Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 04, 2022 Filed Oct 6, 2022 11:18 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 500 | $10.80 | $5,400.00 |
DisclosureSEC source: 0001393726-22-000100 · wf-form4_166506949883879.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,067 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 09:46 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 500 | $10.77 | $5,385.00 |
DisclosureSEC source: 0001393726-22-000098 · wf-form4_166489117575564.xml · nonDerivative · entry 2 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,567 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 09:46 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 500 | $10.66 | $5,330.00 |
DisclosureSEC source: 0001393726-22-000098 · wf-form4_166489117575564.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,067 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 29, 2022 Filed Sep 30, 2022 13:43 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 500 | $10.58 | $5,290.00 |
DisclosureSEC source: 0001393726-22-000096 · wf-form4_166455981504494.xml · nonDerivative · entry 2 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,567 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 28, 2022 Filed Sep 30, 2022 13:43 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 500 | $10.38 | $5,190.00 |
DisclosureSEC source: 0001393726-22-000096 · wf-form4_166455981504494.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,067 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 27, 2022 Filed Sep 28, 2022 10:31 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 500 | $10.16 | $5,080.00 |
DisclosureSEC source: 0001393726-22-000094 · wf-form4_166437544513536.xml · nonDerivative · entry 2 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,567 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 10:31 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 1,000 | $10.30 | $10,300.00 |
DisclosureSEC source: 0001393726-22-000094 · wf-form4_166437544513536.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,067 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 23, 2022 Filed Sep 26, 2022 11:59 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 1,000 | $10.32 | $10,320.00 |
DisclosureSEC source: 0001393726-22-000092 · wf-form4_166420797456833.xml · nonDerivative · entry 2 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,067 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 11:59 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 1,000 | $10.59 | $10,590.00 |
DisclosureSEC source: 0001393726-22-000092 · wf-form4_166420797456833.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,067 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 21, 2022 Filed Sep 22, 2022 10:27 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 1,000 | $10.79 | $10,790.00 |
DisclosureSEC source: 0001393726-22-000090 · wf-form4_166385681955567.xml · nonDerivative · entry 2 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,067 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 10:27 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 1,000 | $10.85 | $10,850.00 |
DisclosureSEC source: 0001393726-22-000090 · wf-form4_166385681955567.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,067 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 19, 2022 Filed Sep 20, 2022 10:51 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 1,000 | $10.62 | $10,620.00 |
DisclosureSEC source: 0001393726-22-000088 · wf-form4_166368546661320.xml · nonDerivative · entry 2 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,067 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 10:51 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 1,000 | $10.91 | $10,910.00 |
DisclosureSEC source: 0001393726-22-000088 · wf-form4_166368546661320.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,067 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 10:52 UTC |
Maultsby RandyDirector · President
|
SaleCommon Stock | 20,000 | $11.07 | $221,400.00 |
DisclosureSEC source: 0001393726-22-000086 · wf-form4_166333990483285.xml · nonDerivative · entry 1 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,113 F1 · price: This sale was executed in multiple sales at prices ranging from $10.978 to $11.108, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 10:48 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 1,000 | $11.19 | $11,190.00 |
DisclosureSEC source: 0001393726-22-000084 · wf-form4_166333971489850.xml · nonDerivative · entry 2 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,067 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 10:48 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 1,000 | $11.37 | $11,370.00 |
DisclosureSEC source: 0001393726-22-000084 · wf-form4_166333971489850.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,067 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 09:37 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 1,000 | $11.72 | $11,720.00 |
DisclosureSEC source: 0001393726-22-000082 · wf-form4_166316261552915.xml · nonDerivative · entry 2 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,067 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 09:37 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 1,000 | $11.94 | $11,940.00 |
DisclosureSEC source: 0001393726-22-000082 · wf-form4_166316261552915.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,067 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 01, 2022 Filed Sep 1, 2022 14:52 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
GrantFebruary 2017 Stock Option · Derivative | 112,015 | $0.00 Strike: $6.65 | $0.00 |
DisclosureSEC source: 0001393726-22-000080 · wf-form4_166205835088757.xml · derivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,015 Underlying: Common Stock · 112,015 shares Expires not disclosed F6 · security: On February 22, 2017, in consideration of Michael Barnes's service to the Registrant, Corvid Peak Holdings, L.P. (fka Tricadia Holdings L.P. "Corvid Peak") was granted options to purchase 219,472 shares of common stock of the Registrant subject to the terms of a Stock Option Agreement among the Registrant, Michael Barnes and Corvid Peak, which was reported as Indirectly held on the date of grant. On September 1, 2022, Corvid Peak distributed all 219,472 Stock Options to its partners, pro rata. The Reporting Person received as his pro rata portion 112,015 Stock Options which are now held Direct. F2 · derivative.exercise_date: Exercise of these stock options is from the grant date. F7 · derivative.expiration_date: The Stock Option will expire on the earlier of (1) February 22, 2027 and (2) the date of the termination of Michael Barnes's service with the Registrant for Cause (as defined in the Stock Option Agreement) or Michael Barnes's voluntary termination of service with the Registrant. Read SEC document |
| September 01, 2022 Filed Sep 1, 2022 14:52 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
GrantMarch 2016 Stock Option · Derivative | 4,649 | $0.00 Strike: $5.87 | $0.00 |
DisclosureSEC source: 0001393726-22-000080 · wf-form4_166205835088757.xml · derivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,649 Underlying: Common Stock · 4,649 shares Expires not disclosed F4 · security: On March 10, 2016, in consideration of Michael Barnes's services to the Registrant, Corvid Peak Holdings, L.P. (fka Tricadia Holdings, L.P. "Corvid Peak") was granted stock options to purchase 9,136 shares of common stock of the Registrant subject to the terms of a Stock Option Agreement among the Registrant, Michael Barnes and Corvid Peak. On September 1, 2022, Corvid Peak distributed all 9,136 Stock Options to its partners, pro rata. The Reporting Person received as his pro rata portion 4,649 Stock Options which are now held Direct. F2 · derivative.exercise_date: Exercise of these stock options is from the grant date. F5 · derivative.expiration_date: The Stock Option will expire on the earlier of (1) March 10, 2026 and (2) the date of the termination of Michael Barnes's service with the Registrant for Cause (as defined in the Stock Option Agreement) or Michael Barnes's voluntary termination of service with the Registrant. Read SEC document |
| September 01, 2022 Filed Sep 1, 2022 14:52 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
GrantJanuary 2016 Stock Option · Derivative | 46,494 | $0.00 Strike: $5.67 | $0.00 |
DisclosureSEC source: 0001393726-22-000080 · wf-form4_166205835088757.xml · derivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,494 Underlying: Common Stock · 46,494 shares Expires not disclosed F1 · security: On January 4, 2016, in consideration of Michael Barnes's services to the Registrant, Corvid Peak Holdings, L.P. (fka Tricadia Holdings L.P. "Corvid "Peak") was granted stock options to purchase 91,359 shares of common stock of the Registrant subject to the terms of a Stock Option Agreement among the Registrant, Michael Barnes and Corvid Peak. On September 1, 2022, Corvid Peak distributed all 91,359 Stock Options to its partners, pro rata. The Reporting Person received as his pro rata portion 46,494 Stock Options which are now held Direct. F2 · derivative.exercise_date: Exercise of these stock options is from the grant date. F3 · derivative.expiration_date: The Stock Option will expire on the earlier of (1) January 4, 2026 and (2) the date of the termination of Michael Barnes's service with the Registrant for Cause (as defined in the Stock Option Agreement) or Michael Barnes's voluntary termination of service with the Registrant. Read SEC document |
| September 01, 2022 Filed Sep 1, 2022 14:50 UTC |
Inayatullah Arif10% owner
|
GrantFebruary 2017 Stock Option · Derivative | 62,859 | $0.00 Strike: $6.65 | $0.00 |
DisclosureSEC source: 0001393726-22-000078 · wf-form4_166205824581595.xml · derivative · entry 4 Inayatullah Arif · CIK 0001499674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,859 Underlying: Common Stock · 62,859 shares Expires not disclosed F6 · security: The reporting person is a partner in Corvid Peak Holdings, L.P. ("Corvid Peak") and received these stock options from Corvid Peak in a pro rata distribution in accordance with the reporting person's partnership interests in such entity. Corvid Peak received these stock options on February 22, 2017 as incentive compensation approved by the Issuer's Compensation, Nominating and Governance Committee for Michael Barnes's services as Executive Chairman of the Issuer under a Transition Services Agreement between Corvid Peak and the Issuer. F2 · derivative.exercise_date: Exercise of these stock options is from the grant date. F7 · derivative.expiration_date: The Stock Option will expire on the earlier of (1) February 22, 2027 and (2) the date of the termination of Michael Barnes's service with the Registrant for Cause (as defined in the Stock Option Agreement) or Michael Barnes's voluntary termination of service with the Registrant. Read SEC document |
| September 01, 2022 Filed Sep 1, 2022 14:50 UTC |
Inayatullah Arif10% owner
|
GrantMarch 2016 Stock Option · Derivative | 2,616 | $0.00 Strike: $5.87 | $0.00 |
DisclosureSEC source: 0001393726-22-000078 · wf-form4_166205824581595.xml · derivative · entry 3 Inayatullah Arif · CIK 0001499674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,616 Underlying: Common Stock · 2,616 shares Expires not disclosed F4 · security: The reporting person is a partner in Corvid Peak Holdings, L.P. ("Corvid Peak") and received these stock options from Corvid Peak in a pro rata distribution in accordance with the reporting person's partnership interests in such entity. Corvid Peak received these stock options on March 10, 2016 as incentive compensation approved by the Issuer's Compensation, Nominating and Governance Committee for Michael Barnes's services as Executive Chairman of the Issuer under a Transition Services Agreement between Corvid Peak and the Issuer. F2 · derivative.exercise_date: Exercise of these stock options is from the grant date. F5 · derivative.expiration_date: The Stock Option will expire on the earlier of (1) March 10, 2026 and (2) the date of the termination of Michael Barnes's service with the Registrant for Cause (as defined in the Stock Option Agreement) or Michael Barnes's voluntary termination of service with the Registrant. Read SEC document |
| September 01, 2022 Filed Sep 1, 2022 14:50 UTC |
Inayatullah Arif10% owner
|
GrantJanuary 2016 Stock Option · Derivative | 26,166 | $0.00 Strike: $5.67 | $0.00 |
DisclosureSEC source: 0001393726-22-000078 · wf-form4_166205824581595.xml · derivative · entry 2 Inayatullah Arif · CIK 0001499674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,166 Underlying: Common Stock · 26,166 shares Expires not disclosed F1 · security: The reporting person is a partner in Corvid Peak Holdings, L.P. ("Corvid Peak") and received these stock options from Corvid Peak in a pro rata distribution in accordance with the reporting person's partnership interests in such entity. Corvid Peak received these stock options on January 4, 2016 as incentive compensation approved by the Issuer's Compensation, Nominating and Governance Committee for Michael Barnes's services as Executive Chairman of the Issuer under a Transition Services Agreement between Corvid Peak and the Issuer. F2 · derivative.exercise_date: Exercise of these stock options is from the grant date. F3 · derivative.expiration_date: The Stock Option will expire on the earlier of (1) January 4, 2026 and (2) the date of the termination of Michael Barnes's service with the Registrant for Cause (as defined in the Stock Option Agreement) or Michael Barnes's voluntary termination of service with the Registrant. Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 17:09 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,916 | $11.99 | $22,965.18 |
DisclosureSEC source: 0001393726-22-000076 · wf-form4_166023772644119.xml · nonDerivative · entry 1 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401K Disclosed balance after: 183,071 F1 · ownership.nature: The Reporting Person caused his indirectly held shares to be consolidated and transferred 144,019 shares from the IRA account into the 401K account. Read SEC document |
| July 25, 2022 Filed Jul 26, 2022 16:07 UTC |
Maultsby RandyDirector · President
|
SaleCommon Stock | 31,247 | $11.20 | $349,966.40 |
DisclosureSEC source: 0001393726-22-000064 · wf-form4_165886604452929.xml · nonDerivative · entry 1 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,113 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. F2 · price: This sale was executed in multiple sales at prices ranging from $11.19 to $11.26, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 13:47 UTC |
Goldwasser LesleyDirector
|
GrantCommon Stock | 2,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-22-000060 · wf-form4_165754724329286.xml · nonDerivative · entry 1 Goldwasser Lesley · CIK 0001465575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,090 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 09:49 UTC |
Smith Bradley E.Director
|
GrantCommon Stock | 2,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-22-000062 · wf-form4_165754733165905.xml · nonDerivative · entry 1 Smith Bradley E. · CIK 0001579089 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,936 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 09:44 UTC |
Mielle DominiqueDirector
|
GrantCommon Stock | 2,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-22-000056 · wf-form4_165754704597644.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,169 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 09:45 UTC |
Friedman Paul MDirector
|
GrantCommon Stock | 2,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-22-000058 · wf-form4_165754713166070.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,454 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| June 27, 2022 Filed Jun 28, 2022 09:45 UTC |
Inayatullah Arif10% owner
|
Exercise / conversionTiptree Inc. warrant 2022 · Derivative | 440,318 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001393726-22-000054 · wf-form4_165642393352141.xml · derivative · entry 2 Inayatullah Arif · CIK 0001499674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 440,318 shares Expires 2022-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 27, 2022, the Reporting Person exercised the 2022 Warrants at the adjusted exercise price of $6.927. Tiptree received cash proceeds of $3,050,082.79 from the exercise of the 2022 Warrants. Read SEC document |
| June 27, 2022 Filed Jun 28, 2022 09:45 UTC |
Inayatullah Arif10% owner
|
Exercise / conversionCommon Stock | 440,318 | $6.93 | $3,050,082.79 |
DisclosureSEC source: 0001393726-22-000054 · wf-form4_165642393352141.xml · nonDerivative · entry 1 Inayatullah Arif · CIK 0001499674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,537,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 27, 2022, the Reporting Person exercised the 2022 Warrants at the adjusted exercise price of $6.927. Tiptree received cash proceeds of $3,050,082.79 from the exercise of the 2022 Warrants. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 20:11 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
PurchaseCommon Stock | 400 | $10.59 | $4,236.00 |
DisclosureSEC source: 0001393726-22-000044 · wf-form4_165420065382825.xml · nonDerivative · entry 1 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401K Disclosed balance after: 37,136 Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 16:16 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
Exercise / conversionTiptree Inc. warrant 2022 · Derivative | 979,146 | $6.93 Strike: $6.93 | $6,782,544.34 |
DisclosureSEC source: 0001393726-22-000048 · wf-form4_165420096209672.xml · derivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 979,146 shares Expires 2022-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 1, 2022, the Reporting Person exercised the 2022 Warrants at the adjusted exercise price of $6.927. Tiptree received cash proceeds of $6,782,544.34 from the exercise of the 2022 Warrants. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 16:16 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
Exercise / conversionCommon Stock | 979,146 | $6.93 | $6,782,544.34 |
DisclosureSEC source: 0001393726-22-000048 · wf-form4_165420096209672.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,702,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 1, 2022, the Reporting Person exercised the 2022 Warrants at the adjusted exercise price of $6.927. Tiptree received cash proceeds of $6,782,544.34 from the exercise of the 2022 Warrants. Read SEC document |
| April 14, 2022 Filed Apr 14, 2022 16:45 UTC |
Goldwasser LesleyDirector
|
GrantCommon Stock | 2,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-22-000032 · wf-form4_164995474279787.xml · nonDerivative · entry 1 Goldwasser Lesley · CIK 0001465575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,232 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| April 14, 2022 Filed Apr 14, 2022 12:49 UTC |
Smith Bradley E.Director
|
GrantCommon Stock | 2,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-22-000036 · wf-form4_164995496299836.xml · nonDerivative · entry 1 Smith Bradley E. · CIK 0001579089 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,078 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| April 14, 2022 Filed Apr 14, 2022 12:47 UTC |
Mielle DominiqueDirector
|
GrantCommon Stock | 1,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-22-000034 · wf-form4_164995484556840.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,883 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| April 14, 2022 Filed Apr 14, 2022 12:44 UTC |
Friedman Paul MDirector
|
GrantCommon Stock | 2,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-22-000030 · wf-form4_164995466142843.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,596 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| March 16, 2022 Filed Mar 16, 2022 20:05 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,336 | $12.58 | $29,386.88 |
DisclosureSEC source: 0001393726-22-000024 · wf-form4_164746112646534.xml · nonDerivative · entry 1 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401K Disclosed balance after: 36,736 Read SEC document |
| March 16, 2022 Filed Mar 16, 2022 16:03 UTC |
Rifkind Neil CharlesGeneral Counsel and Secretary
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PurchaseCommon Stock | 2,030 | $12.50 | $25,375.00 |
DisclosureSEC source: 0001393726-22-000022 · wf-form4_164746101715087.xml · nonDerivative · entry 1 Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By 401K Disclosed balance after: 2,030 Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 09:37 UTC |
Maultsby RandyDirector · President
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Tax withholdingCommon Stock | 11,480 | $12.79 | $146,829.20 |
DisclosureSEC source: 0001393726-22-000016 · wf-form4_164623179269168.xml · nonDerivative · entry 1 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,360 F1 · kind: Represents the total amount of shares withheld upon vesting of (1) the third and final installment of restricted stock units issued to the Reporting Person on February 26, 2019, and (2) the second installment of restricted stock units issued to the Reporting Person on February 20, 2020. F2 · price: Represents the closing stock price as of the transaction date. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 09:27 UTC |
Bell SandraChief Financial Officer
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GrantRestricted Stock Units · Derivative | 13,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-22-000012 · wf-form4_164554006687754.xml · derivative · entry 2 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,375 Underlying: Common Stock · 26,750 shares Expires not disclosed F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. The restricted stock units will cliff vest on February 20, 2025 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement. F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. The restricted stock units will cliff vest on February 20, 2025 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement. F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. The restricted stock units will cliff vest on February 20, 2025 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 09:29 UTC |
Rifkind Neil CharlesGeneral Counsel and Secretary
|
GrantRestricted Stock Units · Derivative | 13,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-22-000014 · wf-form4_164554015403335.xml · derivative · entry 2 Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,375 Underlying: Common Stock · 26,750 shares Expires not disclosed F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. The restricted stock units will cliff vest on February 20, 2025 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement. F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. The restricted stock units will cliff vest on February 20, 2025 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement. F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. The restricted stock units will cliff vest on February 20, 2025 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement. Read SEC document |
| January 07, 2022 Filed Jan 10, 2022 19:10 UTC |
Goldwasser LesleyDirector
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GrantCommon Stock | 2,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-22-000010 · wf-form4_164184184289425.xml · nonDerivative · entry 1 Goldwasser Lesley · CIK 0001465575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,872 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| January 07, 2022 Filed Jan 10, 2022 14:10 UTC |
Smith Bradley E.Director
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GrantCommon Stock | 2,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-22-000009 · wf-form4_164184179599408.xml · nonDerivative · entry 1 Smith Bradley E. · CIK 0001579089 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,718 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| January 07, 2022 Filed Jan 10, 2022 14:09 UTC |
Mielle DominiqueDirector
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GrantCommon Stock | 1,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-22-000008 · wf-form4_164184174843381.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,995 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| January 07, 2022 Filed Jan 10, 2022 14:08 UTC |
Friedman Paul MDirector
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GrantCommon Stock | 1,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-22-000007 · wf-form4_164184170160809.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,236 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 17:04 UTC |
Maultsby RandyDirector · President
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Exercise / conversionPerformance Restricted Stock Units · Derivative | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000123 · wf-form4_163761867871821.xml · derivative · entry 3 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,667 Underlying: Common Stock · 33,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. F3 · derivative.exercise_date: The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. F3 · derivative.expiration_date: The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 17:04 UTC |
Maultsby RandyDirector · President
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Tax withholdingCommon Stock | 17,750 | $15.12 | $268,380.00 |
DisclosureSEC source: 0001393726-21-000123 · wf-form4_163761867871821.xml · nonDerivative · entry 2 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,840 F2 · shares: Shares withheld to satisfy the Reporting Person's withholding tax liability upon vesting of PRSUs issued to the Reporting Person on August 4, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.