Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alpha Teknova, Inc.TKNO · Entity 5715 | Chief People Officer | November 14, 2023 | November 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alpha Teknova, Inc.
Report date November 14, 2023 · Filed November 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,834 |
Reported balance
After 2023-11-14 transaction · row 1
1 source rowRow 1 · 2023-11-14 · Other · Disposed 15,000 · Balance 18,834 F1: Transfer to reporting person's former spouse pursuant to a divorce decree. |
Filing footnotes · ownership attribution and instrument terms
F1: Transfer to reporting person's former spouse pursuant to a divorce decree.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2023 Filed Nov 15, 2023 16:53 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | OtherCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001850902-23-000043 · edgardoc.xml · nonDerivative · entry 1 Hood Lisa · CIK 0001862135 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,834 F1 · kind: Transfer to reporting person's former spouse pursuant to a divorce decree. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 16:55 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | SaleCommon Stock | 11,400 | $3.80 | $43,267.56 |
DisclosureSEC source: 0001850902-23-000024 · edgardoc.xml · nonDerivative · entry 1 Hood Lisa · CIK 0001862135 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,834 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.750 to $4.015, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote to this Form 4. Read SEC document |
| May 17, 2023 Filed May 17, 2023 18:17 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | SaleCommon Stock | 3,119 | $2.04 | $6,350.91 |
DisclosureSEC source: 0001850902-23-000018 · edgardoc.xml · nonDerivative · entry 1 Hood Lisa · CIK 0001862135 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,234 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.01 to $2.05, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote to this Form 4. Read SEC document |
| May 12, 2023 Filed May 16, 2023 19:07 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | PurchaseCommon Stock | 3,119 | $1.67 | $5,196.25 |
DisclosureSEC source: 0001850902-23-000014 · edgardoc.xml · nonDerivative · entry 1 Hood Lisa · CIK 0001862135 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,353 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on November 15, 2022, and ending on May 14, 2023 (the Prior Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Prior Purchase Period, and (ii) 85% of fair market value on the last day of the Prior Purchase Period, in each case rounded up to the nearest whole cent per share. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 19:00 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 28,000 | $0.00 Strike: $5.41 | $0.00 |
DisclosureSEC source: 0001850902-23-000008 · edgardoc.xml · derivative · entry 2 Hood Lisa · CIK 0001862135 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 28,000 shares Expires 2033-02-27 F2 · derivative.exercise_date: The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after February 27, 2023, the date of grant. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 19:00 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | GrantCommon Stock | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001850902-23-000008 · edgardoc.xml · nonDerivative · entry 1 Hood Lisa · CIK 0001862135 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,234 F1 · shares: Represents restricted stock units granted on February 27, 2023. Shares subject to the award shall vest on each of the first four anniversaries of the grant date. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 19:46 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 40,498 | $0.00 Strike: $5.36 | $0.00 |
DisclosureSEC source: 0001850902-22-000035 · edgardoc.xml · derivative · entry 4 Hood Lisa · CIK 0001862135 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,498 Underlying: Common Stock · 40,498 shares Expires 2032-11-15 F4 · derivative.exercise_date: The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after November 15, 2022, the date of grant. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 19:46 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | SaleCommon Stock | 2,046 | $5.28 | $10,811.27 |
DisclosureSEC source: 0001850902-22-000035 · edgardoc.xml · nonDerivative · entry 3 Hood Lisa · CIK 0001862135 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,234 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.27 to $5.36, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote to this Form 4. Read SEC document |
| November 14, 2022 Filed Nov 17, 2022 19:46 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | PurchaseCommon Stock | 2,046 | $4.23 | $8,660.72 |
DisclosureSEC source: 0001850902-22-000035 · edgardoc.xml · nonDerivative · entry 2 Hood Lisa · CIK 0001862135 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,280 F2 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on May 15, 2022, and ending on November 14, 2022 (the Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Purchase Period, and (ii) 85% of fair market value on the last day of the Purchase Period, in each case rounded up to the nearest whole cent per share. Read SEC document |
| May 13, 2022 Filed Nov 17, 2022 19:46 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | PurchaseCommon Stock | 772 | $10.93 | $8,438.73 |
DisclosureSEC source: 0001850902-22-000035 · edgardoc.xml · nonDerivative · entry 1 Hood Lisa · CIK 0001862135 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,234 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on November 15, 2021, and ending on May 14, 2022 (the Prior Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Prior Purchase Period, and (ii) 85% of fair market value on the last day of the Prior Purchase Period, in each case rounded up to the nearest whole cent per share. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 14:56 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $15.09 | $0.00 |
DisclosureSEC source: 0001850902-22-000010 · edgardoc.xml · derivative · entry 1 Hood Lisa · CIK 0001862135 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2032-02-15 F1 · derivative.exercise_date: The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after February 15, 2022, the date of grant. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 15:50 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 30,462 | $0.00 Strike: $1.85 | $0.00 |
DisclosureSEC source: 0001850902-22-000002 · edgardoc.xml · derivative · entry 2 Hood Lisa · CIK 0001862135 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,014 Underlying: Common Stock · 30,462 shares Expires 2030-12-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1/4th of the original number of shares subject to the option shall vest on December 14, 2021, and 1/48th of the original number of shares subject to the option shall vest on a monthly basis thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 15:50 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | Exercise / conversionCommon Stock | 30,462 | $1.85 | $56,226.76 |
DisclosureSEC source: 0001850902-22-000002 · edgardoc.xml · nonDerivative · entry 1 Hood Lisa · CIK 0001862135 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 19:31 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | GrantStock Option (Right to buy) · Derivative | 20,995 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026303 · doc4.xml · derivative · entry 1 Hood Lisa · CIK 0001862135 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,995 Underlying: Common Stock · 20,995 shares Expires 2031-06-24 F1 · derivative.exercise_date: 1/4th of the original number of shares subject to the option shall vest on the first anniversary of the grant date and the remainder of the shares subject to the option shall vest in equal monthly installments thereafter over 36 months. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.