Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alpha Teknova, Inc.TKNO · Entity 5715 | Chief Commercial Officer | November 30, 2023 | December 01, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alpha Teknova, Inc.
Report date November 30, 2023 · Filed December 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,924 |
Reported balance
After 2023-11-30 transaction · row 1
1 source rowRow 1 · 2023-11-30 · Purchase · Acquired 3,587 · Balance 22,924 F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on June 1, 2023, and ending on November 30, 2023 (the Prior Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Prior Purchase Period, and (ii) 85% of fair market value on the last day of the Prior Purchase Period, in each case rounded up to the nearest whole cent per share. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on June 1, 2023, and ending on November 30, 2023 (the Prior Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Prior Purchase Period, and (ii) 85% of fair market value on the last day of the Prior Purchase Period, in each case rounded up to the nearest whole cent per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2023 Filed Dec 1, 2023 17:44 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | PurchaseCommon Stock | 3,587 | $1.73 | $6,219.86 |
DisclosureSEC source: 0001850902-23-000045 · edgardoc.xml · nonDerivative · entry 1 Gelhaus Ken · CIK 0001895283 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,924 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on June 1, 2023, and ending on November 30, 2023 (the Prior Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Prior Purchase Period, and (ii) 85% of fair market value on the last day of the Prior Purchase Period, in each case rounded up to the nearest whole cent per share. Read SEC document |
| May 12, 2023 Filed May 16, 2023 19:07 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | PurchaseCommon Stock | 3,915 | $1.67 | $6,522.39 |
DisclosureSEC source: 0001850902-23-000015 · edgardoc.xml · nonDerivative · entry 1 Gelhaus Ken · CIK 0001895283 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,337 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on November 15, 2022, and ending on May 14, 2023 (the Prior Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Prior Purchase Period, and (ii) 85% of fair market value on the last day of the Prior Purchase Period, in each case rounded up to the nearest whole cent per share. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 18:59 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 28,000 | $0.00 Strike: $5.41 | $0.00 |
DisclosureSEC source: 0001850902-23-000006 · edgardoc.xml · derivative · entry 2 Gelhaus Ken · CIK 0001895283 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 28,000 shares Expires 2033-02-27 F2 · derivative.exercise_date: The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after February 27, 2023, the date of grant. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 18:59 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | GrantCommon Stock | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001850902-23-000006 · edgardoc.xml · nonDerivative · entry 1 Gelhaus Ken · CIK 0001895283 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,422 F1 · shares: Represents restricted stock units granted on February 27, 2023. Shares subject to the award shall vest on each of the first four anniversaries of the grant date. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 19:45 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 72,500 | $0.00 Strike: $5.36 | $0.00 |
DisclosureSEC source: 0001850902-22-000033 · edgardoc.xml · derivative · entry 2 Gelhaus Ken · CIK 0001895283 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,500 Underlying: Common Stock · 72,500 shares Expires 2032-11-15 F2 · derivative.exercise_date: The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after November 15, 2022, the date of grant. Read SEC document |
| November 14, 2022 Filed Nov 17, 2022 19:45 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | PurchaseCommon Stock | 1,422 | $4.23 | $6,019.33 |
DisclosureSEC source: 0001850902-22-000033 · edgardoc.xml · nonDerivative · entry 1 Gelhaus Ken · CIK 0001895283 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,422 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on May 15, 2022, and ending on November 14, 2022 (the Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Purchase Period, and (ii) 85% of fair market value on the last day of the Purchase Period, in each case rounded up to the nearest whole cent per share. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 14:55 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $15.09 | $0.00 |
DisclosureSEC source: 0001850902-22-000008 · edgardoc.xml · derivative · entry 1 Gelhaus Ken · CIK 0001895283 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2032-02-15 F1 · derivative.exercise_date: The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after February 15, 2022, the date of grant. Read SEC document |
| November 17, 2021 Filed Nov 23, 2021 17:12 UTC | Alpha Teknova, Inc. TKNO · Entity 5715 | GrantStock Option (Right to buy) · Derivative | 85,000 | $0.00 Strike: $25.10 | $0.00 |
DisclosureSEC source: 0000899243-21-045811 · doc4.xml · derivative · entry 1 Gelhaus Ken · CIK 0001895283 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2021-11-17 F1 · derivative.exercise_date: 1/4th of the original number of shares subject to the option shall vest on November 15, 2022 and the remainder of the shares subject to the option shall vest in equal monthly installments thereafter over 36 months. Read SEC document |
| November 17, 2021 Filed Nov 24, 2021 16:14 UTC Amendment | Alpha Teknova, Inc. TKNO · Entity 5715 | GrantStock Option (Right to buy) · Derivative | 85,000 | $0.00 Strike: $25.10 | $0.00 |
DisclosureSEC source: 0000899243-21-046050 · doc4a.xml · derivative · entry 1 Gelhaus Ken · CIK 0001895283 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2031-11-17 F1 · derivative.exercise_date: 1/4th of the original number of shares subject to the option shall vest on November 15, 2022 and the remainder of the shares subject to the option shall vest in equal monthly installments thereafter over 36 months. F2 · derivative.expiration_date: On November 23, 2021, the reporting person filed a Form 4 which inadvertently reported that the expiration date of the stock option is November 17, 2021. The correct expiration date of the option is November 17, 2031. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.