TKNO

SEC source: 0001198230-26-000007 · edgardoc.xml · nonDerivative · entry 2

DEMSKI MARTHA J · CIK 0001198230 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 12,000

F1 · kind: This transaction reflects the transfer of 12,000 shares of Common Stock from the Reporting Person's individual account to a trust for which the Reporting Person serves as trustee. No sale or other change in beneficial ownership occurred as a result of this transfer.

F2 · price: No consideration was paid or received in connection with this transaction, as it represents a personal transfer of shares between accounts controlled by the Reporting Person, and not an open-market or arms'-length transaction. Accordingly, no price is reported.

F3 · balance_after: The Reporting Person is the trustee of the trust and retains sole voting and investment power over the shares held therein. The Reporting Person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein, if applicable.

F4 · ownership.nature: Represents the total number of shares of Common Stock held by the trust following the reported transaction. This is the first transaction reporting shares beneficially owned indirectly through this trust.

SEC source: 0001198230-26-000007 · edgardoc.xml · nonDerivative · entry 1

DEMSKI MARTHA J · CIK 0001198230 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction reflects the transfer of 12,000 shares of Common Stock from the Reporting Person's individual account to a trust for which the Reporting Person serves as trustee. No sale or other change in beneficial ownership occurred as a result of this transfer.

F2 · price: No consideration was paid or received in connection with this transaction, as it represents a personal transfer of shares between accounts controlled by the Reporting Person, and not an open-market or arms'-length transaction. Accordingly, no price is reported.

SEC source: 0001866687-26-000002 · edgardoc.xml · derivative · entry 1

Vos Alexander · CIK 0001866687 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2036-06-01

F1 · derivative.exercise_date: The number of shares subject to the option shall vest on the first anniversary of the grant date.

SEC source: 0001211809-26-000002 · edgardoc.xml · derivative · entry 1

ROBERTSON BRETT · CIK 0001211809 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2036-06-01

F1 · derivative.exercise_date: The number of shares subject to the option shall vest on the first anniversary of the grant date.

SEC source: 0001198230-26-000005 · edgardoc.xml · derivative · entry 1

DEMSKI MARTHA J · CIK 0001198230 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2036-06-01

F1 · derivative.exercise_date: The number of shares subject to the option shall vest on the first anniversary of the grant date.

SEC source: 0001861091-26-000002 · edgardoc.xml · nonDerivative · entry 1

Lowell Matthew · CIK 0001861091 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,376

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.13 to $2.20, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Footnote to this Form 4.

SEC source: 0001861134-26-000002 · edgardoc.xml · nonDerivative · entry 1

Gunstream Stephen · CIK 0001861134 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,497

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at prices of $2.14 and $2.18. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this Footnote to this Form 4.

SEC source: 0001861091-26-000002 · edgardoc.xml · derivative · entry 2

Lowell Matthew · CIK 0001861091 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,000

Underlying: Common Stock · 171,000 shares

Expires 2036-02-15

F2 · derivative.exercise_date: The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after February 15, 2026, the date of grant.

SEC source: 0001861134-26-000002 · edgardoc.xml · derivative · entry 2

Gunstream Stephen · CIK 0001861134 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 429,000

Underlying: Common Stock · 429,000 shares

Expires 2036-02-15

F2 · derivative.exercise_date: The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after February 15, 2026, the date of grant.

SEC source: 0001859826-26-000002 · edgardoc.xml · derivative · entry 1

Terrill Damon · CIK 0001859826 · General Counsel and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,000

Underlying: Common Stock · 148,000 shares

Expires 2036-02-15

F1 · derivative.exercise_date: The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after February 15, 2026, the date of grant.

SEC source: 0001850902-25-000023 · edgardoc.xml · nonDerivative · entry 1

DEMSKI MARTHA J · CIK 0001198230 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,000

F1 · shares: This sale was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2025 and was effected to cover tax obligations in connection with the vesting of the reporting person's director restricted stock units.

SEC source: 0001850902-25-000015 · edgardoc.xml · nonDerivative · entry 1

Vos Alexander · CIK 0001866687 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,472

F1 · shares: Represents restricted stock units granted on June 17, 2025. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0001850902-25-000013 · edgardoc.xml · nonDerivative · entry 1

ROBERTSON BRETT · CIK 0001211809 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,472

F1 · shares: Represents restricted stock units granted on June 17, 2025. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0001850902-25-000010 · edgardoc.xml · nonDerivative · entry 1

DEMSKI MARTHA J · CIK 0001198230 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,300

F1 · shares: Represents restricted stock units granted on June 17, 2025. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0001850902-25-000021 · edgardoc.xml · derivative · entry 1

Vos Alexander · CIK 0001866687 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,300

Underlying: Common Stock · 54,300 shares

Expires 2026-06-17

F1 · derivative.exercise_date: On June 25, 2025, a Form 4 was filed on behalf of the reporting person that incorrectly identified the type of securities granted to such person on June 17, 2025 as being 54,300 restricted stock units, which were included in Table I. This amended Form 4 is being filed to correct that the securities granted to the reporting person on June 17, 2025 were non-qualified stock options to purchase 54,300 shares of common stock, which were granted under the issuer's director compensation policy. These non-qualified stock options are identified on Table II and will vest on the first anniversary of the date of grant.

SEC source: 0001850902-25-000020 · edgardoc.xml · derivative · entry 1

ROBERTSON BRETT · CIK 0001211809 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,300

Underlying: Common Stock · 54,300 shares

Expires 2026-06-17

F1 · derivative.exercise_date: On June 25, 2025, a Form 4 was filed on behalf of the reporting person that incorrectly identified the type of securities granted to such person on June 17, 2025 as being 54,300 restricted stock units, which were included in Table I. This amended Form 4 is being filed to correct that the securities granted to the reporting person on June 17, 2025 were non-qualified stock options to purchase 54,300 shares of common stock, which were granted under the issuer's director compensation policy. These non-qualified stock options are identified on Table II and will vest on the first anniversary of the date of grant.

SEC source: 0001850902-25-000019 · edgardoc.xml · derivative · entry 1

DEMSKI MARTHA J · CIK 0001198230 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,300

Underlying: Common Stock · 54,300 shares

Expires 2026-06-17

F1 · derivative.exercise_date: On June 25, 2025, a Form 4 was filed on behalf of the reporting person that incorrectly identified the type of securities granted to such person on June 17, 2025 as being 54,300 restricted stock units, which were included in Table I. This amended Form 4 is being filed to correct that the securities granted to the reporting person on June 17, 2025 were non-qualified stock options to purchase 54,300 shares of common stock, which were granted under the issuer's director compensation policy. These non-qualified stock options are identified on Table II and will vest on the first anniversary of the date of grant.

SEC source: 0001850902-25-000002 · edgardoc.xml · nonDerivative · entry 1

ROBERTSON BRETT · CIK 0001211809 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 5,000

F1 · price: The reporting person has not engaged in a transaction involving Common Stock and is voluntarily reporting information in this Table I.

F2 · balance_after: The shares are owned by an irrevocable trust in which the reporting person serves as co-trustee and is a beneficiary thereunder. The reporting person disclaims beneficial ownership in the reported securities except to the extent of her pecuniary interest therein.

SEC source: 0001850902-25-000012 · edgardoc.xml · derivative · entry 1

Lowell Matthew · CIK 0001861091 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,857

Underlying: Common Stock · 169,857 shares

Expires 2035-02-14

F1 · derivative.exercise_date: The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after February 14, 2025, the date of grant.

SEC source: 0001850902-25-000011 · edgardoc.xml · derivative · entry 1

Gunstream Stephen · CIK 0001861134 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,663

Underlying: Common Stock · 393,663 shares

Expires 2035-02-14

F1 · derivative.exercise_date: The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after February 14, 2025, the date of grant.

SEC source: 0001850902-25-000014 · edgardoc.xml · derivative · entry 1

Terrill Damon · CIK 0001859826 · General Counsel and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,808

Underlying: Common Stock · 137,808 shares

Expires 2035-02-14

F1 · derivative.exercise_date: The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after February 14, 2025, the date of grant.

SEC source: 0001850902-24-000022 · edgardoc.xml · nonDerivative · entry 1

Lowell Matthew · CIK 0001861091 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,376

F1 · kind: Shares purchased in private placement of Alpha Teknova, Inc.

SEC source: 0001850902-24-000021 · edgardoc.xml · nonDerivative · entry 1

Gunstream Stephen · CIK 0001861134 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,497

F1 · kind: Shares purchased in private placement of Alpha Teknova, Inc.

SEC source: 0000950170-24-084046 · ownership.xml · nonDerivative · entry 4

Telegraph Hill Partners IV, L.P. · CIK 0001736529 · 10% owner

THP IV Affiliates Fund, LLC · CIK 0001757095 · 10% owner

Telegraph Hill Partners IV Investment Management LLC · CIK 0001868229 · 10% owner

Telegraph Hill Partners Management Company, LLC · CIK 0001588012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 969,844

F3 · kind: Shares purchased in a private placement of Alpha Teknova, Inc.

F5 · ownership.nature: Shares held directly by THP V Affiliates Fund, LLC ("THP V AFF"). THP V IM is the manager of THP V AFF. THPMC is the manager of THP V IM. As such, THP V IM and THPMC may be deemed to have beneficial ownership of the shares held by THP V AFF.

SEC source: 0000950170-24-084046 · ownership.xml · nonDerivative · entry 3

Telegraph Hill Partners IV, L.P. · CIK 0001736529 · 10% owner

THP IV Affiliates Fund, LLC · CIK 0001757095 · 10% owner

Telegraph Hill Partners IV Investment Management LLC · CIK 0001868229 · 10% owner

Telegraph Hill Partners Management Company, LLC · CIK 0001588012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 11,126,929

F3 · kind: Shares purchased in a private placement of Alpha Teknova, Inc.

F4 · ownership.nature: Shares held directly by Telegraph Hill Partners V, L.P ("THP V"). Telegraph Hill Partners V Investment Management, LLC ("THP V IM") is the general partner of THP V. THPMC is the manager of THP V IM. As such, THP V IM and THPMC may be deemed to have beneficial ownership of the shares held by THP V.

SEC source: 0001850902-24-000018 · edgardoc.xml · nonDerivative · entry 1

Vos Alexander · CIK 0001866687 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,172

F1 · shares: Represents restricted stock units granted on June 26, 2024. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0001850902-24-000017 · edgardoc.xml · nonDerivative · entry 1

ROBERTSON BRETT · CIK 0001211809 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,172

F1 · shares: Represents restricted stock units granted on June 26, 2024. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0001850902-24-000016 · edgardoc.xml · nonDerivative · entry 1

DEMSKI MARTHA J · CIK 0001198230 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Represents restricted stock units granted on June 26, 2024. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0001850902-23-000045 · edgardoc.xml · nonDerivative · entry 1

Gelhaus Ken · CIK 0001895283 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,924

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on June 1, 2023, and ending on November 30, 2023 (the Prior Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Prior Purchase Period, and (ii) 85% of fair market value on the last day of the Prior Purchase Period, in each case rounded up to the nearest whole cent per share.

SEC source: 0001850902-24-000007 · edgardoc.xml · derivative · entry 4

McNamara Robert · CIK 0001387652 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,959 shares

Expires 2031-06-24

F5 · shares: Forfeiture of vested stock options after the expiration of the three-month exercise period following the effective date of the Reporting Person's resignation from the Board of Directors.

F4 · derivative.exercise_date: On June 24, 2021, the Reporting Person was granted 44,251 stock options. 1/3rd of the original number of shares subject to the option shall vest on the first anniversary of the grant date and the remaining shares subject to the option shall vest in equal monthly installments thereafter over 24 months.

SEC source: 0001850902-23-000043 · edgardoc.xml · nonDerivative · entry 1

Hood Lisa · CIK 0001862135 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,834

F1 · kind: Transfer to reporting person's former spouse pursuant to a divorce decree.

SEC source: 0001850902-23-000040 · edgardoc.xml · nonDerivative · entry 1

MACKOWSKI J MATTHEW · CIK 0001026185 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 810,810

F1 · kind: Shares purchased in private placement of Alpha Teknova, Inc.

F2 · ownership.nature: Held by irrevocable trust in which the Reporting Person is the investment trustee and the Reporting Person, his spouse and his descendants are its beneficiaries.

SEC source: 0001850902-23-000039 · edgardoc.xml · nonDerivative · entry 1

Lowell Matthew · CIK 0001861091 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,054

F1 · kind: Shares purchased in private placement of Alpha Teknova, Inc.

SEC source: 0001850902-23-000038 · edgardoc.xml · nonDerivative · entry 1

Gunstream Stephen · CIK 0001861134 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,852

F1 · kind: Shares purchased in private placement of Alpha Teknova, Inc.

SEC source: 0000950170-23-049296 · ownership.xml · nonDerivative · entry 2

Telegraph Hill Partners IV, L.P. · CIK 0001736529 · 10% owner

THP IV Affiliates Fund, LLC · CIK 0001757095 · 10% owner

Telegraph Hill Partners IV Investment Management LLC · CIK 0001868229 · 10% owner

Telegraph Hill Partners Management Company, LLC · CIK 0001588012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,761,132

F1 · kind: Shares purchased in a private placement of Alpha Teknova, Inc.

F3 · ownership.nature: Shares held directly by THP IV Affiliates Fund, LLC ("THP IV AFF"). THP IM is the manager of THP IV AFF. THPMC is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV AFF.

SEC source: 0000950170-23-049296 · ownership.xml · nonDerivative · entry 1

Telegraph Hill Partners IV, L.P. · CIK 0001736529 · 10% owner

THP IV Affiliates Fund, LLC · CIK 0001757095 · 10% owner

Telegraph Hill Partners IV Investment Management LLC · CIK 0001868229 · 10% owner

Telegraph Hill Partners Management Company, LLC · CIK 0001588012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,859,660

F1 · kind: Shares purchased in a private placement of Alpha Teknova, Inc.

F2 · ownership.direct: Shares held directly by Telegraph Hill Partners IV, L.P ("THP IV"). Telegraph Hill Partners IV Investment Management, LLC ("THP IM") is the general partner of THP IV. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV.

SEC source: 0001850902-23-000041 · edgardoc.xml · nonDerivative · entry 1

Terrill Damon · CIK 0001859826 · General Counsel and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,027

F1 · kind: Shares purchased in private placement of Alpha Teknova, Inc.

SEC source: 0001850902-23-000033 · edgardoc.xml · derivative · entry 1

DEMSKI MARTHA J · CIK 0001198230 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,683

Underlying: Common Stock · 56,683 shares

Expires 2033-08-31

F1 · derivative.exercise_date: 1/3rd of the original number of shares subject to the option shall vest on the first anniversary of the grant date and the remaining shares subject to the option shall vest in equal monthly installments thereafter over 24 months.

SEC source: 0001850902-24-000007 · edgardoc.xml · derivative · entry 3

McNamara Robert · CIK 0001387652 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,959

Underlying: Common Stock · 12,292 shares

Expires 2031-06-24

F3 · shares: Forfeiture of unvested stock options upon the effective date of the Reporting Person's resignation from the Board of Directors.

F4 · derivative.exercise_date: On June 24, 2021, the Reporting Person was granted 44,251 stock options. 1/3rd of the original number of shares subject to the option shall vest on the first anniversary of the grant date and the remaining shares subject to the option shall vest in equal monthly installments thereafter over 24 months.

SEC source: 0001850902-24-000007 · edgardoc.xml · nonDerivative · entry 2

McNamara Robert · CIK 0001387652 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,357

F2 · shares: Reflects the forfeiture of 18,815 restricted stock units in connection with the Reporting Person's resignation from the Board of Directors of Alpha Teknova, Inc., effective August 31, 2023.

SEC source: 0001850902-23-000024 · edgardoc.xml · nonDerivative · entry 1

Hood Lisa · CIK 0001862135 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,834

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.750 to $4.015, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote to this Form 4.

SEC source: 0001850902-24-000005 · edgardoc.xml · nonDerivative · entry 1

Vos Alexander · CIK 0001866687 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,172

F1 · shares: Represents restricted stock units granted on June 2, 2023. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0001850902-24-000004 · edgardoc.xml · nonDerivative · entry 1

ROBERTSON BRETT · CIK 0001211809 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,172

F1 · shares: Represents restricted stock units granted on June 2, 2023. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0001850902-24-000007 · edgardoc.xml · nonDerivative · entry 1

McNamara Robert · CIK 0001387652 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,172

F1 · shares: Represents restricted stock units granted on June 2, 2023. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0001850902-23-000021 · edgardoc.xml · nonDerivative · entry 2

Davis Irene · CIK 0001859911 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by Spouse

Disclosed balance after: 1,888,419

F1 · ownership.nature: These securities were purchased and are owned directly by Ted Davis, a director of the Issuer, and indirectly owned by Irene Davis, also a director of the Issuer, as the spouse of Ted Davis.

SEC source: 0001850902-23-000021 · edgardoc.xml · nonDerivative · entry 1

Davis Irene · CIK 0001859911 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by Spouse

Disclosed balance after: 1,887,419

F1 · ownership.nature: These securities were purchased and are owned directly by Ted Davis, a director of the Issuer, and indirectly owned by Irene Davis, also a director of the Issuer, as the spouse of Ted Davis.

SEC source: 0001850902-23-000022 · edgardoc.xml · nonDerivative · entry 2

Davis Ted · CIK 0001862114 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,888,419

SEC source: 0001850902-23-000022 · edgardoc.xml · nonDerivative · entry 1

Davis Ted · CIK 0001862114 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,887,419

SEC source: 0001850902-23-000018 · edgardoc.xml · nonDerivative · entry 1

Hood Lisa · CIK 0001862135 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,234

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.01 to $2.05, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote to this Form 4.

SEC source: 0001850902-23-000015 · edgardoc.xml · nonDerivative · entry 1

Gelhaus Ken · CIK 0001895283 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,337

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on November 15, 2022, and ending on May 14, 2023 (the Prior Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Prior Purchase Period, and (ii) 85% of fair market value on the last day of the Prior Purchase Period, in each case rounded up to the nearest whole cent per share.