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Nasdaq · USD

TIPT

TIPTREE INC.

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Tapewire entity
5239
SEC CIK
0001393726
Parsed reports
515

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 06, 2023 Filed Apr 6, 2023 16:58 UTC GrantCommon Stock 2,161 $0.00 $0.00
Disclosure

SEC source: 0001393726-23-000036 · wf-form4_168081466973529.xml · nonDerivative · entry 1

Mielle Dominique · CIK 0001759191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,453

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 20:16 UTC
Ilany JonathanDirector · Chief Executive Officer
PurchaseCommon Stock 2,900 $15.00 $43,500.00
Disclosure

SEC source: 0001393726-23-000030 · wf-form4_167882496152939.xml · nonDerivative · entry 1

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 185,971

Read SEC document
February 28, 2023 Filed Mar 1, 2023 12:10 UTC
Maultsby RandyDirector · President
Tax withholdingCommon Stock 5,643 $16.10 $90,852.30
Disclosure

SEC source: 0001393726-23-000016 · wf-form4_167769062783996.xml · nonDerivative · entry 1

Maultsby Randy · CIK 0001855788 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,470

F1 · kind: Represents the total amount of shares withheld upon vesting of the third and final installment of restricted stock units issued to the Reporting Person on February 20, 2020.

F2 · price: Represents the closing stock price as of the transaction date.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 12:13 UTC
Rifkind Neil CharlesGeneral Counsel and Secretary
Tax withholdingCommon Stock 2,844 $16.10 $45,788.40
Disclosure

SEC source: 0001393726-23-000018 · wf-form4_167769077795060.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,641

F1 · kind: Represents the total amount of shares withheld upon vesting of the third and final installment of restricted stock units issued to the Reporting Person on February 20, 2020.

F2 · price: Represents the closing stock price as of the transaction date

Read SEC document
February 22, 2023 Filed Feb 24, 2023 09:39 UTC
Rifkind Neil CharlesGeneral Counsel and Secretary
GrantRestricted Stock Units · Derivative 11,332 $0.00 $0.00
Disclosure

SEC source: 0001393726-23-000014 · wf-form4_167724957177656.xml · derivative · entry 3

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,707

Underlying: Common Stock · 49,414 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units on February 22, 2023, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. The restricted stock units will cliff vest on February 20, 2026 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units on February 22, 2023, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. The restricted stock units will cliff vest on February 20, 2026 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units on February 22, 2023, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. The restricted stock units will cliff vest on February 20, 2026 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 14:03 UTC Exercise / conversionFebruary 2017 Stock Option · Derivative 62,859 $0.00 Strike: $6.65 $0.00
Disclosure

SEC source: 0001393726-23-000012 · wf-form4_167596941774008.xml · derivative · entry 9

Inayatullah Arif · CIK 0001499674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Exercise of these stock options is from the grant date.

F7 · derivative.expiration_date: The Stock Option will expire on the earlier of (1) February 22, 2027 and (2) the date of the termination of Michael Barnes's service with the Registrant for Cause (as defined in the Stock Option Agreement) or Michael Barnes's voluntary termination of service with the Registrant.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 14:03 UTC Exercise / conversionMarch 2016 Stock Option · Derivative 2,616 $0.00 Strike: $5.87 $0.00
Disclosure

SEC source: 0001393726-23-000012 · wf-form4_167596941774008.xml · derivative · entry 8

Inayatullah Arif · CIK 0001499674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Exercise of these stock options is from the grant date.

F6 · derivative.expiration_date: The Stock Option will expire on the earlier of (1) March 10, 2026 and (2) the date of the termination of Michael Barnes's service with the Registrant for Cause (as defined in the Stock Option Agreement) or Michael Barnes's voluntary termination of service with the Registrant.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 14:03 UTC Exercise / conversionJanuary 2016 Stock Option · Derivative 26,166 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001393726-23-000012 · wf-form4_167596941774008.xml · derivative · entry 7

Inayatullah Arif · CIK 0001499674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Exercise of these stock options is from the grant date.

F5 · derivative.expiration_date: The Stock Option will expire on the earlier of (1) January 4, 2026 and (2) the date of the termination of Michael Barnes's service with the Registrant for Cause (as defined in the Stock Option Agreement) or Michael Barnes's voluntary termination of service with the Registrant.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 14:03 UTC Tax withholdingCommon Stock 26,324 $15.88 $418,025.12
Disclosure

SEC source: 0001393726-23-000012 · wf-form4_167596941774008.xml · nonDerivative · entry 6

Inayatullah Arif · CIK 0001499674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,592,419

F3 · shares: Reflects the shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 62,859 shares of common stock, pursuant to which 26,324 shares were withheld by the Issuer at the closing stock price of $15.88 per share, on the date of exercise, to pay the exercise price of $6.65 per share, resulting in 36,535 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 14:03 UTC Exercise / conversionCommon Stock 62,859 $6.65 $418,012.35
Disclosure

SEC source: 0001393726-23-000012 · wf-form4_167596941774008.xml · nonDerivative · entry 5

Inayatullah Arif · CIK 0001499674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,618,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 62,859 shares of common stock, pursuant to which 26,324 shares were withheld by the Issuer at the closing stock price of $15.88 per share, on the date of exercise, to pay the exercise price of $6.65 per share, resulting in 36,535 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 14:03 UTC Tax withholdingCommon Stock 967 $15.88 $15,355.96
Disclosure

SEC source: 0001393726-23-000012 · wf-form4_167596941774008.xml · nonDerivative · entry 4

Inayatullah Arif · CIK 0001499674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,555,884

F2 · shares: Reflects the shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 2,616 shares of common stock, pursuant to which 967 shares were withheld by the Issuer at the closing stock price of $15.88 per share, on the date of exercise, to pay the exercise price of $5.87 per share, resulting in 1,649 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 14:03 UTC Exercise / conversionCommon Stock 2,616 $5.87 $15,355.92
Disclosure

SEC source: 0001393726-23-000012 · wf-form4_167596941774008.xml · nonDerivative · entry 3

Inayatullah Arif · CIK 0001499674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,556,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Reflects the shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 2,616 shares of common stock, pursuant to which 967 shares were withheld by the Issuer at the closing stock price of $15.88 per share, on the date of exercise, to pay the exercise price of $5.87 per share, resulting in 1,649 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 14:03 UTC Tax withholdingCommon Stock 9,343 $15.88 $148,366.84
Disclosure

SEC source: 0001393726-23-000012 · wf-form4_167596941774008.xml · nonDerivative · entry 2

Inayatullah Arif · CIK 0001499674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,554,235

F1 · shares: Reflects the shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 26,166 shares of common stock, pursuant to which 9,343 shares were withheld by the Issuer at the closing stock price of $15.88 per share, on the date of exercise, to pay the exercise price of $5.67 per share, resulting in 16,823 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 14:03 UTC Exercise / conversionCommon Stock 26,166 $5.67 $148,361.22
Disclosure

SEC source: 0001393726-23-000012 · wf-form4_167596941774008.xml · nonDerivative · entry 1

Inayatullah Arif · CIK 0001499674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,563,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 26,166 shares of common stock, pursuant to which 9,343 shares were withheld by the Issuer at the closing stock price of $15.88 per share, on the date of exercise, to pay the exercise price of $5.67 per share, resulting in 16,823 shares of common stock being issued to the Reporting Person on a net basis.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 14:50 UTC GrantCommon Stock 2,188 $0.00 $0.00
Disclosure

SEC source: 0001393726-23-000006 · wf-form4_167301663671757.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,244

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 09:53 UTC GrantCommon Stock 2,188 $0.00 $0.00
Disclosure

SEC source: 0001393726-23-000008 · wf-form4_167301680518876.xml · nonDerivative · entry 1

Smith Bradley E. · CIK 0001579089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,090

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 09:47 UTC GrantCommon Stock 2,188 $0.00 $0.00
Disclosure

SEC source: 0001393726-23-000004 · wf-form4_167301646370465.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,608

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 09:44 UTC GrantCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0001393726-23-000002 · wf-form4_167301627572102.xml · nonDerivative · entry 1

Mielle Dominique · CIK 0001759191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,292

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 10:21 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 232 $12.78 $2,964.96
Disclosure

SEC source: 0001393726-22-000144 · wf-form4_166843928376097.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,335

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 10:21 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $12.52 $6,260.00
Disclosure

SEC source: 0001393726-22-000144 · wf-form4_166843928376097.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,567

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 09, 2022 Filed Nov 10, 2022 10:16 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $12.32 $6,160.00
Disclosure

SEC source: 0001393726-22-000142 · wf-form4_166809337420053.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,067

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 10:16 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $12.72 $6,360.00
Disclosure

SEC source: 0001393726-22-000142 · wf-form4_166809337420053.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,567

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 07, 2022 Filed Nov 8, 2022 11:12 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $12.59 $6,295.00
Disclosure

SEC source: 0001393726-22-000140 · wf-form4_166792396086915.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,067

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 11:12 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $12.34 $6,170.00
Disclosure

SEC source: 0001393726-22-000140 · wf-form4_166792396086915.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,567

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 12:36 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $11.92 $5,960.00
Disclosure

SEC source: 0001393726-22-000138 · wf-form4_166757974793454.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,067

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 12:36 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $12.43 $6,215.00
Disclosure

SEC source: 0001393726-22-000138 · wf-form4_166757974793454.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,567

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 10:52 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $12.25 $6,125.00
Disclosure

SEC source: 0001393726-22-000130 · wf-form4_166740073334253.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,067

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 10:52 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $11.72 $5,860.00
Disclosure

SEC source: 0001393726-22-000130 · wf-form4_166740073334253.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,567

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 10:08 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $11.68 $5,840.00
Disclosure

SEC source: 0001393726-22-000128 · wf-form4_166722530403932.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,067

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 10:08 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $11.75 $5,875.00
Disclosure

SEC source: 0001393726-22-000128 · wf-form4_166722530403932.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,567

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 26, 2022 Filed Oct 27, 2022 11:19 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $11.77 $5,885.00
Disclosure

SEC source: 0001393726-22-000126 · wf-form4_166688395857925.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,067

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 25, 2022 Filed Oct 27, 2022 11:19 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $11.62 $5,810.00
Disclosure

SEC source: 0001393726-22-000126 · wf-form4_166688395857925.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,567

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 24, 2022 Filed Oct 25, 2022 10:15 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $11.89 $5,945.00
Disclosure

SEC source: 0001393726-22-000122 · wf-form4_166670727933629.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,067

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 21, 2022 Filed Oct 25, 2022 10:15 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $11.53 $5,765.00
Disclosure

SEC source: 0001393726-22-000122 · wf-form4_166670727933629.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,567

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 20, 2022 Filed Oct 21, 2022 09:49 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $11.36 $5,680.00
Disclosure

SEC source: 0001393726-22-000120 · wf-form4_166636017237213.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,067

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 19, 2022 Filed Oct 21, 2022 09:49 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $11.25 $5,625.00
Disclosure

SEC source: 0001393726-22-000120 · wf-form4_166636017237213.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,567

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 10:22 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $11.42 $5,710.00
Disclosure

SEC source: 0001393726-22-000118 · wf-form4_166618931169856.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,067

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 10:22 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $11.06 $5,530.00
Disclosure

SEC source: 0001393726-22-000118 · wf-form4_166618931169856.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,567

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 14, 2022 Filed Oct 17, 2022 09:51 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $11.13 $5,565.00
Disclosure

SEC source: 0001393726-22-000114 · wf-form4_166601465096632.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,067

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 13, 2022 Filed Oct 17, 2022 09:51 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $10.41 $5,205.00
Disclosure

SEC source: 0001393726-22-000114 · wf-form4_166601465096632.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,567

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 10:50 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $10.51 $5,255.00
Disclosure

SEC source: 0001393726-22-000112 · wf-form4_166567262405113.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,067

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 11, 2022 Filed Oct 13, 2022 10:50 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $10.65 $5,325.00
Disclosure

SEC source: 0001393726-22-000112 · wf-form4_166567262405113.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,567

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 10, 2022 Filed Oct 11, 2022 10:01 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $10.51 $5,255.00
Disclosure

SEC source: 0001393726-22-000110 · wf-form4_166549689828977.xml · nonDerivative · entry 3

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,067

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 07, 2022 Filed Oct 11, 2022 10:01 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $10.66 $5,330.00
Disclosure

SEC source: 0001393726-22-000110 · wf-form4_166549689828977.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,567

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

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October 06, 2022 Filed Oct 7, 2022 18:58 UTC GrantCommon Stock 2,966 $0.00 $0.00
Disclosure

SEC source: 0001393726-22-000102 · wf-form4_166516911755321.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,056

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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October 06, 2022 Filed Oct 7, 2022 15:04 UTC GrantCommon Stock 2,966 $0.00 $0.00
Disclosure

SEC source: 0001393726-22-000108 · wf-form4_166516942920620.xml · nonDerivative · entry 1

Smith Bradley E. · CIK 0001579089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,902

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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October 06, 2022 Filed Oct 7, 2022 15:02 UTC GrantCommon Stock 2,373 $0.00 $0.00
Disclosure

SEC source: 0001393726-22-000106 · wf-form4_166516932846079.xml · nonDerivative · entry 1

Mielle Dominique · CIK 0001759191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,542

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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October 06, 2022 Filed Oct 7, 2022 15:00 UTC GrantCommon Stock 2,966 $0.00 $0.00
Disclosure

SEC source: 0001393726-22-000104 · wf-form4_166516921901926.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,420

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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October 06, 2022 Filed Oct 11, 2022 10:01 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $10.76 $5,380.00
Disclosure

SEC source: 0001393726-22-000110 · wf-form4_166549689828977.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,067

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 05, 2022 Filed Oct 6, 2022 11:18 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 500 $11.06 $5,530.00
Disclosure

SEC source: 0001393726-22-000100 · wf-form4_166506949883879.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,567

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.