person · Reporting owner
Pastorius Edward Wood JR
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tilray Brands, Inc.TLRY · Entity 5319 | Chief Revenue Officer | October 01, 2020 | October 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tilray Brands, Inc.
Report date October 01, 2020 · Filed October 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class 2 Common StockSEC Table I · non-derivative | Direct | 116,180 |
Ending reported balance
After 2020-10-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-10-01 · Exercise / conversion · Acquired 6,250 · Balance 117,992 F1: Each restricted stock unit ("RSU") converted into one share of the Issuer's Class 2 Common Stock. Row 2 · 2020-10-01 · Tax withholding · Disposed 1,812 · Balance 116,180 F2: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,250 |
Reported balance
After 2020-10-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-10-01 · Exercise / conversion · Disposed 6,250 · Balance 6,250 F5: Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. F6: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Date. |
| Class 2 Common StockSEC Table I · non-derivative | IndirectBy: Canna Enterprises, LLC | 49,985 |
Reported balance
Holding disclosure · report date 2020-10-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 49,985 F3: The shares are held directly by Canna Enterprises, LLC. The Reporting Person is manager of Canna Enterprises, LLC and has voting and investment power with respect to the shares held by Canna Enterprises, LLC. |
| Class 2 Common StockSEC Table I · non-derivative | IndirectBy: WP Investment Remainder Trust | 41,015 |
Reported balance
Holding disclosure · report date 2020-10-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 41,015 F4: The shares are held directly by WP Investment Remainder Trust. The Reporting Person is the trustee and beneficiary of WP Investment Remainder Trust and has voting and investment power with respect to the shares held by WP Investment Remainder Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") converted into one share of the Issuer's Class 2 Common Stock.
F2: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU.
F3: The shares are held directly by Canna Enterprises, LLC. The Reporting Person is manager of Canna Enterprises, LLC and has voting and investment power with respect to the shares held by Canna Enterprises, LLC.
F4: The shares are held directly by WP Investment Remainder Trust. The Reporting Person is the trustee and beneficiary of WP Investment Remainder Trust and has voting and investment power with respect to the shares held by WP Investment Remainder Trust.
F5: Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.
F6: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2020 Filed Oct 5, 2020 17:49 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053823 · doc4.xml · derivative · entry 5 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Class 2 Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. F6 · derivative.exercise_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Date. F6 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Date. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 17:49 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 1,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053823 · doc4.xml · nonDerivative · entry 2 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,180 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 17:49 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-053823 · doc4.xml · nonDerivative · entry 1 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of the Issuer's Class 2 Common Stock. Read SEC document |
| July 05, 2020 Filed Jul 6, 2020 19:11 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,822 | $0.00 Strike: $3.13 | $0.00 |
DisclosureSEC source: 0001209191-20-041243 · doc4.xml · derivative · entry 9 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,589 Underlying: Class 2 Common · 7,822 shares Expires 2027-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: 1/12th of the shares subject to the option became vested and exercisable on December 14, 2019 and 1/12th of the shares subject to the option shall vest monthly thereafter for so long as the Reporting Person provides continuous service to the Issuer. Read SEC document |
| July 05, 2020 Filed Jul 6, 2020 19:11 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,693 | $0.00 Strike: $5.28 | $0.00 |
DisclosureSEC source: 0001209191-20-041243 · doc4.xml · derivative · entry 8 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,400 Underlying: Class 2 Common Stock · 4,693 shares Expires 2028-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 1/24th of the shares subject to the option became vested and exercisable on December 14, 2019 and 1/24th of the shares subject to the option shall vest monthly thereafter for so long as the Reporting Person provides continuous service to the Issuer. Read SEC document |
| July 05, 2020 Filed Jul 6, 2020 19:11 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 7,822 | $3.13 | $24,496.16 |
DisclosureSEC source: 0001209191-20-041243 · doc4.xml · nonDerivative · entry 4 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 05, 2020 Filed Jul 6, 2020 19:11 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 4,693 | $5.28 | $24,757.45 |
DisclosureSEC source: 0001209191-20-041243 · doc4.xml · nonDerivative · entry 3 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 19:11 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041243 · doc4.xml · derivative · entry 7 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Class 2 Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. F6 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 19:11 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 1,812 | $7.01 | $12,702.12 |
DisclosureSEC source: 0001209191-20-041243 · doc4.xml · nonDerivative · entry 2 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,227 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 19:11 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-041243 · doc4.xml · nonDerivative · entry 1 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 19:31 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025316 · doc4.xml · derivative · entry 1 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Class 2 Common Stock · 37,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. F2 · derivative.exercise_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of April 17, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. F2 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of April 17, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 19:48 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023482 · doc4.xml · derivative · entry 4 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Class 2 Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F4 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 19:48 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-023482 · doc4.xml · nonDerivative · entry 1 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 17:42 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001301 · doc4.xml · derivative · entry 5 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Class 2 Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F5 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 17:42 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 2,135 | $17.13 | $36,572.55 |
DisclosureSEC source: 0001209191-20-001301 · doc4.xml · nonDerivative · entry 2 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,539 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 17:42 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-001301 · doc4.xml · nonDerivative · entry 1 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:03 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantStock Option (Right to Buy) · Derivative | 16,093 | Not disclosed Strike: $5.28 | Not disclosed |
DisclosureSEC source: 0001209191-19-060782 · doc4.xml · derivative · entry 5 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,093 Underlying: Class 2 Common Stock · 15,000 shares Expires 2028-04-13 F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary. F10 · price: Received in the Merger in exchange for a stock option to acquire 15,000 shares of Target's Class 3 Common Stock for $5.66 per share. F9 · derivative.exercise_date: 1/24th of the shares subject to the option become vested and exercisable on December 14, 2019 and 1/24th of the shares subject to the option shall vest monthly thereafter for so long as the Reporting Person provides continuous service to the Issuer. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:03 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantStock Option (Right to Buy) · Derivative | 13,411 | Not disclosed Strike: $3.13 | Not disclosed |
DisclosureSEC source: 0001209191-19-060782 · doc4.xml · derivative · entry 4 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,411 Underlying: Class 2 Common Stock · 13,411 shares Expires 2027-03-30 F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary. F8 · price: Received in the Merger in exchange for a stock option to acquire 12,500 shares of Target's Class 1 Common Stock for $3.36 per share. F7 · derivative.exercise_date: 1/12th of the shares subject to the option become vested and exercisable on December 14, 2019 and 1/12th of the shares subject to the option shall vest monthly thereafter for so long as the Reporting Person provides continuous service to the Issuer. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:03 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantClass 2 Common Stock | 41,015 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-060782 · doc4.xml · nonDerivative · entry 3 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By: WP Investment Remainder Trust Disclosed balance after: 41,015 F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary. F5 · price: These shares were received in exchange for 34,883 shares of Target's Series C Preferred Stock in connection with the Merger. F6 · ownership.nature: The shares are held directly by WP Investment Remainder Trust. The Reporting Person is the trustee and beneficiary of WP Investment Remainder Trust and has voting and investment power with respect to the shares held by WP Investment Remainder Trust. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:03 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantClass 2 Common Stock | 49,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-060782 · doc4.xml · nonDerivative · entry 2 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By: Canna Enterprises, LLC Disclosed balance after: 49,985 F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary. F3 · price: These shares were received in exchange for 42,512 shares of Target's Series C Preferred Stock in connection with the Merger. F4 · ownership.nature: The shares are held directly by Canna Enterprises, LLC. The Reporting Person is a manager of Canna Enterprises, LLC and has voting and investment power with respect to the shares held by Canna Enterprises, LLC. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:03 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantClass 2 Common Stock | 61,729 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-060782 · doc4.xml · nonDerivative · entry 1 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,424 F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary. F2 · price: These shares were received in exchange for (i) 37,500 shares of Target's Class 1 Common Stock and (ii) 15,000 shares of Target's Class 3 Common Stock in connection with the Merger. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:30 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052470 · doc4.xml · derivative · entry 3 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: Class 2 Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F3 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:30 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 2,749 | $24.18 | $66,470.82 |
DisclosureSEC source: 0001209191-19-052470 · doc4.xml · nonDerivative · entry 2 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,695 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:30 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-052470 · doc4.xml · nonDerivative · entry 1 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 17:20 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-041213 · doc4.xml · derivative · entry 3 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Class 2 Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F3 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 17:20 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 1,761 | $49.30 | $86,817.30 |
DisclosureSEC source: 0001209191-19-041213 · doc4.xml · nonDerivative · entry 2 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,194 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 17:20 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-041213 · doc4.xml · nonDerivative · entry 1 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:14 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units · Derivative | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-034604 · doc4.xml · derivative · entry 1 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Class 2 Common Stock · 24,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. F2 · derivative.exercise_date: The RSUs shall be fully vested on the three-year anniversary of April 1, 2019 (the "Vesting Date"), so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), through such Vesting Date. F2 · derivative.expiration_date: The RSUs shall be fully vested on the three-year anniversary of April 1, 2019 (the "Vesting Date"), so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), through such Vesting Date. Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 20:51 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 3,443 | $61.04 | $210,160.72 |
DisclosureSEC source: 0001209191-19-024178 · doc4.xml · nonDerivative · entry 1 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,705 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 21:03 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 2,807 | $63.78 | $179,032.99 |
DisclosureSEC source: 0001209191-19-023564 · doc4.xml · nonDerivative · entry 6 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,148 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.50 to $64.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 6 to this Form 4. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:03 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023564 · doc4.xml · derivative · entry 8 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,750 Underlying: Class 2 Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit converted into one share of Class 2 Common Stock. F8 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:03 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionStock Option (Right to Buy) · Derivative | 43,750 | $0.00 Strike: $7.76 | $0.00 |
DisclosureSEC source: 0001209191-19-023564 · doc4.xml · derivative · entry 7 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,250 Underlying: Class 2 Common Stock · 43,750 shares Expires 2028-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The shares shall vest at the rate of 25% of the shares on the twelve (12) month anniversary of April 1, 2018 (the "Vesting Commencement Date"), and the remaining option shares will vest quarterly thereafter at the rate of 6.25% of the total number of shares on each quarterly anniversary of the Vesting Commencement Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of shares shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:03 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-023564 · doc4.xml · nonDerivative · entry 5 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Each restricted stock unit converted into one share of Class 2 Common Stock. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:03 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 3,062 | $64.80 | $198,417.60 |
DisclosureSEC source: 0001209191-19-023564 · doc4.xml · nonDerivative · entry 4 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,705 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:03 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 6,600 | $64.14 | $423,304.20 |
DisclosureSEC source: 0001209191-19-023564 · doc4.xml · nonDerivative · entry 3 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,767 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.80 to $64.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 4 to this Form 4. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:03 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 34,088 | $63.08 | $2,150,192.64 |
DisclosureSEC source: 0001209191-19-023564 · doc4.xml · nonDerivative · entry 2 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,367 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.80 to $63.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:03 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 43,750 | $7.76 | $339,500.00 |
DisclosureSEC source: 0001209191-19-023564 · doc4.xml · nonDerivative · entry 1 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 18:12 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 29,422 | $72.57 | $2,135,154.54 |
DisclosureSEC source: 0001209191-19-006046 · doc4.xml · nonDerivative · entry 1 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,705 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 24, 2019 Filed Jan 25, 2019 18:58 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 20,578 | $74.21 | $1,527,076.92 |
DisclosureSEC source: 0001209191-19-005427 · doc4.xml · nonDerivative · entry 2 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,127 Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 18:58 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005427 · doc4.xml · derivative · entry 3 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class 2 Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one shares of Class 2 Common Stock. F2 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 18:58 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-005427 · doc4.xml · nonDerivative · entry 1 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one shares of Class 2 Common Stock. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 13:09 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | PurchaseClass 2 Common Stock | 14,705 | $17.00 | $249,985.00 |
DisclosureSEC source: 0001209191-18-043861 · doc4.xml · nonDerivative · entry 1 Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By WP Partners, LLC Disclosed balance after: 14,705 F1 · ownership.nature: Mr. Pastorius, Jr. is a trustee and a beneficiary of the trust that owns 100% of WP Partners, LLC and has sole voting and investment power with respect to the shares held by WP Partners, LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.