21, 2023 and an agreement and plan of merger entered into by Newco, US Merger Sub and Gold Flora dated February 21, 2023. As part of the Business Combination, the Issuer, Stately and Newco amalgamated to form a new corporation (the "Resulting Issuer"), the Common Shares of the Issuer were exchanged on a one-for-one basis for common shares of the Resulting Issuer, and the Resulting Issuer continued from British Columbia into the State of Delaware under the name "Gold Flora Corporation". |
| Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 7,286,699 |
Reported balance
After 2023-07-07 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-07-07 · Grant · Acquired 632,365 · Balance 7,286,699 F4: Represents the payment of Common Shares triggered by the Business Combination pursuant to the Earnout Agreement in the following amounts: (i) 0 to M3 DAAT LLC; (ii) 610,149 to Murphy Ofutt LCV LLC; (iii) 6,148 to Murphy Ofutt LLC; and (iv) 16,068Murphy Ofutt Common LLC. F2: In Canadian Dollars. The price represents the deemed price of the Common Shares pursuant to the Earnout Agreement. |
| Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2023-07-07 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2023-07-07 · Disposition to issuer · Disposed 7,286,699 · Balance 0 F3: Represents the disposition of Common Shares in connection with the business combination (the "Business Combination") involving the Issuer, Gold Flora, LLC ("Gold Flora"), Stately Capital Corporation ("Stately"), Gold Flora Corporation ("Newco") and Golden Grizzly Bear LLC ("US Merger Sub") in accordance with the terms and conditions of a business combination agreement entered into among TPCO, Gold Flora, Stately, Newco and US Merger Sub dated February 21, 2023 and an agreement and plan of merger entered into by Newco, US Merger Sub and Gold Flora dated February 21, 2023. As part of the Business Combination, the Issuer, Stately and Newco amalgamated to form a new corporation (the "Resulting Issuer"), the Common Shares of the Issuer were exchanged on a one-for-one basis for common shares of the Resulting Issuer, and the Resulting Issuer continued from British Columbia into the State of Delaware under the name "Gold Flora Corporation". F5: Represents the disposition of 6,606,845 Common Shares held by M3 DAAT LLC, 656,425Common Shares held by Murphy Ofutt LCV LLC, 16,973Common Shares held by Murphy Ofutt LLC and 6,456Common Shares held by Murphy Ofutt Common LLC, in connection with the Business Combination. Mr. Auerbach disclaims beneficial ownership over all of the shares held by these entities, except to the extent of his pecuniary interest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-07-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-07-07 · Disposition to issuer · Disposed 73,675 · Balance 0 F6: RSUs convert into Common Shares on a one-for-one basis. Represents RSUs that were forfeited in connection with the Business Combination. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the payment of Common Shares to Mr. Auerbach triggered by the Business Combination (as defined below) pursuant to an earn-out agreement dated November 24, 2020 (the "Earnout Agreement").
F2: In Canadian Dollars. The price represents the deemed price of the Common Shares pursuant to the Earnout Agreement.
F3: Represents the disposition of Common Shares in connection with the business combination (the "Business Combination") involving the Issuer, Gold Flora, LLC ("Gold Flora"), Stately Capital Corporation ("Stately"), Gold Flora Corporation ("Newco") and Golden Grizzly Bear LLC ("US Merger Sub") in accordance with the terms and conditions of a business combination agreement entered into among TPCO, Gold Flora, Stately, Newco and US Merger Sub dated February 21, 2023 and an agreement and plan of merger entered into by Newco, US Merger Sub and Gold Flora dated February 21, 2023. As part of the Business Combination, the Issuer, Stately and Newco amalgamated to form a new corporation (the "Resulting Issuer"), the Common Shares of the Issuer were exchanged on a one-for-one basis for common shares of the Resulting Issuer, and the Resulting Issuer continued from British Columbia into the State of Delaware under the name "Gold Flora Corporation".
F4: Represents the payment of Common Shares triggered by the Business Combination pursuant to the Earnout Agreement in the following amounts: (i) 0 to M3 DAAT LLC; (ii) 610,149 to Murphy Ofutt LCV LLC; (iii) 6,148 to Murphy Ofutt LLC; and (iv) 16,068Murphy Ofutt Common LLC.
F5: Represents the disposition of 6,606,845 Common Shares held by M3 DAAT LLC, 656,425Common Shares held by Murphy Ofutt LCV LLC, 16,973Common Shares held by Murphy Ofutt LLC and 6,456Common Shares held by Murphy Ofutt Common LLC, in connection with the Business Combination. Mr. Auerbach disclaims beneficial ownership over all of the shares held by these entities, except to the extent of his pecuniary interest.
F6: RSUs convert into Common Shares on a one-for-one basis. Represents RSUs that were forfeited in connection with the Business Combination.
Tilray Brands, Inc.
Report date April 30, 2021 · Filed May 05, 2021
Section 16 reporting ended · disclosed 2021-05-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class 2 Common StockSEC Table I · non-derivative | Direct | 333,665 |
Reported balance
After 2021-04-30 transaction · row 1
1 source rowRow 1 · 2021-04-30 · Exercise / conversion · Acquired 52,622 · Balance 333,665 F1: Restricted Stock Units ("RSUs") convert into shares of Class 2 Common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-04-30 · Exercise / conversion · Disposed 52,622 · Balance 0 F1: Restricted Stock Units ("RSUs") convert into shares of Class 2 Common stock on a one-for-one basis. F6: RSUs granted to the Reporting Person were accelerated and became fully vested on April 30, 2021. |
| Class 2 Common StockSEC Table I · non-derivative | IndirectBy: Murphy Ofutt LLC | 94,090 |
Reported balance
Holding disclosure · report date 2021-04-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 94,090 F2: Mr. Auerbach serves as General Partner of Murphy Ofutt, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt, LLC. |
| Class 2 Common StockSEC Table I · non-derivative | IndirectBy: Murphy Ofutt Common LLC | 36,802 |
Reported balance
Holding disclosure · report date 2021-04-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 36,802 F3: Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC. |
| Class 2 Common StockSEC Table I · non-derivative | IndirectBy: M3 Daat, LLC | 148,568 |
Reported balance
Holding disclosure · report date 2021-04-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 148,568 F4: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC. |
| Class 2 Common StockSEC Table I · non-derivative | IndirectBy: M3 Ein Sof LLC | 42,028 |
Reported balance
Holding disclosure · report date 2021-04-30 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 42,028 F5: Mr. Auerbach is a member of M3 Ein Sof LLC and has sole voting and investment power with respect to the shares held by M3 Ein Sof LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units ("RSUs") convert into shares of Class 2 Common stock on a one-for-one basis.
F2: Mr. Auerbach serves as General Partner of Murphy Ofutt, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt, LLC.
F3: Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC.
F4: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC.
F5: Mr. Auerbach is a member of M3 Ein Sof LLC and has sole voting and investment power with respect to the shares held by M3 Ein Sof LLC.
F6: RSUs granted to the Reporting Person were accelerated and became fully vested on April 30, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2024 Filed Jun 14, 2024 17:00 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantStock Option · Derivative | 103,000 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001140361-24-030210 · form4.xml · derivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,000 Underlying: Common Shares · 103,000 shares Expires 2034-06-13 F1 · derivative.exercise_date: The stock option shall vest on the earlier of the day before the ATAI Life Sciences N.V's next annual meeting or June 13, 2025. Read SEC document |
| July 07, 2023 Filed Jul 10, 2023 09:41 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Disposition to issuerRestricted Stock Units · Derivative | 73,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-008980 · section16.xml · derivative · entry 5 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 73,675 shares Expires not disclosed F6 · derivative.exercise_price: RSUs convert into Common Shares on a one-for-one basis. Represents RSUs that were forfeited in connection with the Business Combination. F6 · derivative.exercise_date: RSUs convert into Common Shares on a one-for-one basis. Represents RSUs that were forfeited in connection with the Business Combination. F6 · derivative.expiration_date: RSUs convert into Common Shares on a one-for-one basis. Represents RSUs that were forfeited in connection with the Business Combination. Read SEC document |
| July 07, 2023 Filed Jul 10, 2023 09:41 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Disposition to issuerCommon Shares | 7,286,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-008980 · section16.xml · nonDerivative · entry 4 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · price: Represents the disposition of Common Shares in connection with the business combination (the "Business Combination") involving the Issuer, Gold Flora, LLC ("Gold Flora"), Stately Capital Corporation ("Stately"), Gold Flora Corporation ("Newco") and Golden Grizzly Bear LLC ("US Merger Sub") in accordance with the terms and conditions of a business combination agreement entered into among TPCO, Gold Flora, Stately, Newco and US Merger Sub dated February 21, 2023 and an agreement and plan of merger entered into by Newco, US Merger Sub and Gold Flora dated February 21, 2023. As part of the Business Combination, the Issuer, Stately and Newco amalgamated to form a new corporation (the "Resulting Issuer"), the Common Shares of the Issuer were exchanged on a one-for-one basis for common shares of the Resulting Issuer, and the Resulting Issuer continued from British Columbia into the State of Delaware under the name "Gold Flora Corporation". F5 · ownership.nature: Represents the disposition of 6,606,845 Common Shares held by M3 DAAT LLC, 656,425Common Shares held by Murphy Ofutt LCV LLC, 16,973Common Shares held by Murphy Ofutt LLC and 6,456Common Shares held by Murphy Ofutt Common LLC, in connection with the Business Combination. Mr. Auerbach disclaims beneficial ownership over all of the shares held by these entities, except to the extent of his pecuniary interest. Read SEC document |
| July 07, 2023 Filed Jul 10, 2023 09:41 UTC | Gold Flora Corp. GRAMF · Entity 81409 | GrantCommon Shares | 632,365 | $0.22 | $139,120.30 |
DisclosureSEC source: 0001654954-23-008980 · section16.xml · nonDerivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 7,286,699 F4 · shares: Represents the payment of Common Shares triggered by the Business Combination pursuant to the Earnout Agreement in the following amounts: (i) 0 to M3 DAAT LLC; (ii) 610,149 to Murphy Ofutt LCV LLC; (iii) 6,148 to Murphy Ofutt LLC; and (iv) 16,068Murphy Ofutt Common LLC. F2 · price: In Canadian Dollars. The price represents the deemed price of the Common Shares pursuant to the Earnout Agreement. F4 · ownership.nature: Represents the payment of Common Shares triggered by the Business Combination pursuant to the Earnout Agreement in the following amounts: (i) 0 to M3 DAAT LLC; (ii) 610,149 to Murphy Ofutt LCV LLC; (iii) 6,148 to Murphy Ofutt LLC; and (iv) 16,068Murphy Ofutt Common LLC. Read SEC document |
| July 07, 2023 Filed Jul 10, 2023 09:41 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Disposition to issuerCommon Shares | 68,704 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-23-008980 · section16.xml · nonDerivative · entry 2 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · shares: Represents the disposition of Common Shares in connection with the business combination (the "Business Combination") involving the Issuer, Gold Flora, LLC ("Gold Flora"), Stately Capital Corporation ("Stately"), Gold Flora Corporation ("Newco") and Golden Grizzly Bear LLC ("US Merger Sub") in accordance with the terms and conditions of a business combination agreement entered into among TPCO, Gold Flora, Stately, Newco and US Merger Sub dated February 21, 2023 and an agreement and plan of merger entered into by Newco, US Merger Sub and Gold Flora dated February 21, 2023. As part of the Business Combination, the Issuer, Stately and Newco amalgamated to form a new corporation (the "Resulting Issuer"), the Common Shares of the Issuer were exchanged on a one-for-one basis for common shares of the Resulting Issuer, and the Resulting Issuer continued from British Columbia into the State of Delaware under the name "Gold Flora Corporation". F3 · price: Represents the disposition of Common Shares in connection with the business combination (the "Business Combination") involving the Issuer, Gold Flora, LLC ("Gold Flora"), Stately Capital Corporation ("Stately"), Gold Flora Corporation ("Newco") and Golden Grizzly Bear LLC ("US Merger Sub") in accordance with the terms and conditions of a business combination agreement entered into among TPCO, Gold Flora, Stately, Newco and US Merger Sub dated February 21, 2023 and an agreement and plan of merger entered into by Newco, US Merger Sub and Gold Flora dated February 21, 2023. As part of the Business Combination, the Issuer, Stately and Newco amalgamated to form a new corporation (the "Resulting Issuer"), the Common Shares of the Issuer were exchanged on a one-for-one basis for common shares of the Resulting Issuer, and the Resulting Issuer continued from British Columbia into the State of Delaware under the name "Gold Flora Corporation". Read SEC document |
| July 07, 2023 Filed Jul 10, 2023 09:41 UTC | Gold Flora Corp. GRAMF · Entity 81409 | GrantCommon Shares | 8,949 | $0.22 | $1,968.78 |
DisclosureSEC source: 0001654954-23-008980 · section16.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,704 F1 · shares: Represents the payment of Common Shares to Mr. Auerbach triggered by the Business Combination (as defined below) pursuant to an earn-out agreement dated November 24, 2020 (the "Earnout Agreement"). F2 · price: In Canadian Dollars. The price represents the deemed price of the Common Shares pursuant to the Earnout Agreement. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 18:22 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 606 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-008806 · section16.xml · derivative · entry 5 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,675 Underlying: Common Shares · 606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F4 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F4 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 18:22 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-008806 · section16.xml · derivative · entry 4 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,281 Underlying: Common Shares · 33,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments. F3 · derivative.expiration_date: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 18:22 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 606 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-23-008806 · section16.xml · nonDerivative · entry 2 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 18:22 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 33,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-23-008806 · section16.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 16:07 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-007577 · section16.xml · derivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,281 Underlying: Common Shares · 607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 16:07 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-23-007577 · section16.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| May 23, 2023 Filed May 25, 2023 16:19 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantStock Option · Derivative | 64,000 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0000950170-23-024250 · ownership.xml · derivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,000 Underlying: Common Shares · 64,000 shares Expires 2033-05-23 F1 · derivative.exercise_date: The stock option shall vest on the earlier of the day before the ATAI Life Sciences N.V's next annual meeting or May 16, 2024. Read SEC document |
| May 01, 2023 Filed May 3, 2023 16:16 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-005743 · section16.xml · derivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,888 Underlying: Common Shares · 607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| May 01, 2023 Filed May 3, 2023 16:16 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-23-005743 · section16.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 16:08 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-004377 · section16.xml · derivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,495 Underlying: Common Shares · 607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 16:08 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-23-004377 · section16.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:07 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 606 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-002377 · section16.xml · derivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,102 Underlying: Common Shares · 606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:07 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 606 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-23-002377 · section16.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 16:07 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001278 · section16.xml · derivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,708 Underlying: Common Shares · 607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 16:07 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-23-001278 · section16.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 19:08 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-000126 · section16.xml · derivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,315 Underlying: Common Shares · 607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 19:08 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-23-000126 · section16.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 16:16 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-016124 · section16.xml · derivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,922 Underlying: Common Shares · 607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 16:16 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-22-016124 · section16.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 16:07 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-014691 · section16.xml · derivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,529 Underlying: Common Shares · 607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 16:07 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-22-014691 · section16.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 16:06 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 606 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-013332 · section16.xml · derivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,136 Underlying: Common Shares · 606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 16:06 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 606 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-22-013332 · section16.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 13:52 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-030374 · doc4.xml · derivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,742 Underlying: Common Shares · 607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 13:52 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-030374 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 16:56 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-027598 · doc4.xml · derivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,349 Underlying: Common Shares · 607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 16:56 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-027598 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 20:07 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-025141 · doc4.xml · derivative · entry 4 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,956 Underlying: Common Shares · 607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F5 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F5 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 20:07 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-025141 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 20:07 UTC | Gold Flora Corp. GRAMF · Entity 81409 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-025141 · doc4.xml · derivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,563 Underlying: Common Shares · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F4 · derivative.exercise_date: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vests 1 year after the grant date. The remaining RSUs vest in 8 equal quarterly installments beginning on September 30, 2023. F4 · derivative.expiration_date: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vests 1 year after the grant date. The remaining RSUs vest in 8 equal quarterly installments beginning on September 30, 2023. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 17:10 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-021013 · doc4.xml · derivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,563 Underlying: Common Shares · 606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 17:10 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 606 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-021013 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| May 25, 2022 Filed May 27, 2022 17:49 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantStock Option · Derivative | 64,000 | $0.00 Strike: $3.84 | $0.00 |
DisclosureSEC source: 0000899243-22-019969 · doc4.xml · derivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 Underlying: Common Shares · 64,000 shares Expires 2032-05-25 F1 · derivative.exercise_date: The stock option shall vest on the earlier of the day before ATAI Life Sciences N.V.'s next annual meeting or May 25, 2023. Read SEC document |
| May 02, 2022 Filed May 2, 2022 19:47 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016184 · doc4.xml · derivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,169 Underlying: Common Shares · 607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| May 02, 2022 Filed May 2, 2022 19:47 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-016184 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 18:21 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-013446 · doc4.xml · derivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,776 Underlying: Common Shares · 607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 18:21 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-013446 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:31 UTC | Gold Flora Corp. GRAMF · Entity 81409 | GrantCommon Shares | 43,129 | $10.00 | $431,290.00 |
DisclosureSEC source: 0000899243-22-011522 · doc4.xml · nonDerivative · entry 2 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,654,026 F3 · shares: These shares were issued pursuant to the terms of the LCV Acquisition Agreement in connection with a tax deficiency holdback. Consists of 805 shares issued to Murphy Ofutt LLC ("MO LLC") and 42,234 shares issued Murphy Ofutt LCV LLC ("MO LCV LLC"). F2 · price: Pursuant to terms of the LCV Acquistion Agreement, the Common Shares are valued at $10 per share. F4 · ownership.nature: Consist of 6,606,845 Common Shares held by M3 DAAT LLC, 46,276 Common Shares held by MO LCV LLC and 905 Common Shares held by MO LLC. Mr. Auerbach disclaims beneficial ownership over all of the shares held by these entities, except to the extent of his pecuniary interest. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:31 UTC | Gold Flora Corp. GRAMF · Entity 81409 | GrantCommon Shares | 448 | $10.00 | $4,480.00 |
DisclosureSEC source: 0000899243-22-011522 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,047 F1 · shares: These shares were issued pursuant to the terms of the agreement (the "LCV Acquisition Agreement") pursuant to which the Issuer acquired Left Coast Ventures, Inc. ("LCV") in connection with a tax deficiency holdback. F2 · price: Pursuant to terms of the LCV Acquistion Agreement, the Common Shares are valued at $10 per share. Read SEC document |
| March 15, 2022 Filed Jul 5, 2022 20:07 UTC | Gold Flora Corp. GRAMF · Entity 81409 | OtherCommon Shares | 308 | $10.00 | $3,080.00 |
DisclosureSEC source: 0000899243-22-025141 · doc4.xml · nonDerivative · entry 2 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,654,334 F2 · shares: These shares were issued to Murphy Ofutt Common LLC pursuant to the terms of the agreement (the "LCV Acquisition Agreement") pursuant to which the Issuer acquired Left Coast Ventures, Inc. in connection with a tax deficiency holdback. Pursuant to terms of the LCV Acquistion Agreement, the Common Shares are valued at $10 per share. F2 · price: These shares were issued to Murphy Ofutt Common LLC pursuant to the terms of the agreement (the "LCV Acquisition Agreement") pursuant to which the Issuer acquired Left Coast Ventures, Inc. in connection with a tax deficiency holdback. Pursuant to terms of the LCV Acquistion Agreement, the Common Shares are valued at $10 per share. F3 · ownership.nature: Consists of 6,606,845 Common Shares held by M3 DAAT LLC, 3,952 Common Shares held by Murphy Ofutt LCV LLC, 100 Common Shares held by Murphy Ofutt LLC and 308 Common Shares held by Murphy Ofutt Common LLC . Mr. Auerbach disclaims beneficial ownership over all of the shares held by these entities, except to the extent of his pecuniary interest. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 18:28 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-008676 · doc4.xml · derivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,383 Underlying: Common Shares · 607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 18:28 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-008676 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 19:57 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-004239 · doc4.xml · derivative · entry 3 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,990 Underlying: Common Shares · 606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 19:57 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 606 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-004239 · doc4.xml · nonDerivative · entry 1 Auerbach Michael · CIK 0001746080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.