organization · Reporting owner
THP IV Affiliates Fund, LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alpha Teknova, Inc.TKNO · Entity 5715 | 10% owner | July 12, 2024 | July 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alpha Teknova, Inc.
Report date July 12, 2024 · Filed July 17, 2024
Jointly reported with Telegraph Hill Partners IV, L.P., Telegraph Hill Partners IV Investment Management LLC, Telegraph Hill Partners Management Company, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 11,126,929 |
Reported balance
After 2024-07-12 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2024-07-12 · Purchase · Acquired 11,126,929 · Balance 11,126,929 F3: Shares purchased in a private placement of Alpha Teknova, Inc. F4: Shares held directly by Telegraph Hill Partners V, L.P ("THP V"). Telegraph Hill Partners V Investment Management, LLC ("THP V IM") is the general partner of THP V. THPMC is the manager of THP V IM. As such, THP V IM and THPMC may be deemed to have beneficial ownership of the shares held by THP V. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 969,844 |
Reported balance
After 2024-07-12 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2024-07-12 · Purchase · Acquired 969,844 · Balance 969,844 F3: Shares purchased in a private placement of Alpha Teknova, Inc. F5: Shares held directly by THP V Affiliates Fund, LLC ("THP V AFF"). THP V IM is the manager of THP V AFF. THPMC is the manager of THP V IM. As such, THP V IM and THPMC may be deemed to have beneficial ownership of the shares held by THP V AFF. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,761,132 |
Reported balance
Holding disclosure · report date 2024-07-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,761,132 F2: Shares held directly by THP IV Affiliates Fund, LLC ("THP IV AFF"). THP IM is the manager of THP IV AFF. THPMC is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV AFF. |
| Common StockSEC Table I · non-derivative | Direct | 21,859,660 |
Reported balance
Holding disclosure · report date 2024-07-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 21,859,660 F1: Shares held directly by Telegraph Hill Partners IV, L.P ("THP IV"). Telegraph Hill Partners IV Investment Management, LLC ("THP IM") is the general partner of THP IV. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held directly by Telegraph Hill Partners IV, L.P ("THP IV"). Telegraph Hill Partners IV Investment Management, LLC ("THP IM") is the general partner of THP IV. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV.
F2: Shares held directly by THP IV Affiliates Fund, LLC ("THP IV AFF"). THP IM is the manager of THP IV AFF. THPMC is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV AFF.
F3: Shares purchased in a private placement of Alpha Teknova, Inc.
F4: Shares held directly by Telegraph Hill Partners V, L.P ("THP V"). Telegraph Hill Partners V Investment Management, LLC ("THP V IM") is the general partner of THP V. THPMC is the manager of THP V IM. As such, THP V IM and THPMC may be deemed to have beneficial ownership of the shares held by THP V.
F5: Shares held directly by THP V Affiliates Fund, LLC ("THP V AFF"). THP V IM is the manager of THP V AFF. THPMC is the manager of THP V IM. As such, THP V IM and THPMC may be deemed to have beneficial ownership of the shares held by THP V AFF.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 12, 2024 Filed Jul 17, 2024 01:13 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | PurchaseCommon Stock | 969,844 | $1.24 | $1,202,606.56 |
DisclosureSEC source: 0000950170-24-084046 · ownership.xml · nonDerivative · entry 4 Telegraph Hill Partners IV, L.P. · CIK 0001736529 · 10% owner THP IV Affiliates Fund, LLC · CIK 0001757095 · 10% owner Telegraph Hill Partners IV Investment Management LLC · CIK 0001868229 · 10% owner Telegraph Hill Partners Management Company, LLC · CIK 0001588012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 969,844 F3 · kind: Shares purchased in a private placement of Alpha Teknova, Inc. F5 · ownership.nature: Shares held directly by THP V Affiliates Fund, LLC ("THP V AFF"). THP V IM is the manager of THP V AFF. THPMC is the manager of THP V IM. As such, THP V IM and THPMC may be deemed to have beneficial ownership of the shares held by THP V AFF. Read SEC document |
| July 12, 2024 Filed Jul 17, 2024 01:13 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | PurchaseCommon Stock | 11,126,929 | $1.24 | $13,797,391.96 |
DisclosureSEC source: 0000950170-24-084046 · ownership.xml · nonDerivative · entry 3 Telegraph Hill Partners IV, L.P. · CIK 0001736529 · 10% owner THP IV Affiliates Fund, LLC · CIK 0001757095 · 10% owner Telegraph Hill Partners IV Investment Management LLC · CIK 0001868229 · 10% owner Telegraph Hill Partners Management Company, LLC · CIK 0001588012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 11,126,929 F3 · kind: Shares purchased in a private placement of Alpha Teknova, Inc. F4 · ownership.nature: Shares held directly by Telegraph Hill Partners V, L.P ("THP V"). Telegraph Hill Partners V Investment Management, LLC ("THP V IM") is the general partner of THP V. THPMC is the manager of THP V IM. As such, THP V IM and THPMC may be deemed to have beneficial ownership of the shares held by THP V. Read SEC document |
| September 19, 2023 Filed Sep 22, 2023 00:58 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | PurchaseCommon Stock | 1,190,270 | $1.85 | $2,201,999.50 |
DisclosureSEC source: 0000950170-23-049296 · ownership.xml · nonDerivative · entry 2 Telegraph Hill Partners IV, L.P. · CIK 0001736529 · 10% owner THP IV Affiliates Fund, LLC · CIK 0001757095 · 10% owner Telegraph Hill Partners IV Investment Management LLC · CIK 0001868229 · 10% owner Telegraph Hill Partners Management Company, LLC · CIK 0001588012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,761,132 F1 · kind: Shares purchased in a private placement of Alpha Teknova, Inc. F3 · ownership.nature: Shares held directly by THP IV Affiliates Fund, LLC ("THP IV AFF"). THP IM is the manager of THP IV AFF. THPMC is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV AFF. Read SEC document |
| September 19, 2023 Filed Sep 22, 2023 00:58 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | PurchaseCommon Stock | 6,917,837 | $1.85 | $12,797,998.45 |
DisclosureSEC source: 0000950170-23-049296 · ownership.xml · nonDerivative · entry 1 Telegraph Hill Partners IV, L.P. · CIK 0001736529 · 10% owner THP IV Affiliates Fund, LLC · CIK 0001757095 · 10% owner Telegraph Hill Partners IV Investment Management LLC · CIK 0001868229 · 10% owner Telegraph Hill Partners Management Company, LLC · CIK 0001588012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,859,660 F1 · kind: Shares purchased in a private placement of Alpha Teknova, Inc. F2 · ownership.direct: Shares held directly by Telegraph Hill Partners IV, L.P ("THP IV"). Telegraph Hill Partners IV Investment Management, LLC ("THP IM") is the general partner of THP IV. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 01:17 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | ConversionSeries A Convertible Preferred Stock · Derivative | 1,371,419 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026662 · doc4.xml · derivative · entry 4 Telegraph Hill Partners IV, L.P. · CIK 0001736529 · 10% owner THP IV Affiliates Fund, LLC · CIK 0001757095 · 10% owner Telegraph Hill Partners IV Investment Management LLC · CIK 0001868229 · 10% owner Telegraph Hill Partners Management Company, LLC · CIK 0001588012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 2,570,862 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Convertible Preferred Stock was converted on June 28, 2021, at the election of the holder and in accordance with the Company's then-current amended and restated certificate of incorporation, and has no expiration date. The Series A Convertible Preferred Stock converted into shares of the Company's common stock on a 1-for-1.8746 basis. F1 · derivative.exercise_date: The Series A Convertible Preferred Stock was converted on June 28, 2021, at the election of the holder and in accordance with the Company's then-current amended and restated certificate of incorporation, and has no expiration date. The Series A Convertible Preferred Stock converted into shares of the Company's common stock on a 1-for-1.8746 basis. F1 · derivative.expiration_date: The Series A Convertible Preferred Stock was converted on June 28, 2021, at the election of the holder and in accordance with the Company's then-current amended and restated certificate of incorporation, and has no expiration date. The Series A Convertible Preferred Stock converted into shares of the Company's common stock on a 1-for-1.8746 basis. F3 · ownership.nature: Shares held directly by THP IV Affiliates Fund, LLC ("THP IV AFF"). THP IM is the manager of of THP IV AFF. THPMC is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV AFF. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 01:17 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | ConversionSeries A Convertible Preferred Stock · Derivative | 7,970,673 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026662 · doc4.xml · derivative · entry 3 Telegraph Hill Partners IV, L.P. · CIK 0001736529 · 10% owner THP IV Affiliates Fund, LLC · CIK 0001757095 · 10% owner Telegraph Hill Partners IV Investment Management LLC · CIK 0001868229 · 10% owner Telegraph Hill Partners Management Company, LLC · CIK 0001588012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,941,823 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Convertible Preferred Stock was converted on June 28, 2021, at the election of the holder and in accordance with the Company's then-current amended and restated certificate of incorporation, and has no expiration date. The Series A Convertible Preferred Stock converted into shares of the Company's common stock on a 1-for-1.8746 basis. F1 · derivative.exercise_date: The Series A Convertible Preferred Stock was converted on June 28, 2021, at the election of the holder and in accordance with the Company's then-current amended and restated certificate of incorporation, and has no expiration date. The Series A Convertible Preferred Stock converted into shares of the Company's common stock on a 1-for-1.8746 basis. F1 · derivative.expiration_date: The Series A Convertible Preferred Stock was converted on June 28, 2021, at the election of the holder and in accordance with the Company's then-current amended and restated certificate of incorporation, and has no expiration date. The Series A Convertible Preferred Stock converted into shares of the Company's common stock on a 1-for-1.8746 basis. F2 · ownership.direct: Shares held directly by Telegraph Hill Partners IV, L.P ("THP IV"). Telegraph Hill Partners IV Investment Management, LLC ("THP IM") is the general partner of THP IV. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 01:17 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | ConversionCommon Stock | 2,570,862 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026662 · doc4.xml · nonDerivative · entry 2 Telegraph Hill Partners IV, L.P. · CIK 0001736529 · 10% owner THP IV Affiliates Fund, LLC · CIK 0001757095 · 10% owner Telegraph Hill Partners IV Investment Management LLC · CIK 0001868229 · 10% owner Telegraph Hill Partners Management Company, LLC · CIK 0001588012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,570,862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Convertible Preferred Stock was converted on June 28, 2021, at the election of the holder and in accordance with the Company's then-current amended and restated certificate of incorporation, and has no expiration date. The Series A Convertible Preferred Stock converted into shares of the Company's common stock on a 1-for-1.8746 basis. F3 · ownership.nature: Shares held directly by THP IV Affiliates Fund, LLC ("THP IV AFF"). THP IM is the manager of of THP IV AFF. THPMC is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV AFF. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 01:17 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | ConversionCommon Stock | 14,941,823 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026662 · doc4.xml · nonDerivative · entry 1 Telegraph Hill Partners IV, L.P. · CIK 0001736529 · 10% owner THP IV Affiliates Fund, LLC · CIK 0001757095 · 10% owner Telegraph Hill Partners IV Investment Management LLC · CIK 0001868229 · 10% owner Telegraph Hill Partners Management Company, LLC · CIK 0001588012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,941,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Convertible Preferred Stock was converted on June 28, 2021, at the election of the holder and in accordance with the Company's then-current amended and restated certificate of incorporation, and has no expiration date. The Series A Convertible Preferred Stock converted into shares of the Company's common stock on a 1-for-1.8746 basis. F2 · ownership.direct: Shares held directly by Telegraph Hill Partners IV, L.P ("THP IV"). Telegraph Hill Partners IV Investment Management, LLC ("THP IM") is the general partner of THP IV. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.